$652 Million is the total value of BASSO CAPITAL MANAGEMENT, L.P.'s 115 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 145.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | UNITED THERAPEUTICS CORP DELnote 1.000% 9/1 | $53,097,000 | +222.7% | 19,725,000 | +126.1% | 8.14% | +197.2% | |
| Buy | MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1 | $50,893,000 | +4.7% | 27,421,000 | +7.9% | 7.80% | -3.6% | |
| Buy | TELEFLEX INCnote 3.875% 8/0 | $39,095,000 | +27.3% | 22,541,000 | +28.8% | 5.99% | +17.3% | |
| Buy | ILLUMINA INCnote 0.250% 3/1 | $22,213,000 | -2.4% | 11,200,000 | +6.0% | 3.40% | -10.1% | |
| Buy | JARDEN CORPnote 1.875% 9/1 | $20,180,000 | +46.0% | 14,750,000 | +47.5% | 3.09% | +34.5% | |
| New | ICONIX BRAND GROUP INCote 1.500% 3/1 | $19,983,000 | – | 15,650,000 | +100.0% | 3.06% | – | |
| New | SALIX PHARMACEUTICALS INCnote 1.500% 3/1 | $19,782,000 | – | 8,187,000 | +100.0% | 3.03% | – | |
| Buy | MOLINA HEALTHCARE INCnote 1.125% 1/1 | $15,291,000 | +28.7% | 13,000,000 | +36.8% | 2.34% | +18.5% | |
| Buy | JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $12,045,000 | +8.0% | 5,550,000 | +11.0% | 1.85% | -0.5% | |
| New | CONCUR TECHNOLOGIES INCnote 0.500% 6/1 | $11,729,000 | – | 9,000,000 | +100.0% | 1.80% | – | |
| New | WELLPOINT INCnote 2.750%10/1 | $11,603,000 | – | 7,000,000 | +100.0% | 1.78% | – | |
| Buy | RAIT FINANCIAL TRUSTnote 4.000%10/0 | $10,810,000 | +5.5% | 11,500,000 | +9.5% | 1.66% | -2.9% | |
| Buy | PDL BIOPHARMA INCnote 4.000% 2/0 | $10,671,000 | +86.4% | 11,001,000 | +117.8% | 1.64% | +71.7% | |
| New | ELECTRONIC ARTS INCnote 0.750% 7/1 | $10,452,000 | – | 8,500,000 | +100.0% | 1.60% | – | |
| Buy | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $9,130,000 | +8.4% | 9,400,000 | +11.9% | 1.40% | -0.2% | |
| Buy | SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $8,762,000 | +24.2% | 9,060,000 | +28.3% | 1.34% | +14.4% | |
| Buy | ALTRA INDL MOTION CORPnote 2.750% 3/0 | $7,411,000 | -1.1% | 6,138,000 | +18.4% | 1.14% | -8.9% | |
| New | PRICELINE GRP INC Debt 1.000% 3/1 | $7,396,000 | – | 5,500,000 | +100.0% | 1.13% | – | |
| Buy | WRIGHT MED GROUP INCnote 2.000% 8/1 | $7,098,000 | +29.2% | 5,312,000 | +32.8% | 1.09% | +18.9% | |
| HCN | New | HEALTH CARE REIT INCput | $6,237,000 | – | 100,000 | +100.0% | 0.96% | – |
| New | SPANSION LLCote 2.000% 9/0 | $5,360,000 | – | 3,055,000 | +100.0% | 0.82% | – | |
| AMSGP | New | AMSURG CORPpfd cnv sr a-1 % | $5,238,000 | – | 49,167 | +100.0% | 0.80% | – |
| New | ACORDA THERAPEUTICS INCote 1.750% 6/1 | $5,150,000 | – | 5,000,000 | +100.0% | 0.79% | – | |
| Buy | AFFYMETRIX INCnote 4.000% 7/0 | $5,107,000 | +52.6% | 3,335,000 | +66.8% | 0.78% | +40.6% | |
| New | FXCM INCote 2.250% 6/1 | $5,001,000 | – | 4,800,000 | +100.0% | 0.77% | – | |
| New | CALLAWAY GOLF COnote 3.750% 8/1 | $4,495,000 | – | 4,000,000 | +100.0% | 0.69% | – | |
| Buy | MGM RESORTS INTERNATIONALnote 4.250% 4/1 | $3,795,000 | +28.9% | 3,000,000 | +50.0% | 0.58% | +18.8% | |
| AAPRB | New | ALCOA INC DEP | $3,593,000 | – | 72,000 | +100.0% | 0.55% | – |
| New | COLONY FINL INCnote 3.875% 1/1 | $3,454,000 | – | 3,500,000 | +100.0% | 0.53% | – | |
| New | VOLCANO CORPORATIONnote 1.750%12/0 | $3,440,000 | – | 4,000,000 | +100.0% | 0.53% | – | |
| SRC | Buy | SPIRIT RLTY CAP INC NEWput | $3,320,000 | +91.5% | 302,600 | +98.3% | 0.51% | +76.1% |
| New | AUXILIUM PHARMACEUTICALS INCnote 1.500% 7/1 | $3,297,000 | – | 2,500,000 | +100.0% | 0.50% | – | |
| New | TESARO INCote 3.000%10/0 | $2,597,000 | – | 2,500,000 | +100.0% | 0.40% | – | |
| TACO | Buy | LEVY ACQUISITION CORP | $2,164,000 | +1.4% | 221,977 | +1.3% | 0.33% | -6.5% |
| New | MOLINA HEALTHCARE INCbcv 1.625% 8/1 | $2,000,000 | – | 2,000,000 | +100.0% | 0.31% | – | |
| GGACU | New | GARNERO GROUP ACQUISITION COunit 99/99/9999 | $2,000,000 | – | 200,000 | +100.0% | 0.31% | – |
| HCAC | Buy | HENNESSY CAP ACQUISITION COR | $1,976,000 | +1937.1% | 200,000 | +1900.0% | 0.30% | +1793.8% |
| RPTPRD | Buy | RAMCO-GERSHENSON PPTYS TRperp pfd-d cv | $1,905,000 | +44.1% | 31,518 | +46.5% | 0.29% | +32.7% |
| QTET | Buy | QUARTET MERGER CORP | $1,757,000 | -4.4% | 183,400 | +0.6% | 0.27% | -12.1% |
| MWRX | Buy | MERGEWORTHRX CORP | $1,693,000 | +1.0% | 205,727 | +1.0% | 0.26% | -7.2% |
| EPR | Buy | EPR PPTYS COMsh ben int | $1,686,000 | +4.5% | 33,269 | +15.2% | 0.26% | -3.7% |
| POST | New | POST HLDGS INCput | $1,659,000 | – | 50,000 | +100.0% | 0.25% | – |
| TRTLU | New | TERRAPIN 3 ACQUISITION CORPunit 06/27/2019 | $1,057,000 | – | 105,501 | +100.0% | 0.16% | – |
| PANW | New | PALO ALTO NETWORKS INC | $1,030,000 | – | 10,500 | +100.0% | 0.16% | – |
| TFSCU | New | 1347 CAPcorp unit 99/99/9999 | $1,010,000 | – | 100,000 | +100.0% | 0.16% | – |
| CSOD | New | CORNERSTONE ONDEMAND INC | $957,000 | – | 27,800 | +100.0% | 0.15% | – |
| UVV | Buy | UNIVERSAL CORP VA | $931,000 | +10.6% | 20,967 | +37.8% | 0.14% | +2.1% |
| PDLI | New | PDL BIOPHARMA INCput | $747,000 | – | 100,000 | +100.0% | 0.11% | – |
| CTXS | New | CITRIX SYS INC | $571,000 | – | 8,000 | +100.0% | 0.09% | – |
| JBLU | New | JETBLUE AIRWAYS CORPput | $531,000 | – | 50,000 | +100.0% | 0.08% | – |
| EXXIQ | New | ENERGY XXI BERMUDA LTDput | $341,000 | – | 30,000 | +100.0% | 0.05% | – |
| BLVD | Buy | BOULEVARD ACQUISITION CORP | $340,000 | +304.8% | 35,000 | +307.0% | 0.05% | +271.4% |
| EOX | New | EMERALD OIL INCcall | $308,000 | – | 50,000 | +100.0% | 0.05% | – |
| JBLU | New | JETBLUE AIRWAYS CORPcall | $266,000 | – | 25,000 | +100.0% | 0.04% | – |
| HCACW | New | HENNESSY CAP ACQUISITION CORw exp 01/23/201 | $135,000 | – | 180,000 | +100.0% | 0.02% | – |
| D | New | DOMINION RES INC VA NEW | $109,000 | – | 1,576 | +100.0% | 0.02% | – |
| CDVIQ | New | CAL DIVE INTL INC DEL | $97,000 | – | 100,000 | +100.0% | 0.02% | – |
| New | BANK AMER CORPw exp 10/28/201 | $88,000 | – | 91,600 | +100.0% | 0.01% | – | |
| JASNW | New | JASON INDS INCw exp 06/30/201 | $64,000 | – | 42,500 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-13
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TRUST | 19 | Q2 2024 | 26.0% |
| ZIONS BANCORPORATION | 18 | Q3 2017 | 0.1% |
| SANOFI RIGHT 12/31/2020 | 18 | Q3 2017 | 0.0% |
| CITIGROUP INC | 18 | Q4 2017 | 0.0% |
| BANK OF AMERICA CORPORATION | 17 | Q3 2017 | 0.0% |
| MOLINA HEALTHCARE INC | 16 | Q1 2018 | 4.2% |
| NATIONAL HEALTH INVS INC | 16 | Q1 2018 | 1.8% |
| MICROCHIP TECHNOLOGY INC | 15 | Q4 2016 | 8.1% |
| J2 GLOBAL INC | 15 | Q2 2018 | 2.3% |
| VECTOR GROUP LTD | 15 | Q2 2018 | 1.7% |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Compass Digital Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| EdtechX Holdings Acquisition Corp. IISold out | February 10, 2023 | 0 | 0.0% |
| Eve Holding, Inc.Sold out | February 10, 2023 | 0 | 0.0% |
| FoxWayne Enterprises Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| Tastemaker Acquisition Corp.Sold out | February 10, 2023 | 0 | 0.0% |
| ACKRELL SPAC Partners I Co. | February 11, 2022 | 994,246 | 5.5% |
| AGBA Acquisition Ltd | February 11, 2022 | 83,878 | 1.7% |
| Airspan Networks Holdings Inc.Sold out | February 11, 2022 | 0 | 0.0% |
| Benessere Capital Acquisition Corp.Sold out | February 11, 2022 | 0 | 0.0% |
| Dune Acquisition Corp | February 11, 2022 | 222,524 | 1.3% |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| N-PX | 2024-08-15 |
| 13F-HR | 2024-08-14 |
| 13F-HR | 2024-05-13 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-10 |
| SC 13G/A | 2023-02-10 |
View BASSO CAPITAL MANAGEMENT, L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.