$125 Million is the total value of Context Capital Management, LLC's 45 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 43.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | TTM TECHNOLOGIES INCnote 1.750%12/1 | $10,637,000 | +113.1% | 6,020,000 | +84.1% | 8.50% | +55.5% | |
| LGI HOMES INCnote 4.250%11/1 | $9,386,000 | +15.1% | 5,693,000 | 0.0% | 7.50% | -16.0% | ||
| PDL BIOPHARMA INCnote 2.750%12/0 | $7,546,000 | +7.8% | 8,575,000 | 0.0% | 6.03% | -21.4% | ||
| Buy | CARRIAGE SVCS INCnote 2.750% 3/1 | $6,523,000 | +60.9% | 5,000,000 | +66.7% | 5.22% | +17.4% | |
| Buy | SOLARCITY CORPnote 1.625%11/0 | $6,425,000 | +309.5% | 7,189,000 | +287.3% | 5.14% | +198.8% | |
| Buy | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $6,220,000 | +418.3% | 5,670,000 | +392.6% | 4.97% | +278.2% | |
| New | TESLA INCnote 1.250% 3/0 | $5,892,000 | – | 6,000,000 | +100.0% | 4.71% | – | |
| Sell | ENDOLOGIX INCnote 3.250%11/0 | $5,504,000 | -47.9% | 5,575,000 | -54.1% | 4.40% | -62.0% | |
| Sell | SPECTRUM PHARMACEUTICALS INCnote 2.750%12/1 | $4,564,000 | -29.5% | 4,469,000 | -36.6% | 3.65% | -48.6% | |
| Buy | TOLL BROS FIN CORPnote 0.500% 9/1 | $4,276,000 | +324.6% | 4,298,000 | +320.1% | 3.42% | +210.0% | |
| New | CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $4,153,000 | – | 4,000,000 | +100.0% | 3.32% | – | |
| Sell | CTRIP COM INTL LTDnote 1.000% 7/0 | $3,883,000 | -5.4% | 3,500,000 | -12.5% | 3.10% | -31.0% | |
| Buy | ENCORE CAP GROUP INCnote 3.000% 7/0 | $3,683,000 | +37.0% | 3,865,000 | +34.9% | 2.94% | -0.0% | |
| Sell | ALBANY MOLECULAR RESH INCnote 2.250%11/1 | $3,637,000 | -47.4% | 3,325,000 | -37.6% | 2.91% | -61.6% | |
| Buy | THERAVANCE BIOPHARMA INCnote 3.250%11/0 | $3,180,000 | +83.8% | 2,500,000 | +66.7% | 2.54% | +34.1% | |
| Buy | PANDORA MEDIA INCnote 1.750%12/0 | $2,999,000 | +483.5% | 3,000,000 | +500.0% | 2.40% | +325.9% | |
| New | CONVERGYS CORPsdcv 5.750% 9/1 | $2,972,000 | – | 1,500,000 | +100.0% | 2.38% | – | |
| New | KEYW HLDG CORPnote 2.500% 7/1 | $2,903,000 | – | 3,000,000 | +100.0% | 2.32% | – | |
| Sell | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $2,804,000 | -32.8% | 3,000,000 | -35.5% | 2.24% | -51.0% | |
| New | VERISIGN INCsdcv 3.250% 8/1 | $2,554,000 | – | 1,000,000 | +100.0% | 2.04% | – | |
| Buy | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $2,547,000 | +123.4% | 3,000,000 | +100.0% | 2.04% | +63.0% | |
| Sell | SILVER STD RES INCnote 2.875% 2/0 | $2,208,000 | -12.6% | 2,250,000 | -18.2% | 1.76% | -36.3% | |
| Buy | VECTOR GROUP LTDnote 1.750% 4/1 | $2,061,000 | +59.5% | 1,817,000 | +63.5% | 1.65% | +16.4% | |
| Buy | IGI LABORATORIES INCnote 3.750%12/1 | $2,005,000 | +332.1% | 2,000,000 | +300.0% | 1.60% | +215.6% | |
| New | DEPOMED INCnote 2.500% 9/0 | $1,884,000 | – | 2,000,000 | +100.0% | 1.51% | – | |
| New | TWO HBRS INVT CORPnote 6.250% 1/1 | $1,795,000 | – | 1,750,000 | +100.0% | 1.44% | – | |
| SPY | SPDR S&P 500 ETF TRtr unit | $1,768,000 | +5.5% | 7,500 | 0.0% | 1.41% | -23.0% | |
| VTI | VANGUARD INDEX FDStotal stk mkt | $1,698,000 | +5.2% | 14,000 | 0.0% | 1.36% | -23.2% | |
| Buy | ARBOR RLTY TR INCnote 6.500%10/0 | $1,579,000 | +58.2% | 1,500,000 | +50.0% | 1.26% | +15.5% | |
| Buy | SEACOR HOLDINGS INCnote 2.500%12/1 | $1,526,000 | +47.2% | 1,500,000 | +50.0% | 1.22% | +7.4% | |
| Sell | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $1,263,000 | -75.6% | 850,000 | -77.9% | 1.01% | -82.2% | |
| AAPL | APPLE INC | $1,250,000 | +24.0% | 8,700 | 0.0% | 1.00% | -9.5% | |
| Sell | AEGERION PHARMACEUTICALS INCnote 2.000% 8/1 | $1,221,000 | -56.9% | 1,500,000 | -61.6% | 0.98% | -68.5% | |
| New | NEW MTN FIN CORPnote 5.000% 6/1 | $836,000 | – | 808,000 | +100.0% | 0.67% | – | |
| KLRE | New | KLR ENERGY ACQUISITION CORPcl a | $724,000 | – | 70,138 | +100.0% | 0.58% | – |
| New | TESLA INCnote 2.375% 3/1 | $519,000 | – | 500,000 | +100.0% | 0.42% | – | |
| COBALT INTL ENERGY INCnote 2.625%12/0 | $340,000 | -15.2% | 1,000,000 | 0.0% | 0.27% | -38.0% | ||
| COBALT INTL ENERGY INCnote 3.125% 5/1 | $119,000 | -18.5% | 500,000 | 0.0% | 0.10% | -40.6% | ||
| Exit | SPDR S&P 500 ETF TRput | $0 | – | -150 | -100.0% | -0.00% | – | |
| Exit | WEATHERFORD INTL LTDnote 5.875% 7/0 | $0 | – | -1,000,000 | -100.0% | -1.19% | – | |
| Exit | TCP CAP CORPnote 5.250%12/1 | $0 | – | -1,118,000 | -100.0% | -1.28% | – | |
| Exit | SOLARCITY CORPnote 2.750%11/0 | $0 | – | -3,833,000 | -100.0% | -3.91% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| THERAVANCE BIOPHARMA INC | 23 | Q2 2022 | 4.7% |
| ENCORE CAPITAL GROUP INC | 19 | Q2 2019 | 6.2% |
| INTERCEPT PHARMACEUTICALS IN | 18 | Q4 2022 | 6.2% |
| INFINERA CORPORATION | 18 | Q1 2023 | 3.6% |
| TESLA MTRS INC | 16 | Q1 2019 | 4.9% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.3% |
| ENDOLOGIX INC | 15 | Q2 2019 | 11.6% |
| OMEROS CORP | 15 | Q3 2023 | 3.1% |
| VANGUARD TOTAL STOCK MKT ETF | 15 | Q1 2020 | 3.9% |
| AMAG PHARMACEUTICALS INC | 14 | Q3 2020 | 7.7% |
View Context Capital Management, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ELECTRO ENERGY INC | February 17, 2009 | 326,124 | 4.9% |
| IRONCLAD PERFORMANCE WEAR CORPSold out | February 17, 2009 | 0 | 0.0% |
| Jazz Technologies, Inc.Sold out | February 17, 2009 | 0 | 0.0% |
| VELOCITY EXPRESS CORP | February 17, 2009 | 190,104 | 5.3% |
| ATS CORP | June 17, 2008 | 723,073 | 3.6% |
| Ascend Acquisition Corp.Sold out | June 16, 2008 | 0 | 0.0% |
| HIGHBURY FINANCIAL INCSold out | June 16, 2008 | 0 | 0.0% |
| PRIMUS TELECOMMUNICATIONS GROUP INCSold out | June 16, 2008 | 0 | 0.0% |
| Good Harbor Partners Acquisition CorpSold out | February 13, 2008 | 0 | 0.0% |
| InfuSystem Holdings, Inc | February 13, 2008 | 152,350 | 0.8% |
View Context Capital Management, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-02 |
| SCHEDULE 13G | 2024-03-20 |
| 13F-HR/A | 2024-02-16 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-07 |
| 13F-HR | 2022-08-03 |
View Context Capital Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.