$125 Million is the total value of Spectrum Asset Management, Inc.'s 8 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 28.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WFCPRL | Sell | WELLS FARGO CO NEWperp pfd cnv a | $72,903,000 | -2.9% | 60,551 | -2.0% | 58.46% | +3.8% |
| BACPRL | Sell | BK OF AMERICA CORP7.25%cnv pfd l | $20,993,000 | -10.7% | 17,897 | -8.3% | 16.83% | -4.5% |
| PGX | Buy | INVESCO EXCH TRADED FD TR IIpfd etf | $11,823,000 | +7.1% | 995,214 | +11.2% | 9.48% | +14.5% |
| HPS | HANCOCK JOHN PFD INCOME FD I | $9,690,000 | -4.9% | 646,421 | 0.0% | 7.77% | +1.6% | |
| BTZ | BLACKROCK CR ALLOCATION INCO | $6,899,000 | -12.4% | 723,135 | 0.0% | 5.53% | -6.3% | |
| VRP | New | INVESCO EXCH TRADED FD TR IIvar rate pfd | $1,702,000 | – | 77,708 | +100.0% | 1.36% | – |
| PFF | Sell | ISHARES TRpfd and incm sec | $705,000 | -86.3% | 22,245 | -85.8% | 0.56% | -85.4% |
| AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -4,444 | -100.0% | -0.34% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-02
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| HANCOCK JOHN PFD INCOME FD I | 41 | Q3 2023 | 21.9% |
| BLACKROCK CR ALLOCATION INCO | 41 | Q3 2023 | 19.8% |
| WELLS FARGO CO NEW | 37 | Q3 2023 | 77.3% |
| HSBC HLDGS PLC | 23 | Q4 2018 | 16.6% |
| NATIONAL WESTMINSTER BK PLC | 18 | Q3 2017 | 0.3% |
| ROYAL BK SCOTLAND GROUP PLC | 17 | Q2 2017 | 20.9% |
| ISHARES TR | 16 | Q3 2023 | 54.8% |
| BARCLAYS BANK PLC | 16 | Q1 2017 | 11.5% |
| ISHARES TR | 16 | Q2 2022 | 40.9% |
| ROYAL BK SCOTLAND GROUP PLC | 16 | Q3 2017 | 0.8% |
View Spectrum Asset Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BLACKROCK CREDIT ALLOCATION INCOME TRUST IV | January 29, 2013 | 1,224,706 | 2.4% |
| Flaherty & Crumrine/CLAYMORE PREFERRED SECURITIES INCOME FUND INC | January 29, 2013 | 46,727 | 0.1% |
| JOHN HANCOCK PREFERRED INCOME FUND III | January 29, 2013 | 906,566 | 2.9% |
| BLACKROCK CREDIT ALLOCATION INCOME TRUST II | February 09, 2012 | 2,565,283 | 6.6% |
| FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC | February 23, 2009 | 566,750 | 5.8% |
| BLACKROCK PREFERRED & CORPORATE INCOME STRATEGIES FUND, INC. | February 15, 2008 | 857,000 | 8.3% |
View Spectrum Asset Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2021-11-09 |
| 13F-HR | 2021-08-10 |
View Spectrum Asset Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.