$200 Million is the total value of Context Capital Management, LLC's 101 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 54.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $10,012,000 | +29.5% | 11,900,000 | +26.6% | 5.02% | +14.5% | |
| New | IQIYI INCdebt 3.750%12/0 | $9,644,000 | – | 8,700,000 | +100.0% | 4.83% | – | |
| Buy | THERAVANCE BIOPHARMA INCnote 3.250%11/0 | $7,863,000 | +41.3% | 7,500,000 | +25.0% | 3.94% | +24.9% | |
| Buy | OPKO HEALTH INCnote 4.500% 2/1 | $7,039,000 | +13.5% | 9,000,000 | +20.0% | 3.53% | +0.3% | |
| Buy | ASSERTIO THERAPEUTICS INCnote 2.500% 9/0 | $6,971,000 | +17.0% | 9,328,000 | +15.5% | 3.49% | +3.4% | |
| Buy | MEDICINES COnote 2.750% 7/1 | $6,968,000 | +65.2% | 4,000,000 | +14.3% | 3.49% | +46.0% | |
| DISH NETWORK CORPnote 3.375% 8/1 | $6,145,000 | +5.0% | 6,388,000 | 0.0% | 3.08% | -7.2% | ||
| TESLA INCnote 2.000% 5/1 | $6,047,000 | +48.8% | 4,000,000 | 0.0% | 3.03% | +31.6% | ||
| Sell | TEAM INCnote 5.000% 8/0 | $5,222,000 | -37.0% | 5,000,000 | -33.3% | 2.62% | -44.3% | |
| Buy | PINDUODUO INCdebt 10/0 | $5,161,000 | +102.5% | 4,500,000 | +80.0% | 2.59% | +79.0% | |
| Buy | RADIUS HEALTH INCnote 3.000% 9/0 | $4,849,000 | +33.4% | 5,725,000 | +43.1% | 2.43% | +17.9% | |
| Sell | INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $4,611,000 | +2.9% | 3,485,000 | -30.1% | 2.31% | -9.0% | |
| MICROCHIP TECHNOLOGY INCnote 2.250% 2/1 | $4,503,000 | +12.9% | 3,100,000 | 0.0% | 2.26% | -0.2% | ||
| Buy | APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $4,453,000 | +0.5% | 4,394,000 | +1.4% | 2.23% | -11.2% | |
| Buy | NANTHEALTH INCnote 5.500%12/1 | $4,429,000 | +66.4% | 6,490,000 | +56.8% | 2.22% | +47.1% | |
| INFINERA CORPORATIONnote 2.125% 9/0 | $3,959,000 | +21.7% | 3,750,000 | 0.0% | 1.98% | +7.6% | ||
| MCMJ | New | MERIDA MERGER CORP I | $3,918,000 | – | 402,300 | +100.0% | 1.96% | – |
| VEONEER INCORPORATEDnote 4.000% 6/0 | $3,581,000 | +3.8% | 3,500,000 | 0.0% | 1.80% | -8.2% | ||
| Buy | IQIYI INCdebt 2.000% 4/0 | $3,474,000 | +60.2% | 3,500,000 | +40.0% | 1.74% | +41.7% | |
| New | EVOLENT HEALTH INCnote 1.500%10/1 | $3,372,000 | – | 4,834,000 | +100.0% | 1.69% | – | |
| GXGXU | GX ACQUISITION CORPunit 05/24/2026 | $3,105,000 | +1.5% | 300,000 | 0.0% | 1.56% | -10.3% | |
| FMCIU | FORUM MERGER II CORPunit 09/30/2025 | $3,053,000 | -0.3% | 286,115 | 0.0% | 1.53% | -11.8% | |
| THCAU | TUSCAN HLDGS CORP IIunit 04/01/2026 | $3,027,000 | +0.4% | 300,000 | 0.0% | 1.52% | -11.2% | |
| SBEU | SWITCHBACK ENERGY ACQUISITIOunit 99/99/9999 | $2,959,000 | +0.6% | 294,105 | 0.0% | 1.48% | -11.0% | |
| GDS HLDGS LTDdebt 2.000% 6/0 | $2,629,000 | +16.6% | 2,175,000 | 0.0% | 1.32% | +3.1% | ||
| DDMXU | DD3 ACQUISITION CORPunit 10/12/2023 | $2,615,000 | +4.1% | 242,100 | 0.0% | 1.31% | -8.0% | |
| PACQU | PURE ACQUISITION CORPunit 04/13/2023 | $2,592,000 | +0.7% | 240,000 | 0.0% | 1.30% | -11.0% | |
| AGG | ISHARES TRcore us aggbd et | $2,585,000 | -0.7% | 23,000 | 0.0% | 1.30% | -12.2% | |
| ENCORE CAP GROUP INCnote 3.250% 3/1 | $2,581,000 | +2.1% | 2,500,000 | 0.0% | 1.29% | -9.8% | ||
| PDLI | New | PDL BIOPHARMA INC | $2,316,000 | – | 713,782 | +100.0% | 1.16% | – |
| QUDIAN INCdebt 1.000% 7/0 | $2,218,000 | -23.0% | 3,000,000 | 0.0% | 1.11% | -32.0% | ||
| GIXU | GIGCAPITAL2 INCunit 02/28/2026 | $2,089,000 | +2.1% | 198,600 | 0.0% | 1.05% | -9.7% | |
| Sell | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $2,028,000 | -54.5% | 2,350,000 | -56.1% | 1.02% | -59.8% | |
| New | WESTERN ASSET MTG CAP CORPnote 6.750%10/0 | $2,028,000 | – | 2,000,000 | +100.0% | 1.02% | – | |
| LCAHU | LANDCADIA HLDGS II INCunit 05/09/2026 | $2,025,000 | +0.3% | 199,900 | 0.0% | 1.02% | -11.3% | |
| CCCWS | CLARIVATE ANALYTICS PLC*w exp 05/13/202 | $1,848,000 | +6.1% | 295,633 | 0.0% | 0.93% | -6.2% | |
| LIVKU | New | LIV CAP ACQUISITION CORPunit 99/99/9999 | $1,811,000 | – | 180,000 | +100.0% | 0.91% | – |
| New | YY INCdebt 1.375% 6/1 | $1,804,000 | – | 2,000,000 | +100.0% | 0.90% | – | |
| CCXU | CHURCHILL CAP CORP IIunit 99/99/9999 | $1,678,000 | +2.5% | 155,713 | 0.0% | 0.84% | -9.4% | |
| New | SEA LTDdebt 1.000%12/0 | $1,636,000 | – | 1,500,000 | +100.0% | 0.82% | – | |
| THBRU | THUNDER BRDG ACQUISTION II Lunit 99/99/9999 | $1,567,000 | +2.6% | 150,000 | 0.0% | 0.78% | -9.2% | |
| New | QUOTIENT TECHNOLOGY INCnote 1.750%12/0 | $1,559,000 | – | 1,586,000 | +100.0% | 0.78% | – | |
| New | WAYFAIR INCnote 1.125%11/0 | $1,557,000 | – | 1,500,000 | +100.0% | 0.78% | – | |
| GLEOU | New | GALILEO ACQUISITION CORPunit 99/99/9999 | $1,542,000 | – | 150,000 | +100.0% | 0.77% | – |
| PICU | PIVOTAL INVT CORP IIunit 06/01/2025 | $1,530,000 | +0.2% | 150,000 | 0.0% | 0.77% | -11.3% | |
| ARYAU | ARYA SCIENCES ACQUISITION COunit 10/04/2023 | $1,518,000 | +4.9% | 131,999 | 0.0% | 0.76% | -7.2% | |
| LFACU | LF CAP ACQUISITION CORPunit 06/19/2025 | $1,462,000 | +0.1% | 137,903 | 0.0% | 0.73% | -11.4% | |
| New | INTELSAT S Anote 4.500% 6/1 | $1,366,000 | – | 2,075,000 | +100.0% | 0.68% | – | |
| TIBRU | TIBERIUS ACQUISITION CORPunit 02/28/2021 | $1,350,000 | +3.0% | 116,000 | 0.0% | 0.68% | -8.9% | |
| AGBAU | New | AGBA ACQUISITION LTDunit 05/10/2024 | $1,338,000 | – | 130,000 | +100.0% | 0.67% | – |
| AMCIU | AMCI ACQUISITION CORPunit 01/07/2019 | $1,285,000 | +0.4% | 123,700 | 0.0% | 0.64% | -11.2% | |
| FLLCU | FELLAZO INCunit 99/99/9999 | $1,263,000 | +1.4% | 125,000 | 0.0% | 0.63% | -10.3% | |
| TWNKW | HOSTESS BRANDS INC*w exp 11/04/202 | $1,258,000 | +15.2% | 638,600 | 0.0% | 0.63% | +1.8% | |
| ENCORE CAP GROUP INCnote 2.875% 3/1 | $1,178,000 | +0.3% | 1,200,000 | 0.0% | 0.59% | -11.3% | ||
| IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $1,164,000 | +16.8% | 1,000,000 | 0.0% | 0.58% | +3.2% | ||
| BKLN | INVESCO EXCHNG TRADED FD TRsr ln etf | $1,141,000 | +1.0% | 50,000 | 0.0% | 0.57% | -10.6% | |
| VV | VANGUARD INDEX FDSlarge cap etf | $1,064,000 | +8.4% | 7,200 | 0.0% | 0.53% | -4.3% | |
| ACTTU | ACT II GLOBAL ACQUISITION COunit 04/30/2026 | $1,060,000 | +2.1% | 100,000 | 0.0% | 0.53% | -9.7% | |
| HYACU | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $1,050,000 | +1.6% | 100,000 | 0.0% | 0.53% | -10.1% | |
| FSRVU | New | FINSERV ACQUISITION CORPunit 12/31/2026 | $1,023,000 | – | 100,000 | +100.0% | 0.51% | – |
| LATNU | New | UNION ACQUISITION CORP IIunit 99/99/9999 | $1,019,000 | – | 100,000 | +100.0% | 0.51% | – |
| New | TILRAY INCdebt 5.000%10/0 | $1,014,000 | – | 1,950,000 | +100.0% | 0.51% | – | |
| CTACU | CHASERG TECHNLGY ACQUISITN Cunit 09/30/2023 | $923,000 | +12.2% | 77,232 | 0.0% | 0.46% | -0.6% | |
| LQD | ISHARES TRiboxx inv cp etf | $819,000 | +0.4% | 6,400 | 0.0% | 0.41% | -11.3% | |
| TZACU | TENZING ACQUISITION CORPunit 08/24/2024 | $817,000 | -1.7% | 79,300 | 0.0% | 0.41% | -13.2% | |
| APXTU | APEX TECHNOLOGY ACQUISITN COunit 06/11/2026 | $785,000 | +2.7% | 75,000 | 0.0% | 0.39% | -9.2% | |
| HCCOU | New | HEALTHCARE MERGER CORPunit 12/17/2021 | $776,000 | – | 75,000 | +100.0% | 0.39% | – |
| NFINU | Sell | NETFIN ACQUISITION CORPunit 08/01/2024 | $764,000 | -56.7% | 75,000 | -57.1% | 0.38% | -61.7% |
| THCBU | TUSCAN HOLDINGS CORPunit 99/99/9999 | $621,000 | -1.7% | 59,100 | 0.0% | 0.31% | -13.1% | |
| FTACU | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $597,000 | +1.2% | 55,200 | 0.0% | 0.30% | -10.5% | |
| Buy | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $558,000 | +29.8% | 553,000 | +10.6% | 0.28% | +14.8% | |
| TLT | ISHARES TR20 yr tr bd etf | $542,000 | -5.2% | 4,000 | 0.0% | 0.27% | -16.0% | |
| LOACU | LONGEVITY ACQUISITION CORPunit 08/29/2024 | $534,000 | -4.6% | 51,500 | 0.0% | 0.27% | -15.5% | |
| SRACU | New | STABLE RD ACQUISITION CORPunit 05/15/2026 | $515,000 | – | 50,000 | +100.0% | 0.26% | – |
| PTACU | New | PROPTECH ACQUISITION CORPORAunit 10/01/2026 | $512,000 | – | 50,000 | +100.0% | 0.26% | – |
| AMHCU | New | AMPLITUDE HLTHCRE AQUSTIN COunit 12/01/2026 | $503,000 | – | 50,000 | +100.0% | 0.25% | – |
| New | AEGERION PHARMACEUTICALS INCnote 5.000% 4/0 | $472,000 | – | 498,000 | +100.0% | 0.24% | – | |
| FMCI | FORUM MERGER II CORPcl a | $467,000 | +0.9% | 45,785 | 0.0% | 0.23% | -10.7% | |
| MUDSU | MUDRICK CAP ACQUISITION CORPunit 02/01/2023 | $432,000 | -0.2% | 39,900 | 0.0% | 0.22% | -11.8% | |
| KLRWS | New | KALEYRA INC*w exp 12/12/202 | $372,000 | – | 329,396 | +100.0% | 0.19% | – |
| PACKWS | RANPAK HLDGS CORP*w exp 06/03/202 | $336,000 | +52.0% | 295,100 | 0.0% | 0.17% | +34.4% | |
| VTI | VANGUARD INDEX FDStotal stk mkt | $278,000 | +8.2% | 1,700 | 0.0% | 0.14% | -4.8% | |
| BBCP | CONCRETE PUMPING HLDGS INC | $165,000 | +37.5% | 30,140 | 0.0% | 0.08% | +22.1% | |
| MCMJW | New | MERIDA MERGER CORP I*w exp 11/07/202 | $100,000 | – | 201,150 | +100.0% | 0.05% | – |
| KXIN | Sell | KAIXIN AUTO HLDGS | $98,000 | -10.1% | 52,276 | -13.3% | 0.05% | -21.0% |
| ALGRR | New | ALLEGRO MERGER CORPright 12/31/2023 | $62,000 | – | 195,207 | +100.0% | 0.03% | – |
| New | THERATECHNOLOGIES INCnote 5.750% 6/3 | $55,000 | – | 69,000 | +100.0% | 0.03% | – | |
| GRAFWS | GRAF INDL CORP*w exp 12/31/202 | $47,000 | +11.9% | 107,500 | 0.0% | 0.02% | 0.0% | |
| ALGRW | New | ALLEGRO MERGER CORP*w exp 01/06/202 | $34,000 | – | 190,907 | +100.0% | 0.02% | – |
| GPAQW | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $33,000 | -10.8% | 91,600 | 0.0% | 0.02% | -19.0% | |
| LFACW | LF CAP ACQUISITION CORP*w exp 06/22/202 | $28,000 | +47.4% | 59,500 | 0.0% | 0.01% | +27.3% | |
| HCCHW | New | HL ACQUISITIONS CORP*w exp 06/21/202 | $26,000 | – | 75,073 | +100.0% | 0.01% | – |
| AESE | ALLIED ESPORTS ENTMT INC | $24,000 | -50.0% | 9,120 | 0.0% | 0.01% | -55.6% | |
| TKKSR | New | TKK SYMPHONY ACQUISITION CORright 02/20/2020 | $23,000 | – | 91,000 | +100.0% | 0.01% | – |
| SONG | AKAZOO SA | $21,000 | -16.0% | 4,000 | 0.0% | 0.01% | -21.4% | |
| HCCHR | New | HL ACQUISITIONS CORPright 07/17/2023 | $19,000 | – | 75,073 | +100.0% | 0.01% | – |
| WRLSR | PENSARE ACQUISITION CORPright 99/99/9999 | $15,000 | -6.2% | 51,700 | 0.0% | 0.01% | -11.1% | |
| SONGW | AKAZOO SA*w exp 09/11/202 | $10,000 | -33.3% | 20,000 | 0.0% | 0.01% | -44.4% | |
| WRLSW | PENSARE ACQUISITION CORP*w exp 07/27/202 | $8,000 | +33.3% | 25,850 | 0.0% | 0.00% | +33.3% | |
| TKKSU | TKK SYMPHONY ACQUISITION CORunit 08/15/2023 | $7,000 | -99.4% | 116,000 | 0.0% | 0.00% | -99.4% | |
| BROGW | Exit | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/202 | $0 | – | -1,400 | -100.0% | 0.00% | – |
| BROGR | Exit | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $0 | – | -1,400 | -100.0% | -0.00% | – |
| XYNPW | Exit | XYNOMIC PHARMACUTCLS HLDNG I*w exp 05/15/202 | $0 | – | -63,000 | -100.0% | -0.00% | – |
| KERNW | Exit | AKERNA CORP*w exp 06/17/202 | $0 | – | -35,864 | -100.0% | -0.02% | – |
| STNLW | Exit | SENTINEL ENERGY SVCS INC*w exp 11/02/202 | $0 | – | -170,401 | -100.0% | -0.04% | – |
| PVT | Exit | PIVOTAL ACQUISITION CORP | $0 | – | -12,029 | -100.0% | -0.07% | – |
| Exit | PRETIUM RES INCnote 2.250% 3/1 | $0 | – | -185,000 | -100.0% | -0.11% | – | |
| PVTWS | Exit | PIVOTAL ACQUISITION CORP*w exp 12/01/202 | $0 | – | -160,599 | -100.0% | -0.12% | – |
| Exit | PDL BIOPHARMA INCnote 2.750%12/0 | $0 | – | -700,000 | -100.0% | -0.38% | – | |
| Exit | TILRAY INCdebt 5.000%10/0 | $0 | – | -1,150,000 | -100.0% | -0.42% | – | |
| HCCHU | Exit | HL ACQUISITIONS CORPunit 06/21/2023 | $0 | – | -75,073 | -100.0% | -0.45% | – |
| TMCX | Exit | TRINITY MERGER CORP | $0 | – | -99,068 | -100.0% | -0.59% | – |
| Exit | MFA FINL INCnote 6.250% 6/1 | $0 | – | -1,043,000 | -100.0% | -0.61% | – | |
| Exit | CSG SYS INTL INCnote 4.250% 3/1 | $0 | – | -1,011,000 | -100.0% | -0.65% | – | |
| Exit | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $0 | – | -1,600,000 | -100.0% | -0.66% | – | |
| ALGRU | Exit | ALLEGRO MERGER CORPunit 12/31/2023 | $0 | – | -126,509 | -100.0% | -0.76% | – |
| Exit | SPLUNK INCnote 0.500% 9/1 | $0 | – | -2,000,000 | -100.0% | -1.22% | – | |
| BROGU | Exit | TWELVE SEAS INVESTMENT COMPAunit 06/21/2023 | $0 | – | -206,600 | -100.0% | -1.27% | – |
| Exit | IQIYI INCdebt 3.750%12/0 | $0 | – | -7,700,000 | -100.0% | -4.35% | – | |
| Exit | PDL BIOPHARMA INCnote 2.750%12/0 | $0 | – | -10,344,000 | -100.0% | -5.62% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| THERAVANCE BIOPHARMA INC | 23 | Q2 2022 | 4.7% |
| ENCORE CAPITAL GROUP INC | 19 | Q2 2019 | 6.2% |
| INTERCEPT PHARMACEUTICALS IN | 18 | Q4 2022 | 6.2% |
| INFINERA CORPORATION | 18 | Q1 2023 | 3.6% |
| TESLA MTRS INC | 16 | Q1 2019 | 4.9% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.3% |
| ENDOLOGIX INC | 15 | Q2 2019 | 11.6% |
| OMEROS CORP | 15 | Q3 2023 | 3.1% |
| VANGUARD TOTAL STOCK MKT ETF | 15 | Q1 2020 | 3.9% |
| AMAG PHARMACEUTICALS INC | 14 | Q3 2020 | 7.7% |
View Context Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELECTRO ENERGY INC | February 17, 2009 | 326,124 | 4.9% |
| IRONCLAD PERFORMANCE WEAR CORPSold out | February 17, 2009 | 0 | 0.0% |
| Jazz Technologies, Inc.Sold out | February 17, 2009 | 0 | 0.0% |
| VELOCITY EXPRESS CORP | February 17, 2009 | 190,104 | 5.3% |
| ATS CORP | June 17, 2008 | 723,073 | 3.6% |
| Ascend Acquisition Corp.Sold out | June 16, 2008 | 0 | 0.0% |
| HIGHBURY FINANCIAL INCSold out | June 16, 2008 | 0 | 0.0% |
| PRIMUS TELECOMMUNICATIONS GROUP INCSold out | June 16, 2008 | 0 | 0.0% |
| Good Harbor Partners Acquisition CorpSold out | February 13, 2008 | 0 | 0.0% |
| InfuSystem Holdings, Inc | February 13, 2008 | 152,350 | 0.8% |
View Context Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| SCHEDULE 13G | 2024-03-20 |
| 13F-HR/A | 2024-02-16 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-07 |
| 13F-HR | 2022-08-03 |
View Context Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.