$55.2 Million is the total value of Spectrum Asset Management, Inc.'s 5 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PFF | Sell | ISHARES TRpfd and incm sec | $22,213,000 | -22.8% | 572,357 | -21.8% | 40.23% | -13.9% |
| HPS | HANCOCK JOHN PFD INCOME FD I | $12,107,000 | -2.5% | 646,421 | 0.0% | 21.93% | +8.8% | |
| BTZ | BLACKROCK CR ALLOCATION INCO | $10,955,000 | -2.8% | 723,135 | 0.0% | 19.84% | +8.4% | |
| PGX | Sell | INVESCO EXCH TRADED FD TR IIpfd etf | $7,939,000 | -3.2% | 528,243 | -1.3% | 14.38% | +8.0% |
| AGG | Buy | ISHARES TRcore us aggbd et | $1,999,000 | +112.4% | 17,414 | +113.5% | 3.62% | +137.1% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- SEI #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-09
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| HANCOCK JOHN PFD INCOME FD I | 41 | Q3 2023 | 21.9% |
| BLACKROCK CR ALLOCATION INCO | 41 | Q3 2023 | 19.8% |
| WELLS FARGO CO NEW | 37 | Q3 2023 | 77.3% |
| HSBC HLDGS PLC | 23 | Q4 2018 | 16.6% |
| NATIONAL WESTMINSTER BK PLC | 18 | Q3 2017 | 0.3% |
| ROYAL BK SCOTLAND GROUP PLC | 17 | Q2 2017 | 20.9% |
| ISHARES TR | 16 | Q3 2023 | 54.8% |
| BARCLAYS BANK PLC | 16 | Q1 2017 | 11.5% |
| ISHARES TR | 16 | Q2 2022 | 40.9% |
| ROYAL BK SCOTLAND GROUP PLC | 16 | Q3 2017 | 0.8% |
View Spectrum Asset Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BLACKROCK CREDIT ALLOCATION INCOME TRUST IV | January 29, 2013 | 1,224,706 | 2.4% |
| Flaherty & Crumrine/CLAYMORE PREFERRED SECURITIES INCOME FUND INC | January 29, 2013 | 46,727 | 0.1% |
| JOHN HANCOCK PREFERRED INCOME FUND III | January 29, 2013 | 906,566 | 2.9% |
| BLACKROCK CREDIT ALLOCATION INCOME TRUST II | February 09, 2012 | 2,565,283 | 6.6% |
| FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC | February 23, 2009 | 566,750 | 5.8% |
| BLACKROCK PREFERRED & CORPORATE INCOME STRATEGIES FUND, INC. | February 15, 2008 | 857,000 | 8.3% |
View Spectrum Asset Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2021-11-09 |
| 13F-HR | 2021-08-10 |
View Spectrum Asset Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.