$42.6 Billion is the total value of GUGGENHEIM CAPITAL LLC's 5687 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 100.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AKBA | Exit | AKEBIA THERAPEUTICS INC | $0 | – | -10,921 | -100.0% | 0.00% | – |
| IVE | Exit | ISHARES TRs&p 500 val etf | $0 | – | -299 | -100.0% | 0.00% | – |
| FHCO | Exit | FEMALE HEALTH CO | $0 | – | -11,982 | -100.0% | 0.00% | – |
| TRMR | Exit | TREMOR VIDEO INC | $0 | – | -15,615 | -100.0% | 0.00% | – |
| TUESQ | Exit | TUESDAY MORNING CORP | $0 | – | -88,621 | -100.0% | 0.00% | – |
| THLD | Exit | THRESHOLD PHARMACEUTICAL INC | $0 | – | -22,767 | -100.0% | 0.00% | – |
| CLDX | Exit | CELLDEX THERAPEUTICS INC NEW | $0 | – | -18,528 | -100.0% | 0.00% | – |
| PDS | Exit | PRECISION DRILLING CORP | $0 | – | -34,819 | -100.0% | 0.00% | – |
| RAD | Exit | RITE AID CORP | $0 | – | -45,930 | -100.0% | 0.00% | – |
| FUEL | Exit | ROCKET FUEL INC | $0 | – | -11,337 | -100.0% | 0.00% | – |
| LSXMA | Exit | LIBERTY MEDIA CORP DELAWARE | $0 | – | -2,081 | -100.0% | 0.00% | – |
| VGZ | Exit | VISTA GOLD CORP | $0 | – | -12,917 | -100.0% | 0.00% | – |
| APTS | Exit | PREFERRED APT CMNTYS INC | $0 | – | -11,036 | -100.0% | 0.00% | – |
| NYMT | Exit | NEW YORK MTG TR INC | $0 | – | -20,840 | -100.0% | 0.00% | – |
| GTN | Exit | GRAY TELEVISION INC | $0 | – | -12,117 | -100.0% | 0.00% | – |
| RMT | Exit | ROYCE MICRO-CAP TR INC | $0 | – | -10,446 | -100.0% | 0.00% | – |
| IGR | Exit | CBRE CLARION GLOBAL REAL EST | $0 | – | -13,697 | -100.0% | 0.00% | – |
| HOSSQ | Exit | HORNBECK OFFSHORE SVCS INC N | $0 | – | -31,587 | -100.0% | 0.00% | – |
| FALC | Exit | FALCONSTOR SOFTWARE INC | $0 | – | -15,392 | -100.0% | 0.00% | – |
| TDW | Exit | TIDEWATER INC | $0 | – | -14,200 | -100.0% | 0.00% | – |
| FT | Exit | FRANKLIN UNVL TRsh ben int | $0 | – | -10,702 | -100.0% | 0.00% | – |
| ALJ | Exit | ALON USA ENERGY INC | $0 | – | -12,578 | -100.0% | 0.00% | – |
| OGXI | Exit | ONCOGENEX PHARMACEUTICALS IN | $0 | – | -14,823 | -100.0% | 0.00% | – |
| DCTH | Exit | DELCATH SYS INC | $0 | – | -22,824 | -100.0% | 0.00% | – |
| CPAC | Exit | CEMENTOS PACASMAYO S A Asponsored adr | $0 | – | -12,928 | -100.0% | 0.00% | – |
| NOG | Exit | NORTHERN OIL & GAS INC NEV | $0 | – | -35,480 | -100.0% | 0.00% | – |
| LGFB | Exit | LIONS GATE ENTMNT CORPcl b non vtg | $0 | – | -45 | -100.0% | 0.00% | – |
| VNCE | Exit | VINCE HLDG CORP | $0 | – | -10,965 | -100.0% | 0.00% | – |
| NRO | Exit | NEUBERGER BERMAN RE ES SEC F | $0 | – | -11,459 | -100.0% | 0.00% | – |
| TVIAQ | Exit | TERRAVIA HLDGS INC | $0 | – | -26,961 | -100.0% | 0.00% | – |
| OPHT | Exit | OPHTHOTECH CORP | $0 | – | -10,030 | -100.0% | 0.00% | – |
| SPIL | Exit | SILICONWARE PRECISION INDS Lsponsd adr spl | $0 | – | -22,035 | -100.0% | 0.00% | – |
| DRD | Exit | DRDGOLD LIMITEDspon adr repstg | $0 | – | -28,901 | -100.0% | 0.00% | – |
| STS | Exit | SUPREME INDS INCcl a | $0 | – | -10,264 | -100.0% | 0.00% | – |
| PPHM | Exit | PEREGRINE PHARMACEUTICALS IN | $0 | – | -75,288 | -100.0% | 0.00% | – |
| GCH | Exit | ABERDEEN GTR CHINA FD INC | $0 | – | -10,010 | -100.0% | 0.00% | – |
| DL | Exit | CHINA DISTANCE ED HLDGS LTDspons adr | $0 | – | -15,802 | -100.0% | 0.00% | – |
| SPPI | Exit | SPECTRUM PHARMACEUTICALS INC | $0 | – | -11,567 | -100.0% | 0.00% | – |
| MYCC | Exit | CLUBCORP HLDGS INC | $0 | – | -12,266 | -100.0% | 0.00% | – |
| ASG | Exit | LIBERTY ALL-STAR GROWTH FD I | $0 | – | -10,224 | -100.0% | 0.00% | – |
| IVV | Exit | ISHARES TRcore s&p500 etf | $0 | – | -2 | -100.0% | 0.00% | – |
| SONC | Exit | SONIC CORP | $0 | – | -9,170 | -100.0% | -0.00% | – |
| AEF | Exit | ABERDEEN CHILE FD INC | $0 | – | -27,847 | -100.0% | -0.00% | – |
| SSP | Exit | SCRIPPS E W CO OHIOcl a new | $0 | – | -14,930 | -100.0% | -0.00% | – |
| DAKT | Exit | DAKTRONICS INC | $0 | – | -29,094 | -100.0% | -0.00% | – |
| TEO | Exit | TELECOM ARGENTINA S Aspon adr rep b | $0 | – | -9,556 | -100.0% | -0.00% | – |
| ERI | Exit | ELDORADO RESORTS INC | $0 | – | -10,615 | -100.0% | -0.00% | – |
| MSGN | Exit | MSG NETWORK INCcl a | $0 | – | -10,487 | -100.0% | -0.00% | – |
| VDTH | Exit | VIDEOCON D2H LTDadr | $0 | – | -19,695 | -100.0% | -0.00% | – |
| ORA | Exit | ORMAT TECHNOLOGIES INC | $0 | – | -3,570 | -100.0% | -0.00% | – |
| PSTB | Exit | PARK STERLING CORP | $0 | – | -17,770 | -100.0% | -0.00% | – |
| TNH | Exit | TERRA NITROGEN CO L P | $0 | – | -2,765 | -100.0% | -0.00% | – |
| BOBE | Exit | BOB EVANS FARMS INC | $0 | – | -3,983 | -100.0% | -0.00% | – |
| PSF | Exit | COHEN & STEERS SLT PFD INCM | $0 | – | -12,457 | -100.0% | -0.00% | – |
| TRCO | Exit | TRIBUNE MEDIA COcl a | $0 | – | -13,698 | -100.0% | -0.00% | – |
| FLC | Exit | FLAHERTY & CRUMRINE TOTAL RE | $0 | – | -9,584 | -100.0% | -0.00% | – |
| OFIX | Exit | ORTHOFIX INTL N V | $0 | – | -5,175 | -100.0% | -0.00% | – |
| LMOS | Exit | LUMOS NETWORKS CORP | $0 | – | -15,582 | -100.0% | -0.00% | – |
| DRA | Exit | DIVERSIFIED REAL ASSET INC F | $0 | – | -12,489 | -100.0% | -0.00% | – |
| XBKS | Exit | XENITH BANKSHARES INC NEW | $0 | – | -10,810 | -100.0% | -0.00% | – |
| AMC | Exit | AMC ENTMT HLDGS INC | $0 | – | -12,642 | -100.0% | -0.00% | – |
| BJRI | Exit | BJS RESTAURANTS INC | $0 | – | -5,725 | -100.0% | -0.00% | – |
| ARIS | Exit | ARI NETWORK SVCS INC | $0 | – | -68,502 | -100.0% | -0.00% | – |
| STRP | Exit | STRAIGHT PATH COMMUNICATNS Icl b | $0 | – | -2,698 | -100.0% | -0.00% | – |
| VLGEA | Exit | VILLAGE SUPER MKT INCcl a new | $0 | – | -7,961 | -100.0% | -0.00% | – |
| EMHY | Exit | ISHARESem hghyl bd etf | $0 | – | -9,285 | -100.0% | -0.00% | – |
| NXC | Exit | NUVEEN CA SELECT TAX FREE PRsh ben int | $0 | – | -15,813 | -100.0% | -0.00% | – |
| SWZ | Exit | SWISS HELVETIA FD INC | $0 | – | -22,130 | -100.0% | -0.00% | – |
| BIF | Exit | BOULDER GROWTH & INCOME FD I | $0 | – | -56,376 | -100.0% | -0.00% | – |
| EC | Exit | ECOPETROL S Asponsored ads | $0 | – | -21,731 | -100.0% | -0.00% | – |
| VSTO | Exit | VISTA OUTDOOR INC | $0 | – | -11,134 | -100.0% | -0.00% | – |
| PLNT | Exit | PLANET FITNESS INCcl a | $0 | – | -12,310 | -100.0% | -0.00% | – |
| SMRTQ | Exit | STEIN MART INC | $0 | – | -287,337 | -100.0% | -0.00% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INC | $0 | – | -7,348 | -100.0% | -0.00% | – |
| FCH | Exit | FELCOR LODGING TR INC | $0 | – | -36,402 | -100.0% | -0.00% | – |
| H | Exit | HYATT HOTELS CORP | $0 | – | -9,592 | -100.0% | -0.00% | – |
| MGI | Exit | MONEYGRAM INTL INC | $0 | – | -25,046 | -100.0% | -0.00% | – |
| SHAK | Exit | SHAKE SHACK INCcl a | $0 | – | -6,777 | -100.0% | -0.00% | – |
| FSBK | Exit | FIRST SOUTH BANCORP INC VA | $0 | – | -27,965 | -100.0% | -0.00% | – |
| TRNO | Exit | TERRENO RLTY CORP | $0 | – | -6,911 | -100.0% | -0.00% | – |
| DFIN | Exit | DONNELLEY FINL SOLUTIONS INC | $0 | – | -8,868 | -100.0% | -0.00% | – |
| LQ | Exit | LA QUINTA HLDGS INC | $0 | – | -15,445 | -100.0% | -0.00% | – |
| RRR | Exit | RED ROCK RESORTS INCcl a | $0 | – | -13,931 | -100.0% | -0.00% | – |
| SPR | Exit | SPIRIT AEROSYSTEMS HLDGS INC | $0 | – | -5,753 | -100.0% | -0.00% | – |
| VEON | Exit | VEON LTDsponsored adr | $0 | – | -50,085 | -100.0% | -0.00% | – |
| GNCMA | Exit | GENERAL COMMUNICATION INCcl a | $0 | – | -8,721 | -100.0% | -0.00% | – |
| HEWG | Exit | ISHARES TRhdg msci germn | $0 | – | -15,000 | -100.0% | -0.00% | – |
| SWFT | Exit | SWIFT TRANSN COcl a | $0 | – | -24,942 | -100.0% | -0.00% | – |
| XCRA | Exit | XCERRA CORP | $0 | – | -58,799 | -100.0% | -0.00% | – |
| CDI | Exit | C D I CORP | $0 | – | -137,402 | -100.0% | -0.00% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $0 | – | -16,113 | -100.0% | -0.00% | – |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -97,408 | -100.0% | -0.00% | – |
| RDWR | Exit | RADWARE LTDord | $0 | – | -37,583 | -100.0% | -0.00% | – |
| WMAR | Exit | WEST MARINE INC | $0 | – | -56,919 | -100.0% | -0.00% | – |
| VTTI | Exit | VTTI ENERGY PARTNERS LP | $0 | – | -32,439 | -100.0% | -0.00% | – |
| HYHG | Exit | PROSHARES TRhgh yld int rate | $0 | – | -13,699 | -100.0% | -0.00% | – |
| JELD | Exit | JELD-WEN HLDG INC | $0 | – | -23,177 | -100.0% | -0.00% | – |
| SVU | Exit | SUPERVALU INC | $0 | – | -199,612 | -100.0% | -0.00% | – |
| HQCL | Exit | HANWHA Q CELL CO LTDsponsored adr ne | $0 | – | -128,910 | -100.0% | -0.00% | – |
| COLM | Exit | COLUMBIA SPORTSWEAR CO | $0 | – | -15,611 | -100.0% | -0.00% | – |
| EDF | Exit | STONE HBR EMERG MRKTS INC FD | $0 | – | -38,459 | -100.0% | -0.00% | – |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORP | $0 | – | -142,721 | -100.0% | -0.00% | – |
| ABDC | Exit | ALCENTRA CAP CORP | $0 | – | -80,966 | -100.0% | -0.00% | – |
| AMRI | Exit | ALBANY MOLECULAR RESH INC | $0 | – | -44,419 | -100.0% | -0.00% | – |
| SSNI | Exit | SILVER SPRING NETWORKS INC | $0 | – | -105,505 | -100.0% | -0.00% | – |
| SGRY | Exit | SURGERY PARTNERS INC | $0 | – | -53,443 | -100.0% | -0.00% | – |
| ENOC | Exit | ENERNOC INC | $0 | – | -158,030 | -100.0% | -0.00% | – |
| KNX | Exit | KNIGHT TRANSN INC | $0 | – | -29,329 | -100.0% | -0.00% | – |
| KCG | Exit | KCG HLDGS INCcl a | $0 | – | -57,987 | -100.0% | -0.00% | – |
| OKS | Exit | ONEOK PARTNERS LPunit ltd partn | $0 | – | -21,417 | -100.0% | -0.00% | – |
| SSRI | Exit | SILVER STD RES INC | $0 | – | -125,288 | -100.0% | -0.00% | – |
| OB | Exit | ONEBEACON INSURANCE GROUP LTcl a | $0 | – | -56,641 | -100.0% | -0.00% | – |
| SYT | Exit | SYNGENTA AGsponsored adr | $0 | – | -10,584 | -100.0% | -0.00% | – |
| DK | Exit | DELEK US HLDGS INC | $0 | – | -40,218 | -100.0% | -0.00% | – |
| FIG | Exit | FORTRESS INVESTMENT GROUP LLcl a | $0 | – | -170,351 | -100.0% | -0.00% | – |
| FSS | Exit | FEDERAL SIGNAL CORP | $0 | – | -97,598 | -100.0% | -0.00% | – |
| RGR | Exit | STURM RUGER & CO INC | $0 | – | -22,236 | -100.0% | -0.00% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -1,412,507 | -100.0% | -0.00% | – |
| Exit | LLOYDS BANKING GROUP PLCdbcv 7.500%12/3 | $0 | – | -1,350,000 | -100.0% | -0.00% | – | |
| TMHC | Exit | TAYLOR MORRISON HOME CORPcl a | $0 | – | -71,105 | -100.0% | -0.01% | – |
| NSR | Exit | NEUSTAR INCcl a | $0 | – | -56,143 | -100.0% | -0.01% | – |
| Exit | BARCLAYS PLCnote 8.250%12/3 | $0 | – | -1,715,000 | -100.0% | -0.01% | – | |
| ARNCPRB | Exit | ARCONIC INCpfd conv b ser 1 | $0 | – | -58,695 | -100.0% | -0.01% | – |
| AABA | Exit | ALTABA INC | $0 | – | -45,882 | -100.0% | -0.01% | – |
| MBBYF | Exit | MOBILEYE N V AMSTELVEEN | $0 | – | -40,178 | -100.0% | -0.01% | – |
| ARMK | Exit | ARAMARK | $0 | – | -67,948 | -100.0% | -0.01% | – |
| CBB | Exit | CINCINNATI BELL INC NEW | $0 | – | -126,122 | -100.0% | -0.01% | – |
| SATS | Exit | ECHOSTAR CORPcl a | $0 | – | -42,804 | -100.0% | -0.01% | – |
| CAB | Exit | CABELAS INC | $0 | – | -49,773 | -100.0% | -0.01% | – |
| IMOS | Exit | CHIPMOS TECHNOLOGIES INCsponsored adr | $0 | – | -165,148 | -100.0% | -0.01% | – |
| DFT | Exit | DUPONT FABROS TECHNOLOGY INC | $0 | – | -65,404 | -100.0% | -0.01% | – |
| IXYS | Exit | IXYS CORP | $0 | – | -299,699 | -100.0% | -0.01% | – |
| Exit | BARCLAYS PLCnote 6.625%12/3 | $0 | – | -5,000,000 | -100.0% | -0.01% | – | |
| Exit | ING GROEP N Vdbcv 6.500%12/3 | $0 | – | -5,000,000 | -100.0% | -0.01% | – | |
| TLLP | Exit | TESORO LOGISTICS LP | $0 | – | -101,288 | -100.0% | -0.01% | – |
| MORE | Exit | MONOGRAM RESIDENTIAL TR INC | $0 | – | -685,380 | -100.0% | -0.02% | – |
| CCP | Exit | CARE CAP PPTYS INC | $0 | – | -256,096 | -100.0% | -0.02% | – |
| PNRA | Exit | PANERA BREAD COcl a | $0 | – | -23,188 | -100.0% | -0.02% | – |
| SFR | Exit | COLONY STARWOOD HOMES | $0 | – | -243,830 | -100.0% | -0.02% | – |
| KATE | Exit | KATE SPADE & CO | $0 | – | -617,211 | -100.0% | -0.03% | – |
| WOOF | Exit | VCA INC | $0 | – | -128,457 | -100.0% | -0.03% | – |
| WBMD | Exit | WEBMD HEALTH CORP | $0 | – | -301,762 | -100.0% | -0.05% | – |
| Exit | HSBC HLDGS PLCnote 6.375%12/3 | $0 | – | -23,100,000 | -100.0% | -0.06% | – | |
| Exit | HSBC HLDGS PLCdbcv 6.375%12/3 | $0 | – | -30,030,000 | -100.0% | -0.08% | – | |
| BHI | Exit | BAKER HUGHES INC | $0 | – | -675,781 | -100.0% | -0.10% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -510,912 | -100.0% | -0.11% | – |
| SPLS | Exit | STAPLES INC | $0 | – | -4,748,627 | -100.0% | -0.13% | – |
| Exit | TORONTO DOMINION BK ONTnote 3.625% 9/1 | $0 | – | -50,200,000 | -100.0% | -0.13% | – | |
| DOW | Exit | DOW CHEM CO | $0 | – | -875,506 | -100.0% | -0.15% | – |
| WFM | Exit | WHOLE FOODS MKT INC | $0 | – | -1,520,440 | -100.0% | -0.17% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -1,049,482 | -100.0% | -0.18% | – |
| TSO | Exit | TESORO CORP | $0 | – | -759,854 | -100.0% | -0.19% | – |
| Exit | BANK OF NOVA SCOTIAnote 4.500%12/1 | $0 | – | -85,433,000 | -100.0% | -0.24% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 3.9% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.0% |
| AMAZON COM INC | 42 | Q3 2023 | 2.4% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.3% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 1.5% |
| CISCO SYS INC | 42 | Q3 2023 | 1.1% |
| NVIDIA CORPORATION | 42 | Q3 2023 | 2.3% |
| INTEL CORP | 42 | Q3 2023 | 0.8% |
| PEPSICO INC | 42 | Q3 2023 | 0.8% |
View GUGGENHEIM CAPITAL LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AfterNext HealthTech Acquisition Corp.Sold out | September 11, 2023 | 0 | 0.0% |
| Aequi Acquisition Corp.Sold out | August 09, 2023 | 0 | 0.0% |
| Acropolis Infrastructure Acquisition Corp. | February 15, 2023 | 1,317,451 | 3.8% |
| AfterNext HealthTech Acquisition Corp. | February 15, 2023 | 1,798,300 | 7.2% |
| Ares Dynamic Credit Allocation Fund, Inc. | February 15, 2023 | 852,331 | 3.7% |
| Blue Whale Acquisition Corp I | February 15, 2023 | 1,054,392 | 4.6% |
| TPG Pace Beneficial II Corp. | February 15, 2023 | 1,938,725 | 4.7% |
| Voya Global Advantage & Premium Opportunity Fund | February 15, 2023 | 717,598 | 4.5% |
| KKR Acquisition Holdings I Corp.Sold out | January 17, 2023 | 0 | 0.0% |
| RXR Acquisition Corp.Sold out | January 10, 2023 | 0 | 0.0% |
View GUGGENHEIM CAPITAL LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| SC 13G/A | 2023-10-10 |
| SC 13G/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
| SC 13G/A | 2023-08-09 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-02-15 |
| SC 13G/A | 2023-02-15 |
View GUGGENHEIM CAPITAL LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.