$200 Million is the total value of Context Capital Management, LLC's 101 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 83.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | TEAM INCnote 5.000% 8/0 | $5,222,000 | -37.0% | 5,000,000 | -33.3% | 2.62% | -44.3% | |
| Sell | INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $4,611,000 | +2.9% | 3,485,000 | -30.1% | 2.31% | -9.0% | |
| Sell | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $2,028,000 | -54.5% | 2,350,000 | -56.1% | 1.02% | -59.8% | |
| NFINU | Sell | NETFIN ACQUISITION CORPunit 08/01/2024 | $764,000 | -56.7% | 75,000 | -57.1% | 0.38% | -61.7% |
| KXIN | Sell | KAIXIN AUTO HLDGS | $98,000 | -10.1% | 52,276 | -13.3% | 0.05% | -21.0% |
| BROGW | Exit | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/202 | $0 | – | -1,400 | -100.0% | 0.00% | – |
| BROGR | Exit | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $0 | – | -1,400 | -100.0% | -0.00% | – |
| XYNPW | Exit | XYNOMIC PHARMACUTCLS HLDNG I*w exp 05/15/202 | $0 | – | -63,000 | -100.0% | -0.00% | – |
| KERNW | Exit | AKERNA CORP*w exp 06/17/202 | $0 | – | -35,864 | -100.0% | -0.02% | – |
| STNLW | Exit | SENTINEL ENERGY SVCS INC*w exp 11/02/202 | $0 | – | -170,401 | -100.0% | -0.04% | – |
| PVT | Exit | PIVOTAL ACQUISITION CORP | $0 | – | -12,029 | -100.0% | -0.07% | – |
| Exit | PRETIUM RES INCnote 2.250% 3/1 | $0 | – | -185,000 | -100.0% | -0.11% | – | |
| PVTWS | Exit | PIVOTAL ACQUISITION CORP*w exp 12/01/202 | $0 | – | -160,599 | -100.0% | -0.12% | – |
| Exit | PDL BIOPHARMA INCnote 2.750%12/0 | $0 | – | -700,000 | -100.0% | -0.38% | – | |
| Exit | TILRAY INCdebt 5.000%10/0 | $0 | – | -1,150,000 | -100.0% | -0.42% | – | |
| HCCHU | Exit | HL ACQUISITIONS CORPunit 06/21/2023 | $0 | – | -75,073 | -100.0% | -0.45% | – |
| TMCX | Exit | TRINITY MERGER CORP | $0 | – | -99,068 | -100.0% | -0.59% | – |
| Exit | MFA FINL INCnote 6.250% 6/1 | $0 | – | -1,043,000 | -100.0% | -0.61% | – | |
| Exit | CSG SYS INTL INCnote 4.250% 3/1 | $0 | – | -1,011,000 | -100.0% | -0.65% | – | |
| Exit | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $0 | – | -1,600,000 | -100.0% | -0.66% | – | |
| ALGRU | Exit | ALLEGRO MERGER CORPunit 12/31/2023 | $0 | – | -126,509 | -100.0% | -0.76% | – |
| Exit | SPLUNK INCnote 0.500% 9/1 | $0 | – | -2,000,000 | -100.0% | -1.22% | – | |
| BROGU | Exit | TWELVE SEAS INVESTMENT COMPAunit 06/21/2023 | $0 | – | -206,600 | -100.0% | -1.27% | – |
| Exit | IQIYI INCdebt 3.750%12/0 | $0 | – | -7,700,000 | -100.0% | -4.35% | – | |
| Exit | PDL BIOPHARMA INCnote 2.750%12/0 | $0 | – | -10,344,000 | -100.0% | -5.62% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| THERAVANCE BIOPHARMA INC | 23 | Q2 2022 | 4.7% |
| ENCORE CAPITAL GROUP INC | 19 | Q2 2019 | 6.2% |
| INTERCEPT PHARMACEUTICALS IN | 18 | Q4 2022 | 6.2% |
| INFINERA CORPORATION | 18 | Q1 2023 | 3.6% |
| TESLA MTRS INC | 16 | Q1 2019 | 4.9% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.3% |
| ENDOLOGIX INC | 15 | Q2 2019 | 11.6% |
| OMEROS CORP | 15 | Q3 2023 | 3.1% |
| VANGUARD TOTAL STOCK MKT ETF | 15 | Q1 2020 | 3.9% |
| AMAG PHARMACEUTICALS INC | 14 | Q3 2020 | 7.7% |
View Context Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELECTRO ENERGY INC | February 17, 2009 | 326,124 | 4.9% |
| IRONCLAD PERFORMANCE WEAR CORPSold out | February 17, 2009 | 0 | 0.0% |
| Jazz Technologies, Inc.Sold out | February 17, 2009 | 0 | 0.0% |
| VELOCITY EXPRESS CORP | February 17, 2009 | 190,104 | 5.3% |
| ATS CORP | June 17, 2008 | 723,073 | 3.6% |
| Ascend Acquisition Corp.Sold out | June 16, 2008 | 0 | 0.0% |
| HIGHBURY FINANCIAL INCSold out | June 16, 2008 | 0 | 0.0% |
| PRIMUS TELECOMMUNICATIONS GROUP INCSold out | June 16, 2008 | 0 | 0.0% |
| Good Harbor Partners Acquisition CorpSold out | February 13, 2008 | 0 | 0.0% |
| InfuSystem Holdings, Inc | February 13, 2008 | 152,350 | 0.8% |
View Context Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| SCHEDULE 13G | 2024-03-20 |
| 13F-HR/A | 2024-02-16 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-07 |
| 13F-HR | 2022-08-03 |
View Context Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.