$42.6 Billion is the total value of GUGGENHEIM CAPITAL LLC's 5687 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HYG | New | ISHARES TRput | $2,228,612,000 | – | 25,108,300 | +100.0% | 5.24% | – |
| TLT | New | ISHARES TRcall | $1,499,804,000 | – | 12,021,500 | +100.0% | 3.52% | – |
| GSY | New | CLAYMORE EXCHANGE TRD FD TRgugg ultr sh dur | $84,519,000 | – | 1,677,943 | +100.0% | 0.20% | – |
| ANDV | New | ANDEAVOR | $75,271,000 | – | 729,736 | +100.0% | 0.18% | – |
| DWDP | New | DOWDUPONT INC | $63,840,000 | – | 922,125 | +100.0% | 0.15% | – |
| BHF | New | BRIGHTHOUSE FINL INC | $41,870,000 | – | 688,644 | +100.0% | 0.10% | – |
| BKR | New | BAKER HUGHES A GE COcl a | $41,221,000 | – | 1,125,652 | +100.0% | 0.10% | – |
| SFR | New | STARWOOD WAYPOINT HOMES | $10,784,000 | – | 296,538 | +100.0% | 0.02% | – |
| KNX | New | KNIGHT SWIFT TRANSN HLDGS INcl a | $6,633,000 | – | 159,652 | +100.0% | 0.02% | – |
| LAZ | New | LAZARD LTD | $5,958,000 | – | 131,745 | +100.0% | 0.01% | – |
| ANDX | New | ANDEAVOR LOGISTICS LP | $5,223,000 | – | 104,325 | +100.0% | 0.01% | – |
| GMS | New | GMS INC | $5,261,000 | – | 148,644 | +100.0% | 0.01% | – |
| AHGP | New | ALLIANCE HOLDINGS GP LP | $3,750,000 | – | 134,849 | +100.0% | 0.01% | – |
| BDXA | New | BECTON DICKINSON & CO | $3,657,000 | – | 66,243 | +100.0% | 0.01% | – |
| JHG | New | JANUS HENDERSON GROUP PLC | $3,158,000 | – | 90,632 | +100.0% | 0.01% | – |
| BSM | New | BLACK STONE MINERALS L P | $2,663,000 | – | 153,621 | +100.0% | 0.01% | – |
| DVAX | New | DYNAVAX TECHNOLOGIES CORP | $2,345,000 | – | 109,039 | +100.0% | 0.01% | – |
| JBGS | New | JBG SMITH PPTYS | $2,703,000 | – | 79,007 | +100.0% | 0.01% | – |
| USNA | New | USANA HEALTH SCIENCES INC | $2,021,000 | – | 35,035 | +100.0% | 0.01% | – |
| TPRE | New | THIRD PT REINS LTD | $1,931,000 | – | 123,706 | +100.0% | 0.01% | – |
| SSRM | New | SSR MNG INC | $2,285,000 | – | 215,413 | +100.0% | 0.01% | – |
| SP | New | SP PLUS CORP | $2,267,000 | – | 57,422 | +100.0% | 0.01% | – |
| CARA | New | CARA THERAPEUTICS INC | $1,491,000 | – | 108,958 | +100.0% | 0.00% | – |
| BNCL | New | BENEFICIAL BANCORP INC | $1,604,000 | – | 96,641 | +100.0% | 0.00% | – |
| DK | New | DELEK US HLDGS INC NEW | $1,661,000 | – | 62,083 | +100.0% | 0.00% | – |
| LOPE | New | GRAND CANYON ED INC | $1,593,000 | – | 17,536 | +100.0% | 0.00% | – |
| SVU | New | SUPERVALU INC | $1,627,000 | – | 74,768 | +100.0% | 0.00% | – |
| JRVR | New | JAMES RIV GROUP LTD | $1,210,000 | – | 29,177 | +100.0% | 0.00% | – |
| BKE | New | BUCKLE INC | $1,312,000 | – | 77,843 | +100.0% | 0.00% | – |
| APO | New | APOLLO GLOBAL MGMT LLC | $1,311,000 | – | 43,560 | +100.0% | 0.00% | – |
| LBAI | New | LAKELAND BANCORP INC | $1,140,000 | – | 55,894 | +100.0% | 0.00% | – |
| KNL | New | KNOLL INC | $1,252,000 | – | 62,615 | +100.0% | 0.00% | – |
| INAP | New | INTERNAP CORP | $1,261,000 | – | 290,146 | +100.0% | 0.00% | – |
| OEC | New | ORION ENGINEERED CARBONS S A | $1,235,000 | – | 55,007 | +100.0% | 0.00% | – |
| FRME | New | FIRST MERCHANTS CORP | $1,159,000 | – | 26,997 | +100.0% | 0.00% | – |
| APOG | New | APOGEE ENTERPRISES INC | $663,000 | – | 13,717 | +100.0% | 0.00% | – |
| CLF | New | CLEVELAND CLIFFS INC | $694,000 | – | 97,073 | +100.0% | 0.00% | – |
| CLDR | New | CLOUDERA INC | $720,000 | – | 43,375 | +100.0% | 0.00% | – |
| EOT | New | EATON VANCE NATL MUN OPPORT | $891,000 | – | 39,267 | +100.0% | 0.00% | – |
| FTRCQ | New | FRONTIER COMMUNICATIONS CORP | $1,041,000 | – | 88,177 | +100.0% | 0.00% | – |
| PSXP | New | PHILLIPS 66 PARTNERS LP | $665,000 | – | 12,661 | +100.0% | 0.00% | – |
| SNDR | New | SCHNEIDER NATIONAL INCcl b | $669,000 | – | 26,467 | +100.0% | 0.00% | – |
| RP | New | REALPAGE INC | $333,000 | – | 8,357 | +100.0% | 0.00% | – |
| PRK | New | PARK NATL CORP | $332,000 | – | 3,063 | +100.0% | 0.00% | – |
| JRI | New | NUVEEN REAL ASSET INC & GROW | $374,000 | – | 20,790 | +100.0% | 0.00% | – |
| NXTM | New | NXSTAGE MEDICAL INC | $228,000 | – | 8,298 | +100.0% | 0.00% | – |
| TGI | New | TRIUMPH GROUP INC NEW | $252,000 | – | 8,464 | +100.0% | 0.00% | – |
| EDU | New | NEW ORIENTAL ED & TECH GRP Ispon adr | $230,000 | – | 2,602 | +100.0% | 0.00% | – |
| NEO | New | NEOGENOMICS INC | $299,000 | – | 26,919 | +100.0% | 0.00% | – |
| MNRO | New | MONRO INC | $244,000 | – | 4,373 | +100.0% | 0.00% | – |
| UPLCQ | New | ULTRA PETROLEUM CORP | $279,000 | – | 32,203 | +100.0% | 0.00% | – |
| MED | New | MEDIFAST INC | $469,000 | – | 7,897 | +100.0% | 0.00% | – |
| LOXO | New | LOXO ONCOLOGY INC | $394,000 | – | 4,278 | +100.0% | 0.00% | – |
| KLIC | New | KULICKE & SOFFA INDS INC | $294,000 | – | 13,646 | +100.0% | 0.00% | – |
| KB | New | KB FINANCIAL GROUP INCsponsored adr | $249,000 | – | 5,083 | +100.0% | 0.00% | – |
| HKRSQ | New | HALCON RES CORP | $220,000 | – | 32,271 | +100.0% | 0.00% | – |
| GSHHY | New | GUANGSHEN RY LTDsponsored adr | $229,000 | – | 7,851 | +100.0% | 0.00% | – |
| FGEN | New | FIBROGEN INC | $524,000 | – | 9,766 | +100.0% | 0.00% | – |
| EHIC | New | EHI CAR SVCS LTDspon ads cl a | $214,000 | – | 21,859 | +100.0% | 0.00% | – |
| DLB | New | DOLBY LABORATORIES INC | $448,000 | – | 7,784 | +100.0% | 0.00% | – |
| DKL | New | DELEK LOGISTICS PARTNERS LP | $388,000 | – | 12,407 | +100.0% | 0.00% | – |
| ZGNX | New | ZOGENIX INC | $263,000 | – | 7,501 | +100.0% | 0.00% | – |
| CIO | New | CITY OFFICE REIT INC | $285,000 | – | 20,786 | +100.0% | 0.00% | – |
| TEAM | New | ATLASSIAN CORP PLCcl a | $227,000 | – | 6,449 | +100.0% | 0.00% | – |
| ATH | New | ATHENE HLDG LTDcl a | $229,000 | – | 4,264 | +100.0% | 0.00% | – |
| CBM | New | CAMBREX CORP | $371,000 | – | 6,758 | +100.0% | 0.00% | – |
| BEDU | New | BRIGHT SCHOLAR ED HLDGS LTDsponsored ads | $266,000 | – | 11,455 | +100.0% | 0.00% | – |
| BBK | New | BLACKROCK MUNICIPAL BOND TR | $438,000 | – | 28,166 | +100.0% | 0.00% | – |
| BWINB | New | BALDWIN & LYONS INCcl b | $254,000 | – | 11,267 | +100.0% | 0.00% | – |
| AZUL | New | AZUL S Asponsr adr pfd | $216,000 | – | 7,854 | +100.0% | 0.00% | – |
| ITRN | New | ITURAN LOCATION AND CONTROL | $495,000 | – | 13,726 | +100.0% | 0.00% | – |
| AMSWA | New | AMERICAN SOFTWARE INCcl a | $334,000 | – | 29,416 | +100.0% | 0.00% | – |
| AMED | New | AMEDISYS INC | $443,000 | – | 7,933 | +100.0% | 0.00% | – |
| ACH | New | ALUMINUM CORP CHINA LTD | $370,000 | – | 16,708 | +100.0% | 0.00% | – |
| ATSG | New | AIR TRANSPORT SERVICES GRP I | $386,000 | – | 15,873 | +100.0% | 0.00% | – |
| AERI | New | AERIE PHARMACEUTICALS INC | $324,000 | – | 6,672 | +100.0% | 0.00% | – |
| ADES | New | ADVANCED EMISSIONS SOLUTS IN | $361,000 | – | 32,907 | +100.0% | 0.00% | – |
| SPKE | New | SPARK ENERGY INC | $232,000 | – | 15,496 | +100.0% | 0.00% | – |
| SHG | New | SHINHAN FINANCIAL GROUP CO Lspn adr restrd | $266,000 | – | 6,007 | +100.0% | 0.00% | – |
| SMICY | New | SEMICONDUCTOR MFG INTL CORPsponsored adr | $326,000 | – | 58,708 | +100.0% | 0.00% | – |
| KRNY | New | KEARNY FINL CORP MD | $181,000 | – | 11,816 | +100.0% | 0.00% | – |
| AVGR | New | AVINGER INC | $6,000 | – | 15,103 | +100.0% | 0.00% | – |
| INPX | New | INPIXON | $5,000 | – | 15,003 | +100.0% | 0.00% | – |
| ITEK | New | INOTEK PHARMACEUTICALS CORP | $19,000 | – | 10,441 | +100.0% | 0.00% | – |
| ASTC | New | ASTROTECH CORP | $10,000 | – | 10,170 | +100.0% | 0.00% | – |
| VERU | New | VERU INC | $33,000 | – | 12,467 | +100.0% | 0.00% | – |
| ARGS | New | ARGOS THERAPEUTICS INC | $5,000 | – | 27,984 | +100.0% | 0.00% | – |
| VKTX | New | VIKING THERAPEUTICS INC | $20,000 | – | 10,366 | +100.0% | 0.00% | – |
| HUSA | New | HOUSTON AMERN ENERGY CORP | $7,000 | – | 13,592 | +100.0% | 0.00% | – |
| SRRA | New | SIERRA ONCOLOGY INC | $23,000 | – | 14,994 | +100.0% | 0.00% | – |
| AMDA | New | AMEDICA CORP | $7,000 | – | 23,158 | +100.0% | 0.00% | – |
| SDPI | New | SUPERIOR DRILLING PRODS INC | $9,000 | – | 11,129 | +100.0% | 0.00% | – |
| PLPM | New | PLANET PAYMENT INC | $60,000 | – | 14,192 | +100.0% | 0.00% | – |
| SENS | New | SENSEONICS HLDGS INC | $55,000 | – | 17,105 | +100.0% | 0.00% | – |
| AJRD | New | AEROJET ROCKETDYNE HLDGS INC | $208,000 | – | 5,955 | +100.0% | 0.00% | – |
| EYES | New | SECOND SIGHT MED PRODS INC | $14,000 | – | 11,610 | +100.0% | 0.00% | – |
| FTK | New | FLOTEK INDS INC DEL | $54,000 | – | 11,738 | +100.0% | 0.00% | – |
| TLRA | New | TELARIA INC | $68,000 | – | 15,520 | +100.0% | 0.00% | – |
| TNDM | New | TANDEM DIABETES CARE INC | $12,000 | – | 16,503 | +100.0% | 0.00% | – |
| SPHS | New | SOPHIRIS BIO INC | $23,000 | – | 10,975 | +100.0% | 0.00% | – |
| SPXC | New | SPX CORP | $212,000 | – | 7,215 | +100.0% | 0.00% | – |
| THQ | New | TEKLA HEALTHCARE OPPORTUNIT | $186,000 | – | 10,016 | +100.0% | 0.00% | – |
| ENPH | New | ENPHASE ENERGY INC | $35,000 | – | 22,955 | +100.0% | 0.00% | – |
| RNVA | New | RENNOVA HEALTH INC | $3,000 | – | 17,820 | +100.0% | 0.00% | – |
| TEI | New | TEMPLETON EMERG MKTS INCOME | $185,000 | – | 15,977 | +100.0% | 0.00% | – |
| RGLS | New | REGULUS THERAPEUTICS INC | $36,000 | – | 29,097 | +100.0% | 0.00% | – |
| RASF | New | RAIT FINANCIAL TRUST | $23,000 | – | 31,605 | +100.0% | 0.00% | – |
| MCF | New | CONTANGO OIL & GAS COMPANY | $61,000 | – | 12,315 | +100.0% | 0.00% | – |
| PFMT | New | PERFORMANT FINL CORP | $19,000 | – | 10,177 | +100.0% | 0.00% | – |
| PPHM | New | PEREGRINE PHARMACEUTICALS IN | $38,000 | – | 12,038 | +100.0% | 0.00% | – |
| ORC | New | ORCHID IS CAP INC | $129,000 | – | 12,726 | +100.0% | 0.00% | – |
| TRVN | New | TREVENA INC | $38,000 | – | 15,051 | +100.0% | 0.00% | – |
| CASI | New | CASI PHARMACEUTICALS INC | $22,000 | – | 12,242 | +100.0% | 0.00% | – |
| CPST | New | CAPSTONE TURBINE CORP | $12,000 | – | 17,417 | +100.0% | 0.00% | – |
| XXII | New | 22ND CENTY GROUP INC | $79,000 | – | 28,695 | +100.0% | 0.00% | – |
| NETE | New | NET ELEMENT INC | $14,000 | – | 16,012 | +100.0% | 0.00% | – |
| CTIC | New | CTI BIOPHARMA CORP | $43,000 | – | 13,330 | +100.0% | 0.00% | – |
| MPO | New | MIDSTATES PETE CO INC | $189,000 | – | 12,136 | +100.0% | 0.00% | – |
| MBOT | New | MICROBOT MED INC | $15,000 | – | 13,012 | +100.0% | 0.00% | – |
| MXF | New | MEXICO FD INC | $181,000 | – | 10,555 | +100.0% | 0.00% | – |
| BONTQ | New | BON-TON STORES INC | $5,000 | – | 10,572 | +100.0% | 0.00% | – |
| LLEXQ | New | LILIS ENERGY INC | $63,000 | – | 14,096 | +100.0% | 0.00% | – |
| FWONA | New | LIBERTY MEDIA CORP DELAWARE | $30,000 | – | 834 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 3.9% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.0% |
| AMAZON COM INC | 42 | Q3 2023 | 2.4% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.3% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 1.5% |
| CISCO SYS INC | 42 | Q3 2023 | 1.1% |
| NVIDIA CORPORATION | 42 | Q3 2023 | 2.3% |
| INTEL CORP | 42 | Q3 2023 | 0.8% |
| PEPSICO INC | 42 | Q3 2023 | 0.8% |
View GUGGENHEIM CAPITAL LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AfterNext HealthTech Acquisition Corp.Sold out | September 11, 2023 | 0 | 0.0% |
| Aequi Acquisition Corp.Sold out | August 09, 2023 | 0 | 0.0% |
| Acropolis Infrastructure Acquisition Corp. | February 15, 2023 | 1,317,451 | 3.8% |
| AfterNext HealthTech Acquisition Corp. | February 15, 2023 | 1,798,300 | 7.2% |
| Ares Dynamic Credit Allocation Fund, Inc. | February 15, 2023 | 852,331 | 3.7% |
| Blue Whale Acquisition Corp I | February 15, 2023 | 1,054,392 | 4.6% |
| TPG Pace Beneficial II Corp. | February 15, 2023 | 1,938,725 | 4.7% |
| Voya Global Advantage & Premium Opportunity Fund | February 15, 2023 | 717,598 | 4.5% |
| KKR Acquisition Holdings I Corp.Sold out | January 17, 2023 | 0 | 0.0% |
| RXR Acquisition Corp.Sold out | January 10, 2023 | 0 | 0.0% |
View GUGGENHEIM CAPITAL LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| SC 13G/A | 2023-10-10 |
| SC 13G/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
| SC 13G/A | 2023-08-09 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-02-15 |
| SC 13G/A | 2023-02-15 |
View GUGGENHEIM CAPITAL LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.