$69.2 Million is the total value of Trellus Management Company, LLC's 66 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 79.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $15,141,000 | +80.7% | 70,000 | +75.0% | 21.89% | +60.6% |
| IWM | Buy | ISHARES TRput | $7,453,000 | +62.1% | 60,000 | +50.0% | 10.78% | +44.1% |
| AWK | AMERICAN WTR WKS CO INC NEW | $3,862,000 | -11.4% | 51,600 | 0.0% | 5.58% | -21.3% | |
| FEYE | FIREEYE INC | $3,338,000 | -10.6% | 226,638 | 0.0% | 4.83% | -20.5% | |
| PACB | PACIFIC BIOSCIENCES CALIF IN | $2,016,000 | +27.4% | 225,000 | 0.0% | 2.92% | +13.2% | |
| VICR | VICOR CORP | $1,788,000 | +15.2% | 154,125 | 0.0% | 2.58% | +2.4% | |
| AMT | AMERICAN TOWER CORP NEW | $1,700,000 | -0.2% | 15,000 | 0.0% | 2.46% | -11.3% | |
| SNA | Buy | SNAP ON INC | $1,292,000 | +52.4% | 8,500 | +58.1% | 1.87% | +35.5% |
| EPD | ENTERPRISE PRODS PARTNERS L | $1,243,000 | -5.6% | 45,000 | 0.0% | 1.80% | -16.1% | |
| MIC | MACQUARIE INFRASTRUCTURE COR | $1,235,000 | +12.4% | 14,840 | 0.0% | 1.79% | -0.1% | |
| VOYA | VOYA FINL INC | $1,228,000 | +16.4% | 42,600 | 0.0% | 1.78% | +3.5% | |
| MZOR | Buy | MAZOR ROBOTICS LTDsponsored ads | $1,147,000 | +166.1% | 44,332 | +84.9% | 1.66% | +136.7% |
| SHW | New | SHERWIN WILLIAMS CO | $1,107,000 | – | 4,000 | +100.0% | 1.60% | – |
| PCOM | POINTS INTL LTD | $1,099,000 | -1.0% | 122,681 | 0.0% | 1.59% | -12.0% | |
| VTNR | VERTEX ENERGY INC | $945,000 | -13.5% | 821,391 | 0.0% | 1.37% | -23.1% | |
| EW | New | EDWARDS LIFESCIENCES CORP | $928,000 | – | 7,700 | +100.0% | 1.34% | – |
| CSX | New | CSX CORPput | $915,000 | – | 30,000 | +100.0% | 1.32% | – |
| SGYPQ | SYNERGY PHARMACEUTICALS DEL | $898,000 | +45.1% | 162,900 | 0.0% | 1.30% | +29.0% | |
| WAB | Buy | WABTEC CORP | $838,000 | +53.8% | 10,259 | +32.2% | 1.21% | +36.8% |
| BLL | New | BALL CORP | $820,000 | – | 10,000 | +100.0% | 1.19% | – |
| COT | New | COTT CORP QUE | $784,000 | – | 55,000 | +100.0% | 1.13% | – |
| WW | Buy | WEIGHT WATCHERS INTL INC NEW | $774,000 | +2.4% | 75,000 | +15.4% | 1.12% | -9.0% |
| JPM | JPMORGAN CHASE & CO | $772,000 | +7.1% | 11,600 | 0.0% | 1.12% | -4.9% | |
| SRDX | Sell | SURMODICS INC | $769,000 | -2.8% | 25,555 | -24.2% | 1.11% | -13.6% |
| CACC | Sell | CREDIT ACCEP CORP MICH | $767,000 | -28.0% | 3,814 | -33.8% | 1.11% | -36.0% |
| FPI | FARMLAND PARTNERS INC | $755,000 | -1.0% | 67,424 | 0.0% | 1.09% | -12.0% | |
| NCLH | Buy | NORWEGIAN CRUISE LINE HLDGS | $754,000 | +26.1% | 20,000 | +33.3% | 1.09% | +12.0% |
| ACHC | New | ACADIA HEALTHCARE COMPANY IN | $743,000 | – | 15,000 | +100.0% | 1.07% | – |
| BLK | BLACKROCK INC | $725,000 | +5.8% | 2,000 | 0.0% | 1.05% | -5.9% | |
| BANX | STONECASTLE FINL CORP | $724,000 | +1.8% | 38,792 | 0.0% | 1.05% | -9.4% | |
| LXP | LEXINGTON REALTY TRUST | $720,000 | +1.8% | 69,950 | 0.0% | 1.04% | -9.5% | |
| AMD | New | ADVANCED MICRO DEVICES INC | $691,000 | – | 100,000 | +100.0% | 1.00% | – |
| CY | Buy | CYPRESS SEMICONDUCTOR CORP | $681,000 | +114.8% | 56,000 | +86.7% | 0.98% | +90.9% |
| RHT | New | RED HAT INC | $606,000 | – | 7,500 | +100.0% | 0.88% | – |
| CELP | CYPRESS ENERGY PARTNERS LPltd partner int | $603,000 | +0.5% | 61,648 | 0.0% | 0.87% | -10.7% | |
| CXW | New | CORRECTIONS CORP AMER NEW | $555,000 | – | 40,000 | +100.0% | 0.80% | – |
| HZNP | New | HORIZON PHARMA PLCcall | $544,000 | – | 30,000 | +100.0% | 0.79% | – |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $529,000 | -30.0% | 5,000 | -47.4% | 0.76% | -37.8% |
| PNTPQ | New | PATRIOT NATL INC | $496,000 | – | 55,000 | +100.0% | 0.72% | – |
| SUN | SUNOCO LP | $435,000 | -3.1% | 15,000 | 0.0% | 0.63% | -13.8% | |
| SAAS | INCONTACT INC | $425,000 | +1.0% | 30,400 | 0.0% | 0.62% | -10.2% | |
| RLGY | New | REALOGY HLDGS CORP | $416,000 | – | 16,100 | +100.0% | 0.60% | – |
| AVID | New | AVID TECHNOLOGY INC | $413,000 | – | 52,000 | +100.0% | 0.60% | – |
| APPS | Sell | DIGITAL TURBINE INC | $406,000 | -19.3% | 386,895 | -17.7% | 0.59% | -28.2% |
| LGF | Buy | LIONS GATE ENTMNT CORP | $400,000 | +98.0% | 20,000 | +100.0% | 0.58% | +75.7% |
| FDC | New | FIRST DATA CORP NEW | $395,000 | – | 30,000 | +100.0% | 0.57% | – |
| AIRM | New | AIR METHODS CORP | $394,000 | – | 12,500 | +100.0% | 0.57% | – |
| WIFI | Sell | BOINGO WIRELESS INC | $370,000 | -68.1% | 36,016 | -72.3% | 0.54% | -71.6% |
| SDS | New | PROSHARES TR | $339,000 | – | 20,700 | +100.0% | 0.49% | – |
| MOH | New | MOLINA HEALTHCARE INC | $286,000 | – | 4,900 | +100.0% | 0.41% | – |
| GMLP | GOLAR LNG PARTNERS LP | $272,000 | +7.1% | 13,834 | 0.0% | 0.39% | -4.8% | |
| VRML | VERMILLION INC | $236,000 | +16.8% | 181,845 | 0.0% | 0.34% | +3.6% | |
| LILAK | New | LIBERTY GLOBAL PLC | $233,000 | – | 8,305 | +100.0% | 0.34% | – |
| QID | New | PROSHARES TRultshrt qqq | $233,000 | – | 9,600 | +100.0% | 0.34% | – |
| KEX | New | KIRBY CORPput | $230,000 | – | 3,700 | +100.0% | 0.33% | – |
| CAMP | New | CALAMP CORP | $209,000 | – | 15,000 | +100.0% | 0.30% | – |
| MPLX | MPLX LP | $203,000 | +0.5% | 5,995 | 0.0% | 0.29% | -10.6% | |
| MODN | New | MODEL N INC | $199,000 | – | 17,900 | +100.0% | 0.29% | – |
| NVDQ | New | NOVADAQ TECHNOLOGIES INC | $191,000 | – | 16,503 | +100.0% | 0.28% | – |
| CPN | New | CALPINE CORP | $190,000 | – | 15,000 | +100.0% | 0.28% | – |
| IRET | New | INVESTORS REAL ESTATE TRsh ben int | $179,000 | – | 30,000 | +100.0% | 0.26% | – |
| AXGN | New | AXOGEN INC | $171,000 | – | 18,906 | +100.0% | 0.25% | – |
| CTT | CATCHMARK TIMBER TR INCcl a | $134,000 | -5.0% | 11,500 | 0.0% | 0.19% | -15.3% | |
| BIOL | Buy | BIOLASE INC | $112,000 | +57.7% | 64,201 | +6.5% | 0.16% | +40.9% |
| DSCI | New | DERMA SCIENCES INC | $70,000 | – | 15,000 | +100.0% | 0.10% | – |
| RTTR | Sell | RITTER PHARMACEUTICALS INC | $29,000 | +3.6% | 17,500 | -2.8% | 0.04% | -8.7% |
| AMPE | Exit | AMPIO PHARMACEUTICALS INCcall | $0 | – | -80,000 | -100.0% | -0.17% | – |
| GSM | Exit | FERROGLOBE PLC | $0 | – | -14,100 | -100.0% | -0.20% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDord | $0 | – | -20,000 | -100.0% | -0.31% | – |
| OVAS | Exit | OVASCIENCE INC | $0 | – | -40,000 | -100.0% | -0.34% | – |
| TBT | Exit | PROSHARES TR | $0 | – | -7,000 | -100.0% | -0.36% | – |
| ROP | Exit | ROPER TECHNOLOGIES INC | $0 | – | -1,319 | -100.0% | -0.37% | – |
| WNR | Exit | WESTERN REFNG INC | $0 | – | -12,800 | -100.0% | -0.43% | – |
| ZAYO | Exit | ZAYO GROUP HLDGS INC | $0 | – | -10,000 | -100.0% | -0.45% | – |
| V | Exit | VISA INC | $0 | – | -4,500 | -100.0% | -0.54% | – |
| FNSR | Exit | FINISAR CORP | $0 | – | -22,500 | -100.0% | -0.64% | – |
| STT | Exit | STATE STR CORP | $0 | – | -8,000 | -100.0% | -0.70% | – |
| AGEN | Exit | AGENUS INC | $0 | – | -122,500 | -100.0% | -0.81% | – |
| OPK | Exit | OPKO HEALTH INC | $0 | – | -68,000 | -100.0% | -1.03% | – |
| HNSN | Exit | HANSEN MEDICAL INC | $0 | – | -274,901 | -100.0% | -1.78% | – |
| HMHC | Exit | HOUGHTON MIFFLIN HARCOURT CO | $0 | – | -70,000 | -100.0% | -1.78% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -32,700 | -100.0% | -1.83% | – |
| LUV | Exit | SOUTHWEST AIRLS CO | $0 | – | -30,000 | -100.0% | -1.91% | – |
| AAN | Exit | AARONS INC | $0 | – | -65,000 | -100.0% | -2.32% | – |
| UNP | Exit | UNION PAC CORPput | $0 | – | -20,000 | -100.0% | -2.84% | – |
| GLD | Exit | SPDR GOLD TRUSTcall | $0 | – | -30,000 | -100.0% | -6.17% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| AMERICAN WTR WKS CO INC NEW | 42 | Q3 2023 | 11.1% |
| VERTEX ENERGY INC | 40 | Q3 2023 | 27.2% |
| VICOR CORP | 38 | Q3 2023 | 12.7% |
| BLACKROCK INC | 35 | Q4 2021 | 2.0% |
| AMERICAN TOWER CORP NEW | 33 | Q3 2021 | 5.9% |
| FIREEYE INC | 31 | Q2 2021 | 19.3% |
| JPMORGAN CHASE & CO | 31 | Q4 2020 | 2.6% |
| DIGITAL TURBINE INC | 30 | Q3 2023 | 9.3% |
| ALIBABA GROUP HLDG LTD | 27 | Q2 2021 | 4.4% |
| AUTODESK INC | 27 | Q3 2023 | 1.3% |
View Trellus Management Company, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Juhl Energy, Inc | February 10, 2015 | 2,500,100 | 7.0% |
| HANCOCK FABRICS INC | February 14, 2014 | 188,800 | 0.9% |
| Vertex Energy Inc. | February 14, 2014 | 769,991 | 3.7% |
| HANCOCK FABRICS INC | February 14, 2013 | 1,269,400 | 5.9% |
| MULTIBAND CORP | February 14, 2013 | 930,198 | 4.3% |
| nFinanSe Inc. | February 27, 2012 | 15,584,648 | 32.8% |
| ELITE PHARMACEUTICALS INC /DE/ | July 07, 2011 | 11,928,063 | 4.9% |
| BIO KEY INTERNATIONAL INC | March 10, 2010 | 4,015,164 | 5.2% |
| ON TRACK INNOVATIONS LTD | February 16, 2010 | 1,090,094 | 4.8% |
| WORLD RACING GROUP, INC. | February 16, 2010 | 19,693 | 4.7% |
View Trellus Management Company, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-14 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-01-27 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-04-21 |
| 13F-HR | 2022-01-31 |
| 13F-HR | 2021-10-26 |
| 13F-HR | 2021-07-30 |
View Trellus Management Company, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.