$663 Million is the total value of BASSO CAPITAL MANAGEMENT, L.P.'s 155 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $20,000,000 | – | 19,900,000 | +100.0% | 3.02% | – | |
| New | ARES CAP CORPnote 4.750% 1/1 | $15,517,000 | – | 15,148,000 | +100.0% | 2.34% | – | |
| New | HEALTHSOUTH CORPdebt 2.000%12/0 | $9,535,000 | – | 8,076,000 | +100.0% | 1.44% | – | |
| New | CITRIX SYS INCnote 0.500% 4/1 | $8,853,000 | – | 7,665,000 | +100.0% | 1.34% | – | |
| GLD | New | SPDR GOLD TRUSTput | $8,221,000 | – | 75,000 | +100.0% | 1.24% | – |
| HNTUF | New | HUNTER MARITIME ACQUISITIONunit 99/99/9999 | $7,105,000 | – | 700,000 | +100.0% | 1.07% | – |
| New | CARDTRONICS INCnote 1.000%12/0 | $6,651,000 | – | 5,660,000 | +100.0% | 1.00% | – | |
| New | CIENA CORPdebt 4.000%12/1 | $6,038,000 | – | 4,305,000 | +100.0% | 0.91% | – | |
| GTYHU | New | GTY TECHNOLOGY HOLDINGS INCunit 99/99/9999 | $5,851,000 | – | 557,200 | +100.0% | 0.88% | – |
| New | INTERDIGITAL INCnote 1.500% 3/0 | $4,456,000 | – | 3,290,000 | +100.0% | 0.67% | – | |
| New | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $4,294,000 | – | 4,410,000 | +100.0% | 0.65% | – | |
| New | DEPOMED INCnote 2.500% 9/0 | $4,039,000 | – | 3,530,000 | +100.0% | 0.61% | – | |
| New | BLACKSTONE MTG TR INCnote 5.250%12/0 | $3,254,000 | – | 2,920,000 | +100.0% | 0.49% | – | |
| New | SUNPOWER CORPdbcv 4.000% 1/1 | $2,478,000 | – | 3,500,000 | +100.0% | 0.37% | – | |
| New | ICONIX BRAND GROUP INCnote 1.500% 3/1 | $2,309,000 | – | 2,500,000 | +100.0% | 0.35% | – | |
| New | BROADSOFT INCnote 1.000% 9/0 | $2,118,000 | – | 1,750,000 | +100.0% | 0.32% | – | |
| New | TOLL BROS FIN CORPnote 0.500% 9/1 | $1,967,000 | – | 2,000,000 | +100.0% | 0.30% | – | |
| FTR | New | FRONTIER COMMUNICATIONS CORPcall | $1,690,000 | – | 500,000 | +100.0% | 0.26% | – |
| ON | New | ON SEMICONDUCTOR CORP | $1,384,000 | – | 108,460 | +100.0% | 0.21% | – |
| TRN | New | TRINITY INDS INCcall | $1,388,000 | – | 50,000 | +100.0% | 0.21% | – |
| SM | New | SM ENERGY CO | $1,358,000 | – | 39,400 | +100.0% | 0.20% | – |
| New | MERITAGE HOMES CORPnote 1.875% 9/1 | $1,239,000 | – | 1,245,000 | +100.0% | 0.19% | – | |
| DHT | New | DHT HOLDINGS INC | $769,000 | – | 185,600 | +100.0% | 0.12% | – |
| AXAR | New | AXAR ACQUISITION CORP | $739,000 | – | 75,000 | +100.0% | 0.11% | – |
| AKAM | New | AKAMAI TECHNOLOGIES INC | $727,000 | – | 10,900 | +100.0% | 0.11% | – |
| LYV | New | LIVE NATION ENTERTAINMENT IN | $604,000 | – | 22,700 | +100.0% | 0.09% | – |
| STNG | New | SCORPIO TANKERS INCput | $566,000 | – | 125,000 | +100.0% | 0.08% | – |
| SNCR | New | SYNCHRONOSS TECHNOLOGIES INC | $559,000 | – | 14,600 | +100.0% | 0.08% | – |
| MDRX | New | ALLSCRIPTS HEALTHCARE SOLUTNcall | $511,000 | – | 50,000 | +100.0% | 0.08% | – |
| GECC | New | GREAT ELM CAP CORP | $506,000 | – | 43,367 | +100.0% | 0.08% | – |
| BGC | New | GENERAL CABLE CORP DEL NEWput | $476,000 | – | 25,000 | +100.0% | 0.07% | – |
| SPWR | New | SUNPOWER CORPput | $331,000 | – | 50,000 | +100.0% | 0.05% | – |
| OFG | New | OFG BANCORPput | $328,000 | – | 25,000 | +100.0% | 0.05% | – |
| STNG | New | SCORPIO TANKERS INCcall | $235,000 | – | 51,800 | +100.0% | 0.04% | – |
| KND | New | KINDRED HEALTHCARE INCcall | $196,000 | – | 25,000 | +100.0% | 0.03% | – |
| SRC | New | SPIRIT RLTY CAP INC NEW | $118,000 | – | 10,843 | +100.0% | 0.02% | – |
| VVPR | New | VIVOPOWER INTERNATIONAL PLC | $115,000 | – | 20,997 | +100.0% | 0.02% | – |
| INSE | New | INSPIRED ENTMT INC | $85,000 | – | 10,000 | +100.0% | 0.01% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INC | $71,000 | – | 1,100 | +100.0% | 0.01% | – |
| GTYH | New | GTY TECHNOLOGY HOLDINGS INCcl a | $72,000 | – | 6,691 | +100.0% | 0.01% | – |
| INSEW | New | INSPIRED ENTMT INC*w exp 10/20/202 | $41,000 | – | 57,900 | +100.0% | 0.01% | – |
| STLR | New | STELLAR ACQUISITION III INC | $30,000 | – | 3,018 | +100.0% | 0.01% | – |
| GXPPRBCL | New | GREAT PLAINS ENERGY INC | $32,000 | – | 641 | +100.0% | 0.01% | – |
| FOLD | New | AMICUS THERAPEUTICS INCput | $9,000 | – | 1,800 | +100.0% | 0.00% | – |
| AXARW | New | AXAR ACQUISITION CORP*w exp 12/31/202 | $7,000 | – | 98,127 | +100.0% | 0.00% | – |
| CLACW | New | CAPITOL ACQUISITION CORP III*w exp 10/13/202 | $4,000 | – | 5,000 | +100.0% | 0.00% | – |
| GTYHW | New | GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999 | $3,000 | – | 3,333 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-13
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ZIONS BANCORPORATION | 18 | Q3 2017 | 0.1% |
| SANOFI RIGHT 12/31/2020 | 18 | Q3 2017 | 0.0% |
| CITIGROUP INC | 18 | Q4 2017 | 0.0% |
| BANK OF AMERICA CORPORATION | 17 | Q3 2017 | 0.0% |
| SPDR S&P 500 ETF TRUST | 16 | Q3 2023 | 26.0% |
| MOLINA HEALTHCARE INC | 16 | Q1 2018 | 4.2% |
| NATIONAL HEALTH INVS INC | 16 | Q1 2018 | 1.8% |
| MICROCHIP TECHNOLOGY INC | 15 | Q4 2016 | 8.1% |
| J2 GLOBAL INC | 15 | Q2 2018 | 2.3% |
| VECTOR GROUP LTD | 15 | Q2 2018 | 1.7% |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Compass Digital Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| EdtechX Holdings Acquisition Corp. IISold out | February 10, 2023 | 0 | 0.0% |
| Eve Holding, Inc.Sold out | February 10, 2023 | 0 | 0.0% |
| FoxWayne Enterprises Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| Tastemaker Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| ACKRELL SPAC Partners I Co. | February 11, 2022 | 994,246 | 5.5% |
| AGBA Acquisition Ltd | February 11, 2022 | 83,878 | 1.7% |
| Airspan Networks Holdings Inc.Sold out | February 11, 2022 | 0 | 0.0% |
| Benessere Capital Acquisition Corp.Sold out | February 11, 2022 | 0 | 0.0% |
| Dune Acquisition Corp | February 11, 2022 | 222,524 | 1.3% |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.