Pine River Capital Management L.P.

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$6.79 Billion is the total value of Pine River Capital Management L.P.'s 454 reported holdings in Q2 2013. The portfolio turnover from Q1 2013 to Q2 2013 was 2147.6% .

All

			Value		Shares		↓ Weighting
SPY	New	SPDR S&P 500 ETF TRUSTput	$785,062,000	–	4,893,800	+100.0%	11.56%	–
SPY	New	SPDR S&P 500 ETF TRUSTcall	$232,609,000	–	1,450,000	+100.0%	3.42%	–
LIFE	New	LIFE TECHNOLOGIES CORPcall	$201,382,000	–	2,721,400	+100.0%	2.96%	–
	New	ANNALY CAPITAL MGMTdebt	$167,037,000	–	165,597,000	+100.0%	2.46%	–
GMWSB	New	GENERAL MOTORS COwrt	$157,936,000	–	9,577,705	+100.0%	2.32%	–
OCN	New	OCWEN FINANCIAL CORP	$151,240,000	–	3,669,116	+100.0%	2.23%	–
PFE	New	PFIZER INCput	$107,699,000	–	3,845,000	+100.0%	1.59%	–
ACAS	New	AMERICAN CAPITAL LTD	$95,760,000	–	7,557,950	+100.0%	1.41%	–
VOD	New	VODAFONE GROUP PLC-SP ADRcall	$88,146,000	–	3,066,500	+100.0%	1.30%	–
AAPL	New	APPLE INCcall	$85,292,000	–	215,100	+100.0%	1.26%	–
PFE	New	PFIZER INC	$70,914,000	–	2,531,738	+100.0%	1.04%	–
	New	KNIGHT CAPITAL GROUP INCdebt	$68,155,000	–	68,500,000	+100.0%	1.00%	–
AAPL	New	APPLE INCput	$63,603,000	–	160,400	+100.0%	0.94%	–
MTGE	New	AMERICAN CAPITAL MORTGAGE INreit	$62,969,000	–	3,503,152	+100.0%	0.93%	–
CYS	New	CYS INVESTMENTS INCreit	$61,101,000	–	6,634,232	+100.0%	0.90%	–
SIAL	New	SIGMA-ALDRICHcall	$61,047,000	–	759,100	+100.0%	0.90%	–
S	New	SPRINT NEXTEL CORP	$60,647,000	–	8,639,117	+100.0%	0.89%	–
	Sell	REDWOOD TRUST INCdebt	$57,424,000	-13.2%	57,700,000	-3.8%	0.84%	-91.3%
EFA	New	ISHARES MSCI EAFE ETFput	$57,300,000	–	1,000,000	+100.0%	0.84%	–
NRZ	New	NEW RESIDENTIAL INVESTMENTreit	$54,681,000	–	8,112,823	+100.0%	0.80%	–
ANH	New	ANWORTH MORTGAGE ASSET CORPreit	$54,690,000	–	9,765,815	+100.0%	0.80%	–
WAC	New	WALTER INVESTMENT MANAGEMENT	$54,043,000	–	1,598,486	+100.0%	0.80%	–
TD	New	TORONTO-DOMINION BANKput	$52,802,000	–	625,100	+100.0%	0.78%	–
GMWSA	New	GENERAL MOTORS COwrt	$50,312,000	–	2,096,328	+100.0%	0.74%	–
JNJ	New	JOHNSON &; JOHNSONcall	$50,193,000	–	584,600	+100.0%	0.74%	–
ARR	New	ARMOUR RESIDENTIAL REIT INCreit	$49,070,000	–	10,418,348	+100.0%	0.72%	–
CLWR	New	CLEARWIRE CORP-CLASS A	$46,403,000	–	9,290,032	+100.0%	0.68%	–
GE	New	GENERAL ELECTRIC COcall	$45,246,000	–	1,951,100	+100.0%	0.67%	–
LNC	New	LINCOLN NATIONAL CORP	$45,198,000	–	1,239,293	+100.0%	0.66%	–
STI	New	SUNTRUST BANKS INC	$44,795,000	–	1,418,868	+100.0%	0.66%	–
NLY	New	ANNALY CAPITAL MANAGEMENT INcall	$44,274,000	–	3,522,200	+100.0%	0.65%	–
SFD	New	SMITHFIELD FOODS INC	$43,800,000	–	1,337,411	+100.0%	0.64%	–
AET	New	AETNA INC	$41,991,000	–	660,842	+100.0%	0.62%	–
SNDK	New	SANDISK CORP	$41,990,000	–	687,237	+100.0%	0.62%	–
	New	DOMINION RESOURCES INCdebt	$42,002,000	–	25,000,000	+100.0%	0.62%	–
ODP	New	OFFICE DEPOT INC	$40,369,000	–	10,431,229	+100.0%	0.59%	–
XOM	New	EXXON MOBIL CORPcall	$40,242,000	–	445,400	+100.0%	0.59%	–
RY	New	ROYAL BANK OF CANADAput	$39,508,000	–	644,700	+100.0%	0.58%	–
CMA	New	COMERICA INC	$39,195,000	–	984,066	+100.0%	0.58%	–
	Sell	AMTRUST FINANCIAL SERVICdebt	$37,728,000	-23.9%	26,900,000	-22.9%	0.56%	-92.4%
	New	PHH CORPdebt	$36,062,000	–	20,000,000	+100.0%	0.53%	–
DFS	New	DISCOVER FINANCIAL SERVICES	$35,347,000	–	741,956	+100.0%	0.52%	–
MHK	New	MOHAWK INDUSTRIES INC	$34,820,000	–	309,538	+100.0%	0.51%	–
XOM	New	EXXON MOBIL CORPput	$34,415,000	–	380,900	+100.0%	0.51%	–
ZTS	New	ZOETIS INCput	$34,183,000	–	1,106,600	+100.0%	0.50%	–
LIFE	New	LIFE TECHNOLOGIES CORP	$34,189,000	–	462,012	+100.0%	0.50%	–
HPY	New	HEARTLAND PAYMENT SYSTEMS IN	$33,654,000	–	903,477	+100.0%	0.50%	–
IBM	New	INTL BUSINESS MACHINES CORPcall	$33,406,000	–	174,800	+100.0%	0.49%	–
	New	CMS ENERGY CORPdebt	$33,224,000	–	16,685,000	+100.0%	0.49%	–
	New	NATL RETAIL PROPERTIESdebt	$33,157,000	–	24,455,000	+100.0%	0.49%	–
AMTD	New	TD AMERITRADE HOLDING CORP	$33,061,000	–	1,361,071	+100.0%	0.49%	–
PRU	New	PRUDENTIAL FINANCIAL INC	$32,602,000	–	446,428	+100.0%	0.48%	–
FXI	New	ISHARES CHINA LARGE-CAP ETFcall	$32,520,000	–	1,000,000	+100.0%	0.48%	–
	New	WALTER INVESTMENT MGMTdebt	$31,332,000	–	31,138,000	+100.0%	0.46%	–
S	New	SPRINT NEXTEL CORPcall	$30,768,000	–	4,383,000	+100.0%	0.45%	–
	New	TYSON FOODS INCdebt	$30,662,000	–	20,000,000	+100.0%	0.45%	–
ZTS	New	ZOETIS INC	$30,293,000	–	980,665	+100.0%	0.45%	–
EFA	New	ISHARES MSCI EAFE ETFcall	$28,656,000	–	500,100	+100.0%	0.42%	–
AGNC	New	AMERICAN CAPITAL AGENCY CORPreit	$28,466,000	–	1,237,138	+100.0%	0.42%	–
HLSSF	New	HOME LOAN SERVICING SOLUTION	$28,236,000	–	1,177,882	+100.0%	0.42%	–
	New	TESLA MOTORS INCdebt	$28,076,000	–	25,000,000	+100.0%	0.41%	–
SLB	New	SCHLUMBERGER LTD	$27,981,000	–	390,454	+100.0%	0.41%	–
PBCT	New	PEOPLE'S UNITED FINANCIALput	$26,820,000	–	1,800,000	+100.0%	0.40%	–
MSFT	New	MICROSOFT CORPput	$25,574,000	–	740,400	+100.0%	0.38%	–
KO	New	COCA-COLA CO/THEcall	$25,246,000	–	629,400	+100.0%	0.37%	–
ARB	New	ARBITRON INC	$24,122,000	–	519,307	+100.0%	0.36%	–
AMTG	New	APOLLO RESIDENTIAL MORTGAGEreit	$23,891,000	–	1,449,642	+100.0%	0.35%	–
ALL	New	ALLSTATE CORP	$23,818,000	–	494,966	+100.0%	0.35%	–
	New	MYLAN INCdebt	$23,709,000	–	10,000,000	+100.0%	0.35%	–
CM	New	CAN IMPERIAL BK OF COMMERCEput	$23,326,000	–	312,500	+100.0%	0.34%	–
CVX	New	CHEVRON CORPcall	$23,171,000	–	195,800	+100.0%	0.34%	–
	New	STERLITE INDUSTRIES LTDdebt	$23,077,000	–	23,700,000	+100.0%	0.34%	–
XLF	New	FINANCIAL SELECT SECTOR SPDRput	$22,751,000	–	1,170,000	+100.0%	0.34%	–
EVTC	New	EVERTEC INC	$22,434,000	–	1,021,043	+100.0%	0.33%	–
WFC	New	WELLS FARGO & COcall	$22,369,000	–	542,000	+100.0%	0.33%	–
JNJ	New	JOHNSON &; JOHNSONput	$22,263,000	–	259,300	+100.0%	0.33%	–
USB	New	US BANCORP	$21,928,000	–	606,550	+100.0%	0.32%	–
LOW	New	LOWE'S COS INC	$21,808,000	–	533,200	+100.0%	0.32%	–
AVB	New	AVALONBAY COMMUNITIES INCreit	$21,741,000	–	161,150	+100.0%	0.32%	–
PFE	New	PFIZER INCcall	$21,076,000	–	752,400	+100.0%	0.31%	–
PG	New	PROCTER &; GAMBLE CO/THEcall	$20,941,000	–	272,000	+100.0%	0.31%	–
VXX	New	IPATH S&;P 500 VIX S/T FU ETNcall	$20,710,000	–	1,000,000	+100.0%	0.30%	–
VXX	New	IPATH S&;P 500 VIX S/T FU ETNput	$20,710,000	–	1,000,000	+100.0%	0.30%	–
TGT	New	TARGET CORPput	$20,656,000	–	300,000	+100.0%	0.30%	–
ZTS	New	ZOETIS INCcall	$20,366,000	–	659,300	+100.0%	0.30%	–
APC	New	ANADARKO PETROLEUM CORP	$20,237,000	–	235,503	+100.0%	0.30%	–
STNG	New	SCORPIO TANKERS INC	$19,894,000	–	2,215,324	+100.0%	0.29%	–
MSFT	New	MICROSOFT CORPcall	$19,891,000	–	575,900	+100.0%	0.29%	–
		CIENA CORPdebt	$19,831,000	+9.4%	15,300,000	0.0%	0.29%	-89.0%
PSA	New	PUBLIC STORAGEreit	$19,657,000	–	128,205	+100.0%	0.29%	–
JPM	New	JPMORGAN CHASE &; COcall	$19,560,000	–	370,500	+100.0%	0.29%	–
T	New	AT&;T INCcall	$19,541,000	–	552,000	+100.0%	0.29%	–
HAL	New	HALLIBURTON CO	$19,502,000	–	467,456	+100.0%	0.29%	–
BMO	New	BANK OF MONTREALput	$19,063,000	–	312,500	+100.0%	0.28%	–
PG	New	PROCTER & GAMBLE CO/THEput	$18,886,000	–	245,300	+100.0%	0.28%	–
	New	LIBERTY INTERACTIVE LLCdebt	$18,706,000	–	36,500,000	+100.0%	0.28%	–
CVX	New	CHEVRON CORP	$18,436,000	–	155,784	+100.0%	0.27%	–
SEIC	New	SEI INVESTMENTS COMPANY	$18,246,000	–	641,811	+100.0%	0.27%	–
WMT	New	WAL-MART STORES INCcall	$18,206,000	–	244,400	+100.0%	0.27%	–
T	New	AT&;T INCput	$18,015,000	–	508,900	+100.0%	0.26%	–
GE	New	GENERAL ELECTRIC COput	$17,842,000	–	769,400	+100.0%	0.26%	–
HUM	New	HUMANA INC	$17,866,000	–	211,744	+100.0%	0.26%	–
MRK	New	MERCK &; CO. INC.call	$17,758,000	–	382,300	+100.0%	0.26%	–
CUBE	New	CUBESMARTreit	$17,512,000	–	1,095,873	+100.0%	0.26%	–
GOOGL	New	GOOGLE INC-CL Acall	$17,428,000	–	19,800	+100.0%	0.26%	–
IBM	New	INTL BUSINESS MACHINES CORPput	$17,373,000	–	90,900	+100.0%	0.26%	–
WFC	New	WELLS FARGO & COput	$17,186,000	–	416,400	+100.0%	0.25%	–
	New	PROSPECT CAPITAL CORPdebt	$17,072,000	–	15,707,000	+100.0%	0.25%	–
LCC	New	US AIRWAYS GROUP INCput	$16,464,000	–	1,002,700	+100.0%	0.24%	–
	New	RAIT FINANCIAL TRUSTdebt	$16,416,000	–	13,184,000	+100.0%	0.24%	–
EVR	New	EVERCORE PARTNERS INC-CL A	$15,012,000	–	382,190	+100.0%	0.22%	–
IVZ	New	INVESCO LTD	$14,882,000	–	468,000	+100.0%	0.22%	–
LCC	New	US AIRWAYS GROUP INC	$14,822,000	–	902,700	+100.0%	0.22%	–
JPM	New	JPMORGAN CHASE &; COput	$14,782,000	–	280,000	+100.0%	0.22%	–
VZ	New	VERIZON COMMUNICATIONS INCcall	$14,166,000	–	281,400	+100.0%	0.21%	–
AINV	New	APOLLO INVESTMENT CORP	$14,003,000	–	1,809,317	+100.0%	0.21%	–
CSCO	New	CISCO SYSTEMS INCcall	$13,987,000	–	574,800	+100.0%	0.21%	–
PCLN	New	PRICELINE.COM INC	$13,932,000	–	16,853	+100.0%	0.20%	–
KO	New	COCA-COLA CO/THEput	$13,830,000	–	344,800	+100.0%	0.20%	–
GOOGL	New	GOOGLE INC-CL Aput	$13,733,000	–	15,600	+100.0%	0.20%	–
CVX	New	CHEVRON CORPput	$13,632,000	–	115,200	+100.0%	0.20%	–
VZ	New	VERIZON COMMUNICATIONS INCput	$13,622,000	–	270,600	+100.0%	0.20%	–
NBL	New	NOBLE ENERGY INC	$13,195,000	–	219,779	+100.0%	0.19%	–
	New	BIOMARIN PHARMACEUTICALdebt	$13,089,000	–	4,700,000	+100.0%	0.19%	–
LCC	New	US AIRWAYS GROUP INCcall	$13,036,000	–	793,900	+100.0%	0.19%	–
MRK	New	MERCK &; CO. INC.put	$12,751,000	–	274,500	+100.0%	0.19%	–
BAC	New	BANK OF AMERICA CORPcall	$12,766,000	–	992,700	+100.0%	0.19%	–
T	New	AT&;T INC	$12,543,000	–	354,314	+100.0%	0.18%	–
PEP	New	PEPSICO INCcall	$12,473,000	–	152,500	+100.0%	0.18%	–
AAPL	New	APPLE INC	$12,459,000	–	31,419	+100.0%	0.18%	–
C	New	CITIGROUP INCcall	$12,352,000	–	257,500	+100.0%	0.18%	–
HD	New	HOME DEPOT INCcall	$12,194,000	–	157,400	+100.0%	0.18%	–
ACC	New	AMERICAN CAMPUS COMMUNITIESreit	$11,902,000	–	292,700	+100.0%	0.18%	–
DRC	New	DRESSER-RAND GROUP INC	$11,805,000	–	196,821	+100.0%	0.17%	–
LEN	New	LENNAR CORP-A	$11,750,000	–	326,011	+100.0%	0.17%	–
INTC	New	INTEL CORPcall	$11,717,000	–	483,600	+100.0%	0.17%	–
MHGC	New	MORGANS HOTEL GROUP CO	$11,630,000	–	1,442,890	+100.0%	0.17%	–
PEP	New	PEPSICO INCput	$11,474,000	–	140,300	+100.0%	0.17%	–
CMCSA	New	COMCAST CORP-CLASS Acall	$11,197,000	–	268,200	+100.0%	0.16%	–
DIS	New	WALT DISNEY CO/THEcall	$11,127,000	–	176,200	+100.0%	0.16%	–
USB	New	US BANCORPcall	$11,164,000	–	308,800	+100.0%	0.16%	–
BRKB	New	BERKSHIRE HATHAWAY INC-CL Bput	$11,046,000	–	98,700	+100.0%	0.16%	–
BRKB	New	BERKSHIRE HATHAWAY INC-CL Bcall	$11,102,000	–	99,200	+100.0%	0.16%	–
CSCO	New	CISCO SYSTEMS INCput	$10,993,000	–	451,700	+100.0%	0.16%	–
MMC	New	MARSH &; MCLENNAN COS	$10,998,000	–	275,500	+100.0%	0.16%	–
QCOM	New	QUALCOMM INCcall	$10,935,000	–	179,000	+100.0%	0.16%	–
MAS	New	MASCO CORP	$10,958,000	–	562,300	+100.0%	0.16%	–
KBH	New	KB HOME	$10,921,000	–	556,300	+100.0%	0.16%	–
INTC	New	INTEL CORPput	$10,830,000	–	447,000	+100.0%	0.16%	–
	New	GENCORP INCdebt	$10,726,000	–	5,792,000	+100.0%	0.16%	–
BAC	New	BANK OF AMERICA CORPput	$10,579,000	–	822,600	+100.0%	0.16%	–
C	New	CITIGROUP INCput	$10,563,000	–	220,200	+100.0%	0.16%	–
CIE	New	COBALT INTERNATIONAL ENERGY	$10,392,000	–	391,128	+100.0%	0.15%	–
CHL	New	CHINA MOBILE LTD-SPON ADRput	$10,354,000	–	200,000	+100.0%	0.15%	–
CHL	New	CHINA MOBILE LTD-SPON ADRcall	$10,354,000	–	200,000	+100.0%	0.15%	–
DIS	New	WALT DISNEY CO/THEput	$10,282,000	–	162,800	+100.0%	0.15%	–
	New	COLONY FINANCIAL INCdebt	$10,217,000	–	10,000,000	+100.0%	0.15%	–
AMZN	New	AMAZON.COM INCcall	$9,996,000	–	36,000	+100.0%	0.15%	–
BZH	New	BEAZER HOMES USA INC	$9,713,000	–	554,415	+100.0%	0.14%	–
CMCSA	New	COMCAST CORP-CLASS Aput	$9,377,000	–	224,600	+100.0%	0.14%	–
ORCL	New	ORACLE CORPcall	$9,323,000	–	303,600	+100.0%	0.14%	–
HCOM	New	HAWAIIAN TELCOM HOLDCO INC	$9,082,000	–	361,003	+100.0%	0.13%	–
BNS	New	BANK OF NOVA SCOTIAput	$9,128,000	–	162,500	+100.0%	0.13%	–
HD	New	HOME DEPOT INCput	$8,995,000	–	116,100	+100.0%	0.13%	–
QCOM	New	QUALCOMM INCput	$8,914,000	–	145,900	+100.0%	0.13%	–
CNA	New	CNA FINANCIAL CORP	$8,921,000	–	273,473	+100.0%	0.13%	–
GTLS	New	CHART INDUSTRIES INC	$8,736,000	–	92,843	+100.0%	0.13%	–
HOSSQ	New	HORNBECK OFFSHORE SERVICES	$8,675,000	–	162,146	+100.0%	0.13%	–
XEC	New	CIMAREX ENERGY CO	$8,624,000	–	132,686	+100.0%	0.13%	–
AMZN	New	AMAZON.COM INCput	$8,580,000	–	30,900	+100.0%	0.13%	–
APA	New	APACHE CORP	$8,495,000	–	101,331	+100.0%	0.12%	–
MCD	New	MCDONALD'S CORPcall	$8,426,000	–	85,100	+100.0%	0.12%	–
WMT	New	WAL-MART STORES INCput	$8,417,000	–	113,000	+100.0%	0.12%	–
UTX	New	UNITED TECHNOLOGIES CORPcall	$8,150,000	–	87,700	+100.0%	0.12%	–
SPNV	New	SUPERIOR ENERGY SERVICES INC	$8,052,000	–	310,406	+100.0%	0.12%	–
PM	New	PHILIP MORRIS INTERNATIONALput	$7,873,000	–	90,900	+100.0%	0.12%	–
PGTI	New	PGT INC	$7,886,000	–	909,635	+100.0%	0.12%	–
PM	New	PHILIP MORRIS INTERNATIONALcall	$7,909,000	–	91,300	+100.0%	0.12%	–
MS	New	MORGAN STANLEYput	$7,719,000	–	316,000	+100.0%	0.11%	–
SLB	New	SCHLUMBERGER LTDcall	$7,652,000	–	106,800	+100.0%	0.11%	–
SLB	New	SCHLUMBERGER LTDput	$7,602,000	–	106,100	+100.0%	0.11%	–
ACT	New	ACTAVIS INC	$7,633,000	–	60,469	+100.0%	0.11%	–
ASIA	New	ASIAINFO-LINKAGE INC	$7,424,000	–	643,297	+100.0%	0.11%	–
MO	New	ALTRIA GROUP INCcall	$7,372,000	–	210,700	+100.0%	0.11%	–
EARN	New	ELLINGTON RESIDENTIAL MORTGAreit	$7,116,000	–	398,658	+100.0%	0.10%	–
AXP	New	AMERICAN EXPRESS COcall	$7,125,000	–	95,300	+100.0%	0.10%	–
AMGN	New	AMGEN INCcall	$7,094,000	–	71,900	+100.0%	0.10%	–
GS	New	GOLDMAN SACHS GROUP INCcall	$7,064,000	–	46,700	+100.0%	0.10%	–
SM	New	SM ENERGY CO	$7,063,000	–	117,757	+100.0%	0.10%	–
SLRC	New	SOLAR CAPITAL LTD	$6,970,000	–	301,879	+100.0%	0.10%	–
	New	ARES CAPITAL CORPdebt	$6,924,000	–	6,500,000	+100.0%	0.10%	–
AMGN	New	AMGEN INCput	$6,848,000	–	69,400	+100.0%	0.10%	–
MMM	New	3M COcall	$6,889,000	–	63,000	+100.0%	0.10%	–
HTWR	New	HEARTWARE INTERNATIONAL INC	$6,783,000	–	71,320	+100.0%	0.10%	–
ORCL	New	ORACLE CORPput	$6,772,000	–	220,500	+100.0%	0.10%	–
	New	SAFEGUARD SCIENTIFICS INdebt	$6,635,000	–	6,000,000	+100.0%	0.10%	–
CHU	New	CHINA UNICOM HONG KONG-ADRcall	$6,570,000	–	500,000	+100.0%	0.10%	–
HYG	New	ISHARES IBOXX HIGH YIELD CORetp	$6,622,000	–	72,860	+100.0%	0.10%	–
OII	New	OCEANEERING INTL INC	$6,377,000	–	88,315	+100.0%	0.09%	–
AXP	New	AMERICAN EXPRESS COput	$6,392,000	–	85,500	+100.0%	0.09%	–
GILD	New	GILEAD SCIENCES INCcall	$6,401,000	–	124,800	+100.0%	0.09%	–
KOS	New	KOSMOS ENERGY LTD	$6,393,000	–	629,213	+100.0%	0.09%	–
MEMS	New	MEMSIC INC	$6,334,000	–	1,544,914	+100.0%	0.09%	–
	New	CHEMED CORPdebt	$6,325,000	–	6,000,000	+100.0%	0.09%	–
UTX	New	UNITED TECHNOLOGIES CORPput	$6,263,000	–	67,400	+100.0%	0.09%	–
GILD	New	GILEAD SCIENCES INCput	$6,191,000	–	120,700	+100.0%	0.09%	–
VXX	New	IPATH S&;P 500 VIX S/T FU ETNetp	$6,214,000	–	300,000	+100.0%	0.09%	–
GLFMQ	New	GULFMARK OFFSHORE INC-CL A	$6,207,000	–	137,655	+100.0%	0.09%	–
HLS	New	HEALTHSOUTH CORP	$6,135,000	–	213,009	+100.0%	0.09%	–
MCD	New	MCDONALD'S CORPput	$6,109,000	–	61,700	+100.0%	0.09%	–
OXY	New	OCCIDENTAL PETROLEUM CORPcall	$6,132,000	–	68,700	+100.0%	0.09%	–
COG	New	CABOT OIL &; GAS CORP	$6,034,000	–	84,962	+100.0%	0.09%	–
COP	New	CONOCOPHILLIPScall	$5,931,000	–	98,000	+100.0%	0.09%	–
COP	New	CONOCOPHILLIPSput	$5,893,000	–	97,400	+100.0%	0.09%	–
ARCC	New	ARES CAPITAL CORP	$5,875,000	–	341,598	+100.0%	0.09%	–
MMM	New	3M COput	$5,839,000	–	53,400	+100.0%	0.09%	–
JADE	Buy	LJ INTERNATIONAL INC	$5,804,000	+87.8%	2,946,050	+81.1%	0.08%	-81.2%
SWN	New	SOUTHWESTERN ENERGY CO	$5,797,000	–	158,696	+100.0%	0.08%	–
ABBV	New	ABBVIE INCcall	$5,750,000	–	139,100	+100.0%	0.08%	–
OXY	New	OCCIDENTAL PETROLEUM CORPput	$5,676,000	–	63,600	+100.0%	0.08%	–
UNP	New	UNION PACIFIC CORPcall	$5,647,000	–	36,600	+100.0%	0.08%	–
UNP	New	UNION PACIFIC CORPput	$5,647,000	–	36,600	+100.0%	0.08%	–
CVS	New	CVS CAREMARK CORPcall	$5,598,000	–	97,900	+100.0%	0.08%	–
PFMT	New	PERFORMANT FINANCIAL CORP	$5,586,000	–	482,017	+100.0%	0.08%	–
PG	New	PROCTER &; GAMBLE CO/THE	$5,591,000	–	72,625	+100.0%	0.08%	–
CVS	New	CVS CAREMARK CORPput	$5,593,000	–	97,800	+100.0%	0.08%	–
GS	New	GOLDMAN SACHS GROUP INCput	$5,551,000	–	36,700	+100.0%	0.08%	–
KO	New	COCA-COLA CO/THE	$5,468,000	–	136,313	+100.0%	0.08%	–
WMT	New	WAL-MART STORES INC	$5,444,000	–	73,080	+100.0%	0.08%	–
YONG	Sell	YONGYE INTERNATIONAL INC	$5,437,000	-73.1%	1,016,095	-73.3%	0.08%	-97.3%
SPRD	New	SPREADTRUM COMMUNICATI-ADRadr	$5,349,000	–	203,773	+100.0%	0.08%	–
SGY	New	STONE ENERGY CORP	$5,242,000	–	237,966	+100.0%	0.08%	–
PM	New	PHILIP MORRIS INTERNATIONAL	$5,260,000	–	60,722	+100.0%	0.08%	–
TAM	New	TAMINCO CORP	$5,261,000	–	257,999	+100.0%	0.08%	–
QIWI	New	QIWI PLC-SPONSORED ADRadr	$5,068,000	–	218,411	+100.0%	0.08%	–
V	New	VISA INC-CLASS A SHAREScall	$5,098,000	–	27,900	+100.0%	0.08%	–
	New	MOLSON COORS BREWING COdebt	$5,031,000	–	5,000,000	+100.0%	0.07%	–
V	New	VISA INC-CLASS A SHARESput	$5,007,000	–	27,400	+100.0%	0.07%	–
	New	TRINA SOLAR LTDdebt	$4,945,000	–	5,000,000	+100.0%	0.07%	–
ORCL	New	ORACLE CORP	$4,954,000	–	161,302	+100.0%	0.07%	–
MLCO	New	MELCO CROWN ENTERTAINME-ADRcall	$4,856,000	–	217,000	+100.0%	0.07%	–
PTR	New	PETROCHINA CO LTD -ADRadr	$4,801,000	–	43,378	+100.0%	0.07%	–
WWAVB	New	WHITEWAVE FOODS CO-CL B	$4,844,000	–	318,615	+100.0%	0.07%	–
BIDU	New	BAIDU INC - SPON ADRadr	$4,730,000	–	50,000	+100.0%	0.07%	–
ABBV	New	ABBVIE INCput	$4,770,000	–	115,400	+100.0%	0.07%	–
EDU	New	NEW ORIENTAL EDUCATIO-SP ADRadr	$4,524,000	–	204,273	+100.0%	0.07%	–
GASS	New	STEALTHGAS INC	$4,387,000	–	398,810	+100.0%	0.06%	–
RNR	New	RENAISSANCERE HOLDINGS LTD	$4,337,000	–	49,974	+100.0%	0.06%	–
	New	XILINX INCdebt	$4,309,000	–	3,000,000	+100.0%	0.06%	–
MFA	New	MFA FINANCIAL INCreit	$4,243,000	–	502,136	+100.0%	0.06%	–
BGSC	New	BGS ACQUISITION CORP	$4,165,000	–	411,500	+100.0%	0.06%	–
	New	ALLEGHENY TECHNOLOGIESdebt	$4,137,000	–	4,000,000	+100.0%	0.06%	–
CLDT	New	CHATHAM LODGING TRUSTreit	$4,064,000	–	236,595	+100.0%	0.06%	–
BMY	New	BRISTOL-MYERS SQUIBB COcall	$3,978,000	–	89,000	+100.0%	0.06%	–
EBAY	New	EBAY INCcall	$3,967,000	–	76,700	+100.0%	0.06%	–
BMY	New	BRISTOL-MYERS SQUIBB COput	$3,951,000	–	88,400	+100.0%	0.06%	–
CTRX	New	CATAMARAN CORP	$3,846,000	–	78,893	+100.0%	0.06%	–
SNP	New	CHINA PETROLEUM &; CHEM-ADRadr	$3,890,000	–	42,513	+100.0%	0.06%	–
MO	New	ALTRIA GROUP INCput	$3,852,000	–	110,100	+100.0%	0.06%	–
CMCSA	New	COMCAST CORP-CLASS A	$3,901,000	–	93,443	+100.0%	0.06%	–
CISAA	New	CIS ACQUISITION LTD-CLASS A	$3,823,000	–	380,000	+100.0%	0.06%	–
SONY	New	SONY CORP-SPONSORED ADRadr	$3,721,000	–	175,640	+100.0%	0.06%	–
KEGXQ	New	KEY ENERGY SERVICES INC	$3,713,000	–	624,042	+100.0%	0.06%	–
QCOM	New	QUALCOMM INC	$3,755,000	–	61,462	+100.0%	0.06%	–
ESRX	New	EXPRESS SCRIPTS HOLDING CO	$3,696,000	–	59,867	+100.0%	0.05%	–
BIOAQ	New	BIOAMBER INC	$3,655,000	–	537,500	+100.0%	0.05%	–
GLD	New	SPDR GOLD TRUSTcall	$3,574,000	–	30,000	+100.0%	0.05%	–
USB	New	US BANCORPput	$3,591,000	–	99,300	+100.0%	0.05%	–
PGR	New	PROGRESSIVE CORP	$3,597,000	–	141,494	+100.0%	0.05%	–
BRSS	New	GLOBAL BRASS &; COPPER HOLDIN	$3,574,000	–	269,900	+100.0%	0.05%	–
GLD	New	SPDR GOLD TRUSTput	$3,574,000	–	30,000	+100.0%	0.05%	–
JACQ	New	COLLABRIUM JAPAN ACQUISITION	$3,536,000	–	350,011	+100.0%	0.05%	–
	New	OMNICOM GROUP INCdebt	$3,444,000	–	3,000,000	+100.0%	0.05%	–
DRQ	New	DRIL-QUIP INC	$3,483,000	–	38,573	+100.0%	0.05%	–
HYT	New	BLACKROCK CORPORATE HY FD VIfund	$3,462,000	–	289,026	+100.0%	0.05%	–
ITG	New	INVESTMENT TECHNOLOGY GROUPcall	$3,495,000	–	250,000	+100.0%	0.05%	–
MRO	New	MARATHON OIL CORP	$3,428,000	–	99,133	+100.0%	0.05%	–
SVA	New	SINOVAC BIOTECH LTD	$3,326,000	–	846,554	+100.0%	0.05%	–
EDU	New	NEW ORIENTAL EDUCATIO-SP ADRput	$3,323,000	–	150,000	+100.0%	0.05%	–
VZ	New	VERIZON COMMUNICATIONS INC	$3,351,000	–	66,571	+100.0%	0.05%	–
UNH	New	UNITEDHEALTH GROUP INCcall	$3,274,000	–	50,000	+100.0%	0.05%	–
UNH	New	UNITEDHEALTH GROUP INCput	$3,268,000	–	49,900	+100.0%	0.05%	–
AMGN	New	AMGEN INC	$3,247,000	–	32,908	+100.0%	0.05%	–
EBAY	New	EBAY INCput	$3,242,000	–	62,700	+100.0%	0.05%	–
MD	New	MEDNAX INC	$3,181,000	–	34,735	+100.0%	0.05%	–
MLCO	New	MELCO CROWN ENTERTAINME-ADRadr	$3,207,000	–	143,426	+100.0%	0.05%	–
IAC	New	IAC/INTERACTIVECORP	$3,225,000	–	67,780	+100.0%	0.05%	–
ARGO	New	ARGO GROUP INTERNATIONAL	$3,106,000	–	73,260	+100.0%	0.05%	–
ICON	New	ICONIX BRAND GROUP INC	$3,097,000	–	105,300	+100.0%	0.05%	–
MMS	New	MAXIMUS INC	$3,123,000	–	41,930	+100.0%	0.05%	–
EVAC	New	EDWARDS GROUP LTD-SPON ADRadr	$2,998,000	–	352,727	+100.0%	0.04%	–
FHY	New	FIRST TRUST STRAT HIGH INC 2fund	$2,961,000	–	188,042	+100.0%	0.04%	–
SSNC	New	SS&C TECHNOLOGIES HOLDINGS	$3,018,000	–	91,732	+100.0%	0.04%	–
PSEC	New	PROSPECT CAPITAL CORP	$2,970,000	–	274,978	+100.0%	0.04%	–
HIIQ	Buy	HEALTH INSURANCE INNOVATIO-A	$2,893,000	-4.1%	275,000	+37.5%	0.04%	-90.3%
RHT	New	RED HAT INC	$2,823,000	–	59,033	+100.0%	0.04%	–
CCG	New	CAMPUS CREST COMMUNITIES INCreit	$2,778,000	–	240,650	+100.0%	0.04%	–
HMSY	New	HMS HOLDINGS CORP	$2,785,000	–	119,556	+100.0%	0.04%	–
BA	New	BOEING CO/THEcall	$2,715,000	–	26,500	+100.0%	0.04%	–
HYI	New	WESTERN ASSET HIGH YIELD DEFfund	$2,639,000	–	149,290	+100.0%	0.04%	–
TTPH	New	TETRAPHASE PHARMACEUTICALS I	$2,557,000	–	363,667	+100.0%	0.04%	–
FSD	New	FIRST TRUST HIGH INCOME LONGfund	$2,596,000	–	147,826	+100.0%	0.04%	–
GOOGL	New	GOOGLE INC-CL A	$2,537,000	–	2,881	+100.0%	0.04%	–
CX	New	CEMEX SAB-SPONS ADR PART CERadr	$2,531,000	–	239,200	+100.0%	0.04%	–
UBNT	New	UBIQUITI NETWORKS INC	$2,520,000	–	143,698	+100.0%	0.04%	–
AQU		AQUASITION CORP	$2,469,000	+9.8%	249,900	0.0%	0.04%	-89.1%
HIO	New	WESTERN ASSET HIGH INCOME OPfund	$2,462,000	–	414,458	+100.0%	0.04%	–
INXB	New	INFINITY CROSS BORDER ACQUIS	$2,470,000	–	315,000	+100.0%	0.04%	–
SCR	New	SIMCERE PHARMACEUTICAL-ADRadr	$2,411,000	–	254,299	+100.0%	0.04%	–
FSC	New	FIFTH STREET FINANCE CORP	$2,399,000	–	229,569	+100.0%	0.04%	–
MRIN	New	MARIN SOFTWARE INC	$2,315,000	–	226,000	+100.0%	0.03%	–
HYV	New	BLACKROCK CORPORATE HY FD 5fund	$2,307,000	–	188,671	+100.0%	0.03%	–
MCD	New	MCDONALD'S CORP	$2,307,000	–	23,302	+100.0%	0.03%	–
EBAY	New	EBAY INC	$2,215,000	–	42,824	+100.0%	0.03%	–
XOM	New	EXXON MOBIL CORP	$2,231,000	–	24,688	+100.0%	0.03%	–
BA	New	BOEING CO/THEput	$2,234,000	–	21,800	+100.0%	0.03%	–
TWER	New	TOWERSTREAM CORP	$2,191,000	–	859,041	+100.0%	0.03%	–
PACT	New	PACTERA TECHNOLOGY-ADRadr	$2,192,000	–	324,612	+100.0%	0.03%	–
	New	ADVANCED MICRO DEVICESdebt	$2,069,000	–	2,030,000	+100.0%	0.03%	–
PBCT	New	PEOPLE'S UNITED FINANCIAL	$2,069,000	–	138,856	+100.0%	0.03%	–
DLLR	New	DFC GLOBAL CORP	$1,948,000	–	141,000	+100.0%	0.03%	–
EDG	New	EDGEN GROUP INC	$1,914,000	–	300,000	+100.0%	0.03%	–
AKS	New	AK STEEL HOLDING CORP	$1,802,000	–	592,600	+100.0%	0.03%	–
HASI	New	HANNON ARMSTRONG SUSTAINABLE	$1,782,000	–	150,000	+100.0%	0.03%	–
PSEM	New	PERICOM SEMICONDUCTOR CORP	$1,780,000	–	250,000	+100.0%	0.03%	–
NTAP	New	NETAPP INC	$1,696,000	–	44,884	+100.0%	0.02%	–
MDVN	New	MEDIVATION INC	$1,727,000	–	35,100	+100.0%	0.02%	–
LVS	New	LAS VEGAS SANDS CORP	$1,711,000	–	32,322	+100.0%	0.02%	–
CYNI	New	CYAN INC	$1,637,000	–	156,620	+100.0%	0.02%	–
	New	RITE AID CORPdebt	$1,632,000	–	1,150,000	+100.0%	0.02%	–
SAAS	New	INCONTACT INC	$1,627,000	–	197,921	+100.0%	0.02%	–
STJ	New	ST JUDE MEDICAL INC	$1,598,000	–	35,021	+100.0%	0.02%	–
V107SC	New	WELLPOINT INC	$1,621,000	–	19,798	+100.0%	0.02%	–
RY	New	ROYAL BANK OF CANADA	$1,554,000	–	25,361	+100.0%	0.02%	–
CIS	New	CAMELOT INFORMATION SYS-ADSadr	$1,585,000	–	910,973	+100.0%	0.02%	–
KWKAQ	New	QUICKSILVER RESOURCES INC	$1,532,000	–	911,657	+100.0%	0.02%	–
FFIV	New	F5 NETWORKS INC	$1,530,000	–	22,240	+100.0%	0.02%	–
ECTYQ	New	ECOTALITY INC (LEGENDED)	$1,550,000	–	1,000,000	+100.0%	0.02%	–
THOR	New	THORATEC CORP	$1,591,000	–	50,802	+100.0%	0.02%	–
HOLX	New	HOLOGIC INC	$1,531,000	–	79,356	+100.0%	0.02%	–
ATVI	New	ACTIVISION BLIZZARD INC	$1,497,000	–	105,000	+100.0%	0.02%	–
CACG	Sell	CHART ACQUISITION CORP	$1,494,000	+5.4%	148,400	-0.1%	0.02%	-89.4%
UPS	New	UNITED PARCEL SERVICE-CL Bcall	$1,436,000	–	16,600	+100.0%	0.02%	–
CTSH	New	COGNIZANT TECH SOLUTIONS-A	$1,459,000	–	23,286	+100.0%	0.02%	–
TTWO	New	TAKE-TWO INTERACTIVE SOFTWRE	$1,412,000	–	94,300	+100.0%	0.02%	–
OFS	New	OFS CAPITAL CORP	$1,358,000	–	114,098	+100.0%	0.02%	–
FSP	New	FRANKLIN STREET PROPERTIES Creit	$1,371,000	–	103,837	+100.0%	0.02%	–
TITN	New	TITAN MACHINERY INC	$1,364,000	–	69,500	+100.0%	0.02%	–
ZNGA	New	ZYNGA INC - CL A	$1,390,000	–	500,000	+100.0%	0.02%	–
GBX	New	GREENBRIER COMPANIES INC	$1,304,000	–	53,488	+100.0%	0.02%	–
NHS	New	NEUBERGER BERMAN HIGH YIELDfund	$1,289,000	–	100,567	+100.0%	0.02%	–
UIHC	New	UNITED INSURANCE HOLDINGS CO	$1,259,000	–	180,229	+100.0%	0.02%	–
BALT	New	BALTIC TRADING LTD	$1,205,000	–	325,000	+100.0%	0.02%	–
KNOP	New	KNOT OFFSHORE PARTNERS LP	$1,241,000	–	56,345	+100.0%	0.02%	–
AMBI	New	AMBIT BIOSCIENCES CORP	$1,219,000	–	174,100	+100.0%	0.02%	–
AIG	New	AMERICAN INTERNATIONAL GROUPcall	$1,202,000	–	26,900	+100.0%	0.02%	–
AIG	New	AMERICAN INTERNATIONAL GROUPput	$1,202,000	–	26,900	+100.0%	0.02%	–
NQ	New	NQ MOBILE INC - ADRadr	$1,178,000	–	145,853	+100.0%	0.02%	–
	New	INLAND REAL ESTATE CORPdebt	$1,148,000	–	1,059,000	+100.0%	0.02%	–
ANDA	New	ANDINA ACQUISITION CORP	$1,163,000	–	116,944	+100.0%	0.02%	–
CAT	New	CATERPILLAR INCcall	$1,130,000	–	13,700	+100.0%	0.02%	–
PHM	New	PULTEGROUP INC	$1,057,000	–	55,735	+100.0%	0.02%	–
BCOR	New	BLUCORA INC	$1,096,000	–	59,100	+100.0%	0.02%	–
WCG	New	WELLCARE HEALTH PLANS INC	$1,105,000	–	19,889	+100.0%	0.02%	–
BSFT	New	BROADSOFT INC	$1,099,000	–	39,843	+100.0%	0.02%	–
MSTX	Buy	MAST THERAPEUTICS INC	$1,106,000	+133.3%	2,578,486	+312.6%	0.02%	-76.8%
UPS	New	UNITED PARCEL SERVICE-CL Bput	$1,116,000	–	12,900	+100.0%	0.02%	–
MDT	New	MEDTRONIC INC	$1,023,000	–	19,882	+100.0%	0.02%	–
	New	MGIC INVESTMENT CORPdebt	$1,020,000	–	1,000,000	+100.0%	0.02%	–
GLPW	New	GLOBAL POWER EQUIPMENT GROUP	$985,000	–	61,139	+100.0%	0.02%	–
TMO	New	THERMO FISHER SCIENTIFIC INC	$1,044,000	–	12,339	+100.0%	0.02%	–
RAX	New	RACKSPACE HOSTING INC	$1,012,000	–	26,697	+100.0%	0.02%	–
MO	New	ALTRIA GROUP INC	$927,000	–	26,502	+100.0%	0.01%	–
PEP	New	PEPSICO INC	$960,000	–	11,734	+100.0%	0.01%	–
BKD	New	BROOKDALE SENIOR LIVING INC	$946,000	–	35,800	+100.0%	0.01%	–
BFAM	Sell	BRIGHT HORIZONS FAMILY SOLUT	$902,000	-82.2%	25,978	-82.7%	0.01%	-98.2%
BIOS	New	BIOSCRIP INC	$876,000	–	53,079	+100.0%	0.01%	–
INFA	New	INFORMATICA CORP	$810,000	–	23,162	+100.0%	0.01%	–
	New	SUNTECH POWER HLDGS COdebt	$795,000	–	3,000,000	+100.0%	0.01%	–
CTCT	New	CONSTANT CONTACT INC	$807,000	–	50,223	+100.0%	0.01%	–
CIEN	New	CIENA CORP	$841,000	–	43,296	+100.0%	0.01%	–
MHY	New	WESTERN ASSET MANAGED HIGH Yfund	$791,000	–	135,460	+100.0%	0.01%	–
MOSY	New	MOSYS INC	$834,000	–	207,349	+100.0%	0.01%	–
YGE	New	YINGLI GREEN ENERGY HOLD-ADRadr	$821,000	–	253,505	+100.0%	0.01%	–
TTMI	New	TTM TECHNOLOGIES	$776,000	–	92,464	+100.0%	0.01%	–
HYF	New	MANAGED HI YLD PLUS FUND INCfund	$734,000	–	366,765	+100.0%	0.01%	–
QIHU	New	QIHOO 360 TECHNOLOGY CO-ADRadr	$738,000	–	15,972	+100.0%	0.01%	–
GILD	New	GILEAD SCIENCES INC	$765,000	–	14,913	+100.0%	0.01%	–
ADSK	New	AUTODESK INC	$776,000	–	22,877	+100.0%	0.01%	–
HMSY	New	HMS HOLDINGS CORPcall	$699,000	–	30,000	+100.0%	0.01%	–
MSTR	New	MICROSTRATEGY INC-CL A	$662,000	–	7,614	+100.0%	0.01%	–
ISS	New	ISOFTSTONE HOLDINGS LTD-ADSadr	$684,000	–	132,500	+100.0%	0.01%	–
HMH	New	HELIOS MULTI-SECTOR HIGH INCfund	$600,000	–	105,025	+100.0%	0.01%	–
TAL	New	TAL EDUCATION GROUP- ADRadr	$578,000	–	55,200	+100.0%	0.01%	–
RESI	New	ALTISOURCE RESIDENTIAL CORP	$612,000	–	36,654	+100.0%	0.01%	–
FTNT	New	FORTINET INC	$606,000	–	34,636	+100.0%	0.01%	–
HAV	New	HELIOS ADVANTAGE INCOME FUNDfund	$645,000	–	77,625	+100.0%	0.01%	–
GA	New	GIANT INTERACTIVE GROUP-ADRadr	$599,000	–	74,790	+100.0%	0.01%	–
BAGL	New	EINSTEIN NOAH RESTAURANT GRO	$599,000	–	42,188	+100.0%	0.01%	–
TIBX	New	TIBCO SOFTWARE INC	$563,000	–	26,308	+100.0%	0.01%	–
QLIK	New	QLIK TECHNOLOGIES INC	$540,000	–	19,082	+100.0%	0.01%	–
RNE	New	MORGAN STANLEY EAST EUROPEfund	$536,000	–	33,139	+100.0%	0.01%	–
UHS	New	UNIVERSAL HEALTH SERVICES-B	$527,000	–	7,866	+100.0%	0.01%	–
	New	PROSPECT CAPITAL CORPdebt	$518,000	–	500,000	+100.0%	0.01%	–
HOGS	New	ZHONGPIN INCput	$571,000	–	42,500	+100.0%	0.01%	–
GAGA	New	LE GAGA HOLDINGS LTD-ADRadr	$528,000	–	142,950	+100.0%	0.01%	–
JASO	New	JA SOLAR HOLDINGS CO LTD-ADRadr	$533,000	–	74,000	+100.0%	0.01%	–
CAT	New	CATERPILLAR INCput	$495,000	–	6,000	+100.0%	0.01%	–
DNY	New	DENALI FUND/THEfund	$508,000	–	26,099	+100.0%	0.01%	–
RLI	New	RLI CORP	$495,000	–	6,472	+100.0%	0.01%	–
ESC	New	EMERITUS CORP	$452,000	–	19,474	+100.0%	0.01%	–
HIH	New	HELIOS HIGH INCOME FUND INCfund	$431,000	–	52,874	+100.0%	0.01%	–
SBGI	New	SINCLAIR BROADCAST GROUP -A	$433,000	–	14,747	+100.0%	0.01%	–
CYOU	New	CHANGYOU.COM LTD-ADRadr	$426,000	–	14,000	+100.0%	0.01%	–
SSRI	New	SILVER STANDARD RESOURCES	$380,000	–	60,000	+100.0%	0.01%	–
FUND	New	ROYCE FOCUS TRUST INCfund	$400,000	–	57,342	+100.0%	0.01%	–
AFHIF	New	ATLAS FINANCIAL HOLDINGS INC	$378,000	–	42,209	+100.0%	0.01%	–
UBPS	New	UNIVERSAL BUSINESS PAYMENT S	$334,000	–	111,234	+100.0%	0.01%	–
XUE	New	XUEDA EDUCATION GR-SPON ADRadr	$362,000	–	111,467	+100.0%	0.01%	–
TSL	New	TRINA SOLAR LTD-SPON ADRadr	$307,000	–	51,550	+100.0%	0.01%	–
NQS	New	NUVEEN SELECT QUALTY MUNI FDfund	$349,000	–	25,700	+100.0%	0.01%	–
HOV	New	HOVNANIAN ENTERPRISES-A	$321,000	–	57,220	+100.0%	0.01%	–
IQI	New	INVESCO QUALITY MUNI INC TRfund	$270,000	–	22,300	+100.0%	0.00%	–
MSFT	New	MICROSOFT CORP	$252,000	–	7,300	+100.0%	0.00%	–
COP	New	CONOCOPHILLIPS	$241,000	–	3,978	+100.0%	0.00%	–
AIRM	New	AIR METHODS CORP	$246,000	–	7,265	+100.0%	0.00%	–
BIOAWS	New	BIOAMBER INCwrt	$293,000	–	532,000	+100.0%	0.00%	–
SOHU	New	SOHU.COM INC	$246,000	–	4,000	+100.0%	0.00%	–
CISAW	New	CIS ACQUISITION LTD-CLASS Awrt	$225,000	–	774,600	+100.0%	0.00%	–
FPT	New	FEDERATED PREMIER INT MUNIfund	$174,000	–	13,345	+100.0%	0.00%	–
EOT	New	EATON VANCE NATIONAL MUNICIPfund	$197,000	–	10,000	+100.0%	0.00%	–
MGU	New	MACQUARIE GLOBAL INFR TOT RTfund	$231,000	–	11,302	+100.0%	0.00%	–
WX	New	WUXI PHARMATECH CAYMAN-ADRadr	$212,000	–	10,100	+100.0%	0.00%	–
CXH	New	MFS INVESTMENT GRADE MUNICIPfund	$194,000	–	20,800	+100.0%	0.00%	–
MUI	New	BLACKROCK MUNI INTERM DURATIfund	$234,000	–	15,884	+100.0%	0.00%	–
PRKR	New	PARKERVISION INC	$228,000	–	50,000	+100.0%	0.00%	–
INXBW	New	INFINITY CROSS BORDER ACQUISwrt	$199,000	–	315,000	+100.0%	0.00%	–
NMY	New	NUVEEN MD PREMIUM INC MUNIfund	$192,000	–	14,350	+100.0%	0.00%	–
NMA	New	NUVEEN MUNI ADVANTAGE FUNDfund	$186,000	–	13,800	+100.0%	0.00%	–
NQU	New	NUVEEN QUALITY INCOME MUNIfund	$228,000	–	16,900	+100.0%	0.00%	–
MNGLW	New	BLUE WOLF MONGOLIA HOLDINGSwrt	$146,000	–	581,400	+100.0%	0.00%	–
JACWF	New	COLLABRIUM JAPAN ACQUISITIONwrt	$109,000	–	350,000	+100.0%	0.00%	–
BGSCW	New	BGS ACQUISITION CORPwrt	$135,000	–	676,000	+100.0%	0.00%	–
PAQWF	New	PRIME ACQUISITION CORPwrt	$68,000	–	181,000	+100.0%	0.00%	–
PGRX	New	PROSPECT GLOBAL RESOURCES IN	$81,000	–	1,003,211	+100.0%	0.00%	–
AQUUW	Buy	AQUASITION CORPwrt	$62,000	+933.3%	256,600	+2.6%	0.00%	0.0%
CACGW	Sell	CHART ACQUISITION CORPwrt	$77,000	+18.5%	148,400	-0.1%	0.00%	-90.0%
CXDC	New	CHINA XD PLASTICS CO LTD	$53,000	–	13,000	+100.0%	0.00%	–
NMARW	New	NAUTILUS MARINE ACQUISITIONwrt	$55,000	–	696,915	+100.0%	0.00%	–
ARRWS	New	ARMOUR RESIDENTIAL REIT INCwrt	$50,000	–	5,036,672	+100.0%	0.00%	–
ANDAW	New	ANDINA ACQUISITION CORPwrt	$71,000	–	295,100	+100.0%	0.00%	–
CHCWS	New	CHINA HYDROELECTRIC CP-ADSwrt	$22,000	–	649,292	+100.0%	0.00%	–
CRMBW	New	CRUMBS BAKE SHOP INCwrt	$9,000	–	95,609	+100.0%	0.00%	–
RENWS	New	RESOLUTE ENERGY CORPwrt	$7,000	–	19,466	+100.0%	0.00%	–
MTCN	Exit	ARCELORMITTALdebt	$0	–	-120,000	-100.0%	-0.00%	–
TPH	Exit	TRI POINTE HOMES INC	$0	–	-30,264	-100.0%	-0.09%	–
	Exit	THERAVANCE INCdebt	$0	–	-4,297,000	-100.0%	-0.69%	–
ADY	Exit	FEIHI INTL INC	$0	–	-662,268	-100.0%	-0.70%	–
SSRX	Exit	3SBIA INCadr	$0	–	-968,051	-100.0%	-2.15%	–
FMCN	Exit	FOCUS MEDIA HOLDINGSadr	$0	–	-3,530,091	-100.0%	-13.28%	–
	Exit	STARWOOD PROPERTY TRUSTdebt	$0	–	-90,000,000	-100.0%	-14.50%	–
FMCN	Exit	FOCUS MEDIA HOLDINGSput	$0	–	-4,264,300	-100.0%	-16.74%	–
FMCN	Exit	FOCUS MEDIA HOLDINGScall	$0	–	-6,887,000	-100.0%	-27.03%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2013-08-13
View 13F-HR/A filed 2013-11-12
View 13F-HR/A filed 2014-05-14
View 13F-HR/A filed 2014-08-12

Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPDR S&P 500 ETF TRUST	20	Q3 2018	93.6%
VERIZON COMMUNICATIONS INC	18	Q3 2017	1.9%
COGNIZANT TECH SOLUTIONS-A	18	Q3 2017	1.2%
AUTODESK INC	18	Q3 2017	1.2%
REDWOOD TRUST INC	17	Q1 2017	9.7%
SAFEGUARD SCIENTIFICS INC	17	Q1 2018	6.8%
ANADARKO PETROLEUM CORP	17	Q2 2017	1.2%
HALLIBURTON CO	16	Q2 2017	0.8%
RED HAT INC	16	Q3 2017	1.2%
JUNIPER NETWORKS INC	16	Q2 2017	0.4%

View Pine River Capital Management L.P.'s complete holdings history.

Latest significant ownerships (13-D/G)

Pine River Capital Management L.P. Q2 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Delta Technology Holdings Ltd^{Sold out}	February 09, 2018	0	0.0%
GSV Capital Corp.	February 09, 2018	97,281	0.4%
Invesco Mortgage Capital Inc.^{Sold out}	February 09, 2018	0	0.0%
JAKKS PACIFIC INC^{Sold out}	February 09, 2018	0	0.0%
Jones Energy, Inc.^{Sold out}	February 09, 2018	0	0.0%
Midstates Petroleum Company, Inc.^{Sold out}	February 09, 2018	0	0.0%
AMERICAN CAPITAL, LTD^{Sold out}	February 07, 2017	0	0.0%
MTGE Investment Corp.^{Sold out}	February 07, 2017	0	0.0%
RAIT Financial Trust^{Sold out}	February 07, 2017	0	0.0%
REDWOOD TRUST INC^{Sold out}	February 07, 2017	0	0.0%

View Pine River Capital Management L.P.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2018-11-13
13F-HR	2018-08-14
13F-HR	2018-05-14
13F-HR/A	2018-02-14
13F-HR/A	2018-02-14
13F-HR	2018-02-14
SC 13G/A	2018-02-09
SC 13G/A	2018-02-09
SC 13G/A	2018-02-09
SC 13G/A	2018-02-09

View Pine River Capital Management L.P.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported has been amended

Export Pine River Capital Management L.P.'s holdings