GUGGENHEIM CAPITAL LLC Q3 2023 significant ownership

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GUGGENHEIM CAPITAL LLC is required to file a 13D/G report to the SEC when the ownership of a company's total stock issue exceeds 5%.

GUGGENHEIM CAPITAL LLC Q3 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
AfterNext HealthTech Acquisition Corp.Sold outSeptember 11, 202300.0%
Aequi Acquisition Corp.Sold outAugust 09, 202300.0%
Acropolis Infrastructure Acquisition Corp.February 15, 20231,317,4513.8%
AfterNext HealthTech Acquisition Corp.February 15, 20231,798,3007.2%
Ares Dynamic Credit Allocation Fund, Inc.February 15, 2023852,3313.7%
Blue Whale Acquisition Corp IFebruary 15, 20231,054,3924.6%
TPG Pace Beneficial II Corp.February 15, 20231,938,7254.7%
Voya Global Advantage & Premium Opportunity FundFebruary 15, 2023717,5984.5%
KKR Acquisition Holdings I Corp.Sold outJanuary 17, 202300.0%
RXR Acquisition Corp.Sold outJanuary 10, 202300.0%
Gores Holdings VIII Inc.Sold outDecember 12, 202200.0%
Gores Holdings IX, Inc.Sold outNovember 10, 202200.0%
Conyers Park III Acquisition Corp.October 11, 20221,672,7004.7%
Gores Holdings VII Inc.Sold outSeptember 12, 202200.0%
Gores Technology Partners II, Inc.Sold outSeptember 12, 202200.0%
Gores Technology Partners, Inc.Sold outSeptember 12, 202200.0%
Logistics Innovation Technologies Corp.September 12, 202288,6960.3%
Pershing Square Tontine Holdings, Ltd.Sold outJuly 26, 202200.0%
Waverley Capital Acquisition Corp. 1September 10, 20212,500,00012.5%
Matterport, Inc./DEAugust 10, 20213,135,5811.1%
KKR Acquisition Holdings I Corp.April 12, 202115,278,81811.1%
Guggenheim Taxable Municipal Bond & Investment Grade Debt TrustSold outFebruary 05, 202100.0%
SANDRIDGE ENERGY INCFebruary 05, 202163,0580.2%
Gores Holdings VI, Inc.January 11, 20214,000,00011.6%
Aequi Acquisition Corp.December 10, 20202,980,00013.0%
Aberdeen Income Credit Strategies FundFebruary 14, 2020476,4203.6%
Blackstone / GSO Long-Short Credit Income FundFebruary 14, 2020520,2914.1%
Nuveen Short Duration Credit Opportunities FundFebruary 14, 2019441,1444.4%
TORTOISE PIPELINE & ENERGY FUND, INC.February 14, 2019356,0523.6%
Navios Maritime Midstream Partners LPFebruary 14, 2018720,6203.7%
Salient Midstream & MLP FundFebruary 14, 2018834,4794.7%
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INCSold outAugust 10, 201700.0%
Avenue Income Credit Strategies FundFebruary 14, 2017994,7717.6%
Columbia Seligman Premium Technology Growth Fund, Inc.February 14, 2017292,8951.9%
IXYS CORP /DE/February 14, 2017918,1902.9%
MAXWELL TECHNOLOGIES INCFebruary 14, 20171,500,3674.7%
Titan Energy, LLCFebruary 14, 2017538,1759.9%
Voya Asia Pacific High Dividend Equity Income FundFebruary 14, 2017366,2212.9%
Diamond Resorts International, Inc.Sold outSeptember 06, 201600.0%
Cheetah Mobile Inc.February 16, 20166,971,1702.4%
LANDEC CORP \CA\February 16, 2016589,6532.2%
NAVIGANT CONSULTING INCFebruary 16, 2016836,0711.8%
Voya Infrastructure, Industrials & Materials FundFebruary 16, 2016950,5844.8%
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.February 16, 20161,009,1523.2%
MERGE HEALTHCARE INCSold outOctober 15, 201500.0%
Aegion CorpFebruary 17, 20151,522,5684.1%
Allied Nevada Gold Corp.February 17, 2015463,1150.4%
Eaton Vance Tax-Advantaged Bond & Option Strategies FundFebruary 17, 2015127,9951.2%
FLAHERTY & CRUMRINE TOTAL RETURN FUND INCFebruary 17, 2015271,8302.8%
HANOVER INSURANCE GROUP, INC.February 17, 20151,340,1883.0%
ICF International, Inc.February 17, 2015709,0603.7%
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUNDFebruary 17, 20159,3340.1%
Pioneer Floating Rate TrustFebruary 17, 20151,063,4024.3%
THERMOENERGY CORPFebruary 17, 201520,833,34013.3%
ZOLTEK COMPANIES INCSold outFebruary 17, 201500.0%
Arc Logistics Partners LPFebruary 13, 2014607,7808.8%
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.February 13, 20141,580,5654.2%
BROOKFIELD TOTAL RETURN FUND INCFebruary 13, 2014715,8104.9%
BROWN SHOE CO INCFebruary 13, 20142,097,1484.9%
Delek Logistics Partners, LPFebruary 13, 2014794,5706.6%
DWS High Income Opportunities Fund, Inc.February 13, 2014688,3804.0%
FIRST TRUST STRATEGIC HIGH INCOME FUND IIFebruary 13, 2014155,5671.8%
GOODRICH PETROLEUM CORPFebruary 13, 201435,4730.1%
HydroGen CORPFebruary 13, 20141,949,24615.3%
ING Global Advantage & Premium Opportunity FundFebruary 13, 20141,013,0345.4%
ING Risk Managed Natural Resources FundFebruary 13, 2014862,5743.7%
JOHN HANCOCK INCOME SECURITIES TRUSTFebruary 13, 2014368,5103.0%
LMP CORPORATE LOAN FUND INC.February 13, 2014315,5533.1%
Maidenform Brands LLCSold outFebruary 13, 201400.0%
MORGAN STANLEY INCOME SECURITIES INCFebruary 13, 2014113,2651.2%
NUVEEN SENIOR INCOME FUNDFebruary 13, 20141,818,9274.6%
Oxford Resource Partners LPFebruary 13, 2014365,0003.5%
PUTNAM HIGH INCOME SECURITIES FUNDFebruary 13, 2014518,2813.1%
SAIA INCFebruary 13, 2014536,3792.2%
Southcross Energy Partners, L.P.February 13, 20141,065,3208.7%
SYMMETRICOM INCSold outFebruary 13, 201400.0%
Western Asset Income FundFebruary 13, 2014174,8271.8%
Genie Energy Ltd.January 10, 2014221,1961.1%
Phoenix New Media LtdJanuary 10, 2014947,8080.0%
Vishay Precision Group, Inc.January 10, 20147,7460.1%
TARRANT APPAREL GROUPJune 27, 20063,500,00010.3%

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