$137 Million is the total value of Trellus Management Company, LLC's 63 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 60.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VICR | VICOR CORP | $17,433,000 | +26.9% | 129,945 | 0.0% | 12.70% | +33.8% | |
| VTNR | VERTEX ENERGY INC | $11,665,000 | -60.4% | 2,226,076 | 0.0% | 8.50% | -58.2% | |
| AWK | AMERICAN WTR WKS CO INC NEW | $8,722,000 | +9.7% | 51,600 | 0.0% | 6.36% | +15.7% | |
| GLD | Buy | SPDR GOLD TRcall | $8,211,000 | +23.9% | 50,000 | +25.0% | 5.98% | +30.7% |
| CSTM | CONSTELLIUM SEcall | $6,838,000 | -0.9% | 364,100 | 0.0% | 4.98% | +4.5% | |
| FDX | New | FEDEX CORPcall | $6,579,000 | – | 30,000 | +100.0% | 4.79% | – |
| AMT | AMERICAN TOWER CORP NEW | $5,043,000 | -1.8% | 19,000 | 0.0% | 3.68% | +3.6% | |
| ASPN | ASPEN AEROGELS INC | $4,857,000 | +53.8% | 105,563 | 0.0% | 3.54% | +62.2% | |
| GENI | GENIUS SPORTS LIMITEDshares cl a | $4,366,000 | -0.6% | 233,957 | 0.0% | 3.18% | +4.8% | |
| RMNI | RIMINI STR INC DEL | $3,127,000 | +56.7% | 324,010 | 0.0% | 2.28% | +65.3% | |
| EBIX | EBIX INC | $2,962,000 | -20.6% | 110,000 | 0.0% | 2.16% | -16.2% | |
| GDX | VANECK ETF TRUSTcall | $2,947,000 | -13.3% | 100,000 | 0.0% | 2.15% | -8.6% | |
| CSTM | CONSTELLIUM SE | $2,817,000 | -0.9% | 150,000 | 0.0% | 2.05% | +4.5% | |
| PI | IMPINJ INC | $2,263,000 | +10.7% | 39,616 | 0.0% | 1.65% | +16.8% | |
| DIS | DISNEY WALT CO | $2,233,000 | -3.8% | 13,200 | 0.0% | 1.63% | +1.5% | |
| PRTS | CARPARTS COM INC | $2,185,000 | -23.3% | 140,000 | 0.0% | 1.59% | -19.1% | |
| BLK | Buy | BLACKROCK INC | $2,181,000 | +24.6% | 2,600 | +30.0% | 1.59% | +31.4% |
| ATRA | Buy | ATARA BIOTHERAPEUTICS INC | $1,881,000 | +65.6% | 105,100 | +43.9% | 1.37% | +74.6% |
| TSM | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $1,675,000 | -7.0% | 15,000 | 0.0% | 1.22% | -1.9% | |
| EIGR | EIGER BIOPHARMACEUTICALS INC | $1,630,000 | -21.6% | 244,081 | 0.0% | 1.19% | -17.3% | |
| THRM | New | GENTHERM INC | $1,625,000 | – | 20,080 | +100.0% | 1.18% | – |
| DNMR | Buy | DANIMER SCIENTIFIC INC | $1,503,000 | +50.0% | 92,000 | +130.0% | 1.10% | +58.2% |
| AYX | ALTERYX INC | $1,462,000 | -15.0% | 20,000 | 0.0% | 1.06% | -10.4% | |
| SPXL | New | DIREXION SHS ETF TRdrx s&p500bull | $1,444,000 | – | 13,500 | +100.0% | 1.05% | – |
| PRTK | Buy | PARATEK PHARMACEUTICALS INC | $1,434,000 | -26.1% | 295,000 | +3.7% | 1.04% | -22.0% |
| SMG | New | SCOTTS MIRACLE-GRO COcl a | $1,385,000 | – | 9,464 | +100.0% | 1.01% | – |
| MAPS | Buy | WM TECHNOLOGY INC | $1,312,000 | +111.6% | 90,514 | +160.9% | 0.96% | +123.4% |
| WAB | WABTEC | $1,293,000 | +4.7% | 15,000 | 0.0% | 0.94% | +10.4% | |
| LPSN | LIVEPERSON INC | $1,273,000 | -6.8% | 21,598 | 0.0% | 0.93% | -1.7% | |
| WPRT | Buy | WESTPORT FUEL SYSTEMS INC | $1,248,000 | -34.6% | 379,336 | +5.6% | 0.91% | -31.0% |
| COMM | New | COMMSCOPE HLDG CO INC | $1,223,000 | – | 90,000 | +100.0% | 0.89% | – |
| SNOW | SNOWFLAKE INCcl a | $1,210,000 | +25.1% | 4,000 | 0.0% | 0.88% | +32.0% | |
| ADSK | AUTODESK INC | $1,141,000 | -2.3% | 4,000 | 0.0% | 0.83% | +3.0% | |
| FDX | New | FEDEX CORP | $1,096,000 | – | 5,000 | +100.0% | 0.80% | – |
| CTLP | Buy | CANTALOUPE INC | $1,074,000 | +5.8% | 99,600 | +16.4% | 0.78% | +11.7% |
| VIR | New | VIR BIOTECHNOLOGY INC | $1,065,000 | – | 24,464 | +100.0% | 0.78% | – |
| CDAK | Buy | CODIAK BIOSCIENCES INC | $1,028,000 | +46.9% | 62,970 | +66.6% | 0.75% | +54.8% |
| BCEI | New | BONANZA CREEK ENERGY INC | $944,000 | – | 19,700 | +100.0% | 0.69% | – |
| VIR | New | VIR BIOTECHNOLOGY INCcall | $910,000 | – | 20,900 | +100.0% | 0.66% | – |
| CPNG | COUPANG INCcl a | $909,000 | -33.4% | 32,636 | 0.0% | 0.66% | -29.8% | |
| AVAV | Buy | AEROVIRONMENT INC | $863,000 | +3.1% | 10,000 | +19.7% | 0.63% | +8.8% |
| COIN | COINBASE GLOBAL INC | $842,000 | -10.1% | 3,700 | 0.0% | 0.61% | -5.1% | |
| DM | Buy | DESKTOP METAL INC | $825,000 | +30.3% | 115,000 | +109.1% | 0.60% | +37.5% |
| AGQ | Buy | PROSHARES TR IIultra silver new | $816,000 | -16.1% | 25,500 | +20.9% | 0.60% | -11.5% |
| RNG | New | RINGCENTRAL INCcl a | $740,000 | – | 3,400 | +100.0% | 0.54% | – |
| DERMTECH INC | $739,000 | -22.8% | 23,025 | 0.0% | 0.54% | -18.6% | ||
| SQ | New | SQUARE INCcl a | $720,000 | – | 3,000 | +100.0% | 0.52% | – |
| DDOG | DATADOG INC | $707,000 | +36.0% | 5,000 | 0.0% | 0.52% | +43.5% | |
| GEG | Buy | GREAT ELM GROUP INC | $670,000 | +57.3% | 299,049 | +57.9% | 0.49% | +66.0% |
| UBER | Buy | UBER TECHNOLOGIES INC | $652,000 | +36.1% | 14,560 | +52.3% | 0.48% | +43.5% |
| GTYH | Sell | GTY TECHNOLOGY HOLDINGS INC | $645,000 | -10.7% | 85,778 | -15.5% | 0.47% | -5.8% |
| PEGA | PEGASYSTEMS INC | $572,000 | -8.6% | 4,500 | 0.0% | 0.42% | -3.5% | |
| KN | New | KNOWLES CORP | $562,000 | – | 30,000 | +100.0% | 0.41% | – |
| SWIR | New | SIERRA WIRELESS INC | $486,000 | – | 31,335 | +100.0% | 0.35% | – |
| PACB | New | PACIFIC BIOSCIENCES CALIF IN | $473,000 | – | 18,500 | +100.0% | 0.34% | – |
| PDCE | New | PDC ENERGY INC | $474,000 | – | 10,000 | +100.0% | 0.34% | – |
| IDN | INTELLICHECK INC | $453,000 | -2.2% | 55,349 | 0.0% | 0.33% | +3.1% | |
| New | GREENIDGE GENERATION HLDGS I | $439,000 | – | 17,200 | +100.0% | 0.32% | – | |
| FTCVU | Sell | FINTECH ACQUISITION CORP Vunit 99/99/9999 | $408,000 | -28.8% | 37,800 | -13.7% | 0.30% | -25.0% |
| SHAK | New | SHAKE SHACK INCcl a | $392,000 | – | 5,000 | +100.0% | 0.29% | – |
| PRCH | Sell | PORCH GROUP INC | $336,000 | -42.1% | 19,000 | -36.7% | 0.24% | -38.9% |
| KPLT | New | KATAPULT HOLDINGS INC | $209,000 | – | 38,411 | +100.0% | 0.15% | – |
| New | LAKESHORE ACQUISITION I CORP*w exp 07/15/202 | $19,000 | – | 37,500 | +100.0% | 0.01% | – | |
| GEO | Exit | GEO GROUP INC NEW | $0 | – | -26,600 | -100.0% | -0.13% | – |
| VOO | Exit | VANGUARD INDEX FDS | $0 | – | -600 | -100.0% | -0.16% | – |
| FTCV | Exit | FINTECH ACQUISITION CORP V | $0 | – | -27,143 | -100.0% | -0.23% | – |
| RTX | Exit | RAYTHEON TECHNOLOGIES CORP | $0 | – | -4,400 | -100.0% | -0.26% | – |
| KRA | Exit | KRATON CORP | $0 | – | -11,989 | -100.0% | -0.27% | – |
| OPEN | Exit | OPENDOOR TECHNOLOGIES INC | $0 | – | -22,160 | -100.0% | -0.27% | – |
| DKNG | Exit | DRAFTKINGS INC | $0 | – | -8,600 | -100.0% | -0.31% | – |
| CCIV | Exit | CHURCHILL CAPITAL CORP IVcl a | $0 | – | -17,441 | -100.0% | -0.35% | – |
| LAAAU | Exit | LAKESHORE ACQUISITION I CORPunit 06/04/2026 | $0 | – | -50,000 | -100.0% | -0.35% | – |
| PRTS | Exit | CARPARTS COM INCcall | $0 | – | -30,000 | -100.0% | -0.42% | – |
| BLNK | Exit | BLINK CHARGING COput | $0 | – | -15,000 | -100.0% | -0.43% | – |
| ADAG | Exit | ADAGENE INCads | $0 | – | -55,000 | -100.0% | -0.52% | – |
| MP | Exit | MP MATERIALS CORP | $0 | – | -22,500 | -100.0% | -0.57% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -5,400 | -100.0% | -0.70% | – |
| MILE | Exit | METROMILE INC | $0 | – | -116,000 | -100.0% | -0.73% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -55,600 | -100.0% | -0.78% | – |
| DOW | Exit | DOW INC | $0 | – | -18,000 | -100.0% | -0.79% | – |
| VIPS | Exit | VIPSHOP HOLDINGS LIMITEDsponsored ads a | $0 | – | -65,000 | -100.0% | -0.90% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -12,500 | -100.0% | -1.96% | – |
| BIDU | Exit | BAIDU INCcall | $0 | – | -15,000 | -100.0% | -2.11% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| AMERICAN WTR WKS CO INC NEW | 42 | Q3 2023 | 11.1% |
| VERTEX ENERGY INC | 40 | Q3 2023 | 27.2% |
| VICOR CORP | 38 | Q3 2023 | 12.7% |
| BLACKROCK INC | 35 | Q4 2021 | 2.0% |
| AMERICAN TOWER CORP NEW | 33 | Q3 2021 | 5.9% |
| FIREEYE INC | 31 | Q2 2021 | 19.3% |
| JPMORGAN CHASE & CO | 31 | Q4 2020 | 2.6% |
| DIGITAL TURBINE INC | 30 | Q3 2023 | 9.3% |
| ALIBABA GROUP HLDG LTD | 27 | Q2 2021 | 4.4% |
| AUTODESK INC | 27 | Q3 2023 | 1.3% |
View Trellus Management Company, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Juhl Energy, Inc | February 10, 2015 | 2,500,100 | 7.0% |
| HANCOCK FABRICS INC | February 14, 2014 | 188,800 | 0.9% |
| Vertex Energy Inc. | February 14, 2014 | 769,991 | 3.7% |
| HANCOCK FABRICS INC | February 14, 2013 | 1,269,400 | 5.9% |
| MULTIBAND CORP | February 14, 2013 | 930,198 | 4.3% |
| nFinanSe Inc. | February 27, 2012 | 15,584,648 | 32.8% |
| ELITE PHARMACEUTICALS INC /DE/ | July 07, 2011 | 11,928,063 | 4.9% |
| BIO KEY INTERNATIONAL INC | March 10, 2010 | 4,015,164 | 5.2% |
| ON TRACK INNOVATIONS LTD | February 16, 2010 | 1,090,094 | 4.8% |
| WORLD RACING GROUP, INC. | February 16, 2010 | 19,693 | 4.7% |
View Trellus Management Company, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-14 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-04-21 |
| 13F-HR | 2022-01-31 |
| 13F-HR | 2021-10-26 |
| 13F-HR | 2021-07-30 |
View Trellus Management Company, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.