$156 Million is the total value of Spectrum Asset Management, Inc.'s 9 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 70.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WFCPRL | Buy | WELLS FARGO CO NEWperp pfd cnv a | $108,809,000 | +1.1% | 82,745 | +0.8% | 69.88% | +709.8% |
| HSBCPRA | Sell | HSBC HLDGS PLCadr a 1/40pf a | $19,949,000 | -18.9% | 755,937 | -18.9% | 12.81% | +549.4% |
| BTZ | BLACKROCK CR ALLCTN INC TR | $13,116,000 | +0.9% | 966,571 | 0.0% | 8.42% | +708.4% | |
| HPS | HANCOCK JOHN PFD INCOME FD I | $12,153,000 | -1.9% | 646,421 | 0.0% | 7.80% | +686.0% | |
| RBSPRSCL | Buy | ROYAL BK SCOTLAND GROUP PLCsp adr pref s | $1,235,000 | -0.5% | 48,098 | +0.3% | 0.79% | +701.0% |
| NWPRCCL | NATIONAL WESTMINSTER BK PLCspon adr c | $442,000 | -2.6% | 17,316 | 0.0% | 0.28% | +688.9% | |
| Exit | STANDARD CHARTERED PLCdebt 7.500%12/3 | $0 | – | -8,000,000 | -100.0% | -0.69% | – | |
| Exit | STANDARD CHARTERED PLCdebt 6.500%12/3 | $0 | – | -9,500,000 | -100.0% | -0.78% | – | |
| Exit | AUSTRALIA & NEW ZEALA BKG 14debt 4.400% 5/1 | $0 | – | -15,000,000 | -100.0% | -1.24% | – | |
| Exit | STANDARD CHARTERED PLCdebt 7.750%12/3 | $0 | – | -15,000,000 | -100.0% | -1.29% | – | |
| Exit | ROYAL BK SCOTLAND GROUP PLCnote 8.625%12/3 | $0 | – | -32,500,000 | -100.0% | -2.84% | – | |
| RBSPRLCL | Exit | ROYAL BK SCOTLAND GROUP PLCsp adr l rp pf | $0 | – | -1,483,833 | -100.0% | -3.01% | – |
| Exit | ROYAL BK OF SCOTLAND PLCnote 8.000%12/3 | $0 | – | -41,200,000 | -100.0% | -3.59% | – | |
| Exit | BARCLAYS PLCnote 6.625%12/3 | $0 | – | -53,191,000 | -100.0% | -4.34% | – | |
| Exit | ING GROEP N Vdbcv 6.500%12/3 | $0 | – | -54,200,000 | -100.0% | -4.57% | – | |
| Exit | BARCLAYS BK PLCnote 7.750% 4/1 | $0 | – | -79,691,000 | -100.0% | -6.64% | – | |
| Exit | ROYAL BK OF SCOTLAND PLCdebt 7.500%12/3 | $0 | – | -146,726,000 | -100.0% | -12.14% | – | |
| Exit | BARCLAYS PLCnote 8.250%12/3 | $0 | – | -163,469,000 | -100.0% | -13.89% | – | |
| Exit | LLOYDS BANKING GROUP PLCdbcv 7.500%12/3 | $0 | – | -175,792,000 | -100.0% | -15.55% | – | |
| Exit | HSBC HLDGS PLCnote 6.875%12/3 | $0 | – | -192,355,000 | -100.0% | -16.66% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- SEI #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-02
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| HANCOCK JOHN PFD INCOME FD I | 41 | Q3 2023 | 21.9% |
| BLACKROCK CR ALLOCATION INCO | 41 | Q3 2023 | 19.8% |
| WELLS FARGO CO NEW | 37 | Q3 2023 | 77.3% |
| HSBC HLDGS PLC | 23 | Q4 2018 | 16.6% |
| NATIONAL WESTMINSTER BK PLC | 18 | Q3 2017 | 0.3% |
| ROYAL BK SCOTLAND GROUP PLC | 17 | Q2 2017 | 20.9% |
| ISHARES TR | 16 | Q3 2023 | 54.8% |
| BARCLAYS BANK PLC | 16 | Q1 2017 | 11.5% |
| ISHARES TR | 16 | Q2 2022 | 40.9% |
| ROYAL BK SCOTLAND GROUP PLC | 16 | Q3 2017 | 0.8% |
View Spectrum Asset Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BLACKROCK CREDIT ALLOCATION INCOME TRUST IV | January 29, 2013 | 1,224,706 | 2.4% |
| Flaherty & Crumrine/CLAYMORE PREFERRED SECURITIES INCOME FUND INC | January 29, 2013 | 46,727 | 0.1% |
| JOHN HANCOCK PREFERRED INCOME FUND III | January 29, 2013 | 906,566 | 2.9% |
| BLACKROCK CREDIT ALLOCATION INCOME TRUST II | February 09, 2012 | 2,565,283 | 6.6% |
| FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC | February 23, 2009 | 566,750 | 5.8% |
| BLACKROCK PREFERRED & CORPORATE INCOME STRATEGIES FUND, INC. | February 15, 2008 | 857,000 | 8.3% |
View Spectrum Asset Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-29 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2021-11-09 |
View Spectrum Asset Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.