$2.72 Billion is the total value of Graham Capital Management, L.P.'s 115 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 94.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | NIO INCnote | $275,723,000 | +127.1% | 53,160,000 | +4.3% | 10.12% | +142.0% | |
| IWM | Buy | ISHARES TRput | $261,406,000 | +74.5% | 1,333,300 | +33.3% | 9.59% | +86.0% |
| GLD | Sell | SPDR GOLD TRcall | $136,623,000 | -39.1% | 766,000 | -39.5% | 5.01% | -35.1% |
| Z | Buy | ZILLOW GROUP INCcl c cap stk | $109,324,000 | +878.4% | 842,257 | +665.7% | 4.01% | +942.1% |
| TSLA | Buy | TESLA INC | $95,014,000 | +559.5% | 134,644 | +300.9% | 3.49% | +603.0% |
| Buy | CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $91,729,000 | +511.3% | 47,000,000 | +224.1% | 3.37% | +551.3% | |
| PENN NATL GAMING INCnote | $90,734,000 | +17.4% | 24,000,000 | 0.0% | 3.33% | +25.1% | ||
| SPY | New | SPDR S&P 500 ETF TRcall | $82,253,000 | – | 220,000 | +100.0% | 3.02% | – |
| Buy | GOGO INCnote | $76,180,000 | +208.3% | 44,619,000 | +188.6% | 2.80% | +228.6% | |
| NIO | Sell | NIO INCput | $71,759,000 | +39.5% | 1,472,300 | -39.3% | 2.63% | +48.6% |
| New | SUNPOWER CORPdbcv 4.000% 1/1 | $65,798,000 | – | 50,933,000 | +100.0% | 2.42% | – | |
| NOVAVAX INCnote | $60,788,000 | +5.8% | 47,936,000 | 0.0% | 2.23% | +12.8% | ||
| QQQ | New | INVESCO QQQ TRput | $52,865,000 | – | 168,500 | +100.0% | 1.94% | – |
| MMM | 3M CO | $52,437,000 | +9.1% | 300,000 | 0.0% | 1.92% | +16.3% | |
| NVDA | Buy | NVIDIA CORPORATION | $52,220,000 | +221.6% | 100,000 | +233.3% | 1.92% | +242.9% |
| EMB | New | ISHARES TRjpmorgan usd emg | $49,261,000 | – | 425,000 | +100.0% | 1.81% | – |
| Buy | OPKO HEALTH INCnote | $48,654,000 | +32.7% | 38,545,000 | +24.2% | 1.79% | +41.4% | |
| EWZ | New | ISHARES INCcall | $48,191,000 | – | 1,300,000 | +100.0% | 1.77% | – |
| ROKU | New | ROKU INC | $41,502,000 | – | 125,000 | +100.0% | 1.52% | – |
| MSFT | Sell | MICROSOFT CORP | $39,799,000 | -9.9% | 178,940 | -14.8% | 1.46% | -3.9% |
| XOP | Sell | SPDR SER TRcall | $37,732,000 | -55.2% | 645,000 | -67.8% | 1.38% | -52.2% |
| CAT | CATERPILLAR INC | $32,763,000 | +22.0% | 180,000 | 0.0% | 1.20% | +29.9% | |
| Sell | GOLAR LNG LTDnote | $30,745,000 | +15.6% | 33,821,000 | -2.0% | 1.13% | +23.1% | |
| EEM | New | ISHARES TRmsci emg mkt etf | $29,451,000 | – | 570,000 | +100.0% | 1.08% | – |
| HYG | New | ISHARES TRiboxx hi yd etf | $28,809,000 | – | 330,000 | +100.0% | 1.06% | – |
| New | PRETIUM RES INCnote | $28,273,000 | – | 26,518,000 | +100.0% | 1.04% | – | |
| Buy | INTREXON CORPnote | $25,800,000 | +134.0% | 30,000,000 | +7.1% | 0.95% | +149.2% | |
| SQ | New | SQUARE INCcl a | $23,940,000 | – | 110,000 | +100.0% | 0.88% | – |
| Buy | OMEROS CORPnote | $22,530,000 | +64.3% | 21,000,000 | +31.2% | 0.83% | +75.2% | |
| BLACKSTONE MTG TR INCnote | $22,289,000 | +4.1% | 22,212,000 | 0.0% | 0.82% | +11.0% | ||
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $20,717,000 | – | 190,000 | +100.0% | 0.76% | – |
| TRANSOCEAN INCdeb 0.500% 1/3 | $20,669,000 | +172.0% | 40,331,000 | 0.0% | 0.76% | +189.7% | ||
| MAR | Sell | MARRIOTT INTL INC NEWcl a | $19,788,000 | -14.5% | 150,000 | -40.0% | 0.73% | -8.9% |
| BA | Sell | BOEING CO | $19,265,000 | -41.7% | 90,000 | -55.0% | 0.71% | -37.9% |
| New | SUNPOWER CORPdbcv 0.875% 6/0 | $18,386,000 | – | 17,931,000 | +100.0% | 0.68% | – | |
| New | RWT HLDGS INCnote | $18,291,000 | – | 19,187,000 | +100.0% | 0.67% | – | |
| WLL | Buy | WHITING PETE CORP NEW | $18,257,000 | +44.8% | 730,280 | +0.1% | 0.67% | +54.4% |
| MSTR | New | MICROSTRATEGY INCcl a | $17,796,000 | – | 45,803 | +100.0% | 0.65% | – |
| EXPE | Sell | EXPEDIA GROUP INC | $17,653,000 | -3.7% | 133,333 | -33.3% | 0.65% | +2.5% |
| NIO INCdebt 4.500% 2/0 | $17,436,000 | +117.7% | 3,362,000 | 0.0% | 0.64% | +131.9% | ||
| IWM | New | ISHARES TRcall | $15,978,000 | – | 81,500 | +100.0% | 0.59% | – |
| SMH | New | VANECK VECTORS ETF TRsemiconductor et | $15,289,000 | – | 70,000 | +100.0% | 0.56% | – |
| New | FIRST MAJESTIC SILVER CORPnote | $14,829,000 | – | 10,000,000 | +100.0% | 0.54% | – | |
| SHIP FINANCE INTERNATIONAL Lnote | $14,630,000 | -0.3% | 14,877,000 | 0.0% | 0.54% | +6.3% | ||
| WY | Buy | WEYERHAEUSER CO MTN BE | $14,619,000 | +28.1% | 436,000 | +9.0% | 0.54% | +36.6% |
| BLL | BALL CORP | $13,977,000 | +12.1% | 150,000 | 0.0% | 0.51% | +19.6% | |
| CME | CME GROUP INC | $13,653,000 | +8.8% | 75,000 | 0.0% | 0.50% | +16.0% | |
| LGVW | New | LONGVIEW ACQUISITION CORP | $12,365,000 | – | 624,814 | +100.0% | 0.45% | – |
| New | GOPRO INCnote | $12,013,000 | – | 10,500,000 | +100.0% | 0.44% | – | |
| GE | Buy | GENERAL ELECTRIC CO | $11,880,000 | +90.7% | 1,100,000 | +10.0% | 0.44% | +102.8% |
| BDX | Buy | BECTON DICKINSON & CO | $11,275,000 | +142.3% | 45,064 | +125.3% | 0.41% | +158.8% |
| DOCU | New | DOCUSIGN INC | $11,115,000 | – | 50,000 | +100.0% | 0.41% | – |
| New | GREEN PLAINS INCnote | $10,970,000 | – | 11,460,000 | +100.0% | 0.40% | – | |
| Buy | OMEROS CORPnote | $10,727,000 | +64.2% | 10,005,000 | +44.9% | 0.39% | +75.1% | |
| V | Sell | VISA INC | $10,389,000 | -45.3% | 47,500 | -50.0% | 0.38% | -41.7% |
| EEM | Sell | ISHARES TRcall | $10,334,000 | -89.3% | 200,000 | -90.9% | 0.38% | -88.7% |
| JPM | Sell | JPMORGAN CHASE & CO | $10,165,000 | -29.6% | 80,000 | -46.7% | 0.37% | -24.9% |
| VTV | New | VANGUARD INDEX FDSvalue etf | $10,036,000 | – | 84,370 | +100.0% | 0.37% | – |
| FXI | New | ISHARES TRcall | $9,286,000 | – | 200,000 | +100.0% | 0.34% | – |
| DAL | Buy | DELTA AIR LINES INC DEL | $9,047,000 | +74.0% | 225,000 | +32.4% | 0.33% | +85.5% |
| Buy | GREENLIGHT CAP RE LTDnote | $8,897,000 | +16.4% | 10,300,000 | +10.8% | 0.33% | +24.3% | |
| ICLN | New | ISHARES TRgl clean ene etf | $8,472,000 | – | 300,000 | +100.0% | 0.31% | – |
| KO | Sell | COCA COLA CO | $8,226,000 | -16.7% | 150,000 | -25.0% | 0.30% | -11.2% |
| BLMN | Sell | BLOOMIN BRANDS INC | $8,095,000 | +6.0% | 416,889 | -16.6% | 0.30% | +12.9% |
| SEDG | New | SOLAREDGE TECHNOLOGIES INC | $7,978,000 | – | 25,000 | +100.0% | 0.29% | – |
| New | PENNYMAC CORPnote | $7,921,000 | – | 7,990,000 | +100.0% | 0.29% | – | |
| Sell | SOUTHWEST AIRLS COnote | $7,300,000 | -42.4% | 5,000,000 | -48.5% | 0.27% | -38.5% | |
| ACB | New | AURORA CANNABIS INC | $7,174,000 | – | 863,342 | +100.0% | 0.26% | – |
| TAN | New | INVESCO EXCH TRADED FD TR IIsolar etf | $7,069,000 | – | 68,800 | +100.0% | 0.26% | – |
| ENPH | Sell | ENPHASE ENERGY INC | $6,931,000 | +22.2% | 39,500 | -42.5% | 0.25% | +30.3% |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $6,483,000 | – | 180,000 | +100.0% | 0.24% | – |
| LUV | Buy | SOUTHWEST AIRLS CO | $6,376,000 | +273.7% | 136,800 | +200.7% | 0.23% | +296.6% |
| HST | New | HOST HOTELS & RESORTS INC | $6,286,000 | – | 429,715 | +100.0% | 0.23% | – |
| Buy | ALLEGHENY TECHNOLOGIES INCnote | $6,190,000 | +200.0% | 4,500,000 | +125.0% | 0.23% | +219.7% | |
| New | DYCOM INDS INCnote | $5,952,000 | – | 5,800,000 | +100.0% | 0.22% | – | |
| ICE | New | INTERCONTINENTAL EXCHANGE IN | $5,764,000 | – | 50,000 | +100.0% | 0.21% | – |
| TALO | Sell | TALOS ENERGY INC | $5,564,000 | -46.2% | 675,317 | -57.9% | 0.20% | -42.7% |
| EWW | New | ISHARES INCmsci mexico etf | $4,863,000 | – | 113,122 | +100.0% | 0.18% | – |
| PYPL | Buy | PAYPAL HLDGS INC | $4,684,000 | +137.8% | 20,000 | +100.0% | 0.17% | +152.9% |
| ATVI | ACTIVISION BLIZZARD INC | $4,642,000 | +14.7% | 50,000 | 0.0% | 0.17% | +22.3% | |
| NVTA | New | INVITAE CORP | $4,249,000 | – | 101,649 | +100.0% | 0.16% | – |
| DG | New | DOLLAR GEN CORP NEW | $4,206,000 | – | 20,000 | +100.0% | 0.15% | – |
| NVAX | New | NOVAVAX INC | $4,188,000 | – | 37,562 | +100.0% | 0.15% | – |
| CTRA | Sell | CONTURA ENERGY INC | $4,178,000 | +31.3% | 367,479 | -15.5% | 0.15% | +39.1% |
| LAC | New | LITHIUM AMERS CORP NEW | $4,141,000 | – | 330,000 | +100.0% | 0.15% | – |
| VSTM | Sell | VERASTEM INC | $3,976,000 | +64.6% | 1,866,687 | -6.5% | 0.15% | +75.9% |
| PLL | New | PIEDMONT LITHIUM LTDsponsored ads | $3,856,000 | – | 145,272 | +100.0% | 0.14% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $3,776,000 | -53.4% | 30,000 | -55.0% | 0.14% | -50.2% |
| EAGLE BULK SHIPPING INCnote | $3,621,000 | +14.7% | 4,400,000 | 0.0% | 0.13% | +22.0% | ||
| REDWOOD TR INCnote | $3,383,000 | +3.8% | 3,563,000 | 0.0% | 0.12% | +10.7% | ||
| SHIP FIN INTL LTDnote | $3,255,000 | +2.2% | 3,656,000 | 0.0% | 0.12% | +8.2% | ||
| NNDM | New | NANO DIMENSION LTDsponsord ads | $2,730,000 | – | 300,000 | +100.0% | 0.10% | – |
| TWTR | Sell | TWITTER INC | $2,707,000 | -70.3% | 50,000 | -75.6% | 0.10% | -68.5% |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $2,526,000 | – | 116,653 | +100.0% | 0.09% | – |
| EWH | New | ISHARES INCmsci hong kg etf | $2,464,000 | – | 100,000 | +100.0% | 0.09% | – |
| OPEN | New | OPENDOOR TECHNOLOGIES INC | $2,417,000 | – | 106,360 | +100.0% | 0.09% | – |
| LC | New | LENDINGCLUB CORP | $2,196,000 | – | 208,000 | +100.0% | 0.08% | – |
| ATI | New | ALLEGHENY TECHNOLOGIES INC | $1,991,000 | – | 118,781 | +100.0% | 0.07% | – |
| CRC | New | CALIFORNIA RES CORP | $1,938,000 | – | 82,162 | +100.0% | 0.07% | – |
| SI | New | SILVERGATE CAP CORPcl a | $1,857,000 | – | 25,000 | +100.0% | 0.07% | – |
| TLRY | New | TILRAY INC | $1,595,000 | – | 193,190 | +100.0% | 0.06% | – |
| ACCELERATE DIAGNOSTICS INCnote | $1,452,000 | -9.1% | 2,500,000 | 0.0% | 0.05% | -3.6% | ||
| PENN | Buy | PENN NATL GAMING INC | $1,036,000 | +42.5% | 12,000 | +20.0% | 0.04% | +52.0% |
| ARCT | New | ARCTURUS THERAPEUTICS HLDGS | $867,000 | – | 20,000 | +100.0% | 0.03% | – |
| APHA | New | APHRIA INC | $822,000 | – | 118,840 | +100.0% | 0.03% | – |
| QSWS | New | QUANTUMSCAPE CORP*w exp 11/25/202 | $760,000 | – | 20,000 | +100.0% | 0.03% | – |
| GNW | GENWORTH FINL INC | $756,000 | +12.8% | 200,000 | 0.0% | 0.03% | +21.7% | |
| LAZRW | New | LUMINAR TECHNOLOGIES INC*w exp 12/02/202 | $686,000 | – | 40,000 | +100.0% | 0.02% | – |
| TWO | TWO HBRS INVT CORP | $637,000 | +25.1% | 100,000 | 0.0% | 0.02% | +27.8% | |
| ACB | AURORA CANNABIS INCput | $565,000 | +78.8% | 68,120 | 0.0% | 0.02% | +90.9% | |
| EQT | New | EQT CORP | $571,000 | – | 45,000 | +100.0% | 0.02% | – |
| NKLA | NIKOLA CORP | $457,000 | -25.6% | 30,000 | 0.0% | 0.02% | -19.0% | |
| GPRE | New | GREEN PLAINS INC | $263,000 | – | 20,000 | +100.0% | 0.01% | – |
| MPWS | New | MP MATERIALS CORP*w exp 05/04/202 | $153,000 | – | 10,000 | +100.0% | 0.01% | – |
| GSM | New | FERROGLOBE PLC | $21,000 | – | 12,977 | +100.0% | 0.00% | – |
| MNKKQ | Exit | MALLINCKRODT PUB LTD CO | $0 | – | -25,000 | -100.0% | -0.00% | – |
| WLL | Exit | WHITING PETE CORP NEWput | $0 | – | -6,691 | -100.0% | -0.00% | – |
| UNIT | Exit | UNITI GROUP INC | $0 | – | -44,661 | -100.0% | -0.02% | – |
| TWST | Exit | TWIST BIOSCIENCE CORP | $0 | – | -14,748 | -100.0% | -0.04% | – |
| EWZ | Exit | ISHARES INCmsci brazil etf | $0 | – | -54,000 | -100.0% | -0.05% | – |
| APHA | Exit | APHRIA INCput | $0 | – | -422,700 | -100.0% | -0.06% | – |
| RWT | Exit | REDWOOD TR INCput | $0 | – | -250,000 | -100.0% | -0.06% | – |
| XLE | Exit | SELECT SECTOR SPDR TRenergy | $0 | – | -70,000 | -100.0% | -0.07% | – |
| DHT | Exit | DHT HOLDINGS INC | $0 | – | -407,943 | -100.0% | -0.07% | – |
| BZUN | Exit | BAOZUN INCsponsored adr | $0 | – | -115,400 | -100.0% | -0.13% | – |
| STZ | Exit | CONSTELLATION BRANDS INCcl a | $0 | – | -26,000 | -100.0% | -0.17% | – |
| XLI | Exit | SELECT SECTOR SPDR TRsbi int-inds | $0 | – | -65,000 | -100.0% | -0.17% | – |
| BYND | Exit | BEYOND MEAT INC | $0 | – | -30,000 | -100.0% | -0.17% | – |
| DB | Exit | DEUTSCHE BANK A Gnamen akt | $0 | – | -700,000 | -100.0% | -0.20% | – |
| XBI | Exit | SPDR SER TRs&p biotech | $0 | – | -55,000 | -100.0% | -0.21% | – |
| CCL | Exit | CARNIVAL CORPput | $0 | – | -414,100 | -100.0% | -0.22% | – |
| Exit | TILRAY INCnote | $0 | – | -15,150,000 | -100.0% | -0.22% | – | |
| AMZN | Exit | AMAZON COM INC | $0 | – | -2,550 | -100.0% | -0.28% | – |
| DRI | Exit | DARDEN RESTAURANTS INC | $0 | – | -100,000 | -100.0% | -0.35% | – |
| Exit | INTERCEPT PHARMACEUTICALS INnote | $0 | – | -13,500,000 | -100.0% | -0.38% | – | |
| VXX | Exit | BARCLAYS BANK PLCcall | $0 | – | -750,000 | -100.0% | -0.64% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -550,000 | -100.0% | -0.75% | – |
| XOP | Exit | SPDR SER TRs&p oilgas exp | $0 | – | -1,108,846 | -100.0% | -1.61% | – |
| XLF | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -5,650,000 | -100.0% | -4.68% | – |
| Exit | ZILLOW GROUP INCnote | $0 | – | -74,787,000 | -100.0% | -4.98% | – | |
| QQQ | Exit | INVESCO QQQ TRcall | $0 | – | -625,000 | -100.0% | -5.98% | – |
| Exit | TESLA INCnote | $0 | – | -51,250,000 | -100.0% | -11.55% | – | |
| Exit | TESLA INCnote | $0 | – | -77,329,000 | -100.0% | -15.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CME GROUP INC | 42 | Q3 2023 | 0.8% |
| ISHARES TR | 27 | Q3 2023 | 20.0% |
| SELECT SECTOR SPDR TR | 27 | Q4 2022 | 7.4% |
| SELECT SECTOR SPDR TR | 27 | Q2 2022 | 2.9% |
| MICROSOFT CORP | 25 | Q3 2023 | 1.5% |
| JPMORGAN CHASE & CO | 23 | Q3 2023 | 1.4% |
| SPDR GOLD TRUST | 22 | Q4 2020 | 53.4% |
| ISHARES TR | 22 | Q1 2023 | 3.1% |
| ISHARES INC | 21 | Q2 2023 | 4.0% |
| OPKO HEALTH INC | 19 | Q3 2023 | 3.0% |
View Graham Capital Management, L.P.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-22 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-15 |
View Graham Capital Management, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.