$663 Million is the total value of BASSO CAPITAL MANAGEMENT, L.P.'s 155 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 60.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | TAKE-TWO INTERACTIVE SOFTWARnote 1.000% 7/0 | $40,508,000 | -4.0% | 17,718,000 | -11.9% | 6.11% | -1.8% | |
| Sell | VERISIGN INCsdcv 3.250% 8/1 | $33,766,000 | -23.1% | 15,180,000 | -21.0% | 5.09% | -21.3% | |
| Sell | PRICELINE GRP INCnote 1.000% 3/1 | $29,663,000 | -7.4% | 18,848,000 | -6.9% | 4.47% | -5.3% | |
| Sell | SALESFORCE COM INCnote 0.250% 4/0 | $17,007,000 | -18.3% | 14,645,000 | -16.1% | 2.56% | -16.4% | |
| Sell | DHT HOLDINGS INCdebt 4.500%10/0 | $14,221,000 | -31.5% | 15,500,000 | -32.0% | 2.14% | -29.9% | |
| Sell | MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1 | $9,770,000 | -73.1% | 3,637,000 | -74.1% | 1.47% | -72.5% | |
| Sell | INTEL CORPsdcv 3.250% 8/0 | $9,456,000 | -4.3% | 5,360,000 | -0.7% | 1.43% | -2.1% | |
| Sell | COLONY CAP INCnote 3.875% 1/1 | $7,691,000 | -5.2% | 7,700,000 | -7.8% | 1.16% | -3.0% | |
| Sell | CARRIAGE SVCS INCnote 2.750% 3/1 | $6,738,000 | -4.4% | 5,000,000 | -16.7% | 1.02% | -2.2% | |
| Sell | TWITTER INCnote 0.250% 9/1 | $6,395,000 | -24.8% | 6,840,000 | -23.2% | 0.96% | -23.0% | |
| Sell | CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $4,653,000 | +3.0% | 4,150,000 | -7.2% | 0.70% | +5.4% | |
| Sell | PHOTRONICS INCnote 3.250% 4/0 | $4,341,000 | -22.5% | 3,440,000 | -26.7% | 0.66% | -20.6% | |
| Sell | NUANCE COMMUNICATIONS INCnote 2.750%11/0 | $4,025,000 | -19.9% | 4,000,000 | -20.0% | 0.61% | -18.1% | |
| Sell | PATTERN ENERGY GROUP INCnote 4.000% 7/1 | $3,050,000 | -65.2% | 3,142,000 | -64.0% | 0.46% | -64.4% | |
| XLF | Sell | SELECT SECTOR SPDR TRput | $2,325,000 | -19.7% | 100,000 | -33.3% | 0.35% | -17.8% |
| Sell | FLUIDIGM CORP DELnote 2.750% 2/0 | $2,325,000 | +10.6% | 3,370,000 | -1.5% | 0.35% | +13.2% | |
| Sell | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $1,894,000 | -57.2% | 2,682,000 | -65.5% | 0.29% | -56.2% | |
| Sell | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $1,555,000 | -13.0% | 1,490,000 | -14.4% | 0.24% | -10.6% | |
| Sell | GLOBAL EAGLE ENTMT INCnote 2.750% 2/1 | $1,361,000 | -30.7% | 1,750,000 | -26.6% | 0.20% | -29.3% | |
| SCACU | Sell | SABAN CAP ACQUISITION CORPunit 99/99/9999 | $1,281,000 | +2.4% | 123,569 | -0.4% | 0.19% | +4.9% |
| ELECU | Sell | ELECTRUM SPL ACQUISITION CORunit 99/99/9999 | $1,265,000 | -23.4% | 124,900 | -24.3% | 0.19% | -21.7% |
| CENTA | Sell | CENTRAL GARDEN & PET COcl a non-vtg | $494,000 | +23.8% | 16,000 | -0.6% | 0.08% | +27.1% |
| GLNG | Sell | GOLAR LNG LTD BERMUDAput | $459,000 | -89.5% | 20,000 | -90.3% | 0.07% | -89.3% |
| Sell | SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $358,000 | -82.4% | 345,000 | -81.3% | 0.05% | -82.0% | |
| CLACU | Sell | CAPITOL ACQUISITION CORP IIIunit 99/99/9999 | $309,000 | -38.6% | 30,000 | -40.0% | 0.05% | -36.5% |
| CPAA | Sell | CONYERS PK ACQUISITION | $183,000 | -20.4% | 17,950 | -22.0% | 0.03% | -17.6% |
| GCVRZ | Sell | SANOFIright 12/31/2020 | $57,000 | +21.3% | 150,000 | -14.3% | 0.01% | +28.6% |
| BACWSB | Sell | BANK AMER CORP*w exp 10/28/201 | $48,000 | +433.3% | 50,000 | -45.4% | 0.01% | +600.0% |
| GPACW | Exit | GLOBAL PARTNER ACQUISITION C*w exp 07/01/202 | $0 | – | -10,000 | -100.0% | 0.00% | – |
| PACEW | Sell | PACE HLDGS CORP*w exp 99/99/999 | $1,000 | -83.3% | 2,190 | -83.4% | 0.00% | -100.0% |
| WYIGW | Sell | JM GLOBAL HLDG CO*w exp 07/29/201 | $1,000 | 0.0% | 4,200 | -28.8% | 0.00% | – |
| ARWAW | Exit | AROWANA INC*w exp 04/29/202 | $0 | – | -19,950 | -100.0% | 0.00% | – |
| AUMAW | Exit | AR CAP ACQUISITION CORP*w exp 10/06/201 | $0 | – | -20,400 | -100.0% | 0.00% | – |
| HDRAW | Exit | HYDRA INDS ACQUISITION CORP*w exp 10/20/202 | $0 | – | -3,248 | -100.0% | 0.00% | – |
| TRTLW | Exit | TERRAPIN 3 ACQUISITION CORP*w exp 06/27/201 | $0 | – | -3,530 | -100.0% | 0.00% | – |
| GRSHW | Exit | GORES HLDGS INC*w exp 08/13/202 | $0 | – | -4,857 | -100.0% | -0.00% | – |
| QPACW | Exit | QUINPARIO ACQUISITION CORP 2*w exp 01/01/202 | $0 | – | -24,197 | -100.0% | -0.00% | – |
| ARWAR | Exit | AROWANA INCright 01/01/2017 | $0 | – | -30,000 | -100.0% | -0.00% | – |
| HDRAR | Exit | HYDRA INDS ACQUISITION CORPright 99/99/9999 | $0 | – | -125,000 | -100.0% | -0.01% | – |
| GRSH | Exit | GORES HLDGS INCcl a | $0 | – | -11,845 | -100.0% | -0.02% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -200 | -100.0% | -0.02% | – |
| DISCK | Exit | DISCOVERY COMMUNICATNS NEW | $0 | – | -7,300 | -100.0% | -0.03% | – |
| KN | Exit | KNOWLES CORP | $0 | – | -15,190 | -100.0% | -0.03% | – |
| HOSSQ | Exit | HORNBECK OFFSHORE SVCS INC Nput | $0 | – | -50,000 | -100.0% | -0.04% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLC | $0 | – | -9,400 | -100.0% | -0.05% | – |
| BBL | Exit | BHP BILLITON PLCsponsored adr | $0 | – | -15,900 | -100.0% | -0.07% | – |
| GNCIQ | Exit | GNC HLDGS INCput | $0 | – | -25,000 | -100.0% | -0.08% | – |
| FULL | Exit | FULL CIRCLE CAP CORP | $0 | – | -195,438 | -100.0% | -0.08% | – |
| NWSA | Exit | NEWS CORP NEWcl a | $0 | – | -38,600 | -100.0% | -0.08% | – |
| GPIAU | Exit | GP INVTS ACQUISITION CORunit 99/99/9999 | $0 | – | -60,000 | -100.0% | -0.09% | – |
| DYN | Exit | DYNEGY INC NEW DELput | $0 | – | -50,000 | -100.0% | -0.09% | – |
| PBR | Exit | PETROLEO BRASILEIRO SA PETROsponsored adr | $0 | – | -68,200 | -100.0% | -0.09% | – |
| HDRAU | Exit | HYDRA INDS ACQUISITION CORPunit 10/20/2021 | $0 | – | -75,000 | -100.0% | -0.12% | – |
| AAPC | Exit | ATLANTIC ALLIANCE PARTNER CO | $0 | – | -103,408 | -100.0% | -0.16% | – |
| PEGI | Exit | PATTERN ENERGY GROUP INCput | $0 | – | -50,000 | -100.0% | -0.17% | – |
| ARWAU | Exit | AROWANA INCunit 99/99/9999 | $0 | – | -125,000 | -100.0% | -0.19% | – |
| DB | Exit | DEUTSCHE BANK AGcall | $0 | – | -100,000 | -100.0% | -0.19% | – |
| ARWA | Exit | AROWANA INC | $0 | – | -135,100 | -100.0% | -0.20% | – |
| CORR | Exit | CORENERGY INFRASTRUCTURE TRput | $0 | – | -50,000 | -100.0% | -0.22% | – |
| EACQU | Exit | EASTERLY ACQUISITION CORPunit 99/99/9999 | $0 | – | -151,000 | -100.0% | -0.23% | – |
| AUMAU | Exit | AR CAP ACQUISITION CORPunit 10/06/2019 | $0 | – | -155,454 | -100.0% | -0.23% | – |
| GRSHU | Exit | GORES HLDGS INCunit 99/99/9999 | $0 | – | -140,052 | -100.0% | -0.24% | – |
| TRTL | Exit | TERRAPIN 3 ACQUISITION CORP | $0 | – | -173,262 | -100.0% | -0.25% | – |
| HLS | Exit | HEALTHSOUTH CORPcall | $0 | – | -50,000 | -100.0% | -0.30% | – |
| HDRA | Exit | HYDRA INDS ACQUISITION CORP | $0 | – | -227,000 | -100.0% | -0.33% | – |
| AUMA | Exit | AR CAP ACQUISITION CORP | $0 | – | -228,078 | -100.0% | -0.34% | – |
| Exit | INSULET CORPnote 2.000% 6/1 | $0 | – | -2,500,000 | -100.0% | -0.40% | – | |
| Exit | TRINA SOLAR LIMITEDnote 4.000%10/1 | $0 | – | -3,000,000 | -100.0% | -0.41% | – | |
| Exit | ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $0 | – | -5,400,000 | -100.0% | -0.86% | – | |
| DYNC | Exit | DYNEGY INC NEW DELunit 07/01/20191 | $0 | – | -88,536 | -100.0% | -1.08% | – |
| Exit | WEBMD HEALTH CORPnote 2.500% 1/3 | $0 | – | -7,290,000 | -100.0% | -1.12% | – | |
| Exit | LINKEDIN CORPnote 0.500%11/0 | $0 | – | -16,950,000 | -100.0% | -2.48% | – | |
| Exit | NVIDIA CORPnote 1.000%12/0 | $0 | – | -5,030,000 | -100.0% | -2.52% | – | |
| Exit | SINA CORPnote 1.000%12/0 | $0 | – | -20,503,000 | -100.0% | -3.02% | – | |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -150,000 | -100.0% | -4.78% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-13
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ZIONS BANCORPORATION | 18 | Q3 2017 | 0.1% |
| SANOFI RIGHT 12/31/2020 | 18 | Q3 2017 | 0.0% |
| CITIGROUP INC | 18 | Q4 2017 | 0.0% |
| BANK OF AMERICA CORPORATION | 17 | Q3 2017 | 0.0% |
| SPDR S&P 500 ETF TRUST | 16 | Q3 2023 | 26.0% |
| MOLINA HEALTHCARE INC | 16 | Q1 2018 | 4.2% |
| NATIONAL HEALTH INVS INC | 16 | Q1 2018 | 1.8% |
| MICROCHIP TECHNOLOGY INC | 15 | Q4 2016 | 8.1% |
| J2 GLOBAL INC | 15 | Q2 2018 | 2.3% |
| VECTOR GROUP LTD | 15 | Q2 2018 | 1.7% |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Compass Digital Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| EdtechX Holdings Acquisition Corp. IISold out | February 10, 2023 | 0 | 0.0% |
| Eve Holding, Inc.Sold out | February 10, 2023 | 0 | 0.0% |
| FoxWayne Enterprises Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| Tastemaker Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| ACKRELL SPAC Partners I Co. | February 11, 2022 | 994,246 | 5.5% |
| AGBA Acquisition Ltd | February 11, 2022 | 83,878 | 1.7% |
| Airspan Networks Holdings Inc.Sold out | February 11, 2022 | 0 | 0.0% |
| Benessere Capital Acquisition Corp.Sold out | February 11, 2022 | 0 | 0.0% |
| Dune Acquisition Corp | February 11, 2022 | 222,524 | 1.3% |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.