$41.7 Billion is the total value of GUGGENHEIM CAPITAL LLC's 6382 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CYNI | Exit | CYAN INC | $0 | – | -11,841 | -100.0% | 0.00% | – |
| AVNW | Exit | AVIAT NETWORKS INC | $0 | – | -21,852 | -100.0% | 0.00% | – |
| TINY | Exit | HARRIS & HARRIS GROUP INC | $0 | – | -16,270 | -100.0% | 0.00% | – |
| FALC | Exit | FALCONSTOR SOFTWARE INC | $0 | – | -11,532 | -100.0% | 0.00% | – |
| ABR | Exit | ARBOR RLTY TR INC | $0 | – | -14,654 | -100.0% | 0.00% | – |
| AUMN | Exit | GOLDEN MINERALS CO | $0 | – | -16,289 | -100.0% | 0.00% | – |
| USAT | Exit | USA TECHNOLOGIES INC | $0 | – | -21,043 | -100.0% | 0.00% | – |
| OIBRC | Exit | OI S.A.sponsored adr | $0 | – | -1,781 | -100.0% | 0.00% | – |
| WYY | Exit | WIDEPOINT CORP | $0 | – | -26,489 | -100.0% | 0.00% | – |
| LEI | Exit | LUCAS ENERGY INC | $0 | – | -12,964 | -100.0% | 0.00% | – |
| BGY | Exit | BLACKROCK INTL GRWTH & INC T | $0 | – | -11,571 | -100.0% | 0.00% | – |
| COB | Exit | COMMUNITYONE BANCORP | $0 | – | -11,258 | -100.0% | 0.00% | – |
| MEET | Exit | MEETME INC | $0 | – | -16,188 | -100.0% | 0.00% | – |
| MIFI | Exit | NOVATEL WIRELESS INC | $0 | – | -14,529 | -100.0% | 0.00% | – |
| PIOI | Exit | ACTIVE POWER INC | $0 | – | -21,291 | -100.0% | 0.00% | – |
| UCTT | Exit | ULTRA CLEAN HLDGS INC | $0 | – | -14,674 | -100.0% | 0.00% | – |
| VICL | Exit | VICAL INC | $0 | – | -26,567 | -100.0% | 0.00% | – |
| ELON | Exit | ECHELON CORP | $0 | – | -13,797 | -100.0% | 0.00% | – |
| CVM | Exit | CEL SCI CORP | $0 | – | -25,647 | -100.0% | 0.00% | – |
| ULBI | Exit | ULTRALIFE CORP | $0 | – | -10,125 | -100.0% | 0.00% | – |
| VRSZQ | Exit | VERSO PAPER CORP | $0 | – | -16,663 | -100.0% | 0.00% | – |
| MTSN | Exit | MATTSON TECHNOLOGY INC | $0 | – | -30,285 | -100.0% | 0.00% | – |
| GSIT | Exit | GSI TECHNOLOGY | $0 | – | -10,752 | -100.0% | 0.00% | – |
| CRDC | Exit | CARDICA INC | $0 | – | -16,900 | -100.0% | 0.00% | – |
| BONTQ | Exit | BON-TON STORES INC | $0 | – | -13,244 | -100.0% | 0.00% | – |
| GNVC | Exit | GENVEC INC | $0 | – | -10,268 | -100.0% | 0.00% | – |
| VRML | Exit | VERMILLION INC | $0 | – | -12,268 | -100.0% | 0.00% | – |
| SPRT | Exit | SUPPORT COM INC | $0 | – | -21,894 | -100.0% | 0.00% | – |
| HBIO | Exit | HARVARD BIOSCIENCE INC | $0 | – | -12,451 | -100.0% | 0.00% | – |
| IKAN | Exit | IKANOS COMMUNICATIONS | $0 | – | -27,263 | -100.0% | 0.00% | – |
| NEO | Exit | NEOGENOMICS INC | $0 | – | -16,343 | -100.0% | 0.00% | – |
| FUR | Exit | WINTHROP RLTY TRsh ben int new | $0 | – | -11,113 | -100.0% | 0.00% | – |
| GV | Exit | GOLDFIELD CORP | $0 | – | -13,328 | -100.0% | 0.00% | – |
| GROW | Exit | U S GLOBAL INVS INCcl a | $0 | – | -12,041 | -100.0% | 0.00% | – |
| AVEO | Exit | AVEO PHARMACEUTICALS INC | $0 | – | -22,975 | -100.0% | 0.00% | – |
| PRXI | Exit | PREMIER EXIBITIONS INC | $0 | – | -23,918 | -100.0% | 0.00% | – |
| PRGX | Exit | PRGX GLOBAL INC | $0 | – | -17,475 | -100.0% | 0.00% | – |
| EMMS | Exit | EMMIS COMMUNICATIONS CORPcl a | $0 | – | -14,321 | -100.0% | 0.00% | – |
| OPXA | Exit | OPEXA THERAPEUTICS INC | $0 | – | -10,208 | -100.0% | 0.00% | – |
| MSFG | Exit | MAINSOURCE FINANCIAL GP INC | $0 | – | -10,581 | -100.0% | 0.00% | – |
| CPSS | Exit | CONSUMER PORTFOLIO SVCS INC | $0 | – | -11,349 | -100.0% | 0.00% | – |
| TWER | Exit | TOWERSTREAM CORP | $0 | – | -27,255 | -100.0% | 0.00% | – |
| AMSWA | Exit | AMERICAN SOFTWARE INCcl a | $0 | – | -12,600 | -100.0% | 0.00% | – |
| CNDO | Exit | CORONADO BIOSCIENCES INC | $0 | – | -16,599 | -100.0% | 0.00% | – |
| ZLCS | Exit | ZALICUS INC | $0 | – | -15,727 | -100.0% | 0.00% | – |
| CERE | Exit | CERES INC | $0 | – | -17,252 | -100.0% | 0.00% | – |
| BOTA | Exit | BIOTA PHARMACEUTIALS INC | $0 | – | -12,937 | -100.0% | 0.00% | – |
| HUSA | Exit | HOUSTON AMERN ENERGY CORP | $0 | – | -25,131 | -100.0% | 0.00% | – |
| MBLX | Exit | METABOLIX INC | $0 | – | -13,549 | -100.0% | 0.00% | – |
| DTLK | Exit | DATALINK CORP | $0 | – | -10,553 | -100.0% | 0.00% | – |
| VMEM | Exit | VIOLIN MEMORY INC | $0 | – | -12,124 | -100.0% | 0.00% | – |
| GRXRT | Exit | GABELLI HLTHCARE & WELLNESSright 07/08/2014 | $0 | – | -27,720 | -100.0% | 0.00% | – |
| DSS | Exit | DOCUMENT SEC SYS INC | $0 | – | -20,758 | -100.0% | 0.00% | – |
| SYMX | Exit | SYNTHESIS ENERGY SYS INC | $0 | – | -13,199 | -100.0% | 0.00% | – |
| IG | Exit | IGI LABS INC | $0 | – | -11,631 | -100.0% | 0.00% | – |
| COCOQ | Exit | CORINTHIAN COLLEGES INC | $0 | – | -30,739 | -100.0% | 0.00% | – |
| RSYS | Exit | RADISYS CORP | $0 | – | -14,253 | -100.0% | 0.00% | – |
| ACRX | Exit | ACELRX PHARMACEUTICALS INC | $0 | – | -13,001 | -100.0% | 0.00% | – |
| CWST | Exit | CASELLA WASTE SYS INCcl a | $0 | – | -21,608 | -100.0% | 0.00% | – |
| GEVO | Exit | GEVO INC | $0 | – | -21,359 | -100.0% | 0.00% | – |
| ZNOG | Exit | ZION OIL & GAS INC | $0 | – | -15,399 | -100.0% | 0.00% | – |
| HH | Exit | HOOPER HOLMES INC | $0 | – | -25,635 | -100.0% | 0.00% | – |
| MVIS | Exit | MICROVISION INC DEL | $0 | – | -14,226 | -100.0% | 0.00% | – |
| CLF | Exit | CLIFFS NAT RES INCput | $0 | – | -5,000 | -100.0% | 0.00% | – |
| SYN | Exit | SYNTHETIC BIOLOGICS INC | $0 | – | -14,796 | -100.0% | 0.00% | – |
| ENZ | Exit | ENZO BIOCHEM INC | $0 | – | -22,259 | -100.0% | 0.00% | – |
| ENZN | Exit | ENZON PHARMACEUTICALS INC | $0 | – | -15,794 | -100.0% | 0.00% | – |
| ROX | Exit | CASTLE BRANDS INC | $0 | – | -24,810 | -100.0% | 0.00% | – |
| NBBC | Exit | NEWBRIDGE BANCORPcl a no par | $0 | – | -13,527 | -100.0% | 0.00% | – |
| HSON | Exit | HUDSON GLOBAL INC | $0 | – | -12,771 | -100.0% | 0.00% | – |
| BKS | Exit | BARNES & NOBLE INC | $0 | – | -6,501 | -100.0% | 0.00% | – |
| ZAZA | Exit | ZAZA ENERGY CORP | $0 | – | -44,362 | -100.0% | 0.00% | – |
| KOOL | Exit | CESCA THERAPEUTICS INC | $0 | – | -11,355 | -100.0% | 0.00% | – |
| USEG | Exit | U S ENERGY CORP WYO | $0 | – | -11,958 | -100.0% | 0.00% | – |
| KKD | Exit | KRISPY KREME DOUGHNUTS INC | $0 | – | -11,806 | -100.0% | 0.00% | – |
| GSI | Exit | GENERAL STEEL HOLDINGS INC | $0 | – | -22,195 | -100.0% | 0.00% | – |
| CYTK | Exit | CYTOKINETICS INC | $0 | – | -17,607 | -100.0% | 0.00% | – |
| APPY | Exit | VENAXIS INC | $0 | – | -11,502 | -100.0% | 0.00% | – |
| RAX | Exit | RACKSPACE HOSTING INCput | $0 | – | -5,000 | -100.0% | 0.00% | – |
| REEMF | Exit | RARE ELEMENT RES LTD | $0 | – | -17,604 | -100.0% | 0.00% | – |
| HTBK | Exit | HERITAGE COMMERCE CORP | $0 | – | -15,105 | -100.0% | 0.00% | – |
| LOCMQ | Exit | LOCAL CORP | $0 | – | -12,662 | -100.0% | 0.00% | – |
| HCKT | Exit | HACKETT GROUP INC | $0 | – | -15,009 | -100.0% | 0.00% | – |
| IXP | Exit | ISHARES | $0 | – | -1,547 | -100.0% | 0.00% | – |
| LYTS | Exit | LSI INDS INC | $0 | – | -16,491 | -100.0% | 0.00% | – |
| IMUC | Exit | IMMUNOCELLULAR THERAPEUTICS | $0 | – | -22,764 | -100.0% | 0.00% | – |
| AXTI | Exit | AXT INC | $0 | – | -18,507 | -100.0% | 0.00% | – |
| REFR | Exit | RESEARCH FRONTIERS INC | $0 | – | -11,964 | -100.0% | 0.00% | – |
| HNSN | Exit | HANSEN MEDICAL INC | $0 | – | -25,526 | -100.0% | 0.00% | – |
| ATNY | Exit | API TECHNOLOGIES CORP | $0 | – | -13,548 | -100.0% | 0.00% | – |
| NBY | Exit | NOVABAY PHARMACEUTICALS INC | $0 | – | -17,743 | -100.0% | 0.00% | – |
| ZIPR | Exit | ZIPREALTY INC | $0 | – | -10,902 | -100.0% | 0.00% | – |
| DSCO | Exit | DISCOVERY LABORATORIES INC N | $0 | – | -38,847 | -100.0% | 0.00% | – |
| WSTL | Exit | WESTELL TECHNOLOGIES INCcl a | $0 | – | -21,732 | -100.0% | 0.00% | – |
| SRI | Exit | STONERIDGE INC | $0 | – | -14,794 | -100.0% | 0.00% | – |
| ATEC | Exit | ALPHATEC HOLDINGS INC | $0 | – | -28,003 | -100.0% | 0.00% | – |
| WWE | Exit | WORLD WRESTLING ENTMT INCcl a | $0 | – | -11,527 | -100.0% | 0.00% | – |
| UPI | Exit | UROPLASTY INC | $0 | – | -12,571 | -100.0% | 0.00% | – |
| SFXEQ | Exit | SFX ENTMT INC | $0 | – | -10,398 | -100.0% | 0.00% | – |
| POWR | Exit | POWERSECURE INTL INC | $0 | – | -14,433 | -100.0% | 0.00% | – |
| CBLI | Exit | CLEVELAND BIOLABS INC | $0 | – | -23,549 | -100.0% | 0.00% | – |
| IMMR | Exit | IMMERSION CORP | $0 | – | -12,834 | -100.0% | 0.00% | – |
| NWBO | Exit | NORTHWEST BIOTHERAPEUTICS IN | $0 | – | -18,877 | -100.0% | 0.00% | – |
| MCBC | Exit | MACATAWA BK CORP | $0 | – | -14,173 | -100.0% | 0.00% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INC | $0 | – | -11,187 | -100.0% | 0.00% | – |
| CSFL | Exit | CENTERSTATE BANKS INC | $0 | – | -16,948 | -100.0% | 0.00% | – |
| TRR | Exit | TRC COS INC | $0 | – | -10,705 | -100.0% | 0.00% | – |
| ROIAK | Exit | RADIO ONE INCcl d non vtg | $0 | – | -14,145 | -100.0% | 0.00% | – |
| GMOLQ | Exit | GENERAL MOLY INC | $0 | – | -30,396 | -100.0% | 0.00% | – |
| FLL | Exit | FULL HOUSE RESORTS INC | $0 | – | -10,419 | -100.0% | 0.00% | – |
| PRMW | Exit | PRIMO WTR CORP | $0 | – | -10,825 | -100.0% | 0.00% | – |
| BDE | Exit | BLACK DIAMOND INC | $0 | – | -13,784 | -100.0% | 0.00% | – |
| WAVX | Exit | WAVE SYSTEMS CORPcl a par $0.01 | $0 | – | -12,064 | -100.0% | 0.00% | – |
| EGY | Exit | VAALCO ENERGY INC | $0 | – | -17,489 | -100.0% | 0.00% | – |
| GALT | Exit | GALECTIN THERAPEUTICS INC | $0 | – | -11,406 | -100.0% | 0.00% | – |
| PLXT | Exit | PLX TECHNOLOGY INC | $0 | – | -23,752 | -100.0% | 0.00% | – |
| TWGP | Exit | TOWER GROUP INTL LTD | $0 | – | -52,999 | -100.0% | 0.00% | – |
| TGC | Exit | TENGASCO INC | $0 | – | -24,950 | -100.0% | 0.00% | – |
| AIT | Exit | APPLIED INDL TECHNOLOGIES IN | $0 | – | -3,826 | -100.0% | 0.00% | – |
| HTCH | Exit | HUTCHINSON TECHNOLOGY INC | $0 | – | -11,552 | -100.0% | 0.00% | – |
| IPAS | Exit | IPASS INC | $0 | – | -30,114 | -100.0% | 0.00% | – |
| HNR | Exit | HARVEST NATURAL RESOURCES IN | $0 | – | -10,180 | -100.0% | 0.00% | – |
| DSCI | Exit | DERMA SCIENCES INC | $0 | – | -11,145 | -100.0% | 0.00% | – |
| MPET | Exit | MAGELLAN PETE CORP | $0 | – | -24,409 | -100.0% | 0.00% | – |
| EPM | Exit | EVOLUTION PETROLEUM CORP | $0 | – | -14,460 | -100.0% | 0.00% | – |
| PTN | Exit | PALATIN TECHNOLOGIES INC | $0 | – | -12,642 | -100.0% | 0.00% | – |
| FHCO | Exit | FEMALE HEALTH CO | $0 | – | -12,955 | -100.0% | 0.00% | – |
| SURG | Exit | SYNERGETICS USA INC | $0 | – | -11,820 | -100.0% | 0.00% | – |
| MGN | Exit | MINES MGMT INC | $0 | – | -18,000 | -100.0% | 0.00% | – |
| ADAT | Exit | AUTHENTIDATE HLDG CORP | $0 | – | -13,060 | -100.0% | 0.00% | – |
| RGDXQ | Exit | RESPONSE GENETICS INC | $0 | – | -11,616 | -100.0% | 0.00% | – |
| EQU | Exit | EQUAL ENERGY LTD | $0 | – | -21,115 | -100.0% | 0.00% | – |
| APRI | Exit | APRICUS BIOSCIENCES INC | $0 | – | -15,539 | -100.0% | 0.00% | – |
| TZOO | Exit | TRAVELZOO INC | $0 | – | -6,279 | -100.0% | 0.00% | – |
| OESX | Exit | ORION ENERGY SYSTEMS INC | $0 | – | -13,383 | -100.0% | 0.00% | – |
| SNSS | Exit | SUNESIS PHARMACEUTICALS INC | $0 | – | -21,301 | -100.0% | 0.00% | – |
| BSDM | Exit | BSD MED CORP DEL | $0 | – | -11,636 | -100.0% | 0.00% | – |
| FOLD | Exit | AMICUS THERAPEUTICS INC | $0 | – | -16,717 | -100.0% | 0.00% | – |
| III | Exit | INFORMATION SERVICES GROUP I | $0 | – | -13,806 | -100.0% | 0.00% | – |
| ALSK | Exit | ALASKA COMMUNICATIONS SYS GR | $0 | – | -18,024 | -100.0% | 0.00% | – |
| BEAT | Exit | BIOTELEMETRY INC | $0 | – | -14,057 | -100.0% | 0.00% | – |
| PLOW | Exit | DOUGLAS DYNAMICS INC | $0 | – | -9,783 | -100.0% | 0.00% | – |
| BDSI | Exit | BIODELIVERY SCIENCES INTL IN | $0 | – | -16,200 | -100.0% | 0.00% | – |
| ATRS | Exit | ANTARES PHARMA INC | $0 | – | -10,492 | -100.0% | 0.00% | – |
| PIP | Exit | PHARMATHENE INC | $0 | – | -27,507 | -100.0% | 0.00% | – |
| CORR | Exit | CORENERGY INFRASTRUCTURE TR | $0 | – | -12,230 | -100.0% | 0.00% | – |
| UAMY | Exit | UNITED STATES ANTIMONY CORP | $0 | – | -17,806 | -100.0% | 0.00% | – |
| ETRM | Exit | ENTEROMEDICS INC | $0 | – | -18,370 | -100.0% | 0.00% | – |
| REGI | Exit | RENEWABLE ENERGY GROUP INC | $0 | – | -13,469 | -100.0% | 0.00% | – |
| STRI | Exit | STR HLDGS INC | $0 | – | -11,269 | -100.0% | 0.00% | – |
| BXC | Exit | BLUELINX HLDGS INC | $0 | – | -31,289 | -100.0% | 0.00% | – |
| BIOL | Exit | BIOLASE INC | $0 | – | -16,126 | -100.0% | 0.00% | – |
| VSCI | Exit | VISION-SCIENCES INC DEL | $0 | – | -11,176 | -100.0% | 0.00% | – |
| TST | Exit | THESTREET INC | $0 | – | -17,009 | -100.0% | 0.00% | – |
| SBCF | Exit | SEACOAST BKG CORP FLA | $0 | – | -10,014 | -100.0% | 0.00% | – |
| STEM | Exit | STEMCELLS INC | $0 | – | -20,826 | -100.0% | 0.00% | – |
| PTX | Exit | PERNIX THERAPEUTICS HLDGS IN | $0 | – | -12,349 | -100.0% | 0.00% | – |
| MRIN | Exit | MARIN SOFTWARE INC | $0 | – | -5,137 | -100.0% | 0.00% | – |
| SMSI | Exit | SMITH MICRO SOFTWARE INC | $0 | – | -13,832 | -100.0% | 0.00% | – |
| ARQL | Exit | ARQULE INC | $0 | – | -19,969 | -100.0% | 0.00% | – |
| CYHHZ | Exit | COMMUNITY HEALTH SYS INC NEWright 01/27/2016 | $0 | – | -2,887,500 | -100.0% | 0.00% | – |
| NBS | Exit | NEOSTEM INC | $0 | – | -14,350 | -100.0% | 0.00% | – |
| AMPE | Exit | AMPIO PHARMACEUTICALS INC | $0 | – | -23,534 | -100.0% | 0.00% | – |
| DRAD | Exit | DIGIRAD CORP | $0 | – | -15,900 | -100.0% | 0.00% | – |
| MEA | Exit | METALICO INC | $0 | – | -14,193 | -100.0% | 0.00% | – |
| MELA | Exit | MELA SCIENCES INC | $0 | – | -26,391 | -100.0% | 0.00% | – |
| T102SC | Exit | KITE RLTY GROUP TR | $0 | – | -11,851 | -100.0% | 0.00% | – |
| INOD | Exit | INNODATA INC | $0 | – | -12,731 | -100.0% | 0.00% | – |
| CPRX | Exit | CATALYST PHARM PARTNERS INC | $0 | – | -17,744 | -100.0% | 0.00% | – |
| HEOP | Exit | HERITAGE OAKS BANCORP | $0 | – | -15,247 | -100.0% | 0.00% | – |
| NSPH | Exit | NANOSPHERE INC | $0 | – | -26,544 | -100.0% | 0.00% | – |
| UQM | Exit | UQM TECHNOLOGIES INC | $0 | – | -26,894 | -100.0% | 0.00% | – |
| FRBK | Exit | REPUBLIC FIRST BANCORP INC | $0 | – | -12,154 | -100.0% | 0.00% | – |
| MOSY | Exit | MOSYS INC | $0 | – | -18,534 | -100.0% | 0.00% | – |
| SNBC | Exit | SUN BANCORP INC | $0 | – | -30,992 | -100.0% | 0.00% | – |
| RDNT | Exit | RADNET INC | $0 | – | -17,656 | -100.0% | 0.00% | – |
| JLS | Exit | NUVEEN MTG OPPORTUNITY TERM | $0 | – | -10,232 | -100.0% | -0.00% | – |
| BZH | Exit | BEAZER HOMES USA INC | $0 | – | -21,041 | -100.0% | -0.00% | – |
| FCNCA | Exit | FIRST CTZNS BANCSHARES INC Ncl a | $0 | – | -1,117 | -100.0% | -0.00% | – |
| EMCI | Exit | EMC INS GROUP INC | $0 | – | -11,979 | -100.0% | -0.00% | – |
| BNCN | Exit | BNC BANCORP | $0 | – | -13,298 | -100.0% | -0.00% | – |
| JACK | Exit | JACK IN THE BOX INC | $0 | – | -4,856 | -100.0% | -0.00% | – |
| USPH | Exit | U S PHYSICAL THERAPY INC | $0 | – | -6,288 | -100.0% | -0.00% | – |
| GTN | Exit | GRAY TELEVISION INC | $0 | – | -21,474 | -100.0% | -0.00% | – |
| COHR | Exit | COHERENT INC | $0 | – | -3,523 | -100.0% | -0.00% | – |
| HFWA | Exit | HERITAGE FINL CORP WASH | $0 | – | -15,958 | -100.0% | -0.00% | – |
| MBI | Exit | MBIA INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| LDL | Exit | LYDALL INC DEL | $0 | – | -8,573 | -100.0% | -0.00% | – |
| KOF | Exit | COCA COLA FEMSA S A B DE C Vspon adr rep l | $0 | – | -1,943 | -100.0% | -0.00% | – |
| QUNR | Exit | QUNAR CAYMAN IS LTDspns adr cl b | $0 | – | -8,697 | -100.0% | -0.00% | – |
| UFI | Exit | UNIFI INC | $0 | – | -10,432 | -100.0% | -0.00% | – |
| JJSF | Exit | J & J SNACK FOODS CORP | $0 | – | -2,205 | -100.0% | -0.00% | – |
| RPRX | Exit | REPROS THERAPEUTICS INC | $0 | – | -11,953 | -100.0% | -0.00% | – |
| MFLX | Exit | MULTI FINELINE ELECTRONIX IN | $0 | – | -48,820 | -100.0% | -0.00% | – |
| GNMK | Exit | GENMARK DIAGNOSTICS INC | $0 | – | -16,884 | -100.0% | -0.00% | – |
| HZNP | Exit | HORIZON PHARMA INC | $0 | – | -16,351 | -100.0% | -0.00% | – |
| CYNO | Exit | CYNOSURE INCcl a | $0 | – | -10,403 | -100.0% | -0.00% | – |
| KSM | Exit | DWS STRATEGIC MUN INCOME TR | $0 | – | -40,085 | -100.0% | -0.00% | – |
| PSMT | Exit | PRICESMART INC | $0 | – | -2,331 | -100.0% | -0.00% | – |
| WWD | Exit | WOODWARD INC | $0 | – | -5,411 | -100.0% | -0.00% | – |
| RMTI | Exit | ROCKWELL MED INC | $0 | – | -18,888 | -100.0% | -0.00% | – |
| EXLS | Exit | EXLSERVICE HOLDINGS INC | $0 | – | -8,306 | -100.0% | -0.00% | – |
| CZR | Exit | CAESARS ENTMT CORP | $0 | – | -13,003 | -100.0% | -0.00% | – |
| ECON | Exit | EGA EMERGING GLOBAL SHS TRegs emktcons etf | $0 | – | -15,115 | -100.0% | -0.00% | – |
| JGT | Exit | NUVEEN DIVER CURRENCY OPPOR | $0 | – | -30,131 | -100.0% | -0.00% | – |
| AIQ | Exit | ALLIANCE HEALTHCARE SRVCS IN | $0 | – | -11,264 | -100.0% | -0.00% | – |
| CNXN | Exit | P C CONNECTION | $0 | – | -10,467 | -100.0% | -0.00% | – |
| CYBX | Exit | CYBERONICS INC | $0 | – | -4,290 | -100.0% | -0.00% | – |
| SWIR | Exit | SIERRA WIRELESS INC | $0 | – | -10,526 | -100.0% | -0.00% | – |
| NDRO | Exit | ENDURO RTY TRtr unit | $0 | – | -15,757 | -100.0% | -0.00% | – |
| WLBAQ | Exit | WESTMORELAND COAL CO | $0 | – | -8,066 | -100.0% | -0.00% | – |
| CALD | Exit | CALLIDUS SOFTWARE INC | $0 | – | -19,236 | -100.0% | -0.00% | – |
| NNBR | Exit | NN INC | $0 | – | -9,242 | -100.0% | -0.00% | – |
| ABG | Exit | ASBURY AUTOMOTIVE GROUP INC | $0 | – | -3,185 | -100.0% | -0.00% | – |
| ADES | Exit | ADVANCED EMISSIONS SOLUTS IN | $0 | – | -11,348 | -100.0% | -0.00% | – |
| OUTR | Exit | OUTERWALL INC | $0 | – | -3,495 | -100.0% | -0.00% | – |
| CHDX | Exit | CHINDEX INTERNATIONAL INC | $0 | – | -20,168 | -100.0% | -0.00% | – |
| TOWR | Exit | TOWER INTL INC | $0 | – | -6,101 | -100.0% | -0.00% | – |
| TISUQ | Exit | ORCHIDS PAPER PRODS CO DEL | $0 | – | -6,531 | -100.0% | -0.00% | – |
| FIO | Exit | FUSION-IO INC | $0 | – | -46,037 | -100.0% | -0.00% | – |
| ABCB | Exit | AMERIS BANCORP | $0 | – | -9,324 | -100.0% | -0.00% | – |
| MTS | Exit | MONTGOMERY STR INCOME SECS I | $0 | – | -24,753 | -100.0% | -0.00% | – |
| GIII | Exit | G-III APPAREL GROUP LTDcall | $0 | – | -5,400 | -100.0% | -0.00% | – |
| REX | Exit | REX AMERICAN RESOURCES CORP | $0 | – | -3,281 | -100.0% | -0.00% | – |
| ADUS | Exit | ADDUS HOMECARE CORP | $0 | – | -8,993 | -100.0% | -0.00% | – |
| BBSI | Exit | BARRETT BUSINESS SERVICES IN | $0 | – | -4,600 | -100.0% | -0.00% | – |
| 6699SC | Exit | ISHARESmsci uk etf | $0 | – | -14,626 | -100.0% | -0.00% | – |
| CZZ | Exit | COSAN LTD | $0 | – | -16,341 | -100.0% | -0.00% | – |
| TPC | Exit | TUTOR PERINI CORP | $0 | – | -6,550 | -100.0% | -0.00% | – |
| ATRI | Exit | ATRION CORP | $0 | – | -748 | -100.0% | -0.00% | – |
| EXPR | Exit | EXPRESS INC | $0 | – | -26,296 | -100.0% | -0.00% | – |
| MBWM | Exit | MERCANTILE BANK CORP | $0 | – | -9,664 | -100.0% | -0.00% | – |
| PKOH | Exit | PARK OHIO HLDGS CORP | $0 | – | -4,721 | -100.0% | -0.00% | – |
| FFBC | Exit | FIRST FINL BANCORP OH | $0 | – | -19,196 | -100.0% | -0.00% | – |
| HITT | Exit | HITTITE MICROWAVE CORP | $0 | – | -6,368 | -100.0% | -0.00% | – |
| NGS | Exit | NATURAL GAS SERVICES GROUP | $0 | – | -6,676 | -100.0% | -0.00% | – |
| MLCO | Exit | MELCO CROWN ENTMT LTDadr | $0 | – | -13,496 | -100.0% | -0.00% | – |
| CACC | Exit | CREDIT ACCEP CORP MICH | $0 | – | -4,444 | -100.0% | -0.00% | – |
| LBYYQ | Exit | LIBBEY INC | $0 | – | -11,011 | -100.0% | -0.00% | – |
| ATRC | Exit | ATRICURE INC | $0 | – | -12,899 | -100.0% | -0.00% | – |
| FRP | Exit | FAIRPOINT COMMUNICATIONS INC | $0 | – | -16,852 | -100.0% | -0.00% | – |
| GNRC | Exit | GENERAC HLDGS INC | $0 | – | -5,377 | -100.0% | -0.00% | – |
| KATE | Exit | KATE SPADE & CO | $0 | – | -6,401 | -100.0% | -0.00% | – |
| FXI | Exit | ISHARESchina lg-cap etf | $0 | – | -7,800 | -100.0% | -0.00% | – |
| VNQ | Exit | VANGUARD INDEX FDSreit etf | $0 | – | -4,000 | -100.0% | -0.00% | – |
| PTRY | Exit | PANTRY INC | $0 | – | -12,532 | -100.0% | -0.00% | – |
| ISSI | Exit | INTEGRATED SILICON SOLUTION | $0 | – | -14,584 | -100.0% | -0.00% | – |
| YZCAY | Exit | YANZHOU COAL MNG CO LTD | $0 | – | -35,342 | -100.0% | -0.00% | – |
| HCOM | Exit | HAWAIIAN TELCOM HOLDCO INC | $0 | – | -7,446 | -100.0% | -0.00% | – |
| EWT | Exit | ISHARESmsci taiwan etf | $0 | – | -18,900 | -100.0% | -0.00% | – |
| BKS | Exit | BARNES & NOBLE INCcall | $0 | – | -36,300 | -100.0% | -0.00% | – |
| GLPW | Exit | GLOBAL POWER EQUIPMENT GRP I | $0 | – | -49,698 | -100.0% | -0.00% | – |
| NDLS | Exit | NOODLES & COcl a | $0 | – | -24,020 | -100.0% | -0.00% | – |
| LEN | Exit | LENNAR CORPcall | $0 | – | -17,800 | -100.0% | -0.00% | – |
| DFZ | Exit | BARRY R G CORP OHIO | $0 | – | -33,188 | -100.0% | -0.00% | – |
| IRBT | Exit | IROBOT CORPput | $0 | – | -16,500 | -100.0% | -0.00% | – |
| TXI | Exit | TEXAS INDS INC | $0 | – | -10,303 | -100.0% | -0.00% | – |
| HSC | Exit | HARSCO CORP | $0 | – | -23,490 | -100.0% | -0.00% | – |
| ISS | Exit | ISOFTSTONE HLDGS LTDsponsored ads | $0 | – | -127,001 | -100.0% | -0.00% | – |
| NRF | Exit | NORTHSTAR RLTY FIN CORP | $0 | – | -47,162 | -100.0% | -0.00% | – |
| ENTR | Exit | ENTROPIC COMMUNICATIONS INC | $0 | – | -220,193 | -100.0% | -0.00% | – |
| INTEQ | Exit | INTELSAT S A | $0 | – | -38,092 | -100.0% | -0.00% | – |
| VSB | Exit | VANTAGESOUTH BANCSHARES INC | $0 | – | -104,571 | -100.0% | -0.00% | – |
| XHB | Exit | SPDR SERIES TRUSTs&p homebuild | $0 | – | -29,411 | -100.0% | -0.00% | – |
| CNOB | Exit | CONNECTONE BANCORP INC | $0 | – | -17,330 | -100.0% | -0.00% | – |
| BKS | Exit | BARNES & NOBLE INCput | $0 | – | -33,000 | -100.0% | -0.00% | – |
| TDY | Exit | TELEDYNE TECHNOLOGIES INC | $0 | – | -8,570 | -100.0% | -0.00% | – |
| AAN | Exit | AARONS INCput | $0 | – | -20,600 | -100.0% | -0.00% | – |
| YONG | Exit | YONGYE INTL INC | $0 | – | -85,040 | -100.0% | -0.00% | – |
| LXFT | Exit | LUXOFT HLDG INC | $0 | – | -17,270 | -100.0% | -0.00% | – |
| RKUS | Exit | RUCKUS WIRELESS INC | $0 | – | -54,254 | -100.0% | -0.00% | – |
| NDZ | Exit | NORDION INC | $0 | – | -47,468 | -100.0% | -0.00% | – |
| 3101SC | Exit | COMMONWEALTH REIT | $0 | – | -27,228 | -100.0% | -0.00% | – |
| SONC | Exit | SONIC CORPcall | $0 | – | -39,600 | -100.0% | -0.00% | – |
| SPAR | Exit | SPARTAN MTRS INC | $0 | – | -183,694 | -100.0% | -0.00% | – |
| RBCN | Exit | RUBICON TECHNOLOGY INC | $0 | – | -88,078 | -100.0% | -0.00% | – |
| SC | Exit | SANTANDER CONSUMER USA HDG I | $0 | – | -68,838 | -100.0% | -0.00% | – |
| NXST | Exit | NEXSTAR BROADCASTING GROUP Icl a | $0 | – | -25,220 | -100.0% | -0.00% | – |
| OAK | Exit | OAKTREE CAP GROUP LLCunit cl a | $0 | – | -26,778 | -100.0% | -0.00% | – |
| R742SC | Exit | PIMCO ETF TRaustralia bd | $0 | – | -12,508 | -100.0% | -0.00% | – |
| ARMK | Exit | ARAMARK | $0 | – | -48,210 | -100.0% | -0.00% | – |
| 3606SC | Exit | COMMONWEALTH REITcv pfd-e 7.25% | $0 | – | -38,640 | -100.0% | -0.00% | – |
| AMAP | Exit | AUTONAVI HLDGS LTDsponsored adr | $0 | – | -75,591 | -100.0% | -0.00% | – |
| ATI | Exit | ALLEGHENY TECHNOLOGIES INCcall | $0 | – | -33,000 | -100.0% | -0.00% | – |
| MKL | Exit | MARKEL CORP | $0 | – | -2,668 | -100.0% | -0.00% | – |
| IWN | Exit | ISHARESrus 2000 val etf | $0 | – | -15,600 | -100.0% | -0.00% | – |
| LULU | Exit | LULULEMON ATHLETICA INCput | $0 | – | -36,300 | -100.0% | -0.00% | – |
| WEN | Exit | WENDYS COcall | $0 | – | -181,500 | -100.0% | -0.00% | – |
| WWE | Exit | WORLD WRESTLING ENTMT INCcall | $0 | – | -123,700 | -100.0% | -0.00% | – |
| ET | Exit | ENERGY TRANSFER EQUITY L P | $0 | – | -33,097 | -100.0% | -0.01% | – |
| DVY | Exit | ISHARESselect divid etf | $0 | – | -23,137 | -100.0% | -0.01% | – |
| ESINQ | Exit | ITT EDUCATIONAL SERVICES INC | $0 | – | -120,936 | -100.0% | -0.01% | – |
| HSH | Exit | HILLSHIRE BRANDS COcall | $0 | – | -30,000 | -100.0% | -0.01% | – |
| RDA | Exit | RDA MICROELECTRONICS INCsponsored adr | $0 | – | -117,749 | -100.0% | -0.01% | – |
| PAGP | Exit | PLAINS GP HLDGS L P | $0 | – | -56,116 | -100.0% | -0.01% | – |
| KHI | Exit | DWS HIGH INCOME TR | $0 | – | -198,630 | -100.0% | -0.01% | – |
| LOGI | Exit | LOGITECH INTL S A | $0 | – | -140,175 | -100.0% | -0.01% | – |
| FOX | Exit | TWENTY FIRST CENTY FOX INCcl b | $0 | – | -57,750 | -100.0% | -0.01% | – |
| PSIX | Exit | POWER SOLUTIONS INTL INC | $0 | – | -25,345 | -100.0% | -0.01% | – |
| CCIPRA | Exit | CROWN CASTLE INTL CORPcnv pfd stk sr a | $0 | – | -20,000 | -100.0% | -0.01% | – |
| MRH | Exit | MONTPELIER RE HOLDINGS LTD | $0 | – | -62,936 | -100.0% | -0.01% | – |
| BCOV | Exit | BRIGHTCOVE INC | $0 | – | -198,258 | -100.0% | -0.01% | – |
| CAT | Exit | CATERPILLAR INC DELput | $0 | – | -20,600 | -100.0% | -0.01% | – |
| ANIP | Exit | ANI PHARMACEUTICALS INC | $0 | – | -65,222 | -100.0% | -0.01% | – |
| WAG | Exit | WALGREEN COput | $0 | – | -33,000 | -100.0% | -0.01% | – |
| MMSI | Exit | MERIT MED SYS INC | $0 | – | -148,838 | -100.0% | -0.01% | – |
| GT | Exit | GOODYEAR TIRE & RUBR COput | $0 | – | -82,500 | -100.0% | -0.01% | – |
| CONN | Exit | CONNS INC | $0 | – | -44,083 | -100.0% | -0.01% | – |
| USMO | Exit | USA MOBILITY INC | $0 | – | -189,679 | -100.0% | -0.01% | – |
| EWZ | Exit | ISHARESput | $0 | – | -57,800 | -100.0% | -0.01% | – |
| LADR | Exit | LADDER CAP CORPcl a | $0 | – | -182,118 | -100.0% | -0.01% | – |
| CBEY | Exit | CBEYOND INC | $0 | – | -300,682 | -100.0% | -0.01% | – |
| PDH | Exit | PETROLOGISTICS LPunit ltd pth int | $0 | – | -231,152 | -100.0% | -0.01% | – |
| GDX | Exit | MARKET VECTORS ETF TRput | $0 | – | -115,500 | -100.0% | -0.01% | – |
| ESC | Exit | EMERITUS CORP | $0 | – | -115,344 | -100.0% | -0.01% | – |
| WAIR | Exit | WESCO AIRCRAFT HLDGS INC | $0 | – | -183,215 | -100.0% | -0.01% | – |
| KTF | Exit | DWS MUN INCOME TR | $0 | – | -249,069 | -100.0% | -0.01% | – |
| KMM | Exit | DWS MULTI MKT INCOME TR | $0 | – | -371,129 | -100.0% | -0.01% | – |
| 3106SC | Exit | SUSSER HLDGS CORP | $0 | – | -43,978 | -100.0% | -0.01% | – |
| UNS | Exit | UNS ENERGY CORP | $0 | – | -63,684 | -100.0% | -0.01% | – |
| CMCSK | Exit | COMCAST CORP NEWcl a spl | $0 | – | -82,500 | -100.0% | -0.01% | – |
| GE | Exit | GENERAL ELECTRIC COput | $0 | – | -165,000 | -100.0% | -0.01% | – |
| DE | Exit | DEERE & COput | $0 | – | -49,500 | -100.0% | -0.01% | – |
| YHOO | Exit | YAHOO INCcall | $0 | – | -123,800 | -100.0% | -0.01% | – |
| GA | Exit | GIANT INTERACTIVE GROUP INCadr | $0 | – | -372,853 | -100.0% | -0.01% | – |
| YRCW | Exit | YRC WORLDWIDE INC | $0 | – | -162,478 | -100.0% | -0.01% | – |
| ANH | Exit | ANWORTH MORTGAGE ASSET CP | $0 | – | -884,720 | -100.0% | -0.01% | – |
| AYR | Exit | AIRCASTLE LTD | $0 | – | -259,316 | -100.0% | -0.01% | – |
| IHG | Exit | INTERCONTINENTAL HTLS GRP PLspon adr new 12 | $0 | – | -123,997 | -100.0% | -0.01% | – |
| UVE | Exit | UNIVERSAL INS HLDGS INC | $0 | – | -389,647 | -100.0% | -0.01% | – |
| MCRS | Exit | MICROS SYS INC | $0 | – | -72,826 | -100.0% | -0.01% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWcall | $0 | – | -165,000 | -100.0% | -0.01% | – |
| GEO | Exit | GEO GROUP INC | $0 | – | -156,950 | -100.0% | -0.01% | – |
| XLY | Exit | SELECT SECTOR SPDR TRput | $0 | – | -86,600 | -100.0% | -0.02% | – |
| NYMT | Exit | NEW YORK MTG TR INC | $0 | – | -770,128 | -100.0% | -0.02% | – |
| DHG | Exit | DWS HIGH INCOME OPPORT FD IN | $0 | – | -389,865 | -100.0% | -0.02% | – |
| T | Exit | AT&T INCput | $0 | – | -165,000 | -100.0% | -0.02% | – |
| AES | Exit | AES CORPcall | $0 | – | -412,500 | -100.0% | -0.02% | – |
| ITMN | Exit | INTERMUNE INC | $0 | – | -145,234 | -100.0% | -0.02% | – |
| DAL | Exit | DELTA AIR LINES INC DELcall | $0 | – | -165,000 | -100.0% | -0.02% | – |
| IDIX | Exit | IDENIX PHARMACEUTICALS INC | $0 | – | -293,962 | -100.0% | -0.02% | – |
| NCT | Exit | NEWCASTLE INVT CORP | $0 | – | -1,644,384 | -100.0% | -0.02% | – |
| QCOR | Exit | QUESTCOR PHARMACEUTICALS INC | $0 | – | -90,289 | -100.0% | -0.02% | – |
| OPEN | Exit | OPENTABLE INC | $0 | – | -86,282 | -100.0% | -0.02% | – |
| XLP | Exit | SELECT SECTOR SPDR TRput | $0 | – | -206,000 | -100.0% | -0.02% | – |
| UUP | Exit | POWERSHS DB US DOLLAR INDEXdoll indx bull | $0 | – | -440,800 | -100.0% | -0.02% | – |
| XLE | Exit | SELECT SECTOR SPDR TRsbi int-energy | $0 | – | -121,825 | -100.0% | -0.03% | – |
| HSH | Exit | HILLSHIRE BRANDS CO | $0 | – | -284,299 | -100.0% | -0.04% | – |
| IPXL | Exit | IMPAX LABORATORIES INC | $0 | – | -701,300 | -100.0% | -0.05% | – |
| IWM | Exit | ISHARESput | $0 | – | -194,400 | -100.0% | -0.06% | – |
| SSO | Exit | PROSHARES TR | $0 | – | -208,400 | -100.0% | -0.06% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIALcl a | $0 | – | -764,446 | -100.0% | -0.06% | – |
| FRX | Exit | FOREST LABS INC | $0 | – | -403,822 | -100.0% | -0.10% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC #1
- GUGGENHEIM FUNDS DISTRIBUTORS, LLC #2
- SECURITY INVESTORS LLC #3
- Guggenheim Investment Advisors (Hong Kong) Ltd #4
- Guggenheim Partners Investment Management, LLC #5
- Guggenheim Global Trading, LLC #6
- GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC #1
- GUGGENHEIM FUNDS DISTRIBUTORS, LLC #2
- SECURITY INVESTORS LLC #3
- Guggenheim Investment Advisors (Hong Kong) Ltd #4
- Guggenheim Partners Investment Management, LLC #5
- Guggenheim Global Trading, LLC #6
Original filings
The following EDGAR filing(s) were analyzed to create this report:
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 3.9% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.0% |
| AMAZON COM INC | 42 | Q3 2023 | 2.4% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.3% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 1.5% |
| CISCO SYS INC | 42 | Q3 2023 | 1.1% |
| NVIDIA CORPORATION | 42 | Q3 2023 | 2.3% |
| INTEL CORP | 42 | Q3 2023 | 0.8% |
| PEPSICO INC | 42 | Q3 2023 | 0.8% |
View GUGGENHEIM CAPITAL LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AfterNext HealthTech Acquisition Corp.Sold out | September 11, 2023 | 0 | 0.0% |
| Aequi Acquisition Corp.Sold out | August 09, 2023 | 0 | 0.0% |
| Acropolis Infrastructure Acquisition Corp. | February 15, 2023 | 1,317,451 | 3.8% |
| AfterNext HealthTech Acquisition Corp. | February 15, 2023 | 1,798,300 | 7.2% |
| Ares Dynamic Credit Allocation Fund, Inc. | February 15, 2023 | 852,331 | 3.7% |
| Blue Whale Acquisition Corp I | February 15, 2023 | 1,054,392 | 4.6% |
| TPG Pace Beneficial II Corp. | February 15, 2023 | 1,938,725 | 4.7% |
| Voya Global Advantage & Premium Opportunity Fund | February 15, 2023 | 717,598 | 4.5% |
| KKR Acquisition Holdings I Corp.Sold out | January 17, 2023 | 0 | 0.0% |
| RXR Acquisition Corp.Sold out | January 10, 2023 | 0 | 0.0% |
View GUGGENHEIM CAPITAL LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| SC 13G/A | 2023-10-10 |
| SC 13G/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
| SC 13G/A | 2023-08-09 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-02-15 |
| SC 13G/A | 2023-02-15 |
View GUGGENHEIM CAPITAL LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.