$12.3 Billion is the total value of GUGGENHEIM CAPITAL LLC's 4266 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DHY | Exit | CREDIT SUISSE HIGH YLD BND Fsh ben int | $0 | – | -11,639 | -100.0% | 0.00% | – |
| CLNY | Exit | COLONY CAP INC NEW | $0 | – | -11,329 | -100.0% | 0.00% | – |
| HKRSQ | Exit | HALCON RES CORP | $0 | – | -27,634 | -100.0% | 0.00% | – |
| RAD | Exit | RITE AID CORP | $0 | – | -15,914 | -100.0% | 0.00% | – |
| HMHC | Exit | HOUGHTON MIFFLIN HARCOURT CO | $0 | – | -1,554 | -100.0% | 0.00% | – |
| CIF | Exit | MFS INTERMEDIATE HIGH INC FDsh ben int | $0 | – | -11,216 | -100.0% | 0.00% | – |
| CIK | Exit | CREDIT SUISSE ASSET MGMT INC | $0 | – | -10,136 | -100.0% | 0.00% | – |
| STAR | Exit | ISTAR INC | $0 | – | -11,591 | -100.0% | -0.00% | – |
| KIRK | Exit | KIRKLANDS INC | $0 | – | -13,116 | -100.0% | -0.00% | – |
| MERC | Exit | MERCER INTL INC | $0 | – | -10,980 | -100.0% | -0.00% | – |
| MNTA | Exit | MOMENTA PHARMACEUTICALS INC | $0 | – | -11,125 | -100.0% | -0.00% | – |
| PLAB | Exit | PHOTRONICS INC | $0 | – | -10,401 | -100.0% | -0.00% | – |
| ORN | Exit | ORION GROUP HOLDINGS INC | $0 | – | -53,476 | -100.0% | -0.00% | – |
| LCI | Exit | LANNET INC | $0 | – | -12,087 | -100.0% | -0.00% | – |
| BBVA | Exit | BANCO BILBAO VIZCAYA ARGENTAsponsored adr | $0 | – | -26,486 | -100.0% | -0.00% | – |
| CUBA | Exit | HERZFELD CARIBBEAN BASIN FD | $0 | – | -14,113 | -100.0% | -0.00% | – |
| NR | Exit | NEWPARK RES INC | $0 | – | -10,953 | -100.0% | -0.00% | – |
| SMTA | Exit | SPIRIT MTA REIT | $0 | – | -11,978 | -100.0% | -0.00% | – |
| LL | Exit | LUMBER LIQUIDATORS HLDGS INC | $0 | – | -11,373 | -100.0% | -0.00% | – |
| SXCP | Exit | SUNCOKE ENERGY PARTNERS L P | $0 | – | -10,260 | -100.0% | -0.00% | – |
| WMS | Exit | ADVANCED DRAIN SYS INC DEL | $0 | – | -10,695 | -100.0% | -0.00% | – |
| GRC | Exit | GORMAN RUPP CO | $0 | – | -8,082 | -100.0% | -0.00% | – |
| ZEUS | Exit | OLYMPIC STEEL INC | $0 | – | -12,809 | -100.0% | -0.00% | – |
| GAIN | Exit | GLADSTONE INVT CORP | $0 | – | -16,673 | -100.0% | -0.00% | – |
| CP | Exit | CANADIAN PAC RY LTD | $0 | – | -1,085 | -100.0% | -0.00% | – |
| XIN | Exit | XINYUAN REAL ESTATE CO LTDspons adr | $0 | – | -51,075 | -100.0% | -0.00% | – |
| SCVL | Exit | SHOE CARNIVAL INC | $0 | – | -6,450 | -100.0% | -0.00% | – |
| ABM | Exit | ABM INDS INC | $0 | – | -6,137 | -100.0% | -0.00% | – |
| APF | Exit | MORGAN STANLEY ASIA PAC FD I | $0 | – | -13,946 | -100.0% | -0.00% | – |
| CRCM | Exit | CARE COM INC | $0 | – | -10,095 | -100.0% | -0.00% | – |
| MSEX | Exit | MIDDLESEX WATER CO | $0 | – | -4,728 | -100.0% | -0.00% | – |
| IFN | Exit | INDIA FD INC | $0 | – | -9,916 | -100.0% | -0.00% | – |
| CWT | Exit | CALIFORNIA WTR SVC GROUP | $0 | – | -5,314 | -100.0% | -0.00% | – |
| TV | Exit | GRUPO TELEVISA SAspon adr rep ord | $0 | – | -18,208 | -100.0% | -0.00% | – |
| KFY | Exit | KORN FERRY | $0 | – | -6,828 | -100.0% | -0.00% | – |
| ANDE | Exit | ANDERSONS INC | $0 | – | -6,225 | -100.0% | -0.00% | – |
| LMNX | Exit | LUMINEX CORP DEL | $0 | – | -9,796 | -100.0% | -0.00% | – |
| SSP | Exit | SCRIPPS E W CO OHIOcl a new | $0 | – | -11,099 | -100.0% | -0.00% | – |
| WCC | Exit | WESCO INTL INC | $0 | – | -4,016 | -100.0% | -0.00% | – |
| NWN | Exit | NORTHWEST NAT HLDG CO | $0 | – | -4,333 | -100.0% | -0.00% | – |
| AMSWA | Exit | AMERICAN SOFTWARE INCcl a | $0 | – | -18,083 | -100.0% | -0.00% | – |
| AMBA | Exit | AMBARELLA INC | $0 | – | -5,474 | -100.0% | -0.00% | – |
| SFIX | Exit | STITCH FIX INC | $0 | – | -7,450 | -100.0% | -0.00% | – |
| MCS | Exit | MARCUS CORP | $0 | – | -5,815 | -100.0% | -0.00% | – |
| PBRA | Exit | PETROLEO BRASILEIRO SA PETROsp adr non vtg | $0 | – | -13,278 | -100.0% | -0.00% | – |
| TWOU | Exit | 2U INC | $0 | – | -3,060 | -100.0% | -0.00% | – |
| PLAY | Exit | DAVE & BUSTERS ENTMT INC | $0 | – | -5,585 | -100.0% | -0.00% | – |
| MIDD | Exit | MIDDLEBY CORP | $0 | – | -2,110 | -100.0% | -0.00% | – |
| AWR | Exit | AMERICAN STS WTR CO | $0 | – | -4,049 | -100.0% | -0.00% | – |
| WGO | Exit | WINNEBAGO INDS INC | $0 | – | -7,042 | -100.0% | -0.00% | – |
| EXPO | Exit | EXPONENT INC | $0 | – | -3,485 | -100.0% | -0.00% | – |
| ANGO | Exit | ANGIODYNAMICS INC | $0 | – | -9,848 | -100.0% | -0.00% | – |
| CONN | Exit | CONNS INC | $0 | – | -9,313 | -100.0% | -0.00% | – |
| CFFN | Exit | CAPITOL FED FINL INC | $0 | – | -19,462 | -100.0% | -0.00% | – |
| GPRE | Exit | GREEN PLAINS INC | $0 | – | -13,103 | -100.0% | -0.00% | – |
| TDC | Exit | TERADATA CORP DEL | $0 | – | -6,470 | -100.0% | -0.00% | – |
| KRA | Exit | KRATON CORPORATION | $0 | – | -7,059 | -100.0% | -0.00% | – |
| IPAR | Exit | INTER PARFUMS INC | $0 | – | -2,972 | -100.0% | -0.00% | – |
| LNN | Exit | LINDSAY CORP | $0 | – | -2,595 | -100.0% | -0.00% | – |
| CATM | Exit | CARDTRONICS PLC | $0 | – | -6,445 | -100.0% | -0.00% | – |
| ICAD | Exit | ICAD INC | $0 | – | -48,982 | -100.0% | -0.00% | – |
| NSIT | Exit | INSIGHT ENTERPRISES INC | $0 | – | -3,779 | -100.0% | -0.00% | – |
| B | Exit | BARNES GROUP INC | $0 | – | -5,414 | -100.0% | -0.00% | – |
| BKU | Exit | BANKUNITED INC | $0 | – | -8,796 | -100.0% | -0.00% | – |
| ARCB | Exit | ARCBEST CORP | $0 | – | -7,077 | -100.0% | -0.00% | – |
| BMI | Exit | BADGER METER INC | $0 | – | -5,500 | -100.0% | -0.00% | – |
| NDSN | Exit | NORDSON CORP | $0 | – | -1,539 | -100.0% | -0.00% | – |
| PESXQ | Exit | PIONEER ENERGY SVCS CORP | $0 | – | -116,726 | -100.0% | -0.00% | – |
| ICHR | Exit | ICHOR HOLDINGS | $0 | – | -10,989 | -100.0% | -0.00% | – |
| AEGN | Exit | AEGION CORP | $0 | – | -15,972 | -100.0% | -0.00% | – |
| NCOM | Exit | NATIONAL COMM CORP | $0 | – | -9,154 | -100.0% | -0.00% | – |
| RMAX | Exit | RE MAX HLDGS INCcl a | $0 | – | -10,538 | -100.0% | -0.00% | – |
| INGN | Exit | INOGEN INC | $0 | – | -3,214 | -100.0% | -0.00% | – |
| WW | Exit | WEIGHT WATCHERS INTL INC NEW | $0 | – | -17,240 | -100.0% | -0.00% | – |
| GHDX | Exit | GENOMIC HEALTH INC | $0 | – | -5,649 | -100.0% | -0.00% | – |
| MLI | Exit | MUELLER INDS INC | $0 | – | -9,871 | -100.0% | -0.00% | – |
| BCC | Exit | BOISE CASCADE CO DEL | $0 | – | -14,759 | -100.0% | -0.00% | – |
| TUSK | Exit | MAMMOTH ENERGY SVCS INC | $0 | – | -19,682 | -100.0% | -0.00% | – |
| CLH | Exit | CLEAN HARBORS INC | $0 | – | -4,699 | -100.0% | -0.00% | – |
| WHG | Exit | WESTWOOD HLDGS GROUP INC | $0 | – | -8,923 | -100.0% | -0.00% | – |
| AREXQ | Exit | APPROACH RESOURCES INC | $0 | – | -926,905 | -100.0% | -0.00% | – |
| MFGP | Exit | MICRO FOCUS INTERNATIONAL PLspon adr new | $0 | – | -16,533 | -100.0% | -0.00% | – |
| AEO | Exit | AMERICAN EAGLE OUTFITTERS IN | $0 | – | -15,583 | -100.0% | -0.00% | – |
| VVR | Exit | INVESCO SR INCOME TR | $0 | – | -99,895 | -100.0% | -0.00% | – |
| PPR | Exit | VOYA PRIME RATE TRsh ben int | $0 | – | -86,340 | -100.0% | -0.00% | – |
| SYNA | Exit | SYNAPTICS INC | $0 | – | -9,911 | -100.0% | -0.00% | – |
| CTWS | Exit | CONNECTICUT WTR SVC INC | $0 | – | -5,724 | -100.0% | -0.00% | – |
| NEWR | Exit | NEW RELIC INC | $0 | – | -3,108 | -100.0% | -0.00% | – |
| FND | Exit | FLOOR & DECOR HLDGS INCcl a | $0 | – | -7,580 | -100.0% | -0.00% | – |
| BIG | Exit | BIG LOTS INC | $0 | – | -12,159 | -100.0% | -0.00% | – |
| LXFT | Exit | LUXOFT HLDG INC | $0 | – | -9,295 | -100.0% | -0.00% | – |
| LILAK | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -22,509 | -100.0% | -0.00% | – |
| GBX | Exit | GREENBRIER COS INC | $0 | – | -13,484 | -100.0% | -0.00% | – |
| BMS | Exit | BEMIS CO INC | $0 | – | -8,234 | -100.0% | -0.00% | – |
| NITE | Exit | NIGHTSTAR THERAPEUTICS PLCadr | $0 | – | -20,823 | -100.0% | -0.00% | – |
| TIER | Exit | TIER REIT INC | $0 | – | -18,351 | -100.0% | -0.00% | – |
| RCI | Exit | ROGERS COMMUNICATIONS INCcl b | $0 | – | -8,215 | -100.0% | -0.00% | – |
| BNS | Exit | BANK N S HALIFAX | $0 | – | -8,616 | -100.0% | -0.00% | – |
| TCBK | Exit | TRICO BANCSHARES | $0 | – | -13,209 | -100.0% | -0.00% | – |
| CATO | Exit | CATO CORP NEWcl a | $0 | – | -30,343 | -100.0% | -0.00% | – |
| FDP | Exit | FRESH DEL MONTE PRODUCE INCord | $0 | – | -20,506 | -100.0% | -0.01% | – |
| BHBK | Exit | BLUE HILLS BANCORP INC | $0 | – | -24,282 | -100.0% | -0.01% | – |
| TVPT | Exit | TRAVELPORT WORLDWIDE LTD | $0 | – | -37,586 | -100.0% | -0.01% | – |
| NOMD | Exit | NOMAD FOODS LTD | $0 | – | -27,200 | -100.0% | -0.01% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INC | $0 | – | -52,777 | -100.0% | -0.01% | – |
| NIQ | Exit | NUVEEN INT DUR QUAL MUN TRM | $0 | – | -55,899 | -100.0% | -0.01% | – |
| BEL | Exit | BELMOND LTDcl a | $0 | – | -27,739 | -100.0% | -0.01% | – |
| EXK | Exit | ENDEAVOUR SILVER CORP | $0 | – | -282,754 | -100.0% | -0.01% | – |
| MD | Exit | MEDNAX INC | $0 | – | -26,923 | -100.0% | -0.01% | – |
| SAVE | Exit | SPIRIT AIRLS INC | $0 | – | -14,194 | -100.0% | -0.01% | – |
| MAT | Exit | MATTEL INC | $0 | – | -56,716 | -100.0% | -0.01% | – |
| DSW | Exit | DSW INCcl a | $0 | – | -40,249 | -100.0% | -0.01% | – |
| DIAX | Exit | NUVEEN DOW 30 DYN OVERWRITE | $0 | – | -56,125 | -100.0% | -0.01% | – |
| QQQX | Exit | NUVEEN NASDAQ 100 DYNAMIC OV | $0 | – | -46,983 | -100.0% | -0.01% | – |
| BAK | Exit | BRASKEM S Asp adr pfd a | $0 | – | -44,799 | -100.0% | -0.01% | – |
| NAVG | Exit | NAVIGATORS GROUP INC | $0 | – | -18,301 | -100.0% | -0.01% | – |
| USG | Exit | U S G CORP | $0 | – | -29,561 | -100.0% | -0.01% | – |
| DX | Exit | DYNEX CAP INC | $0 | – | -206,121 | -100.0% | -0.01% | – |
| ESV | Exit | ENSCO PLC | $0 | – | -303,020 | -100.0% | -0.01% | – |
| RSP | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $0 | – | -16,060 | -100.0% | -0.01% | – |
| UFI | Exit | UNIFI INC | $0 | – | -87,025 | -100.0% | -0.01% | – |
| LEO | Exit | DREYFUS STRATEGIC MUNS INC | $0 | – | -248,485 | -100.0% | -0.02% | – |
| ULTI | Exit | ULTIMATE SOFTWARE GROUP INC | $0 | – | -5,928 | -100.0% | -0.02% | – |
| ARRS | Exit | ARRIS INTERNATIONAL PLC | $0 | – | -64,042 | -100.0% | -0.02% | – |
| DMF | Exit | DREYFUS MUN INCOME INC | $0 | – | -248,706 | -100.0% | -0.02% | – |
| IDTI | Exit | INTEGRATED DEVICE TECHNOLOGY | $0 | – | -43,451 | -100.0% | -0.02% | – |
| EYPT | Exit | EYEPOINT PHARMACEUTICALS INC | $0 | – | -1,137,894 | -100.0% | -0.02% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INC | $0 | – | -578,013 | -100.0% | -0.02% | – |
| AKP | Exit | ALLIANCE CALIF MUN INCOME FD | $0 | – | -155,052 | -100.0% | -0.02% | – |
| DSM | Exit | DREYFUS STRATEGIC MUN BD FD | $0 | – | -314,739 | -100.0% | -0.02% | – |
| TRP | Exit | TRANSCANADA CORP | $0 | – | -55,178 | -100.0% | -0.02% | – |
| PENN | Exit | PENN NATL GAMING INC | $0 | – | -139,538 | -100.0% | -0.02% | – |
| TXMD | Exit | THERAPEUTICSMD INC | $0 | – | -626,728 | -100.0% | -0.02% | – |
| TRTX | Exit | TPG RE FIN TR INC | $0 | – | -179,352 | -100.0% | -0.03% | – |
| Exit | LEGACY RESERVES LP/ LEGACY Fnote 8.000% 9/2 | $0 | – | -10,783,000 | -100.0% | -0.03% | – | |
| DMB | Exit | DREYFUS MUN BD INFRSTRCTR FD | $0 | – | -291,881 | -100.0% | -0.03% | – |
| HUBG | Exit | HUB GROUP INCcl a | $0 | – | -97,069 | -100.0% | -0.03% | – |
| SP | Exit | SP PLUS CORP | $0 | – | -131,292 | -100.0% | -0.04% | – |
| GG | Exit | GOLDCORP INC NEW | $0 | – | -440,730 | -100.0% | -0.04% | – |
| HSBCPRA | Exit | HSBC HLDGS PLCadr a 1/40pf a | $0 | – | -200,000 | -100.0% | -0.04% | – |
| UBSH | Exit | UNION BANKSHARES CORP NEW | $0 | – | -182,083 | -100.0% | -0.05% | – |
| GOLF | Exit | ACUSHNET HOLDINGS CORP | $0 | – | -289,865 | -100.0% | -0.06% | – |
| CRAY | Exit | CRAY INC | $0 | – | -414,825 | -100.0% | -0.09% | – |
| DWDP | Exit | DOWDUPONT INC | $0 | – | -215,498 | -100.0% | -0.09% | – |
| CUZ | Exit | COUSINS PPTYS INC | $0 | – | -1,519,349 | -100.0% | -0.12% | – |
| TAN | Exit | INVESCO EXCHNG TRADED FD TRsolar etf | $0 | – | -758,799 | -100.0% | -0.14% | – |
| JNK | Exit | SPDR SERIES TRUSTbloomberg brclys | $0 | – | -570,201 | -100.0% | -0.17% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- GUGGENHEIM FUNDS DISTRIBUTORS, LLC #1
- SECURITY INVESTORS LLC #2
- Guggenheim Partners Investment Management, LLC #3
- Guggenheim Life & Annuity Co #4
- GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC #5
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 3.9% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.0% |
| AMAZON COM INC | 42 | Q3 2023 | 2.4% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.3% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 1.5% |
| CISCO SYS INC | 42 | Q3 2023 | 1.1% |
| NVIDIA CORPORATION | 42 | Q3 2023 | 2.3% |
| INTEL CORP | 42 | Q3 2023 | 0.8% |
| PEPSICO INC | 42 | Q3 2023 | 0.8% |
View GUGGENHEIM CAPITAL LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AfterNext HealthTech Acquisition Corp.Sold out | September 11, 2023 | 0 | 0.0% |
| Aequi Acquisition Corp.Sold out | August 09, 2023 | 0 | 0.0% |
| Acropolis Infrastructure Acquisition Corp. | February 15, 2023 | 1,317,451 | 3.8% |
| AfterNext HealthTech Acquisition Corp. | February 15, 2023 | 1,798,300 | 7.2% |
| Ares Dynamic Credit Allocation Fund, Inc. | February 15, 2023 | 852,331 | 3.7% |
| Blue Whale Acquisition Corp I | February 15, 2023 | 1,054,392 | 4.6% |
| TPG Pace Beneficial II Corp. | February 15, 2023 | 1,938,725 | 4.7% |
| Voya Global Advantage & Premium Opportunity Fund | February 15, 2023 | 717,598 | 4.5% |
| KKR Acquisition Holdings I Corp.Sold out | January 17, 2023 | 0 | 0.0% |
| RXR Acquisition Corp.Sold out | January 10, 2023 | 0 | 0.0% |
View GUGGENHEIM CAPITAL LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| SC 13G/A | 2023-10-10 |
| SC 13G/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
| SC 13G/A | 2023-08-09 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-02-15 |
| SC 13G/A | 2023-02-15 |
View GUGGENHEIM CAPITAL LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.