$13.8 Billion is the total value of GUGGENHEIM CAPITAL LLC's 3898 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EXPR | Exit | EXPRESS INC | $0 | – | -23,909 | -100.0% | 0.00% | – |
| CIK | Exit | CREDIT SUISSE ASSET MGMT INC | $0 | – | -11,139 | -100.0% | 0.00% | – |
| DHF | Exit | BNY MELLON HIGH YIELD STRATEsh ben int | $0 | – | -11,396 | -100.0% | 0.00% | – |
| DNRCQ | Exit | DENBURY RES INC | $0 | – | -129,489 | -100.0% | 0.00% | – |
| CDR | Exit | CEDAR REALTY TRUST INC | $0 | – | -19,435 | -100.0% | 0.00% | – |
| TMUSR | Exit | T-MOBILE US INCright 07/27/2020 | $0 | – | -282,141 | -100.0% | 0.00% | – |
| BKD | Exit | BROOKDALE SR LIVING INC | $0 | – | -19,164 | -100.0% | 0.00% | – |
| CPE | Exit | CALLON PETE CO DEL | $0 | – | -40,166 | -100.0% | 0.00% | – |
| DHY | Exit | CREDIT SUISSE HIGH YLD BND Fsh ben int | $0 | – | -15,041 | -100.0% | 0.00% | – |
| VALPQ | Exit | VALARIS PLC | $0 | – | -17,001 | -100.0% | 0.00% | – |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -13,614 | -100.0% | -0.00% | – |
| ODP | Exit | OFFICE DEPOT INC | $0 | – | -64,031 | -100.0% | -0.00% | – |
| UE | Exit | URBAN EDGE PPTYS | $0 | – | -13,140 | -100.0% | -0.00% | – |
| CS | Exit | CREDIT SUISSE GROUPsponsored adr | $0 | – | -12,237 | -100.0% | -0.00% | – |
| RBS | Exit | ROYAL BK SCOTLAND GROUP PLCspons adr 2 ord | $0 | – | -37,758 | -100.0% | -0.00% | – |
| GPMT | Exit | GRANITE PT MTG TR INC | $0 | – | -11,306 | -100.0% | -0.00% | – |
| PGEN | Exit | PRECIGEN INC | $0 | – | -14,548 | -100.0% | -0.00% | – |
| NGS | Exit | NATURAL GAS SERVICES GROUP | $0 | – | -14,990 | -100.0% | -0.00% | – |
| PVAC | Exit | PENN VA CORP | $0 | – | -10,935 | -100.0% | -0.00% | – |
| DDD | Exit | 3-D SYS CORP DEL | $0 | – | -13,926 | -100.0% | -0.00% | – |
| GEOS | Exit | GEOSPACE TECHNOLOGIES CORP | $0 | – | -12,505 | -100.0% | -0.00% | – |
| TGI | Exit | TRIUMPH GROUP INC NEW | $0 | – | -11,700 | -100.0% | -0.00% | – |
| REI | Exit | RING ENERGY INC | $0 | – | -125,198 | -100.0% | -0.00% | – |
| GFF | Exit | GRIFFON CORP | $0 | – | -12,687 | -100.0% | -0.00% | – |
| EGRX | Exit | EAGLE PHARMACEUTICALS INC | $0 | – | -4,319 | -100.0% | -0.00% | – |
| PMT | Exit | PENNYMAC MTG INVT TR | $0 | – | -12,388 | -100.0% | -0.00% | – |
| CKH | Exit | SEACOR HOLDINGS INC | $0 | – | -7,993 | -100.0% | -0.00% | – |
| SBNY | Exit | SIGNATURE BK NEW YORK N Y | $0 | – | -2,434 | -100.0% | -0.00% | – |
| GMZ | Exit | GOLDMAN SACHS MLP INC OPP FD | $0 | – | -22,259 | -100.0% | -0.00% | – |
| XEC | Exit | CIMAREX ENERGY CO | $0 | – | -10,120 | -100.0% | -0.00% | – |
| OSIS | Exit | OSI SYSTEMS INC | $0 | – | -2,747 | -100.0% | -0.00% | – |
| WAL | Exit | WESTERN ALLIANCE BANCORP | $0 | – | -5,535 | -100.0% | -0.00% | – |
| HMSY | Exit | HMS HLDGS CORP | $0 | – | -7,840 | -100.0% | -0.00% | – |
| MTT | Exit | WESTERN ASSET MUN DEF OPP TR | $0 | – | -12,269 | -100.0% | -0.00% | – |
| TD | Exit | TORONTO DOMINION BK ONT | $0 | – | -5,734 | -100.0% | -0.00% | – |
| ICHR | Exit | ICHOR HOLDINGS | $0 | – | -8,113 | -100.0% | -0.00% | – |
| UNIT | Exit | UNITI GROUP INC | $0 | – | -27,521 | -100.0% | -0.00% | – |
| NSP | Exit | INSPERITY INC | $0 | – | -3,844 | -100.0% | -0.00% | – |
| CXE | Exit | MFS HIGH INCOME MUN TRsh ben int | $0 | – | -57,859 | -100.0% | -0.00% | – |
| WD | Exit | WALKER & DUNLOP INC | $0 | – | -4,278 | -100.0% | -0.00% | – |
| ALRM | Exit | ALARM COM HLDGS INC | $0 | – | -3,540 | -100.0% | -0.00% | – |
| PLMR | Exit | PALOMAR HLDGS INC | $0 | – | -2,470 | -100.0% | -0.00% | – |
| POL | Exit | POLYONE CORP | $0 | – | -11,618 | -100.0% | -0.00% | – |
| FSS | Exit | FEDERAL SIGNAL CORP | $0 | – | -8,892 | -100.0% | -0.00% | – |
| LFUS | Exit | LITTELFUSE INC | $0 | – | -1,179 | -100.0% | -0.00% | – |
| FHI | Exit | FEDERATED HERMES INCcl b | $0 | – | -8,914 | -100.0% | -0.00% | – |
| NMIH | Exit | NMI HLDGS INCcl a | $0 | – | -12,036 | -100.0% | -0.00% | – |
| LCII | Exit | LCI INDS | $0 | – | -2,191 | -100.0% | -0.00% | – |
| ACHC | Exit | ACADIA HEALTHCARE COMPANY IN | $0 | – | -8,050 | -100.0% | -0.00% | – |
| CEN | Exit | CENTER COAST BRKFLD MLP ENRG | $0 | – | -209,148 | -100.0% | -0.00% | – |
| TTEC | Exit | TTEC HLDGS INC | $0 | – | -5,354 | -100.0% | -0.00% | – |
| TM | Exit | TOYOTA MOTOR CORP | $0 | – | -1,593 | -100.0% | -0.00% | – |
| NVST | Exit | ENVISTA HOLDINGS CORPORATION | $0 | – | -14,205 | -100.0% | -0.00% | – |
| NAVI | Exit | NAVIENT CORPORATION | $0 | – | -61,965 | -100.0% | -0.00% | – |
| XPER | Exit | XPERI HOLDING CORP | $0 | – | -22,990 | -100.0% | -0.00% | – |
| FSB | Exit | FRANKLIN FINL NETWORK INC | $0 | – | -15,364 | -100.0% | -0.00% | – |
| ZYXI | Exit | ZYNEX INC | $0 | – | -13,600 | -100.0% | -0.00% | – |
| EHTH | Exit | EHEALTH INC | $0 | – | -3,357 | -100.0% | -0.00% | – |
| NUVA | Exit | NUVASIVE INC | $0 | – | -8,222 | -100.0% | -0.00% | – |
| TERP | Exit | TERRAFORM PWR INC | $0 | – | -42,316 | -100.0% | -0.01% | – |
| CTBI | Exit | COMMUNITY TR BANCORP INC | $0 | – | -24,889 | -100.0% | -0.01% | – |
| WIP | Exit | SPDR SER TRftse int gvt etf | $0 | – | -17,415 | -100.0% | -0.01% | – |
| ROIC | Exit | RETAIL OPPORTUNITY INVTS COR | $0 | – | -75,454 | -100.0% | -0.01% | – |
| CNXM | Exit | CNX MIDSTREAM PARTNERS LP | $0 | – | -126,891 | -100.0% | -0.01% | – |
| CRI | Exit | CARTERS INC | $0 | – | -11,183 | -100.0% | -0.01% | – |
| ERI | Exit | ELDORADO RESORTS INC | $0 | – | -22,708 | -100.0% | -0.01% | – |
| NNN | Exit | NATIONAL RETAIL PROPERTIES I | $0 | – | -27,005 | -100.0% | -0.01% | – |
| CEM | Exit | CLEARBRIDGE MLP AND MIDSTRM | $0 | – | -333,217 | -100.0% | -0.01% | – |
| FSCT | Exit | FORESCOUT TECHNOLOGIES INC | $0 | – | -46,606 | -100.0% | -0.01% | – |
| CTR | Exit | CLEARBRIDGE MLP AND MIDSTRM | $0 | – | -457,413 | -100.0% | -0.01% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MIDSTRM O | $0 | – | -566,861 | -100.0% | -0.01% | – |
| ALLY | Exit | ALLY FINL INC | $0 | – | -66,266 | -100.0% | -0.01% | – |
| LOGM | Exit | LOGMEIN INC | $0 | – | -20,435 | -100.0% | -0.01% | – |
| TECD | Exit | TECH DATA CORP | $0 | – | -11,939 | -100.0% | -0.01% | – |
| MTCH | Exit | MATCH GROUP INC | $0 | – | -15,852 | -100.0% | -0.01% | – |
| EE | Exit | EL PASO ELEC CO | $0 | – | -24,490 | -100.0% | -0.01% | – |
| ACGL | Exit | ARCH CAP GROUP LTDord | $0 | – | -58,953 | -100.0% | -0.01% | – |
| LM | Exit | LEGG MASON INC | $0 | – | -44,870 | -100.0% | -0.02% | – |
| PTLA | Exit | PORTOLA PHARMACEUTICALS INC | $0 | – | -119,705 | -100.0% | -0.02% | – |
| ANAT | Exit | AMERICAN NATL INS CO | $0 | – | -32,014 | -100.0% | -0.02% | – |
| BKI | Exit | BLACK KNIGHT INC | $0 | – | -34,921 | -100.0% | -0.02% | – |
| CZR | Exit | CAESARS ENTMT CORP | $0 | – | -233,798 | -100.0% | -0.02% | – |
| AMRN | Exit | AMARIN CORP PLCspons adr new | $0 | – | -552,895 | -100.0% | -0.03% | – |
| HHC | Exit | HOWARD HUGHES CORP | $0 | – | -79,277 | -100.0% | -0.03% | – |
| IBKC | Exit | IBERIABANK CORP | $0 | – | -99,096 | -100.0% | -0.04% | – |
| IAC | Exit | IAC INTERACTIVECORP | $0 | – | -21,211 | -100.0% | -0.05% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- GUGGENHEIM FUNDS DISTRIBUTORS, LLC #1
- SECURITY INVESTORS LLC #2
- Guggenheim Partners Investment Management, LLC #3
- Guggenheim Life & Annuity Co #4
- GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC #5
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-13
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 3.9% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.0% |
| AMAZON COM INC | 42 | Q3 2023 | 2.4% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.3% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 1.5% |
| CISCO SYS INC | 42 | Q3 2023 | 1.1% |
| NVIDIA CORPORATION | 42 | Q3 2023 | 2.3% |
| INTEL CORP | 42 | Q3 2023 | 0.8% |
| PEPSICO INC | 42 | Q3 2023 | 0.8% |
View GUGGENHEIM CAPITAL LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AfterNext HealthTech Acquisition Corp.Sold out | September 11, 2023 | 0 | 0.0% |
| Aequi Acquisition Corp.Sold out | August 09, 2023 | 0 | 0.0% |
| Acropolis Infrastructure Acquisition Corp. | February 15, 2023 | 1,317,451 | 3.8% |
| AfterNext HealthTech Acquisition Corp. | February 15, 2023 | 1,798,300 | 7.2% |
| Ares Dynamic Credit Allocation Fund, Inc. | February 15, 2023 | 852,331 | 3.7% |
| Blue Whale Acquisition Corp I | February 15, 2023 | 1,054,392 | 4.6% |
| TPG Pace Beneficial II Corp. | February 15, 2023 | 1,938,725 | 4.7% |
| Voya Global Advantage & Premium Opportunity Fund | February 15, 2023 | 717,598 | 4.5% |
| KKR Acquisition Holdings I Corp.Sold out | January 17, 2023 | 0 | 0.0% |
| RXR Acquisition Corp.Sold out | January 10, 2023 | 0 | 0.0% |
View GUGGENHEIM CAPITAL LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| SC 13G/A | 2023-10-10 |
| SC 13G/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
| SC 13G/A | 2023-08-09 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-02-15 |
| SC 13G/A | 2023-02-15 |
View GUGGENHEIM CAPITAL LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.