$300 Million is the total value of Spectrum Asset Management, Inc.'s 23 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WFCPRL | WELLS FARGO & CO NEWperp pfd cnv a | $91,847,000 | -0.8% | 79,240 | 0.0% | 30.63% | +4.4% | |
| HSBCPRA | Sell | HSBC HLDGS PLCadr a 1/40pf a | $37,853,000 | -1.5% | 1,480,368 | -2.6% | 12.62% | +3.6% |
| RBSPRLCL | Sell | ROYAL BK SCOTLAND GROUP PLCsp adr l rp pf | $35,285,000 | -38.0% | 1,413,527 | -3.7% | 11.77% | -34.7% |
| BCSPRACL | Buy | BARCLAYS BANK PLCsp adr 7.1%pf3 | $28,947,000 | +1.5% | 1,114,645 | +0.0% | 9.65% | +6.7% |
| Buy | ING GROEP N Vdbcv 6.500%12/2 | $21,980,000 | +31.9% | 22,500,000 | +28.6% | 7.33% | +38.7% | |
| BCSPRCCL | Sell | BARCLAYS BANK PLCads7.75%pfd s4 | $18,753,000 | +1.3% | 711,706 | -0.7% | 6.25% | +6.6% |
| BCSPRDCL | Sell | BARCLAYS BANK PLCadr pfd sr 5 | $17,556,000 | +1.5% | 661,760 | -1.0% | 5.86% | +6.8% |
| BCSPRCL | Sell | BARCLAYS BK PLCadr 2 pref 2 | $14,128,000 | -1.0% | 530,911 | -5.2% | 4.71% | +4.1% |
| HPS | HANCOCK JOHN PFD INCOME FD I | $11,972,000 | +7.2% | 670,344 | 0.0% | 3.99% | +12.8% | |
| BTZ | BLACKROCK CR ALLCTN INC TR | $11,927,000 | +1.4% | 966,571 | 0.0% | 3.98% | +6.7% | |
| DLRPRI | DIGITAL RLTY TR INC6.35% pfd cum c | $5,277,000 | +3.8% | 205,498 | 0.0% | 1.76% | +9.2% | |
| RBSPRHCL | Sell | ROYAL BK SCOTLAND GROUP PLCspon adr ser h | $1,533,000 | -3.0% | 59,340 | -4.8% | 0.51% | +2.0% |
| KEYPRG | KEYCORP NEWpfd 7.75% sr a | $1,041,000 | +1.2% | 7,850 | 0.0% | 0.35% | +6.4% | |
| RBSPRTCL | Sell | ROYAL BK SCOTLAND GROUP PLCsp adr pref t | $548,000 | -8.7% | 21,211 | -10.8% | 0.18% | -3.7% |
| RBSPRRCL | Buy | ROYAL BK SCOTLAND GROUP PLC | $512,000 | +15.1% | 20,455 | +13.8% | 0.17% | +21.3% |
| RBSPRSCL | Buy | ROYAL BK SCOTLAND GROUP PLCsp adr pref s | $394,000 | +12.3% | 15,481 | +10.2% | 0.13% | +18.0% |
| NWPRCCL | NATIONAL WESTMINSTER BK PLCspon adr c | $292,000 | +1.4% | 11,273 | 0.0% | 0.10% | +6.6% |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- SEI #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-09
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| HANCOCK JOHN PFD INCOME FD I | 41 | Q3 2023 | 21.9% |
| BLACKROCK CR ALLOCATION INCO | 41 | Q3 2023 | 19.8% |
| WELLS FARGO CO NEW | 37 | Q3 2023 | 77.3% |
| HSBC HLDGS PLC | 23 | Q4 2018 | 16.6% |
| NATIONAL WESTMINSTER BK PLC | 18 | Q3 2017 | 0.3% |
| ROYAL BK SCOTLAND GROUP PLC | 17 | Q2 2017 | 20.9% |
| ISHARES TR | 16 | Q3 2023 | 54.8% |
| BARCLAYS BANK PLC | 16 | Q1 2017 | 11.5% |
| ISHARES TR | 16 | Q2 2022 | 40.9% |
| ROYAL BK SCOTLAND GROUP PLC | 16 | Q3 2017 | 0.8% |
View Spectrum Asset Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| BLACKROCK CREDIT ALLOCATION INCOME TRUST IV | January 29, 2013 | 1,224,706 | 2.4% |
| Flaherty & Crumrine/CLAYMORE PREFERRED SECURITIES INCOME FUND INC | January 29, 2013 | 46,727 | 0.1% |
| JOHN HANCOCK PREFERRED INCOME FUND III | January 29, 2013 | 906,566 | 2.9% |
| BLACKROCK CREDIT ALLOCATION INCOME TRUST II | February 09, 2012 | 2,565,283 | 6.6% |
| FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC | February 23, 2009 | 566,750 | 5.8% |
| BLACKROCK PREFERRED & CORPORATE INCOME STRATEGIES FUND, INC. | February 15, 2008 | 857,000 | 8.3% |
View Spectrum Asset Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-29 |
| 13F-HR | 2024-02-06 |
| 13F-HR | 2023-11-02 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-02 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2021-11-09 |
View Spectrum Asset Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.