$2.09 Billion is the total value of Castle Creek Arbitrage, LLC's 84 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 39.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | Micron Technology Incnote 2.375% 5/0 | $213,582,000 | +78.9% | 58,627,000 | +75.7% | 10.24% | +47.0% | |
| Buy | SanDisk Corpnote 1.500% 8/i | $144,141,000 | +41.3% | 74,994,000 | +41.5% | 6.91% | +16.1% | |
| Sell | Microchip Technology Incsdcv 2.125%12/1 | $120,122,000 | -18.2% | 67,268,000 | -14.9% | 5.76% | -32.8% | |
| Buy | Micron Technology Incnote 3.125% 5/0 | $120,021,000 | +8.5% | 33,615,000 | +6.3% | 5.75% | -10.9% | |
| Cadence Design Systems Incnote 2.625% 6/0 | $109,953,000 | +10.0% | 43,734,000 | 0.0% | 5.27% | -9.6% | ||
| United Therapeutics Corpnote 1.000% 9/i | $106,758,000 | +0.6% | 39,384,000 | 0.0% | 5.12% | -17.3% | ||
| Cemex SAB de CVnote 3.750% 3/1 | $106,330,000 | -18.1% | 88,100,000 | 0.0% | 5.10% | -32.7% | ||
| KMIWS | New | Kinder Morgan Inc Del*w exp 05/25/201 | $99,526,000 | – | 2,352,300 | +100.0% | 4.77% | – |
| Buy | WESCO Intl Incdbcv 6.000% 9/1 | $93,183,000 | +16.6% | 34,614,000 | +20.6% | 4.47% | -4.2% | |
| Buy | Micron Technology Incnote 1.625% 2/1 | $86,797,000 | +6.0% | 27,126,000 | +3.8% | 4.16% | -12.9% | |
| Buy | Tesla Motors Incnote 1.500% 6/0 | $78,589,000 | +66.6% | 42,377,000 | +81.3% | 3.77% | +36.9% | |
| COFWS | Buy | Capital One Finl Corp*w exp 11/14/201 | $64,108,000 | +60.2% | 776,600 | +58.4% | 3.07% | +31.7% |
| JetBlue Airways Corpdbcv 5.500%10/1 | $47,211,000 | +47.3% | 13,186,000 | 0.0% | 2.26% | +21.1% | ||
| New | Mylan Incnote 3.750% 9/1 | $42,288,000 | – | 10,000,000 | +100.0% | 2.03% | – | |
| New | Trulia Incnote 2.750%12/1 | $39,133,000 | – | 27,000,000 | +100.0% | 1.88% | – | |
| Tesla Motors Incnote 0.250% 3/0 | $31,070,000 | -2.6% | 33,500,000 | 0.0% | 1.49% | -20.0% | ||
| Forest City Enterprises Incnote 5.000%10/1 | $27,294,000 | +6.3% | 16,221,000 | 0.0% | 1.31% | -12.6% | ||
| Ship Finance International Ltdnote 3.250% 2/0 | $27,277,000 | -10.8% | 28,402,000 | 0.0% | 1.31% | -26.7% | ||
| Buy | Chesapeake Energy Corpnote 2.750%11/1 | $25,322,000 | +12.5% | 25,219,000 | +13.5% | 1.21% | -7.5% | |
| JPMWS | New | JPMorgan Chase & Co*w exp 10/28/201 | $23,949,000 | – | 382,700 | +100.0% | 1.15% | – |
| ZIONW | Buy | Zions Bancorporation*w exp 05/22/202 | $22,027,000 | +41.2% | 772,600 | +44.0% | 1.06% | +16.0% |
| Buy | TESARO Incnote 3.000%10/0 | $21,372,000 | +240.9% | 17,027,000 | +183.8% | 1.02% | +179.8% | |
| New | United States Stl Corpnote 2.750% 4/0 | $20,567,000 | – | 16,500,000 | +100.0% | 0.99% | – | |
| Buy | Auxilium Pharmaceuticals Incnote 1.500% 7/1 | $20,145,000 | +701.6% | 13,572,000 | +614.3% | 0.96% | +556.5% | |
| EEM | New | iShares TRcall | $19,645,000 | – | 500,000 | +100.0% | 0.94% | – |
| Buy | Iconix Brand Group Incnote 2.500% 6/0 | $18,874,000 | +148.9% | 16,000,000 | +166.7% | 0.90% | +104.8% | |
| PDL BioPharma Incnote 3.750% 5/0 | $17,779,000 | +3.7% | 13,446,000 | 0.0% | 0.85% | -14.8% | ||
| Buy | InterDigital Incnote 2.500% 3/1 | $17,263,000 | +76.5% | 15,500,000 | +63.2% | 0.83% | +45.1% | |
| New | Iconix Brand Group Incnote 1.500% 3/1 | $16,026,000 | – | 13,500,000 | +100.0% | 0.77% | – | |
| AMAG Pharmaceuticals Incnote 2.500% 2/1 | $15,461,000 | +24.7% | 9,250,000 | 0.0% | 0.74% | +2.5% | ||
| Buy | Cobalt International Energy Incnote 2.625%12/0 | $15,460,000 | +5.1% | 25,000,000 | +40.8% | 0.74% | -13.6% | |
| PHH Corpnote 6.000% 6/1 | $14,826,000 | +3.8% | 7,496,000 | 0.0% | 0.71% | -14.6% | ||
| PNCWS | New | PNC Finl Svcs Group Inc*w exp 12/31/201 | $14,560,000 | – | 159,600 | +100.0% | 0.70% | – |
| New | Cemex SAB de CVnote 3.250% 3/1 | $14,525,000 | – | 12,500,000 | +100.0% | 0.70% | – | |
| SunPower Corpdbcv 4.500% 3/1 | $14,443,000 | -22.7% | 12,300,000 | 0.0% | 0.69% | -36.5% | ||
| New | Ctrip.com International Ltdnote 1.250%10/1 | $14,392,000 | – | 14,750,000 | +100.0% | 0.69% | – | |
| Continental Airls Incnote 4.500% 1/1 | $13,257,000 | +42.6% | 3,750,000 | 0.0% | 0.64% | +17.2% | ||
| Walter Invt Mgmt Corpnote 4.500%11/0 | $12,848,000 | -9.1% | 16,931,000 | 0.0% | 0.62% | -25.2% | ||
| Sell | Volcano Corpnote 1.750%12/0 | $12,855,000 | +12.6% | 12,953,000 | -1.9% | 0.62% | -7.5% | |
| New | Theravance Incnote 2.125% 1/1 | $12,605,000 | – | 16,110,000 | +100.0% | 0.60% | – | |
| TSLA | Tesla Motors Incput | $11,387,000 | -8.4% | 51,200 | 0.0% | 0.55% | -24.7% | |
| Sell | Molina Healthcare Incdbcv 1.625% 8/1 | $8,904,000 | -56.6% | 8,000,000 | -61.0% | 0.43% | -64.4% | |
| New | Starwood Ppty Tr Incnote 3.750%10/1 | $8,640,000 | – | 8,500,000 | +100.0% | 0.41% | – | |
| CATYW | Buy | Cathay Gen Bancorp*w exp 12/05/201 | $6,922,000 | +20.4% | 270,500 | +16.8% | 0.33% | -0.9% |
| ASBWS | Buy | Associated Banc-Corp*w exp 11/21/201 | $6,752,000 | +9.5% | 362,433 | +2.4% | 0.32% | -9.7% |
| SEACOR Holdings Incnote 2.500%12/1 | $6,403,000 | -2.1% | 6,065,000 | 0.0% | 0.31% | -19.4% | ||
| TRTLU | Sell | Terrapin 3 Acquisition Corpunit 06/27/2019 | $5,950,000 | -1.3% | 595,000 | -0.8% | 0.28% | -19.0% |
| New | Blucora Incnote 4.250% 4/0 | $5,864,000 | – | 6,200,000 | +100.0% | 0.28% | – | |
| Buy | Hologic Incfrnt 2.000%12/1 | $5,852,000 | +194.1% | 4,670,000 | +179.6% | 0.28% | +141.4% | |
| CAMBW | Sell | Cambridge Cap Acquisition Corp*w exp 12/17/201 | $5,354,000 | -4.5% | 546,345 | -5.0% | 0.26% | -21.4% |
| BLVD | Boulevard Acquisition Corp | $4,752,000 | -0.5% | 492,480 | 0.0% | 0.23% | -18.3% | |
| CAMB | Cambridge Cap Acquisition Corp | $4,655,000 | +0.5% | 475,000 | 0.0% | 0.22% | -17.4% | |
| Buy | Molycorp Incnote 5.500% 2/0 | $4,545,000 | +18.2% | 14,680,000 | +34.9% | 0.22% | -2.7% | |
| WLRHW | Buy | WL Ross Hldg Corp*w exp 06/11/201 | $4,104,000 | +38.3% | 400,000 | +33.3% | 0.20% | +13.9% |
| Exelixis Incnote 4.250% 8/1 | $4,042,000 | -2.7% | 7,170,000 | 0.0% | 0.19% | -19.8% | ||
| HCACW | Hennessy Capital Acquisition Corp*w exp 01/23/201 | $3,920,000 | 0.0% | 400,000 | 0.0% | 0.19% | -17.9% | |
| ROIQW | ROI Acquisition Corp II*w exp 09/17/201 | $3,932,000 | -0.2% | 400,000 | 0.0% | 0.19% | -18.3% | |
| CACGW | Chart Acquisition Corp*w exp 12/19/201 | $3,840,000 | -3.2% | 400,000 | 0.0% | 0.18% | -20.3% | |
| Solazyme Incnote 6.000% 2/0 | $3,776,000 | -50.6% | 6,671,000 | 0.0% | 0.18% | -59.4% | ||
| WTFCW | Buy | Wintrust Finl Corp*w exp 12/19/201 | $3,682,000 | +5.7% | 78,749 | +1.0% | 0.18% | -13.3% |
| CLACW | Capitol Acquisition Corp II*w exp 05/15/201 | $3,678,000 | +0.7% | 372,297 | 0.0% | 0.18% | -17.4% | |
| TFSCU | 1347 Capital Corpunit 99/99/9999 | $3,504,000 | -0.9% | 350,000 | 0.0% | 0.17% | -18.4% | |
| CMAWS | Sell | Comerica Inc*w exp 11/14/201 | $3,326,000 | -49.1% | 71,000 | -45.8% | 0.16% | -58.3% |
| Buy | Solazyme Incnote 5.000%10/0 | $2,919,000 | +224.0% | 6,435,000 | +543.5% | 0.14% | +164.2% | |
| STIWSB | Sell | SunTrust Banks Inc*w exp 11/14/201 | $2,508,000 | -14.9% | 59,865 | -22.8% | 0.12% | -30.2% |
| TRTLW | New | Terrapin 3 Acquisition Corp*w exp 06/27/201 | $2,425,000 | – | 250,000 | +100.0% | 0.12% | – |
| BLVDW | Boulevard Acquisition Corp*w exp 02/19/201 | $2,413,000 | -0.5% | 250,000 | 0.0% | 0.12% | -17.7% | |
| Buy | Texas Capital Bancshares Inc*w exp 01/16/201 | $2,211,000 | -4.7% | 40,700 | +1.2% | 0.11% | -21.5% | |
| WAFDW | Buy | Washington Fed Inc*w exp 11/14/201 | $1,980,000 | +520.7% | 89,382 | +471.3% | 0.10% | +400.0% |
| HCAC | Hennessy Capital Acquisition Corp | $1,944,000 | 0.0% | 198,400 | 0.0% | 0.09% | -17.7% | |
| STIWSA | Sell | SunTrust Banks Inc*w exp 12/31/201 | $1,948,000 | -28.7% | 46,500 | -35.3% | 0.09% | -41.5% |
| Vipshop Holdings Ltdnote 1.500% 3/1 | $1,792,000 | +0.9% | 1,500,000 | 0.0% | 0.09% | -17.3% | ||
| ZINCQ | New | Horsehead Hldg Corpput | $1,583,000 | – | 100,000 | +100.0% | 0.08% | – |
| RTI | New | RTI Intl Metals Inc | $1,240,000 | – | 49,100 | +100.0% | 0.06% | – |
| WFCWS | New | Wells Fargo & Co*w exp 10/28/201 | $1,124,000 | – | 20,500 | +100.0% | 0.05% | – |
| MCPIQ | Molycorp Incput | $756,000 | -26.1% | 859,300 | 0.0% | 0.04% | -40.0% | |
| Signature Bk New York NY*w exp 12/12/201 | $712,000 | +12.5% | 5,649 | 0.0% | 0.03% | -8.1% | ||
| LEU | Sell | Centrus Energy Corpcl a | $476,000 | -57.9% | 110,699 | -0.0% | 0.02% | -65.2% |
| LNCWS | New | Lincoln Natl Corp Ind*w exp 07/10/201 | $397,000 | – | 6,886 | +100.0% | 0.02% | – |
| NOK | Nokia Corpsponsored adr | $386,000 | -7.2% | 49,130 | 0.0% | 0.02% | -25.0% | |
| OCRPRB | Omnicare Cap Tr IIpfd b tr 4.00% | $172,000 | +17.0% | 191,800 | 0.0% | 0.01% | -11.1% | |
| GALE | Galena Biopharma Inc | $97,000 | -26.5% | 63,945 | 0.0% | 0.01% | -37.5% | |
| ALRPRB | Alere Incperp pfd conv se | $47,000 | -4.1% | 15,000 | 0.0% | 0.00% | -33.3% | |
| TYFDL | Tyson Foods Incunit 99/99/9999 | $10,000 | 0.0% | 20,000 | 0.0% | 0.00% | -100.0% | |
| GCVRZ | Exit | Sanofiright 12/31/2020 | $0 | – | -41,549 | -100.0% | -0.00% | – |
| HIGWS | Exit | Hartford Finl Svcs Group Inc*w exp 05/25/201 | $0 | – | -16,882 | -100.0% | -0.04% | – |
| CIE | Exit | Cobalt International Energy Incput | $0 | – | -200,000 | -100.0% | -0.16% | – |
| Exit | Molycorp Incnote 6.000% 9/0 | $0 | – | -16,254,000 | -100.0% | -0.33% | – | |
| 4100PS | Exit | Silver Eagle Acquisition Corp | $0 | – | -650,000 | -100.0% | -0.38% | – |
| EAGLW | Exit | Silver Eagle Acquisition Corp*w exp 07/26/202 | $0 | – | -1,051,671 | -100.0% | -0.61% | – |
| Exit | UAL Corpnote 6.000%10/1 | $0 | – | -1,972,000 | -100.0% | -0.62% | – | |
| HPQ | Exit | Hewlett Packard Coput | $0 | – | -300,000 | -100.0% | -0.62% | – |
| Exit | Equinix Incnote 3.000%10/1 | $0 | – | -6,400,000 | -100.0% | -0.72% | – | |
| FXI | Exit | iShares Trchina lg-cap etf | $0 | – | -588,000 | -100.0% | -1.31% | – |
| SEMGWS | Exit | SemGroup Corp*w exp 11/30/201 | $0 | – | -411,816 | -100.0% | -2.00% | – |
| GM | Exit | General Mtrs Cocall | $0 | – | -1,365,000 | -100.0% | -2.54% | – |
| FXI | Exit | iShares Trput | $0 | – | -1,400,000 | -100.0% | -3.12% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICRON TECHNOLOGY INC | 26 | Q4 2019 | 31.5% |
| THERAVANCE INC | 24 | Q3 2020 | 1.7% |
| NATIONAL ENERGY SERVICES REU | 21 | Q1 2023 | 0.0% |
| Tesla Mtrs Inc | 19 | Q3 2018 | 1.9% |
| Zions Bancorporation | 19 | Q4 2017 | 1.5% |
| MICRON TECHNOLOGY INC | 18 | Q2 2018 | 33.8% |
| TESARO INC | 18 | Q4 2018 | 7.8% |
| ASSOCIATED BANC CORP | 18 | Q1 2018 | 0.4% |
| SunTrust Bks Inc | 18 | Q4 2017 | 0.2% |
| MICROCHIP TECHNOLOGY INC | 17 | Q1 2020 | 15.8% |
View Castle Creek Arbitrage, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| 10X Capital Venture Acquisition Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| 7GC & Co. Holdings Inc. | February 13, 2023 | 450,000 | 8.9% |
| Fortistar Sustainable Solutions Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| KINS Technology Group, Inc.Sold out | February 13, 2023 | 0 | 0.0% |
| Riverview Acquisition Corp. | February 13, 2023 | 684,332 | 0.9% |
| Sarissa Capital Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| SEP Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Stratim Cloud Acquisition Corp.Sold out | February 13, 2023 | 0 | 0.0% |
| Tuscan Holdings Corp. IISold out | February 13, 2023 | 0 | 0.0% |
| ACE Convergence Acquisition Corp. | February 11, 2022 | 688,810 | 3.0% |
View Castle Creek Arbitrage, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-18 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
View Castle Creek Arbitrage, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.