$246 Million is the total value of Rock Point Advisors, LLC's 83 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 26.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| KW | Buy | Kennedy-Wilson Holdings | $15,135,000 | +2.1% | 678,699 | +0.4% | 6.15% | -8.2% |
| C | Sell | Citigroup | $15,003,000 | +15.1% | 187,799 | -0.5% | 6.09% | +3.5% |
| AAPL | Sell | Apple Computer | $14,994,000 | +13.9% | 51,060 | -13.1% | 6.09% | +2.4% |
| LUMN | Sell | Centurylink | $14,323,000 | -5.1% | 1,084,251 | -10.3% | 5.82% | -14.6% |
| ING | Sell | ING Groep NV Adrsponsored adr | $12,478,000 | +2.1% | 1,035,553 | -11.5% | 5.07% | -8.2% |
| PUK | Buy | Prudential PLCadr | $10,968,000 | +9.6% | 287,950 | +4.7% | 4.45% | -1.4% |
| TJX | Sell | TJX Companies | $10,482,000 | +8.6% | 171,661 | -0.8% | 4.26% | -2.3% |
| CB | Buy | Chubb Corporation | $10,079,000 | -0.6% | 64,748 | +3.1% | 4.09% | -10.6% |
| JEF | Buy | Jefferies Financial Group | $9,765,000 | +29.0% | 456,966 | +11.0% | 3.97% | +16.0% |
| GILD | Buy | Gilead Sciences Inc | $9,081,000 | +4.4% | 139,752 | +1.8% | 3.69% | -6.1% |
| UFS | Buy | Domtar Corporation | $8,254,000 | +33.6% | 215,855 | +25.1% | 3.35% | +20.1% |
| TGI | Sell | Triumph Group Inc | $7,063,000 | -12.4% | 279,486 | -20.7% | 2.87% | -21.2% |
| ACN | Buy | Accenture | $6,759,000 | +9.5% | 32,097 | +0.0% | 2.74% | -1.5% |
| CWENA | Sell | Clearway Energy Inccl a | $6,710,000 | +9.7% | 350,930 | -0.5% | 2.72% | -1.4% |
| VIAC | New | ViacomCBS Inc.cl b | $5,828,000 | – | 138,864 | +100.0% | 2.37% | – |
| EMO | Buy | ClearBridge Energy MLP Fund Inc | $5,223,000 | +2.0% | 621,087 | +5.5% | 2.12% | -8.3% |
| AMRC | Buy | Amerescocl a | $5,116,000 | +9.0% | 292,370 | +0.1% | 2.08% | -1.9% |
| SYK | Buy | Stryker | $5,012,000 | -2.9% | 23,874 | +0.0% | 2.04% | -12.7% |
| FBP | Buy | First BanCorp PR | $4,949,000 | +17.9% | 467,298 | +11.1% | 2.01% | +6.1% |
| EVH | Sell | Evolent Health Inccl a | $4,819,000 | +7.1% | 532,498 | -14.9% | 1.96% | -3.7% |
| NLY | Sell | Annaly Capital Mgmt | $4,701,000 | +7.0% | 499,016 | -0.0% | 1.91% | -3.8% |
| AIG | Buy | American International Group | $4,447,000 | -6.6% | 86,642 | +1.4% | 1.81% | -16.0% |
| GVA | Buy | Granite Construction Inc | $4,408,000 | +0.7% | 159,312 | +16.9% | 1.79% | -9.5% |
| BPOP | Buy | Popular | $4,325,000 | +9.2% | 73,615 | +0.5% | 1.76% | -1.8% |
| DAL | Buy | Delta Air Lines | $3,790,000 | +4.7% | 64,815 | +3.2% | 1.54% | -5.8% |
| ALB | New | Albemarle Corp | $3,502,000 | – | 47,951 | +100.0% | 1.42% | – |
| OC | Sell | Owens Corning Inc | $3,331,000 | -26.4% | 51,148 | -28.5% | 1.35% | -33.8% |
| WPC | Buy | W. P. Carey | $3,189,000 | -5.7% | 39,846 | +5.5% | 1.30% | -15.2% |
| SPWR | New | SunPower Corp | $3,132,000 | – | 401,560 | +100.0% | 1.27% | – |
| CSCO | Buy | Cisco Systems | $2,416,000 | -1.3% | 50,378 | +1.7% | 0.98% | -11.2% |
| PGTI | Sell | PGT Inc | $1,950,000 | -60.1% | 130,790 | -53.8% | 0.79% | -64.1% |
| WIA | Buy | West Claymore Inflation-Linked Securities | $1,944,000 | +6.1% | 159,975 | +1.1% | 0.79% | -4.7% |
| AMJ | Sell | JPM Alerian MLP Index ETNalerian ml etn | $1,849,000 | -17.7% | 84,795 | -12.2% | 0.75% | -26.0% |
| GBIL | New | Goldman Sachs Access Treasury 0-1 Yr ETFacces treasury | $1,305,000 | – | 13,036 | +100.0% | 0.53% | – |
| MSFT | Buy | Microsoft | $1,300,000 | +15.0% | 8,244 | +1.4% | 0.53% | +3.5% |
| JNJ | Buy | Johnson & Johnson | $1,143,000 | +15.2% | 7,838 | +2.2% | 0.46% | +3.6% |
| GLDD | New | Great Lakes Dredge & Dock Corp | $1,030,000 | – | 90,900 | +100.0% | 0.42% | – |
| PG | Sell | Procter & Gamble | $849,000 | -7.6% | 6,795 | -8.1% | 0.34% | -16.9% |
| FLRN | Buy | SPDR Inv Grade Floating Rateinv grd flt rt | $803,000 | +6.2% | 26,115 | +6.2% | 0.33% | -4.4% |
| MUI | Buy | BlackRock Muni Intermediate Duration Fund | $780,000 | +52.3% | 54,766 | +51.7% | 0.32% | +37.2% |
| PEP | Sell | Pepsico | $717,000 | -0.4% | 5,244 | -0.1% | 0.29% | -10.5% |
| PFE | Sell | Pfizer | $651,000 | +8.9% | 16,619 | -0.2% | 0.26% | -2.2% |
| BSV | Vanguard Short-Term Bondshort trm bond | $562,000 | -0.2% | 6,970 | 0.0% | 0.23% | -10.2% | |
| SHM | New | SPDR Nuveen Barclays ST Muninuveen blmbrg sr | $538,000 | – | 10,950 | +100.0% | 0.22% | – |
| CVX | Sell | ChevronTexaco | $522,000 | -1.7% | 4,330 | -3.3% | 0.21% | -11.7% |
| MFL | BlackRock MuniHoldings Inv Qty | $508,000 | -1.7% | 38,220 | 0.0% | 0.21% | -11.6% | |
| GIM | Templeton Global Income | $504,000 | -0.2% | 82,174 | 0.0% | 0.20% | -10.1% | |
| XOM | Buy | Exxon Mobil | $458,000 | 0.0% | 6,564 | +1.2% | 0.19% | -10.1% |
| DIS | Sell | Walt Disney | $427,000 | +9.2% | 2,955 | -1.6% | 0.17% | -2.3% |
| CLDR | Sell | Cloudera Inc | $407,000 | +9.1% | 35,036 | -16.7% | 0.16% | -1.8% |
| RELX | Relx Plcsponsored adr | $407,000 | +6.5% | 16,109 | 0.0% | 0.16% | -4.6% | |
| SCHX | Sell | Schwab US Large Cap ETFus lrg cap etf | $357,000 | +6.9% | 4,644 | -1.5% | 0.14% | -4.0% |
| GE | General Electric | $355,000 | +25.0% | 31,781 | 0.0% | 0.14% | +12.5% | |
| SCHO | Buy | Schwab Short-Term U.S. Treasury ETFsht tm us tres | $347,000 | +18.4% | 6,883 | +18.8% | 0.14% | +6.8% |
| SCHA | Buy | Schwab US Small-Cap ETFus sml cap etf | $331,000 | +11.8% | 4,370 | +3.0% | 0.13% | 0.0% |
| SCHP | Buy | Schwab US TIPS ETFus tips etf | $327,000 | +26.7% | 5,781 | +27.1% | 0.13% | +13.7% |
| IBM | Buy | International Business Machines | $322,000 | +30.9% | 2,405 | +42.3% | 0.13% | +18.0% |
| WPM | Wheaton Precious Metals | $321,000 | +13.4% | 10,790 | 0.0% | 0.13% | +1.6% | |
| SCHM | Sell | Schwab US Mid-Cap ETFus mid-cap etf | $313,000 | +6.1% | 5,210 | -0.3% | 0.13% | -4.5% |
| KO | Buy | Coca-Cola | $308,000 | +2.3% | 5,570 | +0.8% | 0.12% | -8.1% |
| EVV | Buy | Eaton Vance Ltd Duration | $307,000 | +13.3% | 23,195 | +6.9% | 0.12% | +2.5% |
| LMT | Sell | Lockheed Martin Corp | $300,000 | -6.0% | 770 | -5.8% | 0.12% | -15.3% |
| SCHF | Buy | Schwab International Equity ETFintl eqty etf | $292,000 | +10.6% | 8,673 | +4.7% | 0.12% | 0.0% |
| SCHB | Schwab US Broad Mkt ETFus brd mkt etf | $285,000 | +8.0% | 3,713 | 0.0% | 0.12% | -2.5% | |
| BMY | New | Bristol-Myers Squibb | $283,000 | – | 4,406 | +100.0% | 0.12% | – |
| SPY | Sell | SPDR S&P 500tr unit | $281,000 | +4.9% | 873 | -3.2% | 0.11% | -5.8% |
| WBA | Walgreens Boots Alliance | $275,000 | +6.6% | 4,665 | 0.0% | 0.11% | -4.3% | |
| SCHZ | Buy | Schwab US Aggregate Bond ETFus aggregate b | $277,000 | +10.8% | 5,189 | +11.6% | 0.11% | -0.9% |
| EFT | Buy | Eaton Vance Floating Rate | $274,000 | +6.2% | 20,000 | +2.6% | 0.11% | -5.1% |
| NVO | New | Novo Nordisk A/Sadr | $260,000 | – | 4,500 | +100.0% | 0.11% | – |
| BRKB | Sell | Berkshire Hathaway Cl Bcl b new | $258,000 | +7.9% | 1,141 | -0.9% | 0.10% | -2.8% |
| TFC | New | Truist Finl Corp Com | $259,000 | – | 4,600 | +100.0% | 0.10% | – |
| RGLD | Royal Gold Inc | $245,000 | -0.4% | 2,000 | 0.0% | 0.10% | -10.8% | |
| MRK | New | Merck | $228,000 | – | 2,511 | +100.0% | 0.09% | – |
| NEA | New | Nuveen AMT Free Mun Income Fd | $225,000 | – | 15,640 | +100.0% | 0.09% | – |
| T | Sell | AT&T | $221,000 | -23.5% | 5,665 | -25.7% | 0.09% | -31.3% |
| IVV | New | Ishares TRUST S&Pcore s&p500 etf | $210,000 | – | 650 | +100.0% | 0.08% | – |
| BMI | New | Badger Meter | $208,000 | – | 3,200 | +100.0% | 0.08% | – |
| NEM | New | Newmont Mining | $204,000 | – | 4,705 | +100.0% | 0.08% | – |
| EIM | Eaton Vance Municipal Bond Fd | $143,000 | -0.7% | 11,084 | 0.0% | 0.06% | -10.8% | |
| AUY | Yamana Gold | $111,000 | +24.7% | 28,000 | 0.0% | 0.04% | +12.5% | |
| MCR | MFS Charter Income Trustsh ben int | $92,000 | +1.1% | 10,900 | 0.0% | 0.04% | -9.8% | |
| CMO | New | Capstead Mortgage Corp | $92,000 | – | 11,600 | +100.0% | 0.04% | – |
| DD | Exit | Dupont De Nemours Inc | $0 | – | -2,836 | -100.0% | -0.09% | – |
| NNC | Exit | Nuveen NC Prem Income | $0 | – | -16,000 | -100.0% | -0.10% | – |
| BBT | Exit | BB&T | $0 | – | -4,730 | -100.0% | -0.11% | – |
| SPB | Exit | Spectrum Brands Holdings | $0 | – | -10,295 | -100.0% | -0.24% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Apple Computer | 42 | Q3 2023 | 7.1% |
| TJX Companies | 42 | Q3 2023 | 5.0% |
| Accenture | 42 | Q3 2023 | 4.0% |
| W. P. Carey | 42 | Q3 2023 | 5.1% |
| Stryker | 42 | Q3 2023 | 3.5% |
| Cisco Systems | 42 | Q3 2023 | 3.4% |
| Microsoft | 42 | Q3 2023 | 4.3% |
| Pfizer | 42 | Q3 2023 | 1.5% |
| Procter & Gamble | 42 | Q3 2023 | 0.8% |
| Vanguard Short-Term Bond | 42 | Q3 2023 | 0.9% |
View Rock Point Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-09 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-10 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-10 |
| 13F-HR | 2022-08-10 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-09 |
| 13F-HR | 2021-11-05 |
View Rock Point Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.