GUGGENHEIM CAPITAL LLC - Q3 2021 holdings

$16.7 Billion is the total value of GUGGENHEIM CAPITAL LLC's 3915 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 100.0% .

 Value Shares↓ Weighting
RIG ExitTRANSOCEAN LTD$0-16,776
-100.0%
0.00%
CRK ExitCOMSTOCK RES INC$0-10,545
-100.0%
0.00%
JWA ExitWILEY JOHN & SONS INCcl a$0-3,614
-100.0%
-0.00%
GER ExitGOLDMAN SACHS MLP ENERGY REN$0-15,760
-100.0%
-0.00%
EBIX ExitEBIX INC$0-6,830
-100.0%
-0.00%
OUT ExitOUTFRONT MEDIA INC$0-10,118
-100.0%
-0.00%
ORBC ExitORBCOMM INC$0-15,936
-100.0%
-0.00%
WSR ExitWHITESTONE REIT$0-25,543
-100.0%
-0.00%
PRAA ExitPRA GROUP INC$0-5,789
-100.0%
-0.00%
PLUS ExitEPLUS INC$0-2,314
-100.0%
-0.00%
WWD ExitWOODWARD INC$0-1,949
-100.0%
-0.00%
IRT ExitINDEPENDENCE RLTY TR INC$0-13,488
-100.0%
-0.00%
CVE ExitCENOVUS ENERGY INC$0-13,081
-100.0%
-0.00%
HCC ExitWARRIOR MET COAL INC$0-10,956
-100.0%
-0.00%
RGNX ExitREGENXBIO INC$0-5,419
-100.0%
-0.00%
SID ExitCOMPANHIA SIDERURGICA NACIONsponsored adr$0-12,992
-100.0%
-0.00%
CBRL ExitCRACKER BARREL OLD CTRY STOR$0-1,418
-100.0%
-0.00%
PCH ExitPOTLATCHDELTIC CORPORATION$0-3,949
-100.0%
-0.00%
MRTN ExitMARTEN TRANS LTD$0-10,253
-100.0%
-0.00%
JWN ExitNORDSTROM INC$0-6,708
-100.0%
-0.00%
DVY ExitISHARES TRselect divid etf$0-2,007
-100.0%
-0.00%
VIG ExitVANGUARD SPECIALIZED FUNDSdiv app etf$0-1,568
-100.0%
-0.00%
CQP ExitCHENIERE ENERGY PARTNERS LP$0-5,393
-100.0%
-0.00%
HCSG ExitHEALTHCARE SVCS GROUP INC$0-6,614
-100.0%
-0.00%
QNST ExitQUINSTREET INC$0-10,854
-100.0%
-0.00%
EGHT Exit8X8 INC NEW$0-7,589
-100.0%
-0.00%
RXRAU ExitRXR ACQUISITION CORPunit 01/01/2025$0-16,580
-100.0%
-0.00%
AAON ExitAAON INC$0-3,567
-100.0%
-0.00%
PLNT ExitPLANET FITNESS INCcl a$0-3,291
-100.0%
-0.00%
RDY ExitDR REDDYS LABS LTDadr$0-3,331
-100.0%
-0.00%
NMIH ExitNMI HLDGS INCcl a$0-10,164
-100.0%
-0.00%
MX ExitMAGNACHIP SEMICONDUCTOR CORP$0-8,557
-100.0%
-0.00%
SIX ExitSIX FLAGS ENTMT CORP NEW$0-4,945
-100.0%
-0.00%
CAF ExitMORGAN STANLEY CHINA A SH FD$0-9,061
-100.0%
-0.00%
PETS ExitPETMED EXPRESS INC$0-6,374
-100.0%
-0.00%
FT ExitFRANKLIN UNVL TRsh ben int$0-17,256
-100.0%
-0.00%
COTY ExitCOTY INC$0-24,629
-100.0%
-0.00%
M ExitMACYS INC$0-11,092
-100.0%
-0.00%
HHC ExitHOWARD HUGHES CORP$0-2,220
-100.0%
-0.00%
FBNC ExitFIRST BANCORP N C$0-5,540
-100.0%
-0.00%
HASI ExitHANNON ARMSTRONG SUST INFR C$0-3,606
-100.0%
-0.00%
GLT ExitGLATFELTER CORPORATION$0-11,931
-100.0%
-0.00%
EXPI ExitEXP WORLD HLDGS INC$0-6,043
-100.0%
-0.00%
MIE ExitCOHEN & STEERS MLP INCOME &$0-70,848
-100.0%
-0.00%
BEPC ExitBROOKFIELD RENEWABLE CORPcl a sub vtg$0-6,094
-100.0%
-0.00%
STRA ExitSTRATEGIC ED INC$0-5,429
-100.0%
-0.00%
GDOT ExitGREEN DOT CORPcl a$0-7,139
-100.0%
-0.00%
SD ExitSANDRIDGE ENERGY INC$0-56,866
-100.0%
-0.00%
PKO ExitPIMCO INCOME OPPORTUNITY FD$0-15,215
-100.0%
-0.00%
PLMR ExitPALOMAR HLDGS INC$0-4,579
-100.0%
-0.00%
FTS ExitFORTIS INC$0-7,808
-100.0%
-0.00%
CBT ExitCABOT CORP$0-5,252
-100.0%
-0.00%
SBGI ExitSINCLAIR BROADCAST GROUP INCcl a$0-9,311
-100.0%
-0.00%
TBI ExitTRUEBLUE INC$0-14,986
-100.0%
-0.00%
MPAA ExitMOTORCAR PTS AMER INC$0-12,269
-100.0%
-0.00%
BPR ExitBROOKFIELD PPTY REIT INCcl a$0-16,699
-100.0%
-0.00%
SKYW ExitSKYWEST INC$0-9,085
-100.0%
-0.00%
LL ExitLUMBER LIQUIDATORS HLDGS INC$0-12,798
-100.0%
-0.00%
AEO ExitAMERICAN EAGLE OUTFITTERS IN$0-7,147
-100.0%
-0.00%
SHI ExitSINOPEC SHANGHAI PETROCHEMICspon adr h$0-12,172
-100.0%
-0.00%
HMN ExitHORACE MANN EDUCATORS CORP N$0-8,318
-100.0%
-0.00%
SLP ExitSIMULATIONS PLUS INC$0-7,451
-100.0%
-0.00%
SHAK ExitSHAKE SHACK INCcl a$0-3,537
-100.0%
-0.00%
UCTT ExitULTRA CLEAN HLDGS INC$0-6,703
-100.0%
-0.00%
BEKE ExitKE HLDGS INCsponsored ads$0-8,100
-100.0%
-0.00%
EVA ExitENVIVA PARTNERS LP$0-5,575
-100.0%
-0.00%
ABTX ExitALLEGIANCE BANCSHARES INC$0-7,898
-100.0%
-0.00%
RC ExitREADY CAPITAL CORP$0-26,627
-100.0%
-0.00%
SPOK ExitSPOK HLDGS INC$0-35,432
-100.0%
-0.00%
KWR ExitQUAKER CHEM CORP$0-1,222
-100.0%
-0.00%
AVAV ExitAEROVIRONMENT INC$0-3,592
-100.0%
-0.00%
BGS ExitB & G FOODS INC NEW$0-10,750
-100.0%
-0.00%
DIN ExitDINE BRANDS GLOBAL INC$0-2,940
-100.0%
-0.00%
MATW ExitMATTHEWS INTL CORPcl a$0-8,600
-100.0%
-0.00%
ARMK ExitARAMARK$0-7,950
-100.0%
-0.00%
CDXS ExitCODEXIS INC$0-18,057
-100.0%
-0.00%
MCS ExitMARCUS CORP DEL$0-17,529
-100.0%
-0.00%
HMST ExitHOMESTREET INC$0-6,697
-100.0%
-0.00%
UTL ExitUNITIL CORP$0-5,742
-100.0%
-0.00%
RYN ExitRAYONIER INC$0-7,189
-100.0%
-0.00%
USAC ExitUSA COMPRESSION PARTNERS LP$0-17,752
-100.0%
-0.00%
OMCL ExitOMNICELL COM$0-1,689
-100.0%
-0.00%
MIDD ExitMIDDLEBY CORP$0-2,088
-100.0%
-0.00%
MDRX ExitALLSCRIPTS HEALTHCARE SOLUTN$0-13,922
-100.0%
-0.00%
ALG ExitALAMO GROUP INC$0-1,692
-100.0%
-0.00%
GLP ExitGLOBAL PARTNERS LP$0-10,780
-100.0%
-0.00%
CEVA ExitCEVA INC$0-5,737
-100.0%
-0.00%
VCEL ExitVERICEL CORP$0-5,947
-100.0%
-0.00%
DNP ExitDNP SELECT INCOME FD INC$0-28,890
-100.0%
-0.00%
MATX ExitMATSON INC$0-4,194
-100.0%
-0.00%
VRS ExitVERSO CORPcl a$0-21,400
-100.0%
-0.00%
H ExitHYATT HOTELS CORP$0-3,379
-100.0%
-0.00%
CVI ExitCVR ENERGY INC$0-16,374
-100.0%
-0.00%
SAH ExitSONIC AUTOMOTIVE INCcl a$0-9,312
-100.0%
-0.00%
EGBN ExitEAGLE BANCORP INC MD$0-5,350
-100.0%
-0.00%
LPSN ExitLIVEPERSON INC$0-5,367
-100.0%
-0.00%
BLDR ExitBUILDERS FIRSTSOURCE INC$0-6,362
-100.0%
-0.00%
PMT ExitPENNYMAC MTG INVT TR$0-17,961
-100.0%
-0.00%
WSFS ExitWSFS FINL CORP$0-7,460
-100.0%
-0.00%
STBA ExitS & T BANCORP INC$0-10,945
-100.0%
-0.00%
TSE ExitTRINSEO S A$0-5,193
-100.0%
-0.00%
PNTG ExitPENNANT GROUP INC$0-7,855
-100.0%
-0.00%
VBTX ExitVERITEX HLDGS INC$0-9,691
-100.0%
-0.00%
AGYS ExitAGILYSYS INC$0-4,936
-100.0%
-0.00%
NUS ExitNU SKIN ENTERPRISES INCcl a$0-5,722
-100.0%
-0.00%
CHH ExitCHOICE HOTELS INTL INC$0-2,294
-100.0%
-0.00%
ZG ExitZILLOW GROUP INCcl a$0-2,923
-100.0%
-0.00%
AVNS ExitAVANOS MED INC$0-10,550
-100.0%
-0.00%
FCF ExitFIRST COMWLTH FINL CORP PA$0-27,360
-100.0%
-0.00%
WB ExitWEIBO CORPsponsored adr$0-5,098
-100.0%
-0.00%
WD ExitWALKER & DUNLOP INC$0-3,130
-100.0%
-0.00%
ELY ExitCALLAWAY GOLF CO$0-8,115
-100.0%
-0.00%
OFG ExitOFG BANCORP$0-15,815
-100.0%
-0.00%
NTGR ExitNETGEAR INC$0-7,144
-100.0%
-0.00%
ETH ExitETHAN ALLEN INTERIORS INC$0-11,754
-100.0%
-0.00%
PFS ExitPROVIDENT FINL SVCS INC$0-20,710
-100.0%
-0.00%
SBH ExitSALLY BEAUTY HLDGS INC$0-26,636
-100.0%
-0.00%
NFBK ExitNORTHFIELD BANCORP INC DEL$0-26,813
-100.0%
-0.00%
UFCS ExitUNITED FIRE GROUP INC$0-18,665
-100.0%
-0.00%
ATRC ExitATRICURE INC$0-5,875
-100.0%
-0.00%
FFBC ExitFIRST FINL BANCORP OH$0-21,791
-100.0%
-0.00%
CNXN ExitPC CONNECTION INC$0-10,033
-100.0%
-0.00%
AIR ExitAAR CORP$0-15,115
-100.0%
-0.00%
ERC ExitWELLS FARGO ADV MULTI SCTR I$0-36,227
-100.0%
-0.00%
ABM ExitABM INDS INC$0-11,577
-100.0%
-0.00%
AMCX ExitAMC NETWORKS INCcl a$0-7,846
-100.0%
-0.00%
HNI ExitHNI CORP$0-10,488
-100.0%
-0.00%
UFPI ExitUFP INDUSTRIES INC$0-6,346
-100.0%
-0.00%
UIHC ExitUNITED INS HLDGS CORP$0-97,114
-100.0%
-0.00%
CPF ExitCENTRAL PAC FINL CORP$0-19,573
-100.0%
-0.00%
DLX ExitDELUXE CORP$0-9,152
-100.0%
-0.00%
HUBG ExitHUB GROUP INCcl a$0-7,024
-100.0%
-0.00%
SYKE ExitSYKES ENTERPRISES INC$0-12,682
-100.0%
-0.00%
SCS ExitSTEELCASE INCcl a$0-48,974
-100.0%
-0.00%
ARI ExitAPOLLO COML REAL EST FIN INC$0-40,617
-100.0%
-0.00%
HOME ExitAT HOME GROUP INC$0-19,046
-100.0%
-0.00%
IGT ExitINTERNATIONAL GAME TECHNOLOG$0-25,573
-100.0%
-0.00%
PAC ExitGRUPO AEROPUERTO DEL PACIFICspon adr b$0-6,194
-100.0%
-0.00%
GRUB ExitJUST EAT TAKEAWAY COM N Vsponsored ads$0-36,382
-100.0%
-0.00%
CNST ExitCONSTELLATION PHARMCETICLS I$0-21,553
-100.0%
-0.00%
EPC ExitEDGEWELL PERS CARE CO$0-13,606
-100.0%
-0.00%
KIN ExitKINDRED BIOSCIENCES INC$0-75,923
-100.0%
-0.00%
POWL ExitPOWELL INDS INC$0-22,154
-100.0%
-0.00%
TLND ExitTALEND S Aads$0-13,190
-100.0%
-0.01%
BELFB ExitBEL FUSE INCcl b$0-53,986
-100.0%
-0.01%
CSL ExitCARLISLE COS INC$0-5,232
-100.0%
-0.01%
NJR ExitNEW JERSEY RES CORP$0-30,831
-100.0%
-0.01%
KNL ExitKNOLL INC$0-43,294
-100.0%
-0.01%
USCR ExitU S CONCRETE INC$0-16,237
-100.0%
-0.01%
ICSH ExitISHARES TRblackrock ultra$0-24,042
-100.0%
-0.01%
SRNGW ExitSOARING EAGLE ACQUISITION CO*w exp 02/23/202$0-401,264
-100.0%
-0.01%
CBB ExitCINCINNATI BELL INC NEW$0-90,995
-100.0%
-0.01%
TRU ExitTRANSUNION$0-13,991
-100.0%
-0.01%
BPFH ExitBOSTON PRIVATE FINL HLDGS IN$0-100,656
-100.0%
-0.01%
EVY ExitEATON VANCE NEW YORK MUN INCsh ben int$0-105,864
-100.0%
-0.01%
LMNX ExitLUMINEX CORP DEL$0-48,642
-100.0%
-0.01%
CHGG ExitCHEGG INC$0-25,001
-100.0%
-0.01%
NTST ExitNETSTREIT CORP$0-86,543
-100.0%
-0.01%
WRI ExitWEINGARTEN RLTY INVSsh ben int$0-75,580
-100.0%
-0.01%
WORK ExitSLACK TECHNOLOGIES INC$0-58,189
-100.0%
-0.02%
GRA ExitGRACE W R & CO DEL NEW$0-39,799
-100.0%
-0.02%
LB ExitL BRANDS INC$0-37,246
-100.0%
-0.02%
CORE ExitCORE-MARK HLDG CO INC$0-77,607
-100.0%
-0.02%
MOV ExitMOVADO GROUP INC$0-137,155
-100.0%
-0.02%
SKX ExitSKECHERS U S A INCcl a$0-85,973
-100.0%
-0.02%
GHVIW ExitGORES HOLDINGS VI INC*w exp 08/24/202$0-714,361
-100.0%
-0.02%
QTS ExitQTS RLTY TR INC$0-59,086
-100.0%
-0.03%
IVH ExitIVY HIGH INCOME OPPORTUNITIE$0-339,951
-100.0%
-0.03%
GE ExitGENERAL ELECTRIC CO$0-466,469
-100.0%
-0.04%
PRAH ExitPRA HEALTH SCIENCES INC$0-44,347
-100.0%
-0.04%
PFPT ExitPROOFPOINT INC$0-53,000
-100.0%
-0.05%
MXIM ExitMAXIM INTEGRATED PRODS INC$0-114,307
-100.0%
-0.07%
SRNG ExitSOARING EAGLE ACQUISITION CO$0-2,006,400
-100.0%
-0.12%
GHVI ExitGORES HOLDINGS VI INC$0-2,421,220
-100.0%
-0.23%
LITTU ExitLOGISTICS INNOVTN TECHNLGS Cunit 06/10/2026$0-4,000,000
-100.0%
-0.23%
ALXN ExitALEXION PHARMACEUTICALS INC$0-227,415
-100.0%
-0.25%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

  • GUGGENHEIM FUNDS DISTRIBUTORS, LLC #1
  • SECURITY INVESTORS LLC #2
  • Guggenheim Partners Investment Management, LLC #3
  • GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC #5
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-11-15
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC42Q3 20233.9%
MICROSOFT CORP42Q3 20234.0%
AMAZON COM INC42Q3 20232.4%
ISHARES TR42Q3 20238.3%
META PLATFORMS INC42Q3 20231.3%
SPDR S&P 500 ETF TR42Q3 20231.5%
CISCO SYS INC42Q3 20231.1%
NVIDIA CORPORATION42Q3 20232.3%
INTEL CORP42Q3 20230.8%
PEPSICO INC42Q3 20230.8%

View GUGGENHEIM CAPITAL LLC's complete holdings history.

Latest significant ownerships (13-D/G)

View GUGGENHEIM CAPITAL LLC's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-02-14
13F-HR2023-11-14
SC 13G/A2023-10-10
SC 13G/A2023-09-11
13F-HR2023-08-11
SC 13G/A2023-08-09
13F-HR2023-05-11
SC 13G/A2023-02-15
SC 13G/A2023-02-15
SC 13G/A2023-02-15

View GUGGENHEIM CAPITAL LLC's complete filings history.

Compare quarters

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