This page lists the SEC filings reported by WESTERN INVESTMENT LLC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D/A | 2017-07-05 | WESTERN INVESTMENT LLC | DEUTSCHE STRATEGIC INCOME TRUST | 89,222 | 2.0% | EDGAR |
| SC 13D/A | 2017-06-26 | WESTERN INVESTMENT LLC | DEUTSCHE MULTI-MARKET INCOME TRUST | 510,993 | 2.3% | EDGAR |
| SC 13D/A | 2017-06-08 | WESTERN INVESTMENT LLC | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND | 148,104 | 1.1% | EDGAR |
| SC 13D/A | 2017-05-15 | WESTERN INVESTMENT LLC | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND | 398,804 | 2.9% | EDGAR |
| SC 13D/A | 2016-10-07 | WESTERN INVESTMENT LLC | DEUTSCHE MULTI-MARKET INCOME TRUST | 534,221 | 2.4% | EDGAR |
| SC 13D/A | 2016-10-07 | WESTERN INVESTMENT LLC | DEUTSCHE STRATEGIC INCOME TRUST | 93,222 | 2.1% | EDGAR |
| SC 13D/A | 2016-09-28 | WESTERN INVESTMENT LLC | DEUTSCHE MULTI-MARKET INCOME TRUST | 532,121 | 2.4% | EDGAR |
| SC 13D/A | 2016-09-28 | WESTERN INVESTMENT LLC | DEUTSCHE STRATEGIC INCOME TRUST | 92,422 | 2.1% | EDGAR |
| SC 13D/A | 2016-08-05 | WESTERN INVESTMENT LLC | DEUTSCHE STRATEGIC INCOME TRUST | 95,622 | 2.2% | EDGAR |
| SC 13D/A | 2016-08-05 | WESTERN INVESTMENT LLC | DEUTSCHE MULTI-MARKET INCOME TRUST | 542,209 | 2.4% | EDGAR |
| SC 13D/A | 2016-08-01 | WESTERN INVESTMENT LLC | DEUTSCHE STRATEGIC INCOME TRUST | 102,622 | 2.3% | EDGAR |
| SC 13D/A | 2016-08-01 | WESTERN INVESTMENT LLC | DEUTSCHE MULTI-MARKET INCOME TRUST | 557,209 | 2.4% | EDGAR |
| SC 13D/A | 2016-07-25 | WESTERN INVESTMENT LLC | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND | 401,300 | 3.0% | EDGAR |
| SC 13D/A | 2016-07-20 | WESTERN INVESTMENT LLC | DEUTSCHE MULTI-MARKET INCOME TRUST | 603,200 | 2.6% | EDGAR |
| SC 13D/A | 2016-07-20 | WESTERN INVESTMENT LLC | DEUTSCHE STRATEGIC INCOME TRUST | 106,722 | 2.4% | EDGAR |
| SC 13D/A | 2016-07-11 | WESTERN INVESTMENT LLC | DEUTSCHE MULTI-MARKET INCOME TRUST | 664,900 | 2.9% | EDGAR |
| SC 13D/A | 2016-07-11 | WESTERN INVESTMENT LLC | DEUTSCHE STRATEGIC INCOME TRUST | 128,322 | 2.9% | EDGAR |
| SC 13D/A | 2016-07-11 | WESTERN INVESTMENT LLC | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND | 401,300 | 3.0% | EDGAR |
| SC 13D/A | 2016-07-05 | WESTERN INVESTMENT LLC | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND | 401,300 | 3.0% | EDGAR |
| SC 13D/A | 2016-04-28 | WESTERN INVESTMENT LLC | ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND | 401,300 | 3.0% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.