$12.3 Billion is the total value of GUGGENHEIM CAPITAL LLC's 4325 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NGD | Exit | NEW GOLD INC CDA | $0 | – | -43,768 | -100.0% | 0.00% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -11,403 | -100.0% | 0.00% | – |
| GPL | Exit | GREAT PANTHER SILVER LTD | $0 | – | -55,883 | -100.0% | 0.00% | – |
| FRAN | Exit | FRANCESCAS HLDGS CORP | $0 | – | -61,110 | -100.0% | 0.00% | – |
| BRSWQ | Exit | BRISTOW GROUP INC | $0 | – | -14,206 | -100.0% | 0.00% | – |
| MHLD | Exit | MAIDEN HOLDINGS LTD | $0 | – | -23,333 | -100.0% | 0.00% | – |
| AKRXQ | Exit | AKORN INC | $0 | – | -10,533 | -100.0% | 0.00% | – |
| IDT | Exit | IDT CORPcl b new | $0 | – | -20,217 | -100.0% | -0.00% | – |
| RDC | Exit | ROWAN COMPANIES PLC | $0 | – | -11,230 | -100.0% | -0.00% | – |
| GDL | Exit | GDL FUND | $0 | – | -16,104 | -100.0% | -0.00% | – |
| PPT | Exit | PUTNAM PREMIER INCOME TRsh ben int | $0 | – | -35,910 | -100.0% | -0.00% | – |
| CLDPQ | Exit | CLOUD PEAK ENERGY INC | $0 | – | -165,786 | -100.0% | -0.00% | – |
| OCSI | Exit | OAKTREE STRATEGIC INCOME COR | $0 | – | -16,964 | -100.0% | -0.00% | – |
| RFL | Exit | RAFAEL HLDGS INC | $0 | – | -10,105 | -100.0% | -0.00% | – |
| RFP | Exit | RESOLUTE FST PRODS INC | $0 | – | -10,008 | -100.0% | -0.00% | – |
| TGI | Exit | TRIUMPH GROUP INC NEW | $0 | – | -11,323 | -100.0% | -0.00% | – |
| HOMB | Exit | HOME BANCSHARES INC | $0 | – | -12,090 | -100.0% | -0.00% | – |
| HCI | Exit | HCI GROUP INC | $0 | – | -4,780 | -100.0% | -0.00% | – |
| AHH | Exit | ARMADA HOFFLER PPTYS INC | $0 | – | -18,256 | -100.0% | -0.00% | – |
| DVY | Exit | ISHARES TRselect divid etf | $0 | – | -2,284 | -100.0% | -0.00% | – |
| UFCS | Exit | UNITED FIRE GROUP INC | $0 | – | -5,117 | -100.0% | -0.00% | – |
| TBK | Exit | TRIUMPH BANCORP INC | $0 | – | -7,302 | -100.0% | -0.00% | – |
| ICLR | Exit | ICON PLC | $0 | – | -2,237 | -100.0% | -0.00% | – |
| UVE | Exit | UNIVERSAL INS HLDGS INC | $0 | – | -5,807 | -100.0% | -0.00% | – |
| IRS | Exit | IRSA INVERSIONES Y REP S Aglobl dep rcpt | $0 | – | -18,112 | -100.0% | -0.00% | – |
| BRG | Exit | BLUEROCK RESIDENTIAL GRW REI | $0 | – | -20,346 | -100.0% | -0.00% | – |
| HSKA | Exit | HESKA CORP | $0 | – | -2,420 | -100.0% | -0.00% | – |
| MGA | Exit | MAGNA INTL INC | $0 | – | -4,821 | -100.0% | -0.00% | – |
| MTRX | Exit | MATRIX SVC CO | $0 | – | -10,859 | -100.0% | -0.00% | – |
| HOME | Exit | AT HOME GROUP INC | $0 | – | -11,425 | -100.0% | -0.00% | – |
| HWKN | Exit | HAWKINS INC | $0 | – | -4,946 | -100.0% | -0.00% | – |
| AVAV | Exit | AEROVIRONMENT INC | $0 | – | -3,697 | -100.0% | -0.00% | – |
| PRLB | Exit | PROTO LABS INC | $0 | – | -2,141 | -100.0% | -0.00% | – |
| VLT | Exit | INVESCO HIGH INCOME TR II | $0 | – | -16,260 | -100.0% | -0.00% | – |
| KEP | Exit | KOREA ELECTRIC PWRsponsored adr | $0 | – | -17,174 | -100.0% | -0.00% | – |
| USAC | Exit | USA COMPRESSION PARTNERS LP | $0 | – | -19,619 | -100.0% | -0.00% | – |
| IHG | Exit | INTERCONTINENTAL HOTELS GROUsponsored adr | $0 | – | -4,626 | -100.0% | -0.00% | – |
| EGIF | Exit | EAGLE GRWTH & INCOME OPPTY F | $0 | – | -16,960 | -100.0% | -0.00% | – |
| PHG | Exit | KONINKLIJKE PHILIPS N Vny reg sh new | $0 | – | -6,867 | -100.0% | -0.00% | – |
| TCP | Exit | TC PIPELINES LP | $0 | – | -7,201 | -100.0% | -0.00% | – |
| VC | Exit | VISTEON CORP | $0 | – | -4,759 | -100.0% | -0.00% | – |
| VLGEA | Exit | VILLAGE SUPER MKT INCcl a new | $0 | – | -10,729 | -100.0% | -0.00% | – |
| HTLF | Exit | HEARTLAND FINL USA INC | $0 | – | -4,624 | -100.0% | -0.00% | – |
| CENT | Exit | CENTRAL GARDEN & PET CO | $0 | – | -7,823 | -100.0% | -0.00% | – |
| MMLP | Exit | MARTIN MIDSTREAM PRTNRS L Punit l p int | $0 | – | -17,712 | -100.0% | -0.00% | – |
| CPSI | Exit | COMPUTER PROGRAMS & SYS INC | $0 | – | -10,187 | -100.0% | -0.00% | – |
| CNI | Exit | CANADIAN NATL RY CO | $0 | – | -3,186 | -100.0% | -0.00% | – |
| CVON | Exit | CONVERGEONE HLDGS INC | $0 | – | -15,233 | -100.0% | -0.00% | – |
| PSO | Exit | PEARSON PLCsponsored adr | $0 | – | -17,422 | -100.0% | -0.00% | – |
| CRCQQ | Exit | CALIFORNIA RES CORP | $0 | – | -10,988 | -100.0% | -0.00% | – |
| DORM | Exit | DORMAN PRODUCTS INC | $0 | – | -2,575 | -100.0% | -0.00% | – |
| BID | Exit | SOTHEBYS | $0 | – | -6,132 | -100.0% | -0.00% | – |
| HDP | Exit | HORTONWORKS INC | $0 | – | -17,579 | -100.0% | -0.00% | – |
| GNBC | Exit | GREEN BANCORP INC | $0 | – | -18,820 | -100.0% | -0.00% | – |
| FRO | Exit | FRONTLINE LTD | $0 | – | -66,014 | -100.0% | -0.00% | – |
| SEND | Exit | SENDGRID INC | $0 | – | -7,032 | -100.0% | -0.00% | – |
| CNXN | Exit | PC CONNECTION INC | $0 | – | -13,234 | -100.0% | -0.00% | – |
| NCR | Exit | NCR CORP NEW | $0 | – | -16,741 | -100.0% | -0.00% | – |
| PAH | Exit | PLATFORM SPECIALTY PRODS COR | $0 | – | -36,135 | -100.0% | -0.00% | – |
| QNST | Exit | QUINSTREET INC | $0 | – | -22,848 | -100.0% | -0.00% | – |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORP | $0 | – | -45,829 | -100.0% | -0.00% | – |
| DIN | Exit | DINE BRANDS GLOBAL INC | $0 | – | -4,754 | -100.0% | -0.00% | – |
| CCS | Exit | CENTURY CMNTYS INC | $0 | – | -23,213 | -100.0% | -0.00% | – |
| CTB | Exit | COOPER TIRE & RUBR CO | $0 | – | -10,290 | -100.0% | -0.00% | – |
| CROX | Exit | CROCS INC | $0 | – | -15,652 | -100.0% | -0.00% | – |
| ROLL | Exit | RBC BEARINGS INC | $0 | – | -2,417 | -100.0% | -0.00% | – |
| CIVI | Exit | CIVITAS SOLUTIONS INC | $0 | – | -17,109 | -100.0% | -0.00% | – |
| MBI | Exit | MBIA INC | $0 | – | -36,608 | -100.0% | -0.00% | – |
| EGL | Exit | ENGILITY HLDGS INC NEW | $0 | – | -13,414 | -100.0% | -0.00% | – |
| CSV | Exit | CARRIAGE SVCS INC | $0 | – | -30,374 | -100.0% | -0.00% | – |
| SVM | Exit | SILVERCORP METALS INC | $0 | – | -234,663 | -100.0% | -0.00% | – |
| NXEO | Exit | NEXEO SOLUTIONS INC | $0 | – | -53,658 | -100.0% | -0.00% | – |
| FLC | Exit | FLAHERTY & CRUMRINE TOTAL RE | $0 | – | -27,757 | -100.0% | -0.00% | – |
| BBL | Exit | BHP GROUP PLCsponsored ads | $0 | – | -11,873 | -100.0% | -0.00% | – |
| DNOW | Exit | NOW INC | $0 | – | -39,785 | -100.0% | -0.00% | – |
| WGP | Exit | WESTERN GAS EQUITY PARTNERS | $0 | – | -20,738 | -100.0% | -0.01% | – |
| BOJA | Exit | BOJANGLES INC | $0 | – | -36,010 | -100.0% | -0.01% | – |
| AM | Exit | ANTERO MIDSTREAM PARTNERS LPunt ltd partn | $0 | – | -27,729 | -100.0% | -0.01% | – |
| ESIO | Exit | ELECTRO SCIENTIFIC INDS | $0 | – | -20,595 | -100.0% | -0.01% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME FD | $0 | – | -21,071 | -100.0% | -0.01% | – |
| IGHG | Exit | PROSHARES TRinvt int rt hg | $0 | – | -8,759 | -100.0% | -0.01% | – |
| P | Exit | PANDORA MEDIA INC | $0 | – | -71,644 | -100.0% | -0.01% | – |
| WRD | Exit | WILDHORSE RESOURCE DEV CORP | $0 | – | -39,230 | -100.0% | -0.01% | – |
| ARGO | Exit | ARGO GROUP INTL HLDGS LTD | $0 | – | -10,781 | -100.0% | -0.01% | – |
| DM | Exit | DOMINION ENERGY MIDSTRM PRTN | $0 | – | -39,035 | -100.0% | -0.01% | – |
| SIR | Exit | SELECT INCOME REIT | $0 | – | -88,926 | -100.0% | -0.01% | – |
| WOR | Exit | WORTHINGTON INDS INC | $0 | – | -19,093 | -100.0% | -0.01% | – |
| FULT | Exit | FULTON FINL CORP PA | $0 | – | -43,371 | -100.0% | -0.01% | – |
| EQGP | Exit | EQGP HOLDINGS LP | $0 | – | -33,660 | -100.0% | -0.01% | – |
| CVRR | Exit | CVR REFNG LP | $0 | – | -70,846 | -100.0% | -0.01% | – |
| NXTM | Exit | NXSTAGE MEDICAL INC | $0 | – | -24,696 | -100.0% | -0.01% | – |
| KORS | Exit | MICHAEL KORS HLDGS LTD | $0 | – | -21,504 | -100.0% | -0.01% | – |
| VLP | Exit | VALERO ENERGY PARTNERS LP | $0 | – | -18,274 | -100.0% | -0.01% | – |
| NTRI | Exit | NUTRI SYS INC NEW | $0 | – | -17,886 | -100.0% | -0.01% | – |
| AEL | Exit | AMERICAN EQTY INVT LIFE HLD | $0 | – | -28,477 | -100.0% | -0.01% | – |
| ESND | Exit | ESSENDANT INC | $0 | – | -71,930 | -100.0% | -0.01% | – |
| ITG | Exit | INVESTMENT TECHNOLOGY GRP NE | $0 | – | -32,419 | -100.0% | -0.01% | – |
| SMPL | Exit | SIMPLY GOOD FOODS CO | $0 | – | -51,883 | -100.0% | -0.01% | – |
| MTOR | Exit | MERITOR INC | $0 | – | -63,497 | -100.0% | -0.01% | – |
| STE | Exit | STERIS PLC | $0 | – | -9,466 | -100.0% | -0.01% | – |
| AHL | Exit | ASPEN INSURANCE HOLDINGS LTD | $0 | – | -24,799 | -100.0% | -0.01% | – |
| SRCL | Exit | STERICYCLE INC | $0 | – | -28,258 | -100.0% | -0.01% | – |
| ATHN | Exit | ATHENAHEALTH INC | $0 | – | -7,808 | -100.0% | -0.01% | – |
| ETH | Exit | ETHAN ALLEN INTERIORS INC | $0 | – | -66,894 | -100.0% | -0.01% | – |
| EMJ | Exit | EATON VANCE N J MUN BD FD | $0 | – | -100,301 | -100.0% | -0.01% | – |
| GPM | Exit | GUGGENHEIM ENHNCD EQTY INCM | $0 | – | -165,559 | -100.0% | -0.01% | – |
| ENLK | Exit | ENLINK MIDSTREAM PARTNERS LP | $0 | – | -103,376 | -100.0% | -0.01% | – |
| TRMK | Exit | TRUSTMARK CORP | $0 | – | -43,276 | -100.0% | -0.01% | – |
| ZAYO | Exit | ZAYO GROUP HLDGS INC | $0 | – | -55,971 | -100.0% | -0.01% | – |
| ESL | Exit | ESTERLINE TECHNOLOGIES CORP | $0 | – | -11,145 | -100.0% | -0.01% | – |
| BNCL | Exit | BENEFICIAL BANCORP INC | $0 | – | -92,431 | -100.0% | -0.01% | – |
| GOV | Exit | GOVERNMENT PPTYS INCOME TR | $0 | – | -194,059 | -100.0% | -0.01% | – |
| BRKR | Exit | BRUKER CORP | $0 | – | -45,996 | -100.0% | -0.01% | – |
| EIV | Exit | EATON VANCE MUN BD FD II | $0 | – | -133,321 | -100.0% | -0.01% | – |
| BXS | Exit | BANCORPSOUTH BK TUPELO MISS | $0 | – | -52,037 | -100.0% | -0.01% | – |
| MBFI | Exit | MB FINANCIAL INC NEW | $0 | – | -34,525 | -100.0% | -0.01% | – |
| CPA | Exit | COPA HOLDINGS SAcl a | $0 | – | -19,036 | -100.0% | -0.01% | – |
| NFX | Exit | NEWFIELD EXPL CO | $0 | – | -102,900 | -100.0% | -0.01% | – |
| BYD | Exit | BOYD GAMING CORP | $0 | – | -75,401 | -100.0% | -0.01% | – |
| CLGX | Exit | CORELOGIC INC | $0 | – | -48,484 | -100.0% | -0.01% | – |
| EVJ | Exit | EATON VANCE NJ MUNI INCOME Tsh ben int | $0 | – | -151,476 | -100.0% | -0.01% | – |
| WASH | Exit | WASHINGTON TR BANCORP | $0 | – | -39,357 | -100.0% | -0.02% | – |
| TLP | Exit | TRANSMONTAIGNE PARTNERS L P | $0 | – | -46,299 | -100.0% | -0.02% | – |
| MXWL | Exit | MAXWELL TECHNOLOGIES INC | $0 | – | -1,017,586 | -100.0% | -0.02% | – |
| VVC | Exit | VECTREN CORP | $0 | – | -31,667 | -100.0% | -0.02% | – |
| DNB | Exit | DUN & BRADSTREET CORP DEL NE | $0 | – | -16,151 | -100.0% | -0.02% | – |
| WES | Exit | WESTERN GAS PARTNERS LP | $0 | – | -56,158 | -100.0% | -0.02% | – |
| IMPV | Exit | IMPERVA INC | $0 | – | -59,186 | -100.0% | -0.03% | – |
| ASTE | Exit | ASTEC INDS INC | $0 | – | -107,591 | -100.0% | -0.03% | – |
| LOXO | Exit | LOXO ONCOLOGY INC | $0 | – | -24,432 | -100.0% | -0.03% | – |
| GOLD | Exit | RANDGOLD RES LTDadr | $0 | – | -41,674 | -100.0% | -0.03% | – |
| TSRO | Exit | TESARO INC | $0 | – | -46,855 | -100.0% | -0.03% | – |
| TWNK | Exit | HOSTESS BRANDS INCcl a | $0 | – | -338,577 | -100.0% | -0.03% | – |
| TAHO | Exit | TAHOE RES INC | $0 | – | -1,373,373 | -100.0% | -0.04% | – |
| PCG | Exit | PG&E CORP | $0 | – | -210,488 | -100.0% | -0.04% | – |
| SCG | Exit | SCANA CORP NEW | $0 | – | -116,901 | -100.0% | -0.05% | – |
| CAL | Exit | CALERES INC | $0 | – | -212,792 | -100.0% | -0.05% | – |
| STNG | Exit | SCORPIO TANKERS INC | $0 | – | -3,921,719 | -100.0% | -0.06% | – |
| FOX | Exit | TWENTY FIRST CENTY FOX INCcl b | $0 | – | -159,554 | -100.0% | -0.06% | – |
| SHPG | Exit | SHIRE PLCsponsored adr | $0 | – | -68,903 | -100.0% | -0.10% | – |
| AIV | Exit | APARTMENT INVT & MGMT COcl a | $0 | – | -371,440 | -100.0% | -0.14% | – |
| FOXA | Exit | TWENTY FIRST CENTY FOX INCcl a | $0 | – | -379,473 | -100.0% | -0.16% | – |
| XOP | Exit | SPDR SERIES TRUSTcall | $0 | – | -3,443,000 | -100.0% | -0.77% | – |
| EEM | Exit | ISHARES TRcall | $0 | – | -19,103,000 | -100.0% | -6.32% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- GUGGENHEIM FUNDS DISTRIBUTORS, LLC #1
- SECURITY INVESTORS LLC #2
- Guggenheim Partners Investment Management, LLC #3
- Guggenheim Life & Annuity Co #4
- GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC #5
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-15
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 3.9% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.0% |
| AMAZON COM INC | 42 | Q3 2023 | 2.4% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.3% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 1.5% |
| CISCO SYS INC | 42 | Q3 2023 | 1.1% |
| NVIDIA CORPORATION | 42 | Q3 2023 | 2.3% |
| INTEL CORP | 42 | Q3 2023 | 0.8% |
| PEPSICO INC | 42 | Q3 2023 | 0.8% |
View GUGGENHEIM CAPITAL LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AfterNext HealthTech Acquisition Corp.Sold out | September 11, 2023 | 0 | 0.0% |
| Aequi Acquisition Corp.Sold out | August 09, 2023 | 0 | 0.0% |
| Acropolis Infrastructure Acquisition Corp. | February 15, 2023 | 1,317,451 | 3.8% |
| AfterNext HealthTech Acquisition Corp. | February 15, 2023 | 1,798,300 | 7.2% |
| Ares Dynamic Credit Allocation Fund, Inc. | February 15, 2023 | 852,331 | 3.7% |
| Blue Whale Acquisition Corp I | February 15, 2023 | 1,054,392 | 4.6% |
| TPG Pace Beneficial II Corp. | February 15, 2023 | 1,938,725 | 4.7% |
| Voya Global Advantage & Premium Opportunity Fund | February 15, 2023 | 717,598 | 4.5% |
| KKR Acquisition Holdings I Corp.Sold out | January 17, 2023 | 0 | 0.0% |
| RXR Acquisition Corp.Sold out | January 10, 2023 | 0 | 0.0% |
View GUGGENHEIM CAPITAL LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| SC 13G/A | 2023-10-10 |
| SC 13G/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
| SC 13G/A | 2023-08-09 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-02-15 |
| SC 13G/A | 2023-02-15 |
View GUGGENHEIM CAPITAL LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.