Oasis Management Co Ltd. Activity Q2 2009-Q3 2023

Q3 2023

			Value		Shares		↓ Weighting
TM	New	TOYOTA MOTOR CORPcall	$1,675,759,275	–	1,239,600	–	73.55%	–
SPY	New	SPDR S&P 500 ETF TRput	$128,244,000	–	300,000	–	5.63%	–
CD	Buy	CHINDATA GROUP HLDGS LTDads	$124,500,000	+380.3%	15,000,000	+314.3%	5.46%	-22.3%
USO	New	UNITED STS OIL FD LPcall	$48,516,000	–	600,000	–	2.13%	–
STRS	Sell	STRATUS PPTYS INC	$31,974,211	+2.8%	1,166,942	-1.5%	1.40%	-83.4%
	Sell	APPLIED DIGITAL CORP	$24,885,456	-36.7%	3,988,054	-5.2%	1.09%	-89.8%
EWW	Buy	ISHARES INCput	$20,962,800	+115.5%	360,000	+20.0%	0.92%	-65.2%
	New	RB GLOBAL INC	$19,681,625	–	314,906	–	0.86%	–
VNET	Sell	VNET GROUP INCsponsored ads a	$10,655,772	+7.3%	3,404,400	-0.6%	0.47%	-82.6%
ACMR	Sell	ACM RESH INC	$10,634,968	-2.4%	587,405	-29.5%	0.47%	-84.2%
QFIN	Buy	QIFU TECHNOLOGY INCamerican dep	$8,376,115	-0.6%	545,320	+11.8%	0.37%	-83.9%
TBPH	Buy	THERAVANCE BIOPHARMA INC	$8,226,582	+23.0%	953,254	+47.5%	0.36%	-80.1%
HTHT	Buy	H WORLD GROUP LTDsponsored ads	$8,046,835	+9.2%	204,079	+7.4%	0.35%	-82.4%
RLX	Buy	RLX TECHNOLOGY INCsponsored ads	$7,218,411	+11.6%	4,780,405	+30.8%	0.32%	-81.9%
BEKE	New	KE HLDGS INCsponsored ads	$5,432,714	–	350,046	–	0.24%	–
SAVE	New	SPIRIT AIRLS INC	$5,032,500	–	305,000	–	0.22%	–
ARCE	Sell	ARCO PLATFORM LTD	$4,956,390	-56.5%	359,680	-61.7%	0.22%	-92.9%
TM	New	TOYOTA MOTOR CORPads	$3,757,494	–	20,904	–	0.16%	–
MU	Buy	MICRON TECHNOLOGY INC	$3,404,561	+16.6%	50,045	+8.1%	0.15%	-81.2%
	New	ALLBIRDS INC	$2,825,794	–	2,545,760	–	0.12%	–
SE	Sell	SEA LTDsponsord ads	$2,197,500	-85.0%	50,000	-80.2%	0.10%	-97.6%
CUTR	Buy	CUTERA INC	$1,742,038	+7.4%	289,375	+169.9%	0.08%	-82.7%
	New	CHECHE GROUP INC*w exp 10/01/203	$1,069,000	–	100,000	–	0.05%	–
DLTR	New	DOLLAR TREE INCcall	$1,046,000	–	100,000	–	0.05%	–
	New	GCM GROSVENOR INCcall	$776,000	–	100,000	–	0.03%	–
XPEV	New	XPENG INCads	$396,246	–	21,582	–	0.02%	–
	New	WHOLE EARTH BRANDS INCcall	$360,000	–	100,000	–	0.02%	–
AMAT	Sell	APPLIED MATLS INC	$318,435	-11.9%	2,300	-8.0%	0.01%	-85.7%
NVDA	Sell	NVIDIA CORPORATION	$304,493	-40.0%	700	-41.7%	0.01%	-90.6%
LRCX	New	LAM RESEARCH CORP	$230,651	–	368	–	0.01%	–
AMD	New	SWVL HOLDINGS CORPcall	$113,500	–	100,000	–	0.01%	–
	Exit	HELIOGEN INCcall	$0	–	-100,000	–	-0.01%	–
	Exit	LEAFLY HOLDINGS INCcall	$0	–	-100,000	–	-0.01%	–
	Exit	FATHOM DIGITAL MFG CORPcall	$0	–	-100,000	–	-0.01%	–
	Exit	SONDER HOLDINGS INCcall	$0	–	-100,000	–	-0.01%	–
BKNG	Exit	BOOKING HOLDINGS INC	$0	–	-106	–	-0.08%	–
TER	Exit	TERADYNE INC	$0	–	-2,900	–	-0.09%	–
FREE	Exit	WHOLE EARTH BRANDS INCcall	$0	–	-100,000	–	-0.11%	–
	Exit	REUNION NEUROSCIENCE INC	$0	–	-467,435	–	-0.14%	–
GCMG	Exit	GCM GROSVENOR INCcall	$0	–	-100,000	–	-0.20%	–
BREZ	Exit	BREEZE HOLDINGS ACQUISITN COcall	$0	–	-100,000	–	-0.29%	–
BWAC	Exit	BETTER WORLD ACQUISITION CORcall	$0	–	-100,000	–	-0.30%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-13,500	–	-0.30%	–
FHN	Exit	FIRST HORIZON CORPORATION	$0	–	-300,000	–	-0.92%	–
MPW	Exit	MEDICAL PPTYS TRUST INCcall	$0	–	-400,000	–	-1.00%	–
TRTN	Exit	TRITON INTL LTDcl a	$0	–	-60,000	–	-1.36%	–
FTCH	Exit	FARFETCH LTDord sh cl a	$0	–	-1,366,017	–	-2.24%	–
DLR	Exit	DIGITAL RLTY TR INCput	$0	–	-95,700	–	-2.96%	–
EWZ	Exit	ISHARES INCput	$0	–	-360,000	–	-6.08%	–

Q2 2023

			Value		Shares		↓ Weighting
	New	APPLIED DIGITAL CORP	$39,321,640	–	4,205,523	–	10.67%	–
HOLI	New	HOLLYSYS AUTOMATION TCHNGY L	$38,054,910	–	2,163,440	–	10.33%	–
STRS	New	STRATUS PPTYS INC	$31,088,715	–	1,184,332	–	8.44%	–
FXI	New	ISHARES TRput	$27,190,000	–	1,000,000	–	7.38%	–
CD	New	CHINDATA GROUP HLDGS LTDads	$25,920,346	–	3,620,160	–	7.04%	–
EWZ	New	ISHARES INCput	$22,384,800	–	360,000	–	6.08%	–
SE	New	SEA LTDsponsord ads	$14,651,560	–	252,439	–	3.98%	–
DOYU	New	DOUYU INTL HLDGS LTDsponsored ads	$13,512,504	–	12,869,051	–	3.67%	–
ARCE	New	ARCO PLATFORM LTD	$11,392,382	–	938,417	–	3.09%	–
IQ	New	IQIYI INCsponsored ads	$11,394,540	–	2,133,809	–	3.09%	–
DLR	New	DIGITAL RLTY TR INCput	$10,897,359	–	95,700	–	2.96%	–
ACMR	New	ACM RESH INC	$10,899,930	–	833,328	–	2.96%	–
VNET	New	VNET GROUP INCsponsored ads a	$9,933,660	–	3,425,400	–	2.70%	–
EWW	New	ISHARES INCput	$9,729,000	–	300,000	–	2.64%	–
QFIN	New	QIFU TECHNOLOGY INCamerican dep	$8,429,547	–	487,821	–	2.29%	–
FTCH	New	FARFETCH LTDord sh cl a	$8,250,743	–	1,366,017	–	2.24%	–
HTHT	New	H WORLD GROUP LTDsponsored ads	$7,371,264	–	190,079	–	2.00%	–
TBPH	New	THERAVANCE BIOPHARMA INC	$6,688,926	–	646,273	–	1.82%	–
RLX	New	RLX TECHNOLOGY INCsponsored ads	$6,469,633	–	3,655,160	–	1.76%	–
GHG	New	GREENTREE HOSPITALITY GROUPsponsored ads	$5,694,695	–	1,099,362	–	1.55%	–
TRTN	New	TRITON INTL LTDcl a	$4,995,600	–	60,000	–	1.36%	–
SY	New	SO YOUNG INTERNATIONAL INCsponsored ads	$4,610,685	–	2,505,807	–	1.25%	–
MPW	New	MEDICAL PPTYS TRUST INCcall	$3,704,000	–	400,000	–	1.00%	–
RENN	New	MOATABLE INCsponsored ads	$3,582,893	–	2,198,093	–	0.97%	–
FHN	New	FIRST HORIZON CORPORATION	$3,381,000	–	300,000	–	0.92%	–
MANU	New	MANCHESTER UTD PLC NEWord cl a	$2,925,600	–	120,000	–	0.79%	–
MU	New	MICRON TECHNOLOGY INC	$2,920,668	–	46,279	–	0.79%	–
MSFT	New	MICROSOFT CORP	$2,213,510	–	6,500	–	0.60%	–
CMPS	New	COMPASS PATHWAYS PLCsponsored ads	$1,721,503	–	207,911	–	0.47%	–
CUTR	New	CUTERA INC	$1,622,102	–	107,211	–	0.44%	–
AMD	New	ADVANCED MICRO DEVICES INC	$1,366,920	–	12,000	–	0.37%	–
	New	GRINDR INC	$1,320,249	–	238,743	–	0.36%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$1,125,225	–	13,500	–	0.30%	–
BWAC	New	BETTER WORLD ACQUISITION CORcall	$1,088,830	–	100,000	–	0.30%	–
BREZ	New	BREEZE HOLDINGS ACQUISITN COcall	$1,074,930	–	100,000	–	0.29%	–
ALTU	New	ALTITUDE ACQUISITION CORPcall	$1,005,000	–	100,000	–	0.27%	–
	New	NEXTDOOR HOLDINGS INC	$815,000	–	250,000	–	0.22%	–
GCMG	New	GCM GROSVENOR INCcall	$754,000	–	100,000	–	0.20%	–
	New	SYSTEM1 INCcall	$720,000	–	160,000	–	0.20%	–
SOXX	New	ISHARES TRishares semicdtr	$710,164	–	1,400	–	0.19%	–
AAPL	New	APPLE INC	$666,287	–	3,435	–	0.18%	–
TRUP	New	TRUPANION INC	$629,760	–	32,000	–	0.17%	–
	New	SCILEX HOLDING COcall	$557,000	–	100,000	–	0.15%	–
	New	REUNION NEUROSCIENCE INC	$511,958	–	467,435	–	0.14%	–
NVDA	New	NVIDIA CORPORATION	$507,624	–	1,200	–	0.14%	–
	New	NIOCORP DEVS LTDcall	$501,000	–	100,000	–	0.14%	–
FREE	New	WHOLE EARTH BRANDS INCcall	$402,000	–	100,000	–	0.11%	–
AMAT	New	APPLIED MATLS INC	$361,350	–	2,500	–	0.10%	–
	New	GOGORO INCcall	$345,000	–	100,000	–	0.09%	–
CLMT	New	CALUMET SPECIALTY PRODS PARTut ltd partner	$327,779	–	20,667	–	0.09%	–
TER	New	TERADYNE INC	$322,857	–	2,900	–	0.09%	–
BKNG	New	BOOKING HOLDINGS INC	$286,235	–	106	–	0.08%	–
	New	SEMANTIX INC*w exp 08/03/202	$260,000	–	100,000	–	0.07%	–
	New	VALENS SEMICONDUCTOR LTDcall	$253,000	–	100,000	–	0.07%	–
	New	VERTICAL AEROSPACE LTDcall	$197,000	–	100,000	–	0.05%	–
	New	GRANITE RIDGE RESOURCES INC	$165,750	–	25,000	–	0.04%	–
YSG	New	YATSEN HLDG LTDads	$154,352	–	152,824	–	0.04%	–
	New	TERRAN ORBITAL CORPORATIONcall	$149,823	–	99,882	–	0.04%	–
DUNE	New	DUNE ACQUISITION CORP	$146,484	–	14,722	–	0.04%	–
	New	SELINA HOSPITALITY PLCcall	$102,000	–	100,000	–	0.03%	–
	New	INSPIRATO INCORPORATEDcall	$97,962	–	99,961	–	0.03%	–
	New	ZEROFOX HLDGS INC*w exp 08/03/202	$99,400	–	100,000	–	0.03%	–
	New	TH INTERNATIONAL LIMITEDordinary shares	$92,127	–	32,100	–	0.02%	–
	New	EFFECTOR THERAPEUTICS INCcall	$83,020	–	100,000	–	0.02%	–
	New	FISCALNOTE HOLDINGS INC	$65,826	–	18,084	–	0.02%	–
	New	TMC THE METALS COMPANY INCcall	$61,451	–	37,700	–	0.02%	–
	New	SONDER HOLDINGS INCcall	$53,050	–	100,000	–	0.01%	–
	New	FATHOM DIGITAL MFG CORPcall	$40,600	–	100,000	–	0.01%	–
	New	LEAFLY HOLDINGS INCcall	$29,000	–	100,000	–	0.01%	–
	New	HELIOGEN INCcall	$24,500	–	100,000	–	0.01%	–
	New	VERTICAL AEROSPACE LTDcl a	$19,700	–	10,000	–	0.01%	–
	New	PRENETICS GLOBAL LTDclass a ord	$10,441	–	11,732	–	0.00%	–

Q4 2022

			Value		Shares		↓ Weighting
MACCWS	Exit	MISSION ADVANCEMENT CORP*w exp 03/05/202	$0	–	-100,000	–	-0.00%	–
	Exit	QUANERGY SYSTEMS INCcall	$0	–	-100,000	–	-0.00%	–
WDC	Exit	WESTERN DIGITAL CORP.	$0	–	-753	–	-0.00%	–
	Exit	TMC THE METALS COMPANY INCcall	$0	–	-37,700	–	-0.01%	–
	Exit	CYXTERA TECHNOLOGIES INC	$0	–	-10,000	–	-0.01%	–
	Exit	PRENETICS GLOBAL LTDclass a ord	$0	–	-11,732	–	-0.01%	–
	Exit	CIPHER MINING INC	$0	–	-40,000	–	-0.01%	–
ALGS	Exit	ALIGOS THERAPEUTICS INC	$0	–	-45,797	–	-0.01%	–
	Exit	EFFECTOR THERAPEUTICS INCcall	$0	–	-100,000	–	-0.01%	–
	Exit	LEAFLY HOLDINGS INCcall	$0	–	-100,000	–	-0.01%	–
	Exit	DAVE INCcall	$0	–	-203,789	–	-0.01%	–
	Exit	SWVL HOLDINGS CORPcall	$0	–	-100,000	–	-0.01%	–
	Exit	VERTICAL AEROSPACE LTD	$0	–	-10,000	–	-0.02%	–
KC	Exit	KINGSOFT CLOUD HLDGS LTDads	$0	–	-50,000	–	-0.02%	–
MNSO	Exit	MINISO GROUP HLDG LTDsponsored ads	$0	–	-21,399	–	-0.02%	–
DUNE	Exit	DUNE ACQUISITION CORP	$0	–	-14,722	–	-0.02%	–
	Exit	SONDER HOLDINGS INCcall	$0	–	-100,000	–	-0.03%	–
PW	Exit	POWER REIT	$0	–	-15,921	–	-0.03%	–
	Exit	WARNER BROS DISCOVERY INC	$0	–	-15,000	–	-0.03%	–
EWW	Exit	ISHARES INCput	$0	–	-4,000	–	-0.03%	–
	Exit	TERRAN ORBITAL CORPORATIONcall	$0	–	-99,882	–	-0.03%	–
PVWS	Exit	PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202	$0	–	-581,304	–	-0.03%	–
	Exit	HELIOGEN INCcall	$0	–	-100,000	–	-0.03%	–
	Exit	FATHOM DIGITAL MFG CORPcall	$0	–	-100,000	–	-0.03%	–
	Exit	LOCAL BOUNTI CORPcall	$0	–	-71,563	–	-0.03%	–
SFIX	Exit	STITCH FIX INC	$0	–	-60,000	–	-0.04%	–
	Exit	INSPIRATO INCORPORATEDcall	$0	–	-99,961	–	-0.04%	–
BABA	Exit	ALIBABA GROUP HLDG LTDcall	$0	–	-3,000	–	-0.04%	–
MACCU	Exit	MISSION ADVANCEMENT CORPunit 99/99/9999	$0	–	-24,700	–	-0.04%	–
IWM	Exit	ISHARES TRput	$0	–	-1,500	–	-0.04%	–
SONY	Exit	SONY GROUP CORPORATIONcall	$0	–	-3,803	–	-0.04%	–
ICLK	Exit	ICLICK INTERACTIVE ASIA GROUsponsored adr	$0	–	-716,189	–	-0.04%	–
MLAC	Exit	MALACCA STRAITS ACQUISITION	$0	–	-25,000	–	-0.04%	–
PASG	Exit	PASSAGE BIO INC	$0	–	-240,000	–	-0.05%	–
	Exit	VIRGIN ORBIT HOLDINGS INCcall	$0	–	-100,000	–	-0.05%	–
	Exit	PARDES BIOSCIENCES INC	$0	–	-175,000	–	-0.05%	–
TCRR	Exit	TCR2 THERAPEUTICS INC	$0	–	-200,000	–	-0.06%	–
	Exit	GOGORO INCcall	$0	–	-100,000	–	-0.06%	–
	Exit	GOGORO INCordinary shares	$0	–	-100,000	–	-0.06%	–
SLDB	Exit	SOLID BIOSCIENCES INC	$0	–	-800,000	–	-0.06%	–
FNCH	Exit	FINCH THERAPEUTICS GROUP INC	$0	–	-225,000	–	-0.06%	–
FXI	Exit	ISHARES TRput	$0	–	-15,000	–	-0.06%	–
FREE	Exit	WHOLE EARTH BRANDS INCcall	$0	–	-100,000	–	-0.06%	–
BOLT	Exit	BOLT BIOTHERAPEUTICS INC	$0	–	-280,000	–	-0.07%	–
	Exit	VALENS SEMICONDUCTOR LTDcall	$0	–	-100,000	–	-0.07%	–
	Exit	TANGO THERAPEUTICS INC	$0	–	-117,000	–	-0.07%	–
CNTA	Exit	CENTESSA PHARMACEUTICALS PLCsponsored ads	$0	–	-110,000	–	-0.07%	–
ADVM	Exit	ADVERUM BIOTECHNOLOGIES INC	$0	–	-465,000	–	-0.07%	–
FIXX	Exit	HOMOLOGY MEDICINES INC	$0	–	-280,000	–	-0.08%	–
ITOS	Exit	ITEOS THERAPEUTICS INC	$0	–	-24,000	–	-0.08%	–
	Exit	FISCALNOTE HOLDINGS INC*w exp 07/29/202	$0	–	-75,000	–	-0.08%	–
OVID	Exit	OVID THERAPEUTICS INC	$0	–	-270,000	–	-0.08%	–
XBIT	Exit	XBIOTECH INC	$0	–	-137,174	–	-0.08%	–
HHLA	Exit	HH&L ACQUISITION CO	$0	–	-50,000	–	-0.08%	–
IKNA	Exit	IKENA ONCOLOGY INC	$0	–	-140,000	–	-0.08%	–
BRMK	Exit	BROADMARK RLTY CAP INCcall	$0	–	-100,000	–	-0.09%	–
OMIC	Exit	SINGULAR GENOMICS SYSTEMS IN	$0	–	-221,729	–	-0.09%	–
YSG	Exit	YATSEN HLDG LTDads	$0	–	-518,183	–	-0.10%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$0	–	-8,334	–	-0.10%	–
SPRO	Exit	SPERO THERAPEUTICS INC	$0	–	-288,000	–	-0.10%	–
	Exit	ZEROFOX HLDGS INC*w exp 08/03/202	$0	–	-100,000	–	-0.10%	–
	Exit	RAPID MICRO BIOSYSTEMS INC	$0	–	-187,617	–	-0.10%	–
KRON	Exit	KRONOS BIO INC	$0	–	-196,078	–	-0.11%	–
	Exit	REUNION NEUROSCIENCE INC	$0	–	-467,435	–	-0.11%	–
	Exit	NEXTDOOR HOLDINGS INC	$0	–	-250,000	–	-0.12%	–
BEKE	Exit	KE HLDGS INCsponsored ads	$0	–	-40,511	–	-0.12%	–
SBIIWS	Exit	SANDBRIDGE X2 CORP*w exp 03/11/202	$0	–	-74,025	–	-0.12%	–
EAR	Exit	EARGO INC	$0	–	-711,393	–	-0.12%	–
CTMX	Exit	CYTOMX THERAPEUTICS INC	$0	–	-540,541	–	-0.13%	–
GCMG	Exit	GCM GROSVENOR INCcall	$0	–	-100,000	–	-0.13%	–
AKUS	Exit	AKOUOS INC	$0	–	-117,000	–	-0.13%	–
GRPH	Exit	GRAPHITE BIO INC	$0	–	-255,102	–	-0.14%	–
	Exit	SEMANTIX INC*w exp 08/03/202	$0	–	-100,000	–	-0.14%	–
FBIO	Exit	FORTRESS BIOTECH INC	$0	–	-985,222	–	-0.14%	–
ORIC	Exit	ORIC PHARMACEUTICALS INC	$0	–	-272,480	–	-0.15%	–
	Exit	OMEGA THERAPEUTICS INC	$0	–	-160,000	–	-0.15%	–
SEEL	Exit	SEELOS THERAPEUTICS INC	$0	–	-850,000	–	-0.15%	–
ACMR	Exit	ACM RESH INC	$0	–	-70,695	–	-0.15%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-2,600	–	-0.16%	–
	Exit	VERTICAL AEROSPACE LTDcall	$0	–	-100,000	–	-0.16%	–
	Exit	HELLO GROUP INCnote 1.250% 7/0	$0	–	-1,000,000	–	-0.16%	–
VIPS	Exit	VIPSHOP HOLDINGS LIMITEDsponsored ads a	$0	–	-112,847	–	-0.16%	–
DLTR	Exit	DOLLAR TREE INCcall	$0	–	-100,000	–	-0.16%	–
BLTS	Exit	BRIGHT LIGHTS ACQUISITION COcall	$0	–	-100,000	–	-0.17%	–
	Exit	SYSTEM1 INCcall	$0	–	-160,000	–	-0.17%	–
ALTU	Exit	ALTITUDE ACQUISITION CORPcall	$0	–	-100,000	–	-0.17%	–
TME	Exit	TENCENT MUSIC ENTMT GROUPspon ads	$0	–	-250,000	–	-0.17%	–
ALXO	Exit	ALX ONCOLOGY HLDGS INC	$0	–	-106,746	–	-0.17%	–
BREZ	Exit	BREEZE HOLDINGS ACQUISITN COcall	$0	–	-100,000	–	-0.17%	–
BWAC	Exit	BETTER WORLD ACQUISITION CORcall	$0	–	-100,000	–	-0.17%	–
BENE	Exit	BENESSERE CAPITAL ACQUSTN COcall	$0	–	-100,000	–	-0.17%	–
	Exit	INVIVYD INC	$0	–	-348,432	–	-0.18%	–
HOWL	Exit	WEREWOLF THERAPEUTICS INC	$0	–	-246,305	–	-0.19%	–
PDD	Exit	PINDUODUO INCsponsored ads	$0	–	-20,700	–	-0.22%	–
KOD	Exit	KODIAK SCIENCES INC	$0	–	-168,905	–	-0.22%	–
DASH	Exit	DOORDASH INCcl a	$0	–	-30,000	–	-0.25%	–
SBTX	Exit	SILVERBACK THERAPEUTICS INC	$0	–	-317,662	–	-0.28%	–
CVRX	Exit	CVRX INC	$0	–	-181,159	–	-0.28%	–
ABUS	Exit	ARBUTUS BIOPHARMA CORP	$0	–	-1,026,672	–	-0.33%	–
	Exit	JAKKS PAC INC	$0	–	-106,088	–	-0.34%	–
BCAB	Exit	BIOATLA INC	$0	–	-289,855	–	-0.38%	–
CMPS	Exit	COMPASS PATHWAYS PLCsponsored ads	$0	–	-207,911	–	-0.38%	–
QFIN	Exit	360 DIGITECH INCamerican dep	$0	–	-186,000	–	-0.40%	–
KVSC	Exit	KHOSLA VENTURES ACQUT CO III	$0	–	-250,000	–	-0.41%	–
MLCO	Exit	MELCO RESORTS AND ENTMNT LTDadr	$0	–	-400,700	–	-0.45%	–
FTCH	Exit	FARFETCH LTDord sh cl a	$0	–	-366,017	–	-0.46%	–
	Exit	SEA LTDnote 2.375%12/0	$0	–	-3,000,000	–	-0.50%	–
FUTU	Exit	FUTU HLDGS LTDspon ads cl a	$0	–	-80,843	–	-0.51%	–
TBPH	Exit	THERAVANCE BIOPHARMA INC	$0	–	-296,960	–	-0.51%	–
BTU	Exit	PEABODY ENERGY CORP	$0	–	-125,000	–	-0.52%	–
SY	Exit	SO YOUNG INTERNATIONAL INCsponsored ads	$0	–	-4,420,424	–	-0.54%	–
PYPL	Exit	PAYPAL HLDGS INC	$0	–	-1,000,000	–	-0.56%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-43,900	–	-0.59%	–
JD	Exit	JD.COM INCspon adr cl a	$0	–	-70,100	–	-0.59%	–
XM	Exit	QUALTRICS INTL INC	$0	–	-352,379	–	-0.60%	–
RLX	Exit	RLX TECHNOLOGY INCsponsored ads	$0	–	-3,421,067	–	-0.60%	–
SE	Exit	SEA LTDsponsord ads	$0	–	-66,000	–	-0.62%	–
GHG	Exit	GREENTREE HOSPITALITY GROUPsponsored ads	$0	–	-1,099,362	–	-0.63%	–
	Exit	EUROPEAN WAX CTR INC	$0	–	-256,233	–	-0.79%	–
FB	Exit	META PLATFORMS INCcl a	$0	–	-137,500	–	-1.03%	–
	Exit	APPLIED BLOCKCHAIN INC	$0	–	-4,340,231	–	-1.24%	–
TWTR	Exit	TWITTER INC	$0	–	-191,080	–	-1.41%	–
CD	Exit	CHINDATA GROUP HLDGS LTDads	$0	–	-1,364,160	–	-1.85%	–
	Exit	NIO INCnote 0.500% 2/0	$0	–	-16,000,000	–	-2.03%	–
	Exit	JOYY INCnote 1.375% 6/1	$0	–	-15,000,000	–	-2.12%	–
DOYU	Exit	DOUYU INTL HLDGS LTDsponsored ads	$0	–	-12,869,051	–	-2.16%	–
	Exit	VNET GROUP INCnote 2/0	$0	–	-16,000,000	–	-2.29%	–
	Exit	PROJECT ENERGY REIMAGINED ACclass a ord	$0	–	-1,700,000	–	-2.81%	–
VNET	Exit	VNET GROUP INCsponsored ads a	$0	–	-3,410,400	–	-3.15%	–
CO	Exit	GLOBAL CORD BLOOD CORPORATIO	$0	–	-6,797,574	–	-3.41%	–
STRS	Exit	STRATUS PPTYS INC	$0	–	-1,182,590	–	-4.63%	–
NTP	Exit	NAM TAI PPTY INC	$0	–	-7,835,000	–	-5.55%	–
HOLI	Exit	HOLLYSYS AUTOMATION TCHNGY L	$0	–	-2,163,440	–	-6.21%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-358,405	–	-7.07%	–
	Exit	IQIYI INCnote 2.000% 4/0	$0	–	-59,759,000	–	-8.68%	–
IQ	Exit	IQIYI INCsponsored ads	$0	–	-23,529,411	–	-10.71%	–
RENN	Exit	RENREN INCsponsored ads	$0	–	-2,829,216	–	-14.07%	–

Q3 2022

			Value		Shares		↓ Weighting
RENN	Sell	RENREN INCsponsored ads	$83,773,000	+0.7%	2,829,216	-1.6%	14.07%	-3.9%
IQ	New	IQIYI INCsponsored ads	$63,765,000	–	23,529,411	–	10.71%	–
	Sell	IQIYI INCnote 2.000% 4/0	$51,692,000	-35.6%	59,759,000	-40.1%	8.68%	-38.6%
HOLI	Buy	HOLLYSYS AUTOMATION TCHNGY L	$36,995,000	+62.5%	2,163,440	+40.7%	6.21%	+55.1%
STRS	Sell	STRATUS PPTYS INC	$27,554,000	-28.7%	1,182,590	-1.4%	4.63%	-32.0%
CO	Buy	GLOBAL CORD BLOOD CORPORATIO	$20,308,000	+44.1%	6,797,574	+42.8%	3.41%	+37.5%
VNET	Buy	VNET GROUP INCsponsored ads a	$18,757,000	+18.1%	3,410,400	+29.7%	3.15%	+12.7%
	Buy	VNET GROUP INCnote 2/0	$13,628,000	-5.6%	16,000,000	+6.7%	2.29%	-10.0%
	Sell	JOYY INCnote 1.375% 6/1	$12,608,000	-17.0%	15,000,000	-16.7%	2.12%	-20.7%
TWTR	Buy	TWITTER INC	$8,377,000	+107.5%	191,080	+76.9%	1.41%	+97.9%
	Buy	APPLIED BLOCKCHAIN INC	$7,378,000	+175.0%	4,340,231	+69.9%	1.24%	+162.5%
FB	Buy	META PLATFORMS INCcl a	$6,147,000	-15.3%	137,500	+205.6%	1.03%	-19.1%
SE	Buy	SEA LTDsponsord ads	$3,699,000	+22.9%	66,000	+46.7%	0.62%	+17.2%
RLX	Buy	RLX TECHNOLOGY INCsponsored ads	$3,592,000	-46.5%	3,421,067	+8.5%	0.60%	-49.0%
XM	New	QUALTRICS INTL INC	$3,587,000	–	352,379	–	0.60%	–
BABA	Sell	ALIBABA GROUP HLDG LTDsponsored ads	$3,512,000	-35.5%	43,900	-8.4%	0.59%	-38.4%
PYPL	New	PAYPAL HLDGS INC	$3,320,000	–	1,000,000	–	0.56%	–
BTU	New	PEABODY ENERGY CORP	$3,103,000	–	125,000	–	0.52%	–
FUTU	Buy	FUTU HLDGS LTDspon ads cl a	$3,015,000	+15.5%	80,843	+61.7%	0.51%	+10.0%
TBPH	New	THERAVANCE BIOPHARMA INC	$3,011,000	–	296,960	–	0.51%	–
MLCO	New	MELCO RESORTS AND ENTMNT LTDadr	$2,657,000	–	400,700	–	0.45%	–
QFIN	Buy	360 DIGITECH INCamerican dep	$2,385,000	+244.7%	186,000	+365.0%	0.40%	+228.7%
ABUS	New	ARBUTUS BIOPHARMA CORP	$1,961,000	–	1,026,672	–	0.33%	–
DASH	New	DOORDASH INCcl a	$1,484,000	–	30,000	–	0.25%	–
PDD	Sell	PINDUODUO INCsponsored ads	$1,295,000	-44.8%	20,700	-45.5%	0.22%	-47.2%
	New	INVIVYD INC	$1,091,000	–	348,432	–	0.18%	–
ALXO	New	ALX ONCOLOGY HLDGS INC	$1,022,000	–	106,746	–	0.17%	–
	New	HELLO GROUP INCnote 1.250% 7/0	$935,000	–	1,000,000	–	0.16%	–
	New	VERTICAL AEROSPACE LTDcall	$936,000	–	100,000	–	0.16%	–
SPY	New	SPDR S&P 500 ETF TRput	$929,000	–	2,600	–	0.16%	–
	New	SEMANTIX INC*w exp 08/03/202	$843,000	–	100,000	–	0.14%	–
EAR	Buy	EARGO INC	$747,000	+308.2%	711,393	+191.7%	0.12%	+290.6%
BEKE	Sell	KE HLDGS INCsponsored ads	$710,000	-89.8%	40,511	-89.6%	0.12%	-90.3%
	New	REUNION NEUROSCIENCE INC	$667,000	–	467,435	–	0.11%	–
	New	ZEROFOX HLDGS INC*w exp 08/03/202	$603,000	–	100,000	–	0.10%	–
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$571,000	–	8,334	–	0.10%	–
YSG	Buy	YATSEN HLDG LTDads	$565,000	-19.1%	518,183	+15.2%	0.10%	-22.8%
OVID	Buy	OVID THERAPEUTICS INC	$497,000	+235.8%	270,000	+292.4%	0.08%	+219.2%
	New	FISCALNOTE HOLDINGS INC*w exp 07/29/202	$478,000	–	75,000	–	0.08%	–
CNTA	Buy	CENTESSA PHARMACEUTICALS PLCsponsored ads	$442,000	+57.3%	110,000	+90.6%	0.07%	+51.0%
	New	VALENS SEMICONDUCTOR LTDcall	$419,000	–	100,000	–	0.07%	–
BOLT	Buy	BOLT BIOTHERAPEUTICS INC	$414,000	+89.0%	280,000	+160.5%	0.07%	+79.5%
SLDB	Buy	SOLID BIOSCIENCES INC	$373,000	+172.3%	800,000	+259.7%	0.06%	+162.5%
SONY	New	SONY GROUP CORPORATIONcall	$244,000	–	3,803	–	0.04%	–
IWM	New	ISHARES TRput	$247,000	–	1,500	–	0.04%	–
BABA	Buy	ALIBABA GROUP HLDG LTDcall	$240,000	+110.5%	3,000	+200.0%	0.04%	+100.0%
SFIX	Buy	STITCH FIX INC	$237,000	+383.7%	60,000	+500.0%	0.04%	+344.4%
EWW	New	ISHARES INCput	$177,000	–	4,000	–	0.03%	–
	New	WARNER BROS DISCOVERY INC	$173,000	–	15,000	–	0.03%	–
	New	VERTICAL AEROSPACE LTD	$94,000	–	10,000	–	0.02%	–
WDC	New	WESTERN DIGITAL CORP.	$25,000	–	753	–	0.00%	–
SQ	Exit	BLOCK INCcl a	$0	–	-10,000	–	-0.01%	–
NFLX	Exit	NETFLIX INCcall	$0	–	-1,000	–	-0.03%	–
EWH	Exit	ISHARES INCput	$0	–	-13,000	–	-0.05%	–
	Exit	VICARIOUS SURGICAL INC	$0	–	-100,000	–	-0.05%	–
SQ	Exit	BLOCK INCcall	$0	–	-100,000	–	-0.06%	–
AMAT	Exit	APPLIED MATLS INCcall	$0	–	-100,000	–	-0.06%	–
EQD	Exit	EQUITY DISTR ACQUISITION COR	$0	–	-45,087	–	-0.08%	–
SYRS	Exit	SYROS PHARMACEUTICALS INC	$0	–	-500,000	–	-0.08%	–
	Exit	VALENS SEMICONDUCTOR LTD*w exp 09/30/202	$0	–	-100,000	–	-0.09%	–
DSACW	Exit	DUDDELL STREET ACQUISITN COR*w exp 99/99/999	$0	–	-75,000	–	-0.13%	–
GOBI	Exit	GOBI ACQUISITION CORP	$0	–	-100,000	–	-0.18%	–
	Exit	SKY HARBOUR GROUP CORPORATIOcall	$0	–	-200,000	–	-0.20%	–
NFLX	Exit	NETFLIX INC	$0	–	-8,500	–	-0.26%	–
	Exit	FIELD TRIP HEALTH LTD	$0	–	-2,337,177	–	-0.33%	–
QD	Exit	QUDIAN INCadr	$0	–	-1,927,800	–	-0.37%	–
SHLX	Exit	SHELL MIDSTREAM PARTNERS L Punit ltd int	$0	–	-230,000	–	-0.57%	–
TRQ	Exit	TURQUOISE HILL RES LTD	$0	–	-135,405	–	-0.64%	–
LPSN	Exit	LIVEPERSON INC	$0	–	-300,000	–	-0.75%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-12,000	–	-0.90%	–

Q2 2022

			Value		Shares		↓ Weighting
RENN	New	RENREN INCsponsored ads	$83,157,000	–	2,875,429	–	14.64%	–
	New	IQIYI INCnote 2.000% 4/0	$80,306,000	–	99,759,000	–	14.13%	–
BIDU	New	BAIDU INCspon adr rep a	$53,306,000	–	358,405	–	9.38%	–
STRS	New	STRATUS PPTYS INC	$38,662,000	–	1,199,744	–	6.80%	–
NTP	New	NAM TAI PPTY INC	$33,025,000	–	7,835,000	–	5.81%	–
HOLI	New	HOLLYSYS AUTOMATION TCHNGY L	$22,761,000	–	1,537,919	–	4.01%	–
	New	PROJECT ENERGY REIMAGINED ACclass a ord	$16,575,000	–	1,700,000	–	2.92%	–
VNET	New	VNET GROUP INCsponsored ads a	$15,887,000	–	2,630,300	–	2.80%	–
DOYU	New	DOUYU INTL HLDGS LTDsponsored ads	$15,443,000	–	12,869,051	–	2.72%	–
	New	JOYY INCnote 1.375% 6/1	$15,183,000	–	18,000,000	–	2.67%	–
	New	VNET GROUP INCnote 2/0	$14,442,000	–	15,000,000	–	2.54%	–
CO	New	GLOBAL CORD BLOOD CORPORATIO	$14,093,000	–	4,761,102	–	2.48%	–
	New	NIO INCnote 0.500% 2/0	$12,170,000	–	16,000,000	–	2.14%	–
CD	New	CHINDATA GROUP HLDGS LTDads	$10,586,000	–	1,364,160	–	1.86%	–
FB	New	META PLATFORMS INCcl a	$7,256,000	–	45,000	–	1.28%	–
BEKE	New	KE HLDGS INCsponsored ads	$6,990,000	–	389,391	–	1.23%	–
RLX	New	RLX TECHNOLOGY INCsponsored ads	$6,719,000	–	3,154,367	–	1.18%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$5,445,000	–	47,900	–	0.96%	–
LRCX	New	LAM RESEARCH CORP	$5,114,000	–	12,000	–	0.90%	–
GHG	New	GREENTREE HOSPITALITY GROUPsponsored ads	$4,573,000	–	1,099,362	–	0.80%	–
	New	EUROPEAN WAX CTR INC	$4,515,000	–	256,233	–	0.80%	–
JD	New	JD.COM INCspon adr cl a	$4,502,000	–	70,100	–	0.79%	–
LPSN	New	LIVEPERSON INC	$4,242,000	–	300,000	–	0.75%	–
TWTR	New	TWITTER INC	$4,038,000	–	108,000	–	0.71%	–
SY	New	SO YOUNG INTERNATIONAL INCsponsored ads	$3,787,000	–	4,420,424	–	0.67%	–
TRQ	New	TURQUOISE HILL RES LTD	$3,626,000	–	135,405	–	0.64%	–
	New	SEA LTDnote 2.375%12/0	$3,318,000	–	3,000,000	–	0.58%	–
SHLX	New	SHELL MIDSTREAM PARTNERS L Punit ltd int	$3,236,000	–	230,000	–	0.57%	–
SE	New	SEA LTDsponsord ads	$3,009,000	–	45,000	–	0.53%	–
	New	APPLIED BLOCKCHAIN INC	$2,683,000	–	2,555,213	–	0.47%	–
FTCH	New	FARFETCH LTDord sh cl a	$2,621,000	–	366,017	–	0.46%	–
FUTU	New	FUTU HLDGS LTDspon ads cl a	$2,611,000	–	50,000	–	0.46%	–
KVSC	New	KHOSLA VENTURES ACQUT CO III	$2,435,000	–	250,000	–	0.43%	–
PDD	New	PINDUODUO INCsponsored ads	$2,348,000	–	38,000	–	0.41%	–
CMPS	New	COMPASS PATHWAYS PLCsponsored ads	$2,250,000	–	207,911	–	0.40%	–
QD	New	QUDIAN INCadr	$2,121,000	–	1,927,800	–	0.37%	–
	New	FIELD TRIP HEALTH LTD	$1,889,000	–	2,337,177	–	0.33%	–
NFLX	New	NETFLIX INC	$1,486,000	–	8,500	–	0.26%	–
SBTX	New	SILVERBACK THERAPEUTICS INC	$1,347,000	–	317,662	–	0.24%	–
	New	JAKKS PAC INC	$1,343,000	–	106,088	–	0.24%	–
KOD	New	KODIAK SCIENCES INC	$1,290,000	–	168,905	–	0.23%	–
TME	New	TENCENT MUSIC ENTMT GROUPspon ads	$1,255,000	–	250,000	–	0.22%	–
ORIC	New	ORIC PHARMACEUTICALS INC	$1,221,000	–	272,480	–	0.22%	–
ACMR	New	ACM RESH INC	$1,190,000	–	70,695	–	0.21%	–
	New	SKY HARBOUR GROUP CORPORATIOcall	$1,132,000	–	200,000	–	0.20%	–
	New	SYSTEM1 INCcall	$1,115,000	–	160,000	–	0.20%	–
VIPS	New	VIPSHOP HOLDINGS LIMITEDsponsored ads a	$1,116,000	–	112,847	–	0.20%	–
CVRX	New	CVRX INC	$1,089,000	–	181,159	–	0.19%	–
BENE	New	BENESSERE CAPITAL ACQUSTN COcall	$1,033,000	–	100,000	–	0.18%	–
BWAC	New	BETTER WORLD ACQUISITION CORcall	$1,033,000	–	100,000	–	0.18%	–
BREZ	New	BREEZE HOLDINGS ACQUISITN COcall	$1,027,000	–	100,000	–	0.18%	–
HOWL	New	WEREWOLF THERAPEUTICS INC	$1,007,000	–	246,305	–	0.18%	–
GOBI	New	GOBI ACQUISITION CORP	$993,000	–	100,000	–	0.18%	–
CTMX	New	CYTOMX THERAPEUTICS INC	$989,000	–	540,541	–	0.17%	–
ALTU	New	ALTITUDE ACQUISITION CORPcall	$991,000	–	100,000	–	0.17%	–
DLTR	New	DOLLAR TREE INCcall	$981,000	–	100,000	–	0.17%	–
BLTS	New	BRIGHT LIGHTS ACQUISITION COcall	$984,000	–	100,000	–	0.17%	–
OMIC	New	SINGULAR GENOMICS SYSTEMS IN	$847,000	–	221,729	–	0.15%	–
	New	NEXTDOOR HOLDINGS INC	$828,000	–	250,000	–	0.15%	–
FBIO	New	FORTRESS BIOTECH INC	$827,000	–	985,222	–	0.15%	–
BCAB	New	BIOATLA INC	$826,000	–	289,855	–	0.14%	–
	New	RAPID MICRO BIOSYSTEMS INC	$807,000	–	187,617	–	0.14%	–
XBIT	New	XBIOTECH INC	$772,000	–	137,174	–	0.14%	–
	New	GOGORO INCcall	$765,000	–	100,000	–	0.14%	–
	New	GOGORO INCordinary shares	$765,000	–	100,000	–	0.14%	–
DSACW	New	DUDDELL STREET ACQUISITN COR*w exp 99/99/999	$744,000	–	75,000	–	0.13%	–
SBIIWS	New	SANDBRIDGE X2 CORP*w exp 03/11/202	$722,000	–	74,025	–	0.13%	–
KRON	New	KRONOS BIO INC	$714,000	–	196,078	–	0.13%	–
GRPH	New	GRAPHITE BIO INC	$702,000	–	255,102	–	0.12%	–
YSG	New	YATSEN HLDG LTDads	$698,000	–	450,000	–	0.12%	–
QFIN	New	360 DIGITECH INCamerican dep	$692,000	–	40,000	–	0.12%	–
GCMG	New	GCM GROSVENOR INCcall	$685,000	–	100,000	–	0.12%	–
BRMK	New	BROADMARK RLTY CAP INCcall	$671,000	–	100,000	–	0.12%	–
	New	SWVL HOLDINGS CORPcall	$646,000	–	100,000	–	0.11%	–
FNCH	New	FINCH THERAPEUTICS GROUP INC	$639,000	–	225,000	–	0.11%	–
FREE	New	WHOLE EARTH BRANDS INCcall	$620,000	–	100,000	–	0.11%	–
IKNA	New	IKENA ONCOLOGY INC	$620,000	–	140,000	–	0.11%	–
	New	OMEGA THERAPEUTICS INC	$608,000	–	160,000	–	0.11%	–
TCRR	New	TCR2 THERAPEUTICS INC	$580,000	–	200,000	–	0.10%	–
SEEL	New	SEELOS THERAPEUTICS INC	$578,000	–	850,000	–	0.10%	–
PASG	New	PASSAGE BIO INC	$566,000	–	240,000	–	0.10%	–
ADVM	New	ADVERUM BIOTECHNOLOGIES INC	$558,000	–	465,000	–	0.10%	–
FIXX	New	HOMOLOGY MEDICINES INC	$552,000	–	280,000	–	0.10%	–
AKUS	New	AKOUOS INC	$549,000	–	117,000	–	0.10%	–
	New	PARDES BIOSCIENCES INC	$537,000	–	175,000	–	0.10%	–
	New	VALENS SEMICONDUCTOR LTD*w exp 09/30/202	$526,000	–	100,000	–	0.09%	–
	New	TANGO THERAPEUTICS INC	$530,000	–	117,000	–	0.09%	–
FXI	New	ISHARES TRput	$509,000	–	15,000	–	0.09%	–
ITOS	New	ITEOS THERAPEUTICS INC	$494,000	–	24,000	–	0.09%	–
HHLA	New	HH&L ACQUISITION CO	$491,000	–	50,000	–	0.09%	–
SYRS	New	SYROS PHARMACEUTICALS INC	$481,000	–	500,000	–	0.08%	–
ICLK	New	ICLICK INTERACTIVE ASIA GROUsponsored adr	$481,000	–	716,189	–	0.08%	–
	New	INSPIRATO INCORPORATEDcall	$463,000	–	99,961	–	0.08%	–
	New	TERRAN ORBITAL CORPORATIONcall	$457,000	–	99,882	–	0.08%	–
EQD	New	EQUITY DISTR ACQUISITION COR	$448,000	–	45,087	–	0.08%	–
	New	LEAFLY HOLDINGS INCcall	$450,000	–	100,000	–	0.08%	–
	New	FATHOM DIGITAL MFG CORPcall	$388,000	–	100,000	–	0.07%	–
	New	VIRGIN ORBIT HOLDINGS INCcall	$383,000	–	100,000	–	0.07%	–
AMAT	New	APPLIED MATLS INCcall	$348,000	–	100,000	–	0.06%	–
SQ	New	BLOCK INCcall	$315,000	–	100,000	–	0.06%	–
	New	VICARIOUS SURGICAL INC	$294,000	–	100,000	–	0.05%	–
EWH	New	ISHARES INCput	$289,000	–	13,000	–	0.05%	–
CNTA	New	CENTESSA PHARMACEUTICALS PLCsponsored ads	$281,000	–	57,700	–	0.05%	–
MLAC	New	MALACCA STRAITS ACQUISITION	$254,000	–	25,000	–	0.04%	–
MACCU	New	MISSION ADVANCEMENT CORPunit 99/99/9999	$241,000	–	24,700	–	0.04%	–
	New	LOCAL BOUNTI CORPcall	$228,000	–	71,563	–	0.04%	–
BOLT	New	BOLT BIOTHERAPEUTICS INC	$219,000	–	107,500	–	0.04%	–
KC	New	KINGSOFT CLOUD HLDGS LTDads	$223,000	–	50,000	–	0.04%	–
SPRO	New	SPERO THERAPEUTICS INC	$213,000	–	288,000	–	0.04%	–
	New	HELIOGEN INCcall	$211,000	–	100,000	–	0.04%	–
PW	New	POWER REIT	$203,000	–	15,921	–	0.04%	–
PVWS	New	PRIMAVERA CAPITAL ACQUIST CO*w exp 01/19/202	$186,000	–	581,304	–	0.03%	–
EAR	New	EARGO INC	$183,000	–	243,902	–	0.03%	–
NFLX	New	NETFLIX INCcall	$175,000	–	1,000	–	0.03%	–
MNSO	New	MINISO GROUP HLDG LTDsponsored ads	$168,000	–	21,399	–	0.03%	–
OVID	New	OVID THERAPEUTICS INC	$148,000	–	68,800	–	0.03%	–
	New	DAVE INCcall	$140,000	–	203,789	–	0.02%	–
DUNE	New	DUNE ACQUISITION CORP	$144,000	–	14,722	–	0.02%	–
	New	EFFECTOR THERAPEUTICS INCcall	$142,000	–	100,000	–	0.02%	–
SLDB	New	SOLID BIOSCIENCES INC	$137,000	–	222,400	–	0.02%	–
	New	CYXTERA TECHNOLOGIES INC	$113,000	–	10,000	–	0.02%	–
BABA	New	ALIBABA GROUP HLDG LTDcall	$114,000	–	1,000	–	0.02%	–
	New	SONDER HOLDINGS INCcall	$104,000	–	100,000	–	0.02%	–
	New	CIPHER MINING INC	$55,000	–	40,000	–	0.01%	–
ALGS	New	ALIGOS THERAPEUTICS INC	$55,000	–	45,797	–	0.01%	–
SFIX	New	STITCH FIX INC	$49,000	–	10,000	–	0.01%	–
	New	PRENETICS GLOBAL LTDclass a ord	$47,000	–	11,732	–	0.01%	–
	New	TMC THE METALS COMPANY INCcall	$39,000	–	37,700	–	0.01%	–
	New	QUANERGY SYSTEMS INCcall	$41,000	–	100,000	–	0.01%	–
SQ	New	BLOCK INCcl a	$32,000	–	10,000	–	0.01%	–
MACCWS	New	MISSION ADVANCEMENT CORP*w exp 03/05/202	$20,000	–	100,000	–	0.00%	–

Q4 2021

			Value		Shares		↓ Weighting
EQDWS	Exit	EQUITY DISTR ACQUISITION COR*w exp 09/09/202	$0	–	-2,601	–	0.00%	–
BZUN	Exit	BAOZUN INCsponsored adr	$0	–	-300	–	-0.00%	–
NTES	Exit	NETEASE INCsponsored ads	$0	–	-500	–	-0.01%	–
INDA	Exit	ISHARES TRput	$0	–	-2,000	–	-0.02%	–
EWW	Exit	ISHARES INC -put	$0	–	-2,000	–	-0.02%	–
DUNE	Exit	DUNE ACQUISITION CORP	$0	–	-14,722	–	-0.02%	–
KO	Exit	COCA COLA COcall	$0	–	-3,000	–	-0.02%	–
BIDU	Exit	BAIDU INCcall	$0	–	-1,000	–	-0.02%	–
PV	Exit	PRIMAVERA CAPITAL ACQUIST CO	$0	–	-16,548	–	-0.03%	–
EWH	Exit	ISHARES INCput	$0	–	-7,000	–	-0.03%	–
	Exit	TMC THE METALS COMPANY INCcall	$0	–	-37,700	–	-0.03%	–
NTES	Exit	NETEASE INCput	$0	–	-2,000	–	-0.03%	–
QD	Exit	QUDIAN INCadr	$0	–	-127,835	–	-0.03%	–
EWJ	Exit	ISHARES INCput	$0	–	-3,000	–	-0.03%	–
VNET	Exit	21VIANET GROUP INCsponsored ads a	$0	–	-13,000	–	-0.04%	–
KWEB	Exit	KRANESHARES TRput	$0	–	-5,000	–	-0.04%	–
MACCU	Exit	MISSION ADVANCEMENT CORPunit 99/99/9999	$0	–	-25,000	–	-0.04%	–
MLAC	Exit	MALACCA STRAITS ACQUISITION	$0	–	-25,000	–	-0.04%	–
BKNG	Exit	BOOKING HOLDINGS INC	$0	–	-106	–	-0.04%	–
BABA	Exit	ALIBABA GROUP HLDG LTDcall	$0	–	-2,000	–	-0.05%	–
CAN	Exit	CANAAN INCsponsored ads	$0	–	-50,000	–	-0.05%	–
MNSO	Exit	MINISO GROUP HLDG LTDsponsored ads	$0	–	-21,399	–	-0.05%	–
IWM	Exit	ISHARES TRput	$0	–	-2,000	–	-0.07%	–
EQD	Exit	EQUITY DISTR ACQUISITION COR	$0	–	-45,087	–	-0.07%	–
FXI	Exit	ISHARES TRput	$0	–	-15,000	–	-0.10%	–
PW	Exit	POWER REIT	$0	–	-12,346	–	-0.10%	–
YSG	Exit	YATSEN HLDG LTDads	$0	–	-175,000	–	-0.11%	–
	Exit	BLACK SPADE ACQUISITION COunit 99/99/9999	$0	–	-71,573	–	-0.12%	–
SBIIWS	Exit	SANDBRIDGE X2 CORP*w exp 03/11/202	$0	–	-74,025	–	-0.12%	–
DSACW	Exit	DUDDELL STREET ACQUISITN COR*w exp 99/99/999	$0	–	-75,000	–	-0.12%	–
ELMS	Exit	ELECTRIC LAST MILE SOLUTNS I	$0	–	-100,437	–	-0.12%	–
SFIX	Exit	STITCH FIX INC	$0	–	-20,000	–	-0.13%	–
INTC	Exit	INTEL CORP	$0	–	-16,391	–	-0.14%	–
GOBI	Exit	GOBI ACQUISITION CORP	$0	–	-100,000	–	-0.16%	–
DLTR	Exit	DOLLAR TREE INCcall	$0	–	-100,000	–	-0.16%	–
ALTU	Exit	ALTITUDE ACQUISITION CORPcall	$0	–	-100,000	–	-0.16%	–
HHLAU	Exit	HH&L ACQUISITION COunit 99/99/9999	$0	–	-100,000	–	-0.16%	–
	Exit	ARTISAN ACQUISITION CORP	$0	–	-100,000	–	-0.16%	–
	Exit	TARENA INTL INCsponsored ads	$0	–	-732,560	–	-0.16%	–
BREZ	Exit	BREEZE HOLDINGS ACQUISITN COcall	$0	–	-100,000	–	-0.16%	–
BWAC	Exit	BETTER WORLD ACQUISITION CORcall	$0	–	-100,000	–	-0.16%	–
SONY	Exit	SONY GROUP CORPORATIONsponsored adr	$0	–	-10,000	–	-0.18%	–
VIPS	Exit	VIPSHOP HOLDINGS LIMITEDsponsored ads a	$0	–	-112,847	–	-0.20%	–
KC	Exit	KINGSOFT CLOUD HLDGS LTDads	$0	–	-50,000	–	-0.23%	–
VTIQ	Exit	VECTOIQ ACQUISITION CORP II	$0	–	-183,219	–	-0.29%	–
TME	Exit	TENCENT MUSIC ENTMT GROUPspon ads	$0	–	-290,000	–	-0.34%	–
	Exit	BEST INCnote 1.750%10/0	$0	–	-4,000,000	–	-0.35%	–
GHG	Exit	GREENTREE HOSPITALITY GROUPsponsored ads	$0	–	-291,129	–	-0.38%	–
AMAT	Exit	APPLIED MATLS INC	$0	–	-18,450	–	-0.38%	–
KVSC	Exit	KHOSLA VENTURES ACQUT CO III	$0	–	-250,000	–	-0.40%	–
KVSB	Exit	KHOSLA VENTURES ACQUSTN CO I	$0	–	-250,000	–	-0.41%	–
SE	Exit	SEA LTDsponsord ads	$0	–	-8,500	–	-0.44%	–
BILI	Exit	BILIBILI INCspons ads rep z	$0	–	-41,137	–	-0.44%	–
	Exit	FIELD TRIP HEALTH LTD	$0	–	-605,700	–	-0.45%	–
MLCO	Exit	MELCO RESORTS AND ENTMNT LTDadr	$0	–	-293,687	–	-0.49%	–
TWTR	Exit	TWITTER INC	$0	–	-58,000	–	-0.57%	–
	Exit	BAOZUN INCnote 1.625% 5/0	$0	–	-4,000,000	–	-0.60%	–
ICLK	Exit	ICLICK INTERACTIVE ASIA GROUsponsored adr	$0	–	-716,189	–	-0.64%	–
	Exit	EUROPEAN WAX CTR INC	$0	–	-152,003	–	-0.69%	–
HOLI	Exit	HOLLYSYS AUTOMATION TCHNGY L	$0	–	-220,135	–	-0.74%	–
CMPS	Exit	COMPASS PATHWAYS PLCsponsored ads	$0	–	-157,911	–	-0.76%	–
JD	Exit	JD.COM INCspon adr cl a	$0	–	-100,100	–	-1.17%	–
	Exit	GDS HLDGS LTDnote 2.000% 6/0	$0	–	-5,578,000	–	-1.18%	–
CO	Exit	GLOBAL CORD BLOOD CORPORATIO	$0	–	-2,504,934	–	-1.90%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-80,000	–	-1.92%	–
FTCH	Exit	FARFETCH LTDord sh cl a	$0	–	-466,017	–	-2.83%	–
	Exit	JOYY INCnote 1.375% 6/1	$0	–	-20,000,000	–	-3.00%	–
	Exit	SEA LTDnote 0.250% 9/1	$0	–	-20,000,000	–	-3.28%	–
KO	Exit	COCA COLA CO	$0	–	-499,600	–	-4.25%	–
STRS	Exit	STRATUS PPTYS INC	$0	–	-1,128,246	–	-5.90%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-388,805	–	-9.70%	–
NFH	Exit	NEW FRONTIER HEALTH CORP	$0	–	-5,421,271	–	-9.88%	–
	Exit	SEA LTDnote 2.375%12/0	$0	–	-20,965,000	–	-12.07%	–
	Exit	IQIYI INCnote 2.000% 4/0	$0	–	-92,853,000	–	-13.24%	–
JOBS	Exit	51JOB INCsponsored ads	$0	–	-1,557,352	–	-17.56%	–

Q3 2021

			Value		Shares		↓ Weighting
JOBS	Buy	51JOB INCsponsored ads	$108,283,000	+9.9%	1,557,352	+23.0%	17.56%	-4.8%
	Buy	SEA LTDnote 2.375%12/0	$74,417,000	+72.7%	20,965,000	+50.1%	12.07%	+49.7%
NFH	Buy	NEW FRONTIER HEALTH CORP	$60,881,000	+8.1%	5,421,271	+7.5%	9.88%	-6.4%
BIDU	Buy	BAIDU INCspon adr rep a	$59,779,000	+39.8%	388,805	+85.4%	9.70%	+21.1%
STRS	Buy	STRATUS PPTYS INC	$36,375,000	+31.3%	1,128,246	+0.5%	5.90%	+13.8%
	New	SEA LTDnote 0.250% 9/1	$20,240,000	–	20,000,000	–	3.28%	–
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$11,844,000	–	80,000	–	1.92%	–
CO	Buy	GLOBAL CORD BLOOD CORPORATIO	$11,698,000	+0.3%	2,504,934	+14.7%	1.90%	-13.1%
	New	GDS HLDGS LTDnote 2.000% 6/0	$7,274,000	–	5,578,000	–	1.18%	–
JD	Buy	JD.COM INCspon adr cl a	$7,231,000	+16.0%	100,100	+28.2%	1.17%	+0.5%
HOLI	Buy	HOLLYSYS AUTOMATION TCHNGY L	$4,555,000	+38.9%	220,135	+0.0%	0.74%	+20.4%
	New	EUROPEAN WAX CTR INC	$4,258,000	–	152,003	–	0.69%	–
ICLK	New	ICLICK INTERACTIVE ASIA GROUsponsored adr	$3,961,000	–	716,189	–	0.64%	–
	Buy	BAOZUN INCnote 1.625% 5/0	$3,680,000	+265.1%	4,000,000	+300.0%	0.60%	+215.9%
TWTR	Sell	TWITTER INC	$3,503,000	-48.0%	58,000	-40.8%	0.57%	-55.0%
MLCO	Buy	MELCO RESORTS AND ENTMNT LTDadr	$3,007,000	-6.9%	293,687	+50.6%	0.49%	-19.3%
	New	FIELD TRIP HEALTH LTD	$2,761,000	–	605,700	–	0.45%	–
BILI	Buy	BILIBILI INCspons ads rep z	$2,722,000	+38.5%	41,137	+154.9%	0.44%	+20.1%
SE	Buy	SEA LTDsponsord ads	$2,709,000	+64.4%	8,500	+41.7%	0.44%	+42.1%
GHG	New	GREENTREE HOSPITALITY GROUPsponsored ads	$2,376,000	–	291,129	–	0.38%	–
AMAT	Buy	APPLIED MATLS INC	$2,375,000	+71.1%	18,450	+89.2%	0.38%	+48.1%
TME	Buy	TENCENT MUSIC ENTMT GROUPspon ads	$2,103,000	+578.4%	290,000	+1350.0%	0.34%	+487.9%
VTIQ	New	VECTOIQ ACQUISITION CORP II	$1,779,000	–	183,219	–	0.29%	–
KC	New	KINGSOFT CLOUD HLDGS LTDads	$1,416,000	–	50,000	–	0.23%	–
	New	ARTISAN ACQUISITION CORP	$992,000	–	100,000	–	0.16%	–
INTC	Sell	INTEL CORP	$873,000	-50.5%	16,391	-47.8%	0.14%	-57.0%
ELMS	Buy	ELECTRIC LAST MILE SOLUTNS I	$742,000	-26.4%	100,437	+0.4%	0.12%	-36.5%
SBIIWS	New	SANDBRIDGE X2 CORP*w exp 03/11/202	$719,000	–	74,025	–	0.12%	–
	New	BLACK SPADE ACQUISITION COunit 99/99/9999	$710,000	–	71,573	–	0.12%	–
PW	New	POWER REIT	$617,000	–	12,346	–	0.10%	–
FXI	Buy	ISHARES TRput	$584,000	-3.0%	15,000	+15.4%	0.10%	-15.9%
IWM	Buy	ISHARES TRput	$438,000	+91.3%	2,000	+100.0%	0.07%	+65.1%
MNSO	New	MINISO GROUP HLDG LTDsponsored ads	$326,000	–	21,399	–	0.05%	–
CAN	New	CANAAN INCsponsored ads	$306,000	–	50,000	–	0.05%	–
BABA	New	ALIBABA GROUP HLDG LTDcall	$296,000	–	2,000	–	0.05%	–
EWJ	Buy	ISHARES INCput	$211,000	-27.2%	3,000	+30.5%	0.03%	-37.0%
QD	New	QUDIAN INCadr	$187,000	–	127,835	–	0.03%	–
	New	TMC THE METALS COMPANY INCcall	$172,000	–	37,700	–	0.03%	–
NTES	New	NETEASE INCput	$171,000	–	2,000	–	0.03%	–
EWH	New	ISHARES INCput	$168,000	–	7,000	–	0.03%	–
PV	Sell	PRIMAVERA CAPITAL ACQUIST CO	$161,000	-81.0%	16,548	-80.9%	0.03%	-83.5%
KO	Sell	COCA COLA COcall	$157,000	-42.1%	3,000	-40.0%	0.02%	-51.0%
BIDU	Sell	BAIDU INCcall	$154,000	-62.3%	1,000	-50.0%	0.02%	-67.1%
EWW	Sell	ISHARES INC -put	$141,000	-39.0%	2,000	-50.0%	0.02%	-46.5%
INDA	Sell	ISHARES TRput	$97,000	-45.2%	2,000	-50.0%	0.02%	-51.5%
NTES	New	NETEASE INCsponsored ads	$43,000	–	500	–	0.01%	–
BZUN	Buy	BAOZUN INCsponsored adr	$5,000	+25.0%	300	+200.0%	0.00%	0.0%
SVACU	Exit	STARBOARD VALUE ACQUISITN COunit 09/10/2025	$0	–	-10,000	–	-0.02%	–
AAL	Exit	AMERICAN AIRLS GROUP INC	$0	–	-10,000	–	-0.04%	–
API	Exit	AGORA INCads	$0	–	-5,020	–	-0.04%	–
EWH	Exit	ISHARES INCmsci hong kg etf	$0	–	-10,100	–	-0.05%	–
FINV	Exit	FINVOLUTION GROUPsponsored ads	$0	–	-30,100	–	-0.05%	–
DNMR	Exit	DANIMER SCIENTIFIC INC	$0	–	-14,000	–	-0.07%	–
SOAC	Exit	SUSTAINABLE OPPORTNTS ACQ COcall	$0	–	-37,700	–	-0.07%	–
ENDP	Exit	ENDO INTL PLC	$0	–	-84,762	–	-0.07%	–
LX	Exit	LEXINFINTECH HLDGS LTDadr	$0	–	-35,100	–	-0.08%	–
PAQC	Exit	PROVIDENT ACQUISITION CORPcl a	$0	–	-50,000	–	-0.09%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-2,000	–	-0.10%	–
WDC	Exit	WESTERN DIGITAL CORP.	$0	–	-9,000	–	-0.12%	–
ACMR	Exit	ACM RESH INC	$0	–	-7,793	–	-0.15%	–
LCI	Exit	LANNET INC	$0	–	-190,000	–	-0.17%	–
WWE	Exit	WORLD WRESTLING ENTMT INCcl a	$0	–	-15,500	–	-0.17%	–
SKT	Exit	TANGER FACTORY OUTLET CTRS I	$0	–	-49,000	–	-0.17%	–
PETS	Exit	PETMED EXPRESS INC	$0	–	-29,000	–	-0.17%	–
SABR	Exit	SABRE CORP	$0	–	-75,000	–	-0.18%	–
PLCE	Exit	CHILDRENS PL INC NEW	$0	–	-10,100	–	-0.18%	–
BYND	Exit	BEYOND MEAT INC	$0	–	-6,700	–	-0.20%	–
DIDI	Exit	DIDI GLOBAL INCsponsored ads	$0	–	-75,000	–	-0.20%	–
COWN	Exit	COWEN INCcl a new	$0	–	-26,000	–	-0.20%	–
HOME	Exit	AT HOME GROUP INC	$0	–	-39,947	–	-0.28%	–
	Exit	NIO INCdebt 2/0	$0	–	-2,000,000	–	-0.36%	–
	Exit	NIO INCdebt 0.500% 2/0	$0	–	-21,000,000	–	-0.38%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-47,440	–	-0.76%	–
	Exit	IQIYI INCnote 3.750%12/0	$0	–	-5,000,000	–	-0.94%	–
TAK	Exit	TAKEDA PHARMACEUTICAL CO LTDsponsored ads	$0	–	-424,700	–	-1.34%	–

Q2 2021

			Value		Shares		↓ Weighting
JOBS	New	51JOB INCsponsored ads	$98,500,000	–	1,266,552	–	18.44%	–
	New	IQIYI INCnote 2.000% 4/0	$86,511,000	–	92,853,000	–	16.20%	–
NFH	New	NEW FRONTIER HEALTH CORP	$56,342,000	–	5,044,048	–	10.55%	–
	New	SEA LTDnote 2.375%12/0	$43,082,000	–	13,965,000	–	8.07%	–
BIDU	New	BAIDU INCspon adr rep a	$42,754,000	–	209,679	–	8.00%	–
STRS	New	STRATUS PPTYS INC	$27,706,000	–	1,123,065	–	5.19%	–
KO	New	COCA COLA CO	$27,033,000	–	499,600	–	5.06%	–
FTCH	New	FARFETCH LTDord sh cl a	$23,469,000	–	466,017	–	4.39%	–
	New	JOYY INCnote 1.375% 6/1	$19,826,000	–	20,000,000	–	3.71%	–
CO	New	GLOBAL CORD BLOOD CORPORATIO	$11,664,000	–	2,184,269	–	2.18%	–
TAK	New	TAKEDA PHARMACEUTICAL CO LTDsponsored ads	$7,148,000	–	424,700	–	1.34%	–
TWTR	New	TWITTER INC	$6,743,000	–	98,000	–	1.26%	–
JD	New	JD.COM INCspon adr cl a	$6,233,000	–	78,100	–	1.17%	–
CMPS	New	COMPASS PATHWAYS PLCsponsored ads	$6,024,000	–	157,911	–	1.13%	–
	New	IQIYI INCnote 3.750%12/0	$4,995,000	–	5,000,000	–	0.94%	–
MU	New	MICRON TECHNOLOGY INC	$4,031,000	–	47,440	–	0.76%	–
HOLI	New	HOLLYSYS AUTOMATION TCHNGY L	$3,279,000	–	220,035	–	0.61%	–
MLCO	New	MELCO RESORTS AND ENTMNT LTDadr	$3,231,000	–	195,000	–	0.60%	–
KVSB	New	KHOSLA VENTURES ACQUSTN CO I	$2,478,000	–	250,000	–	0.46%	–
	New	BEST INCnote 1.750%10/0	$2,472,000	–	4,000,000	–	0.46%	–
KVSC	New	KHOSLA VENTURES ACQUT CO III	$2,475,000	–	250,000	–	0.46%	–
VIPS	New	VIPSHOP HOLDINGS LIMITEDsponsored ads a	$2,266,000	–	112,847	–	0.42%	–
	New	TARENA INTL INCsponsored ads	$2,044,000	–	732,560	–	0.38%	–
	New	NIO INCdebt 0.500% 2/0	$2,023,000	–	21,000,000	–	0.38%	–
BILI	New	BILIBILI INCspons ads rep z	$1,966,000	–	16,137	–	0.37%	–
	New	NIO INCdebt 2/0	$1,913,000	–	2,000,000	–	0.36%	–
INTC	New	INTEL CORP	$1,762,000	–	31,391	–	0.33%	–
SE	New	SEA LTDsponsord ads	$1,648,000	–	6,000	–	0.31%	–
YSG	New	YATSEN HLDG LTDads	$1,640,000	–	175,000	–	0.31%	–
HOME	New	AT HOME GROUP INC	$1,472,000	–	39,947	–	0.28%	–
AMAT	New	APPLIED MATLS INC	$1,388,000	–	9,750	–	0.26%	–
SFIX	New	STITCH FIX INC	$1,206,000	–	20,000	–	0.23%	–
COWN	New	COWEN INCcl a new	$1,067,000	–	26,000	–	0.20%	–
DIDI	New	DIDI GLOBAL INCsponsored ads	$1,061,000	–	75,000	–	0.20%	–
BYND	New	BEYOND MEAT INC	$1,055,000	–	6,700	–	0.20%	–
ELMS	New	ELECTRIC LAST MILE SOLUTNS I	$1,008,000	–	100,000	–	0.19%	–
	New	BAOZUN INCnote 1.625% 5/0	$1,008,000	–	1,000,000	–	0.19%	–
HHLAU	New	HH&L ACQUISITION COunit 99/99/9999	$1,009,000	–	100,000	–	0.19%	–
BREZ	New	BREEZE HOLDINGS ACQUISITN COcall	$1,004,000	–	100,000	–	0.19%	–
BWAC	New	BETTER WORLD ACQUISITION CORcall	$998,000	–	100,000	–	0.19%	–
GOBI	New	GOBI ACQUISITION CORP	$985,000	–	100,000	–	0.18%	–
ALTU	New	ALTITUDE ACQUISITION CORPcall	$979,000	–	100,000	–	0.18%	–
SONY	New	SONY GROUP CORPORATIONsponsored adr	$972,000	–	10,000	–	0.18%	–
DLTR	New	DOLLAR TREE INCcall	$967,000	–	100,000	–	0.18%	–
PLCE	New	CHILDRENS PL INC NEW	$940,000	–	10,100	–	0.18%	–
SABR	New	SABRE CORP	$936,000	–	75,000	–	0.18%	–
PETS	New	PETMED EXPRESS INC	$924,000	–	29,000	–	0.17%	–
SKT	New	TANGER FACTORY OUTLET CTRS I	$924,000	–	49,000	–	0.17%	–
WWE	New	WORLD WRESTLING ENTMT INCcl a	$897,000	–	15,500	–	0.17%	–
LCI	New	LANNET INC	$887,000	–	190,000	–	0.17%	–
PV	New	PRIMAVERA CAPITAL ACQUIST CO	$846,000	–	86,548	–	0.16%	–
ACMR	New	ACM RESH INC	$797,000	–	7,793	–	0.15%	–
DSACW	New	DUDDELL STREET ACQUISITN COR*w exp 99/99/999	$727,000	–	75,000	–	0.14%	–
WDC	New	WESTERN DIGITAL CORP.	$641,000	–	9,000	–	0.12%	–
FXI	New	ISHARES TRput	$602,000	–	13,000	–	0.11%	–
MSFT	New	MICROSOFT CORP	$542,000	–	2,000	–	0.10%	–
PAQC	New	PROVIDENT ACQUISITION CORPcl a	$484,000	–	50,000	–	0.09%	–
EQD	New	EQUITY DISTR ACQUISITION COR	$445,000	–	45,087	–	0.08%	–
LX	New	LEXINFINTECH HLDGS LTDadr	$430,000	–	35,100	–	0.08%	–
BIDU	New	BAIDU INCcall	$408,000	–	2,000	–	0.08%	–
ENDP	New	ENDO INTL PLC	$397,000	–	84,762	–	0.07%	–
SOAC	New	SUSTAINABLE OPPORTNTS ACQ COcall	$375,000	–	37,700	–	0.07%	–
DNMR	New	DANIMER SCIENTIFIC INC	$351,000	–	14,000	–	0.07%	–
KWEB	New	KRANESHARES TRput	$349,000	–	5,000	–	0.06%	–
TME	New	TENCENT MUSIC ENTMT GROUPspon ads	$310,000	–	20,000	–	0.06%	–
VNET	New	21VIANET GROUP INCsponsored ads a	$298,000	–	13,000	–	0.06%	–
EWJ	New	ISHARES INCput	$290,000	–	2,298	–	0.05%	–
FINV	New	FINVOLUTION GROUPsponsored ads	$287,000	–	30,100	–	0.05%	–
KO	New	COCA COLA COcall	$271,000	–	5,000	–	0.05%	–
EWH	New	ISHARES INCmsci hong kg etf	$270,000	–	10,100	–	0.05%	–
MACCU	New	MISSION ADVANCEMENT CORPunit 99/99/9999	$250,000	–	25,000	–	0.05%	–
MLAC	New	MALACCA STRAITS ACQUISITION	$248,000	–	25,000	–	0.05%	–
EWW	New	ISHARES INCput	$231,000	–	4,000	–	0.04%	–
IWM	New	ISHARES TRput	$229,000	–	1,000	–	0.04%	–
BKNG	New	BOOKING HOLDINGS INC	$232,000	–	106	–	0.04%	–
API	New	AGORA INCads	$211,000	–	5,020	–	0.04%	–
AAL	New	AMERICAN AIRLS GROUP INC	$212,000	–	10,000	–	0.04%	–
INDA	New	ISHARES TRput	$177,000	–	4,000	–	0.03%	–
DUNE	New	DUNE ACQUISITION CORP	$144,000	–	14,722	–	0.03%	–
SVACU	New	STARBOARD VALUE ACQUISITN COunit 09/10/2025	$103,000	–	10,000	–	0.02%	–
BZUN	New	BAOZUN INCsponsored adr	$4,000	–	100	–	0.00%	–
EQDWS	New	EQUITY DISTR ACQUISITION COR*w exp 09/09/202	$3,000	–	2,601	–	0.00%	–

Q4 2020

			Value		Shares		↓ Weighting
DAO	Exit	YOUDAO INCsponsored ads	$0	–	-6,000	–	-0.07%	–
MA	Exit	MASTERCARD INCORPORATEDcall	$0	–	-500	–	-0.08%	–
FINV	Exit	FINVOLUTION GROUPsponsored ads	$0	–	-100,100	–	-0.08%	–
V	Exit	VISA INCcall	$0	–	-1,000	–	-0.09%	–
VGK	Exit	VANGUARD INTL EQUITY INDEX Fput	$0	–	-4,500	–	-0.10%	–
IPHI	Exit	INPHI CORP	$0	–	-2,325	–	-0.12%	–
BABA	Exit	ALIBABA GROUP HLDG LTDcall	$0	–	-1,000	–	-0.13%	–
HUYA	Exit	HUYA INC	$0	–	-15,000	–	-0.16%	–
BIDU	Exit	BAIDU INCcall	$0	–	-3,310	–	-0.18%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-2,000	–	-0.19%	–
MLCO	Exit	MELCO RESORTS AND ENTMNT LTDadr	$0	–	-27,300	–	-0.20%	–
KC	Exit	KINGSOFT CLOUD HLDGS LTDads	$0	–	-18,030	–	-0.24%	–
DIS	Exit	DISNEY WALT COcall	$0	–	-4,500	–	-0.25%	–
CRWD	Exit	CROWDSTRIKE HLDGS INCcl a	$0	–	-5,000	–	-0.30%	–
BZUN	Exit	BAOZUN INCsponsored adr	$0	–	-22,131	–	-0.32%	–
JD	Exit	JD.COM INCspon adr cl a	$0	–	-10,100	–	-0.35%	–
SONY	Exit	SONY CORPsponsored adr	$0	–	-11,000	–	-0.37%	–
NIO	Exit	NIO INCput	$0	–	-42,963	–	-0.40%	–
NFH	Exit	NEW FRONTIER HEALTH CORP	$0	–	-120,060	–	-0.40%	–
JOF	Exit	JAPAN SMALLER CAPITALIZATION	$0	–	-107,552	–	-0.41%	–
ICLK	Exit	ICLICK INTERACTIVE ASIA GROUsponsored adr	$0	–	-169,074	–	-0.50%	–
SE	Exit	SEA LTDsponsord ads	$0	–	-10,000	–	-0.68%	–
ACMR	Exit	ACM RESEARCH INC	$0	–	-24,352	–	-0.74%	–
TWTR	Exit	TWITTER INC	$0	–	-45,000	–	-0.89%	–
CAF	Exit	MORGAN STANLEY CHINA A SH FD	$0	–	-111,885	–	-1.04%	–
CO	Exit	GLOBAL CORD BLOOD CORPORATIO	$0	–	-726,129	–	-1.14%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-63,000	–	-1.31%	–
V	Exit	VISA INC	$0	–	-15,000	–	-1.33%	–
MA	Exit	MASTERCARD INCORPORATEDcl a	$0	–	-10,000	–	-1.50%	–
EWH	Exit	ISHARES INCput	$0	–	-200,000	–	-1.94%	–
	Exit	AMERICAN AIRLS GROUP INCnote 6.500% 7/0	$0	–	-5,000,000	–	-2.04%	–
API	Exit	AGORA INCads	$0	–	-107,228	–	-2.04%	–
MSGE	Exit	MADISON SQUARE GRDN ENTERTNMcl a	$0	–	-112,216	–	-3.40%	–
DIS	Exit	DISNEY WALT CO	$0	–	-107,000	–	-5.87%	–
BITA	Exit	BITAUTO HLDGS LTDsponsored ads	$0	–	-847,875	–	-5.91%	–
EWJ	Exit	ISHARES INCput	$0	–	-300,000	–	-7.84%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-150,100	–	-8.41%	–
KWEB	Exit	KRANESHARES TRput	$0	–	-300,000	–	-9.05%	–
BABA	Exit	ALIBABA GROUP HLDG LTDsponsored ads	$0	–	-71,827	–	-9.34%	–
STRS	Exit	STRATUS PPTYS INC	$0	–	-1,123,065	–	-10.71%	–
IWM	Exit	ISHARES TRput	$0	–	-300,000	–	-19.88%	–

Q3 2020

			Value		Shares		↓ Weighting
IWM	Buy	ISHARES TRput	$44,937,000	+42.7%	300,000	+36.4%	19.88%	+34.4%
BABA	New	ALIBABA GROUP HLDG LTDsponsored ads	$21,116,000	–	71,827	–	9.34%	–
KWEB	Sell	KRANESHARES TRput	$20,454,000	-26.6%	300,000	-33.3%	9.05%	-30.9%
BIDU	Sell	BAIDU INCspon adr rep a	$19,001,000	-6.8%	150,100	-11.7%	8.41%	-12.2%
DIS	Sell	DISNEY WALT CO	$13,277,000	+6.3%	107,000	-4.5%	5.87%	+0.1%
API	New	AGORA INCads	$4,609,000	–	107,228	–	2.04%	–
EWH	New	ISHARES INCput	$4,384,000	–	200,000	–	1.94%	–
MU	New	MICRON TECHNOLOGY INC	$2,958,000	–	63,000	–	1.31%	–
TWTR	Sell	TWITTER INC	$2,003,000	+22.3%	45,000	-18.2%	0.89%	+15.2%
ACMR	Sell	ACM RESEARCH INC	$1,683,000	-23.6%	24,352	-31.0%	0.74%	-27.9%
SE	New	SEA LTDsponsord ads	$1,540,000	–	10,000	–	0.68%	–
ICLK	New	ICLICK INTERACTIVE ASIA GROUsponsored adr	$1,128,000	–	169,074	–	0.50%	–
NFH	Buy	NEW FRONTIER HEALTH CORP	$916,000	+84.3%	120,060	+100.1%	0.40%	+73.8%
SONY	New	SONY CORPsponsored adr	$844,000	–	11,000	–	0.37%	–
BZUN	Sell	BAOZUN INCsponsored adr	$719,000	-87.3%	22,131	-85.0%	0.32%	-88.1%
DIS	Buy	DISNEY WALT COcall	$558,000	+43.1%	4,500	+28.6%	0.25%	+35.0%
KC	New	KINGSOFT CLOUD HLDGS LTDads	$532,000	–	18,030	–	0.24%	–
MLCO	Sell	MELCO RESORTS AND ENTMNT LTDadr	$455,000	-2.4%	27,300	-9.0%	0.20%	-8.2%
BIDU	New	BAIDU INCcall	$419,000	–	3,310	–	0.18%	–
HUYA	Sell	HUYA INC	$359,000	-35.9%	15,000	-50.0%	0.16%	-39.5%
BABA	New	ALIBABA GROUP HLDG LTDcall	$294,000	–	1,000	–	0.13%	–
IPHI	New	INPHI CORP	$261,000	–	2,325	–	0.12%	–
VGK	New	VANGUARD INTL EQUITY INDEX Fput	$236,000	–	4,500	–	0.10%	–
V	New	VISA INCcall	$200,000	–	1,000	–	0.09%	–
MA	New	MASTERCARD INCORPORATEDcall	$169,000	–	500	–	0.08%	–
PYPL	Exit	PAYPAL HLDGS INCcall	$0	–	-1,000	–	-0.08%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-1,000	–	-0.14%	–
JAKK	Exit	JAKKS PAC INC	$0	–	-868,155	–	-0.33%	–
AAPL	Exit	APPLE INC	$0	–	-346,159	–	-0.78%	–
NIO	Exit	NIO INCspon ads	$0	–	-318,562	–	-1.16%	–
H	Exit	HYATT HOTELS CORP	$0	–	-50,000	–	-1.18%	–
LIND	Exit	LINDBLAD EXPEDITIONS HLDGS I	$0	–	-408,627	–	-1.48%	–
PYPL	Exit	PAYPAL HLDGS INC	$0	–	-20,000	–	-1.64%	–
LX	Exit	LEXINFINTECH HLDGS LTDadr	$0	–	-466,739	–	-2.33%	–
WUBA	Exit	58 COM INCspon adr rep a	$0	–	-205,875	–	-5.22%	–

Q2 2020

			Value		Shares		↓ Weighting
IWM	New	ISHARES TRput	$31,500,000	–	220,000	–	14.80%	–
KWEB	New	KRANESHARES TRput	$27,873,000	–	450,000	–	13.09%	–
STRS	New	STRATUS PPTYS INC	$22,248,000	–	1,123,065	–	10.45%	–
BIDU	New	BAIDU INCspon adr rep a	$20,381,000	–	170,000	–	9.57%	–
EWJ	New	ISHARES INCput	$16,476,000	–	300,000	–	7.74%	–
BITA	New	BITAUTO HLDGS LTDsponsored ads	$13,439,000	–	847,875	–	6.31%	–
DIS	New	DISNEY WALT CO	$12,489,000	–	112,000	–	5.87%	–
WUBA	New	58 COM INCspon adr rep a	$11,105,000	–	205,875	–	5.22%	–
MSGE	New	MADISON SQUARE GRDN ENTERTNMcl a	$8,416,000	–	112,216	–	3.95%	–
BZUN	New	BAOZUN INCsponsored adr	$5,675,000	–	147,600	–	2.66%	–
LX	New	LEXINFINTECH HLDGS LTDadr	$4,966,000	–	466,739	–	2.33%	–
	New	AMERICAN AIRLS GROUP INCnote 6.500% 7/0	$4,701,000	–	5,000,000	–	2.21%	–
PYPL	New	PAYPAL HLDGS INC	$3,485,000	–	20,000	–	1.64%	–
LIND	New	LINDBLAD EXPEDITIONS HLDGS I	$3,155,000	–	408,627	–	1.48%	–
MA	New	MASTERCARD INCORPORATEDcl a	$3,008,000	–	10,000	–	1.41%	–
V	New	VISA INC	$2,898,000	–	15,000	–	1.36%	–
H	New	HYATT HOTELS CORP	$2,515,000	–	50,000	–	1.18%	–
NIO	New	NIO INCspon ads	$2,459,000	–	318,562	–	1.16%	–
CO	New	GLOBAL CORD BLOOD CORPORATIO	$2,251,000	–	726,129	–	1.06%	–
ACMR	New	ACM RESEARCH INC	$2,202,000	–	35,305	–	1.03%	–
CAF	New	MORGAN STANLEY CHINA A SH FD	$2,183,000	–	111,885	–	1.02%	–
AAPL	New	APPLE INC	$1,651,000	–	346,159	–	0.78%	–
TWTR	New	TWITTER INC	$1,638,000	–	55,000	–	0.77%	–
JOF	New	JAPAN SMALLER CAPITALIZATION	$841,000	–	107,552	–	0.40%	–
JAKK	New	JAKKS PAC INC	$712,000	–	868,155	–	0.33%	–
JD	New	JD.COM INCspon adr cl a	$608,000	–	10,100	–	0.29%	–
HUYA	New	HUYA INC	$560,000	–	30,000	–	0.26%	–
CRWD	New	CROWDSTRIKE HLDGS INCcl a	$501,000	–	5,000	–	0.24%	–
NFH	New	NEW FRONTIER HEALTH CORP	$497,000	–	60,000	–	0.23%	–
MLCO	New	MELCO RESORTS AND ENTMNT LTDadr	$466,000	–	30,000	–	0.22%	–
MSFT	New	MICROSOFT CORP	$407,000	–	2,000	–	0.19%	–
DIS	New	DISNEY WALT COcall	$390,000	–	3,500	–	0.18%	–
NIO	New	NIO INCput	$332,000	–	42,963	–	0.16%	–
SPY	New	SPDR S&P 500 ETF TRput	$308,000	–	1,000	–	0.14%	–
DAO	New	YOUDAO INCsponsored ads	$225,000	–	6,000	–	0.11%	–
FINV	New	FINVOLUTION GROUPsponsored ads	$181,000	–	100,100	–	0.08%	–
PYPL	New	PAYPAL HLDGS INCcall	$174,000	–	1,000	–	0.08%	–

Q4 2019

			Value		Shares		↓ Weighting
SE	Exit	SEA LTDput	$0	–	-1,000	–	-0.02%	–
JEQ	Exit	ABERDEEN JAPAN EQUITY FD INC	$0	–	-10,000	–	-0.05%	–
NFCU	Exit	NEW FRONTIER CORPunit 99/99/9999	$0	–	-10,000	–	-0.07%	–
SONY	Exit	SONY CORPcall	$0	–	-4,816	–	-0.18%	–
SE	Exit	SEA LTDsponsored ads	$0	–	-10,000	–	-0.20%	–
BGNE	Exit	BEIGENE LTDsponsored adr	$0	–	-6,000	–	-0.47%	–
DHXM	Exit	DHX MEDIA LTD	$0	–	-639,554	–	-0.59%	–
JAKK	Exit	JAKKS PAC INC	$0	–	-1,098,906	–	-0.60%	–
RLH	Exit	RED LION HOTELS CORP	$0	–	-168,966	–	-0.70%	–
NIHD	Exit	NII HLDGS INC	$0	–	-606,398	–	-0.76%	–
KT	Exit	KT CORPsponsored adr	$0	–	-130,418	–	-0.94%	–
CO	Exit	GLOBAL CORD BLOOD CORPORATIO	$0	–	-726,129	–	-2.23%	–
CEMB	Exit	ISHARES INCput	$0	–	-200,220	–	-2.89%	–
BZUN	Exit	BAOZUN INCsponsored adr	$0	–	-132,600	–	-3.60%	–
BITA	Exit	BITAUTO HLDGS LTDsponsored ads	$0	–	-447,775	–	-4.26%	–
	Exit	MOMO INCnote 1.250% 7/0	$0	–	-8,000,000	–	-4.58%	–
	Exit	TESLA INCnote 2.000% 5/1	$0	–	-10,000,000	–	-6.46%	–
	Exit	TESLA INCnote 2.375% 3/1	$0	–	-12,500,000	–	-8.06%	–
EWH	Exit	ISHARES INCmsci hong kg etf	$0	–	-590,000	–	-8.51%	–
	Exit	GDS HLDGS LTDnote 2.000% 6/0	$0	–	-13,000,000	–	-8.56%	–
SONY	Exit	SONY CORPsponsored adr	$0	–	-333,927	–	-12.55%	–
ISCA	Exit	INTERNATIONAL SPEEDWAY CORPcl a	$0	–	-445,365	–	-12.74%	–
STRS	Exit	STRATUS PPTYS INC	$0	–	-1,125,265	–	-21.00%	–

Q3 2019

			Value		Shares		↓ Weighting
ISCA	Buy	INTERNATIONAL SPEEDWAY CORPcl a	$20,046,000	+185.8%	445,365	+185.1%	12.74%	+43.5%
SONY	Buy	SONY CORPsponsored adr	$19,745,000	+17688.3%	333,927	+15599.4%	12.55%	+8800.0%
	New	GDS HLDGS LTDnote 2.000% 6/0	$13,476,000	–	13,000,000	–	8.56%	–
EWH	New	ISHARES INCmsci hong kg etf	$13,393,000	–	590,000	–	8.51%	–
	New	MOMO INCnote 1.250% 7/0	$7,203,000	–	8,000,000	–	4.58%	–
BITA	New	BITAUTO HLDGS LTDsponsored ads	$6,703,000	–	447,775	–	4.26%	–
BZUN	New	BAOZUN INCsponsored adr	$5,662,000	–	132,600	–	3.60%	–
CEMB	New	ISHARES INCput	$4,545,000	–	200,220	–	2.89%	–
CO	Buy	GLOBAL CORD BLOOD CORPORATIO	$3,514,000	+195.0%	726,129	+252.4%	2.23%	+48.1%
KT	Sell	KT CORPsponsored adr	$1,475,000	-43.0%	130,418	-37.6%	0.94%	-71.4%
NIHD	New	NII HLDGS INC	$1,189,000	–	606,398	–	0.76%	–
RLH	New	RED LION HOTELS CORP	$1,095,000	–	168,966	–	0.70%	–
DHXM	New	DHX MEDIA LTD	$934,000	–	639,554	–	0.59%	–
SE	Sell	SEA LTDsponsored ads	$310,000	-68.9%	10,000	-66.7%	0.20%	-84.4%
SONY	Buy	SONY CORPcall	$285,000	+117.6%	4,816	+92.6%	0.18%	+9.0%
SE	New	SEA LTDput	$31,000	–	1,000	–	0.02%	–
FTCH	Exit	FARFETCH LTDord sh cl a	$0	–	-45,000	–	-1.18%	–
HOLI	Exit	HOLLYSYS AUTOMATION TECHNOLO	$0	–	-300,000	–	-7.22%	–

Q2 2019

			Value		Shares		↓ Weighting
STRS	New	STRATUS PPTYS INC	$36,492,000	–	1,125,265	–	46.20%	–
	New	TESLA INCnote 2.375% 3/1	$12,314,000	–	12,500,000	–	15.59%	–
	New	TESLA INCnote 2.000% 5/1	$9,821,000	–	10,000,000	–	12.43%	–
ISCA	New	INTERNATIONAL SPEEDWAY CORPcl a	$7,013,000	–	156,236	–	8.88%	–
HOLI	New	HOLLYSYS AUTOMATION TECHNOLO	$5,700,000	–	300,000	–	7.22%	–
KT	New	KT CORPsponsored adr	$2,587,000	–	209,118	–	3.28%	–
CO	New	GLOBAL CORD BLOOD CORPORATIO	$1,191,000	–	206,062	–	1.51%	–
SE	New	SEA LTDsponsored ads	$997,000	–	30,000	–	1.26%	–
FTCH	New	FARFETCH LTDord sh cl a	$936,000	–	45,000	–	1.18%	–
JAKK	New	JAKKS PAC INC	$769,000	–	1,098,906	–	0.97%	–
BGNE	New	BEIGENE LTDsponsored adr	$744,000	–	6,000	–	0.94%	–
SONY	New	SONY CORPcall	$131,000	–	2,500	–	0.17%	–
SONY	New	SONY CORPsponsored adr	$111,000	–	2,127	–	0.14%	–
NFCU	New	NEW FRONTIER CORPunit 99/99/9999	$107,000	–	10,000	–	0.14%	–
JEQ	New	ABERDEEN JAPAN EQUITY FD INC	$70,000	–	10,000	–	0.09%	–

Q4 2018

			Value		Shares		↓ Weighting
NFCU	Exit	NEW FRONTIER CORPunit 99/99/9999	$0	–	-10,000	–	-0.15%	–
JG	Exit	AURORA MOBILE LTDads	$0	–	-24,100	–	-0.24%	–
STG	Exit	SUNLANDS ONLINE ED GROUPads	$0	–	-32,000	–	-0.28%	–
SONY	Exit	SONY CORPsponsored adr	$0	–	-4,300	–	-0.38%	–
ZLAB	Exit	ZAI LAB LTDadr	$0	–	-20,000	–	-0.57%	–
CYOU	Exit	CHANGYOU COM LTDads rep cl a	$0	–	-40,552	–	-0.78%	–
BGNE	Exit	BEIGENE LTDsponsored adr	$0	–	-6,000	–	-1.51%	–
SONY	Exit	SONY CORPcall	$0	–	-27,152	–	-2.41%	–
JAKK	Exit	JAKKS PAC INC	$0	–	-1,098,906	–	-4.10%	–
CLNY	Exit	COLONY CAP INC NEW	$0	–	-1,032,318	–	-9.21%	–
	Exit	TESLA INCnote 2.375% 3/1	$0	–	-20,000,000	–	-29.89%	–
STRS	Exit	STRATUS PPTYS INC	$0	–	-1,125,265	–	-50.45%	–

Q3 2018

			Value		Shares		↓ Weighting
	New	TESLA INCnote 2.375% 3/1	$20,402,000	–	20,000,000	–	29.89%	–
JAKK	Sell	JAKKS PAC INC	$2,802,000	-40.7%	1,098,906	-23.9%	4.10%	-45.3%
SONY	Buy	SONY CORPcall	$1,647,000	+357.5%	27,152	+287.9%	2.41%	+321.9%
BGNE	New	BEIGENE LTDsponsored adr	$1,033,000	–	6,000	–	1.51%	–
SONY	New	SONY CORPsponsored adr	$261,000	–	4,300	–	0.38%	–
STG	Sell	SUNLANDS ONLINE ED GROUPads	$194,000	-66.6%	32,000	-50.8%	0.28%	-69.2%
JG	New	AURORA MOBILE LTDads	$165,000	–	24,100	–	0.24%	–
SE	Exit	SEA LTDadr	$0	–	-25,000	–	-0.60%	–
MLCO	Exit	MELCO RESORT ENTERTAINMENT Ladr	$0	–	-15,000	–	-0.67%	–
VIPS	Exit	VIPSHOP HLDGS LTDsponsored adr	$0	–	-100,100	–	-1.72%	–
BREW	Exit	CRAFT BREW ALLIANCE INC	$0	–	-57,225	–	-1.88%	–
EWC	Exit	ISHARES INCput	$0	–	-50,000	–	-3.45%	–
JBGS	Exit	JBG SMITH PPTYS	$0	–	-78,142	–	-4.52%	–
EWW	Exit	ISHARES INCmsci mexico etf	$0	–	-152,000	–	-11.38%	–

Q2 2018

			Value		Shares		↓ Weighting
STRS	New	STRATUS PPTYS INC	$34,377,000	–	1,125,265	–	54.59%	–
EWW	New	ISHARES INCmsci mexico etf	$7,165,000	–	152,000	–	11.38%	–
CLNY	New	COLONY CAP INC NEW	$6,442,000	–	1,032,318	–	10.23%	–
JAKK	New	JAKKS PAC INC	$4,727,000	–	1,443,377	–	7.51%	–
JBGS	New	JBG SMITH PPTYS	$2,850,000	–	78,142	–	4.52%	–
EWC	New	ISHARES INCput	$2,171,000	–	50,000	–	3.45%	–
BREW	New	CRAFT BREW ALLIANCE INC	$1,182,000	–	57,225	–	1.88%	–
VIPS	New	VIPSHOP HLDGS LTDsponsored adr	$1,086,000	–	100,100	–	1.72%	–
CYOU	New	CHANGYOU COM LTDads rep cl a	$676,000	–	40,552	–	1.07%	–
STG	New	SUNLANDS ONLINE ED GROUPads	$580,000	–	65,100	–	0.92%	–
ZLAB	New	ZAI LAB LTDadr	$465,000	–	20,000	–	0.74%	–
MLCO	New	MELCO RESORT ENTERTAINMENT Ladr	$420,000	–	15,000	–	0.67%	–
SE	New	SEA LTDadr	$375,000	–	25,000	–	0.60%	–
SONY	New	SONY CORPcall	$360,000	–	7,000	–	0.57%	–
NFCU	New	NEW FRONTIER CORPunit 99/99/9999	$101,000	–	10,000	–	0.16%	–

Q4 2017

			Value		Shares		↓ Weighting
SMICY	Exit	SEMICONDUCTOR MFG INTL CORPsponsored adr	$0	–	-8	–	0.00%	–
EDD	Exit	MORGAN STANLEY EM MKTS DM DE	$0	–	-218,000	–	-0.00%	–
SBUX	Exit	STARBUCKS CORPcall	$0	–	-84	–	-0.00%	–
JOF	Exit	JAPAN SMALLER CAPTLZTN FD IN	$0	–	-1,000	–	-0.01%	–
GRUB	Exit	GRUBHUB INCcall	$0	–	-511	–	-0.03%	–
RYB	Exit	RYB ED INCadr	$0	–	-1,000	–	-0.03%	–
ZAYO	Exit	ZAYO GROUP HLDGS INCcall	$0	–	-1,000	–	-0.04%	–
AVIR	Exit	AVIRAGEN THERAPEUTICS INC	$0	–	-107,636	–	-0.08%	–
HAS	Exit	HASBRO INCput	$0	–	-1,003	–	-0.10%	–
PLNT	Exit	PLANET FITNESS INCcl a	$0	–	-8,076	–	-0.23%	–
SMOG	Exit	VANECK VECTORS ETF TRput	$0	–	-10,100	–	-0.28%	–
ZLAB	Exit	ZAI LAB LTDadr	$0	–	-10,000	–	-0.29%	–
NTES	Exit	NETEASE INCsponsored adr	$0	–	-1,500	–	-0.42%	–
MOMO	Exit	MOMO INCadr	$0	–	-13,000	–	-0.44%	–
KT	Exit	KT CORPsponsored adr	$0	–	-31,352	–	-0.46%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-2,000	–	-0.54%	–
ZIVZF	Exit	CREDIT SUISSE NASSAU BRHinvrs vix mdterm	$0	–	-12,000	–	-0.96%	–
	Exit	TESLA INCnote 1.250% 3/0	$0	–	-1,000,000	–	-1.20%	–
XIV	Exit	CREDIT SUISSE NASSAU BRHinvrs vix sterm	$0	–	-32,000	–	-3.34%	–
JAKK	Exit	JAKKS PAC INC	$0	–	-1,443,377	–	-4.63%	–
IXP	Exit	ISHARES TRput	$0	–	-30,000	–	-4.76%	–
HAS	Exit	HASBRO INC	$0	–	-47,000	–	-4.91%	–
STRS	Exit	STRATUS PPTYS INC	$0	–	-1,125,265	–	-36.48%	–
CYOU	Exit	CHANGYOU COM LTDads rep cl a	$0	–	-961,296	–	-40.74%	–

Q3 2017

			Value		Shares		↓ Weighting
CYOU	Buy	CHANGYOU COM LTDads rep cl a	$38,077,000	+38.6%	961,296	+35.6%	40.74%	+331.6%
HAS	New	HASBRO INC	$4,590,000	–	47,000	–	4.91%	–
IXP	Sell	ISHARES TRput	$4,446,000	-21.1%	30,000	-25.0%	4.76%	+145.6%
XIV	Sell	CREDIT SUISSE NASSAU BRHinvrs vix sterm	$3,121,000	-20.4%	32,000	-31.9%	3.34%	+147.8%
	Sell	TESLA INCnote 1.250% 3/0	$1,126,000	-61.0%	1,000,000	-60.0%	1.20%	+21.3%
SPY	New	SPDR S&P 500 ETF TRput	$502,000	–	2,000	–	0.54%	–
KT	Buy	KT CORPsponsored adr	$435,000	+168.5%	31,352	+222.4%	0.46%	+730.4%
MOMO	New	MOMO INCadr	$407,000	–	13,000	–	0.44%	–
NTES	New	NETEASE INCsponsored adr	$396,000	–	1,500	–	0.42%	–
ZLAB	New	ZAI LAB LTDadr	$270,000	–	10,000	–	0.29%	–
SMOG	New	VANECK VECTORS ETF TRput	$261,000	–	10,100	–	0.28%	–
PLNT	Sell	PLANET FITNESS INCcl a	$218,000	-91.9%	8,076	-93.0%	0.23%	-74.7%
HAS	New	HASBRO INCput	$98,000	–	1,003	–	0.10%	–
AVIR	New	AVIRAGEN THERAPEUTICS INC	$74,000	–	107,636	–	0.08%	–
ZAYO	New	ZAYO GROUP HLDGS INCcall	$34,000	–	1,000	–	0.04%	–
RYB	New	RYB ED INCadr	$28,000	–	1,000	–	0.03%	–
GRUB	Buy	GRUBHUB INCcall	$27,000	+170.0%	511	+130.2%	0.03%	+866.7%
SBUX	New	STARBUCKS CORPcall	$4,000	–	84	–	0.00%	–
PLNT	Exit	PLANET FITNESS INCcall	$0	–	-300	–	-0.00%	–
DKS	Exit	DICKS SPORTING GOODS INCput	$0	–	-500	–	-0.01%	–
AEO	Exit	AMERICAN EAGLE OUTFITTERS NEput	$0	–	-1,800	–	-0.01%	–
LB	Exit	L BRANDS INCput	$0	–	-470	–	-0.01%	–
CAKE	Exit	CHEESECAKE FACTORY INCcall	$0	–	-500	–	-0.01%	–
NATI	Exit	NATIONAL INSTRS CORP	$0	–	-1,000	–	-0.01%	–
BWLD	Exit	BUFFALO WILD WINGS INCput	$0	–	-1,000	–	-0.04%	–
MCD	Exit	MCDONALDS CORPcall	$0	–	-3,124	–	-0.16%	–
COST	Exit	COSTCO WHSL CORP NEWcall	$0	–	-3,445	–	-0.19%	–
BEDU	Exit	BRIGHT SCHOLAR ED HLDGS LTDsponsored ads	$0	–	-195,906	–	-0.80%	–
ELF	Exit	E L F BEAUTY INC	$0	–	-100,000	–	-0.94%	–
OCLR	Exit	OCLARO INC	$0	–	-388,335	–	-1.25%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-94,000	–	-2.40%	–
GRUB	Exit	GRUBHUB INC	$0	–	-180,000	–	-2.70%	–
WFM	Exit	WHOLE FOODS MKT INC	$0	–	-648,134	–	-9.38%	–
	Exit	HSBC HLDGS PLCnote 6.875%12/3	$0	–	-30,000,000	–	-11.14%	–
AMC	Exit	AMC ENTMT HLDGS INC	$0	–	-1,500,000	–	-11.73%	–
HAIN	Exit	HAIN CELESTIAL GROUP INC	$0	–	-1,080,000	–	-14.41%	–
ZAYO	Exit	ZAYO GROUP HLDGS INC	$0	–	-1,552,067	–	-16.48%	–

Q2 2017

			Value		Shares		↓ Weighting
ZAYO	New	ZAYO GROUP HLDGS INC	$47,959,000	–	1,552,067	–	16.48%	–
HAIN	New	HAIN CELESTIAL GROUP INC	$41,926,000	–	1,080,000	–	14.41%	–
AMC	New	AMC ENTMT HLDGS INC	$34,125,000	–	1,500,000	–	11.73%	–
STRS	New	STRATUS PPTYS INC	$33,083,000	–	1,125,265	–	11.37%	–
	New	HSBC HLDGS PLCnote 6.875%12/3	$32,400,000	–	30,000,000	–	11.14%	–
CYOU	New	CHANGYOU COM LTDads rep cl a	$27,470,000	–	708,724	–	9.44%	–
WFM	New	WHOLE FOODS MKT INC	$27,293,000	–	648,134	–	9.38%	–
GRUB	New	GRUBHUB INC	$7,848,000	–	180,000	–	2.70%	–
CL	New	COLGATE PALMOLIVE CO	$6,968,000	–	94,000	–	2.40%	–
JAKK	New	JAKKS PAC INC	$5,774,000	–	1,443,377	–	1.98%	–
IXP	New	ISHARES TRput	$5,637,000	–	40,000	–	1.94%	–
XIV	New	CREDIT SUISSE NASSAU BRHinvrs vix sterm	$3,923,000	–	47,000	–	1.35%	–
OCLR	New	OCLARO INC	$3,627,000	–	388,335	–	1.25%	–
	New	TESLA INCnote 1.250% 3/0	$2,888,000	–	2,500,000	–	0.99%	–
ELF	New	E L F BEAUTY INC	$2,721,000	–	100,000	–	0.94%	–
PLNT	New	PLANET FITNESS INCcl a	$2,684,000	–	114,991	–	0.92%	–
BEDU	New	BRIGHT SCHOLAR ED HLDGS LTDsponsored ads	$2,331,000	–	195,906	–	0.80%	–
ZIVZF	New	CREDIT SUISSE NASSAU BRHinvrs vix mdterm	$843,000	–	12,000	–	0.29%	–
COST	New	COSTCO WHSL CORP NEWcall	$551,000	–	3,445	–	0.19%	–
MCD	New	MCDONALDS CORPcall	$478,000	–	3,124	–	0.16%	–
KT	New	KT CORPsponsored adr	$162,000	–	9,726	–	0.06%	–
BWLD	New	BUFFALO WILD WINGS INCput	$127,000	–	1,000	–	0.04%	–
NATI	New	NATIONAL INSTRS CORP	$40,000	–	1,000	–	0.01%	–
LB	New	L BRANDS INCput	$25,000	–	470	–	0.01%	–
CAKE	New	CHEESECAKE FACTORY INCcall	$25,000	–	500	–	0.01%	–
AEO	New	AMERICAN EAGLE OUTFITTERS NEput	$22,000	–	1,800	–	0.01%	–
DKS	New	DICKS SPORTING GOODS INCput	$20,000	–	500	–	0.01%	–
JOF	New	JAPAN SMALLER CAPTLZTN FD IN	$11,000	–	1,000	–	0.00%	–
GRUB	New	GRUBHUB INCcall	$10,000	–	222	–	0.00%	–
PLNT	New	PLANET FITNESS INCcall	$7,000	–	300	–	0.00%	–
EDD	New	MORGAN STANLEY EM MKTS DM DE	$2,000	–	218,000	–	0.00%	–
SMICY	New	SEMICONDUCTOR MFG INTL CORPsponsored adr	$0	–	8	–	0.00%	–

Q4 2016

			Value		Shares		↓ Weighting
AXAS	Exit	ABRAXAS PETE CORP	$0	–	-1	–	0.00%	–
EDD	Exit	MORGAN STANLEY EM MKTS DM DE	$0	–	-218,000	–	-0.00%	–
JOF	Exit	JAPAN SMALLER CAPTLZTN FD IN	$0	–	-1,000	–	-0.00%	–
NATI	Exit	NATIONAL INSTRS CORP	$0	–	-1,000	–	-0.01%	–
URBN	Exit	URBAN OUTFITTERS INCput	$0	–	-593	–	-0.01%	–
LEJU	Exit	LEJU HLDGS LTDsponsored ads	$0	–	-8,025	–	-0.02%	–
WFM	Exit	WHOLE FOODS MKT INC	$0	–	-2,000	–	-0.02%	–
CNO	Exit	CNO FINL GROUP INCput	$0	–	-2,585	–	-0.10%	–
HAS	Exit	HASBRO INCput	$0	–	-2,200	–	-0.15%	–
SPY	Exit	SPDR S&P 500 ETF TRcall	$0	–	-10,910	–	-0.18%	–
ZIVZF	Exit	CREDIT SUISSE NASSAU BRHinvrs vix mdterm	$0	–	-12,000	–	-0.21%	–
IXP	Exit	ISHARES TRput	$0	–	-8,500	–	-0.22%	–
VVV	Exit	VALVOLINE INC	$0	–	-50,000	–	-0.48%	–
QQQ	Exit	POWERSHARES QQQ TRUSTunit ser 1	$0	–	-162,300	–	-0.87%	–
XLP	Exit	SELECT SECTOR SPDR TRput	$0	–	-3,800	–	-1.17%	–
CTO	Exit	CONSOLIDATED TOMOKA LD CO	$0	–	-70,000	–	-1.46%	–
DPZ	Exit	DOMINOS PIZZA INC	$0	–	-34,000	–	-2.11%	–
T	Exit	AT&T INC	$0	–	-166,000	–	-2.76%	–
CAB	Exit	CABELAS INC	$0	–	-161,408	–	-3.62%	–
FOR	Exit	FORESTAR GROUP INC	$0	–	-787,382	–	-3.77%	–
JAKK	Exit	JAKKS PAC INC	$0	–	-1,191,153	–	-4.21%	–
XHR	Exit	XENIA HOTELS & RESORTS INC	$0	–	-1,000,000	–	-6.21%	–
JLL	Exit	JONES LANG LASALLE INC	$0	–	-187,049	–	-8.70%	–
STRS	Exit	STRATUS PPTYS INC	$0	–	-1,080,680	–	-10.78%	–
	Exit	HSBC HLDGS PLCnote 6.875%12/3	$0	–	-30,000,000	–	-12.85%	–
AMCX	Exit	AMC NETWORKS INCcl a	$0	–	-900,000	–	-19.09%	–
ZAYO	Exit	ZAYO GROUP HLDGS INC	$0	–	-1,727,303	–	-20.98%	–

Q3 2016

			Value		Shares		↓ Weighting
ZAYO	Buy	ZAYO GROUP HLDGS INC	$51,318,000	+159.0%	1,727,303	+143.5%	20.98%	+10.4%
AMCX	New	AMC NETWORKS INCcl a	$46,674,000	–	900,000	–	19.09%	–
	New	HSBC HLDGS PLCnote 6.875%12/3	$31,425,000	–	30,000,000	–	12.85%	–
STRS	Buy	STRATUS PPTYS INC	$26,369,000	+5080.6%	1,080,680	+3878.9%	10.78%	+2109.6%
JLL	Sell	JONES LANG LASALLE INC	$21,284,000	-21.1%	187,049	-32.4%	8.70%	-66.4%
XHR	Buy	XENIA HOTELS & RESORTS INC	$15,180,000	+230.6%	1,000,000	+265.5%	6.21%	+40.9%
FOR	Buy	FORESTAR GROUP INC	$9,220,000	+2.6%	787,382	+4.2%	3.77%	-56.2%
CAB	New	CABELAS INC	$8,866,000	–	161,408	–	3.62%	–
T	New	AT&T INC	$6,741,000	–	166,000	–	2.76%	–
DPZ	Sell	DOMINOS PIZZA INC	$5,163,000	-0.5%	34,000	-13.9%	2.11%	-57.6%
CTO	New	CONSOLIDATED TOMOKA LD CO	$3,583,000	–	70,000	–	1.46%	–
XLP	Sell	SELECT SECTOR SPDR TRput	$2,858,000	+763.4%	3,800	-36.7%	1.17%	+268.8%
QQQ	New	POWERSHARES QQQ TRUSTunit ser 1	$2,125,000	–	162,300	–	0.87%	–
VVV	New	VALVOLINE INC	$1,175,000	–	50,000	–	0.48%	–
IXP	New	ISHARES TRput	$547,000	–	8,500	–	0.22%	–
SPY	New	SPDR S&P 500 ETF TRcall	$437,000	–	10,910	–	0.18%	–
HAS	New	HASBRO INCput	$363,000	–	2,200	–	0.15%	–
CNO	New	CNO FINL GROUP INCput	$240,000	–	2,585	–	0.10%	–
URBN	Sell	URBAN OUTFITTERS INCput	$27,000	-87.7%	593	-70.4%	0.01%	-94.8%
	Exit	SUNTECH PWR HLDGS CO LTDnote 3.000% 8/3	$0	–	-16,000	–	0.00%	–
BCS	Exit	BARCLAYS PLCcall	$0	–	-634	–	-0.00%	–
MWW	Exit	MONSTER WORLDWIDE INC	$0	–	-11,143	–	-0.03%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-500	–	-0.05%	–
BCS	Exit	BARCLAYS PLCput	$0	–	-634	–	-0.08%	–
CRI	Exit	CARTER INCcall	$0	–	-500	–	-0.12%	–
NKE	Exit	NIKE INCput	$0	–	-1,400	–	-0.13%	–
XLF	Exit	SELECT SECTOR SPDR TRput	$0	–	-6,000	–	-0.14%	–
XLK	Exit	SELECT SECTOR SPDR TRput	$0	–	-6,000	–	-0.26%	–
XLB	Exit	SELECT SECTOR SPDR TRput	$0	–	-6,000	–	-0.28%	–
DRI	Exit	DARDEN RESTAURANTS INCput	$0	–	-1,239	–	-0.32%	–
XLI	Exit	SELECT SECTOR SPDR TRput	$0	–	-6,000	–	-0.34%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-6,000	–	-0.39%	–
XLV	Exit	SELECT SECTOR SPDR TRput	$0	–	-6,000	–	-0.43%	–
XLY	Exit	SELECT SECTOR SPDR TRput	$0	–	-6,000	–	-0.47%	–
EJ	Exit	E HOUSE CHINA HLDGS LTDadr	$0	–	-139,100	–	-0.86%	–
GSTCQ	Exit	GASTAR EXPL INC NEW	$0	–	-1,233,093	–	-1.30%	–
CRI	Exit	CARTER INC	$0	–	-16,659	–	-1.70%	–
DDC	Exit	DOMINION DIAMOND CORP	$0	–	-275,569	–	-2.34%	–
AAPL	Exit	APPLE INC	$0	–	-40,000	–	-3.67%	–
DANG	Exit	E-COMMERCE CHINA DANGDANG IN	$0	–	-803,270	–	-4.66%	–
CAF	Exit	MORGAN STANLEY CHINA A SH FD	$0	–	-520,550	–	-8.92%	–

Q2 2016

			Value		Shares		↓ Weighting
JLL	New	JONES LANG LASALLE INC	$26,980,000	–	276,857	–	25.88%	–
ZAYO	New	ZAYO GROUP HLDGS INC	$19,814,000	–	709,403	–	19.00%	–
JAKK	New	JAKKS PAC INC	$9,422,000	–	1,191,153	–	9.04%	–
CAF	New	MORGAN STANLEY CHINA A SH FD	$9,297,000	–	520,550	–	8.92%	–
FOR	New	FORESTAR GROUP INC	$8,984,000	–	755,582	–	8.62%	–
DPZ	New	DOMINOS PIZZA INC	$5,190,000	–	39,500	–	4.98%	–
DANG	New	E-COMMERCE CHINA DANGDANG IN	$4,860,000	–	803,270	–	4.66%	–
XHR	New	XENIA HOTELS & RESORTS INC	$4,591,000	–	273,581	–	4.40%	–
AAPL	New	APPLE INC	$3,824,000	–	40,000	–	3.67%	–
DDC	New	DOMINION DIAMOND CORP	$2,436,000	–	275,569	–	2.34%	–
CRI	New	CARTER INC	$1,774,000	–	16,659	–	1.70%	–
GSTCQ	New	GASTAR EXPL INC NEW	$1,356,000	–	1,233,093	–	1.30%	–
EJ	New	E HOUSE CHINA HLDGS LTDadr	$900,000	–	139,100	–	0.86%	–
STRS	New	STRATUS PPTYS INC	$509,000	–	27,160	–	0.49%	–
XLY	New	SELECT SECTOR SPDR TRput	$488,000	–	6,000	–	0.47%	–
ZIVZF	New	CREDIT SUISSE NASSAU BRHinvrs vix mdterm	$465,000	–	12,000	–	0.45%	–
XLV	New	SELECT SECTOR SPDR TRput	$449,000	–	6,000	–	0.43%	–
XLE	New	SELECT SECTOR SPDR TRput	$409,000	–	6,000	–	0.39%	–
XLI	New	SELECT SECTOR SPDR TRput	$349,000	–	6,000	–	0.34%	–
DRI	New	DARDEN RESTAURANTS INCput	$336,000	–	1,239	–	0.32%	–
XLP	New	SELECT SECTOR SPDR TRput	$331,000	–	6,000	–	0.32%	–
XLB	New	SELECT SECTOR SPDR TRput	$291,000	–	6,000	–	0.28%	–
XLK	New	SELECT SECTOR SPDR TRput	$273,000	–	6,000	–	0.26%	–
URBN	New	URBAN OUTFITTERS INCput	$220,000	–	2,000	–	0.21%	–
XLF	New	SELECT SECTOR SPDR TRput	$141,000	–	6,000	–	0.14%	–
NKE	New	NIKE INCput	$136,000	–	1,400	–	0.13%	–
CRI	New	CARTER INCcall	$125,000	–	500	–	0.12%	–
BCS	New	BARCLAYS PLCput	$89,000	–	634	–	0.08%	–
WFM	New	WHOLE FOODS MKT INC	$64,000	–	2,000	–	0.06%	–
SPY	New	SPDR S&P 500 ETF TRput	$48,000	–	500	–	0.05%	–
LEJU	New	LEJU HLDGS LTDsponsored ads	$37,000	–	8,025	–	0.04%	–
MWW	New	MONSTER WORLDWIDE INC	$27,000	–	11,143	–	0.03%	–
NATI	New	NATIONAL INSTRS CORP	$27,000	–	1,000	–	0.03%	–
JOF	New	JAPAN SMALLER CAPTLZTN FD IN	$10,000	–	1,000	–	0.01%	–
BCS	New	BARCLAYS PLCcall	$3,000	–	634	–	0.00%	–
EDD	New	MORGAN STANLEY EM MKTS DM DE	$2,000	–	218,000	–	0.00%	–
	New	SUNTECH PWR HLDGS CO LTDnote 3.000% 8/3	$0	–	16,000	–	0.00%	–
AXAS	New	ABRAXAS PETE CORP	$0	–	1	–	0.00%	–

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Export Oasis Management Co Ltd.'s holdings