$32.9 Billion is the total value of GUGGENHEIM CAPITAL LLC's 6749 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 100.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PESI | Exit | PERMA-FIX ENVIRONMENTAL SVCS | $0 | – | -12,229 | -100.0% | 0.00% | – |
| TSI | Exit | TCW STRATEGIC INCOME FUND IN | $0 | – | -11,394 | -100.0% | 0.00% | – |
| AWCMY | Exit | ALUMINA LTDsponsored adr | $0 | – | -18,447 | -100.0% | 0.00% | – |
| SBCF | Exit | SEACOAST BKG CORP FLA | $0 | – | -39,050 | -100.0% | 0.00% | – |
| TPGI | Exit | THOMAS PPTYS GROUP INC | $0 | – | -12,043 | -100.0% | 0.00% | – |
| CBS | Exit | CBS CORP NEWput | $0 | – | -1,500 | -100.0% | 0.00% | – |
| IDIX | Exit | IDENIX PHARMACEUTICALS INC | $0 | – | -10,134 | -100.0% | 0.00% | – |
| OCZTQ | Exit | OCZ TECHNOLOGY GROUP INC | $0 | – | -24,142 | -100.0% | 0.00% | – |
| IWS | Exit | ISHARESrus mdcp val etf | $0 | – | -1,703 | -100.0% | 0.00% | – |
| ACWI | Exit | ISHARESmsci acwi etf | $0 | – | -2,400 | -100.0% | 0.00% | – |
| CLSN | Exit | CELSION CORPORATION | $0 | – | -20,309 | -100.0% | 0.00% | – |
| IKAN | Exit | IKANOS COMMUNICATIONS | $0 | – | -10,508 | -100.0% | 0.00% | – |
| PTGCY | Exit | PORTUGAL TELECOM SGPS S Asponsored adr | $0 | – | -16,518 | -100.0% | 0.00% | – |
| VITC | Exit | VITACOST COM INC | $0 | – | -12,995 | -100.0% | 0.00% | – |
| BZ | Exit | BOISE INC | $0 | – | -10,081 | -100.0% | 0.00% | – |
| ZLCS | Exit | ZALICUS INC | $0 | – | -49,342 | -100.0% | 0.00% | – |
| SWHC | Exit | SMITH & WESSON HLDG CORP | $0 | – | -11,723 | -100.0% | 0.00% | – |
| CXPO | Exit | CRIMSON EXPLORATION INC | $0 | – | -14,614 | -100.0% | 0.00% | – |
| SFD | Exit | SMITHFIELD FOODS INCcall | $0 | – | -857,500 | -100.0% | 0.00% | – |
| FMD | Exit | FIRST MARBLEHEAD CORP | $0 | – | -38,518 | -100.0% | 0.00% | – |
| GMOLQ | Exit | GENERAL MOLY INC | $0 | – | -15,080 | -100.0% | 0.00% | – |
| EWY | Exit | ISHARESmsci sth kor etf | $0 | – | -2,200 | -100.0% | 0.00% | – |
| AGD | Exit | ALPINE GLOBAL DYNAMIC DIVD F | $0 | – | -27,192 | -100.0% | 0.00% | – |
| SVNTQ | Exit | SAVIENT PHARMACEUTICALS INC | $0 | – | -28,310 | -100.0% | 0.00% | – |
| TLAB | Exit | TELLABS INC | $0 | – | -22,132 | -100.0% | 0.00% | – |
| MSPD | Exit | MINDSPEED TECHNOLOGIES INC | $0 | – | -19,001 | -100.0% | 0.00% | – |
| EWA | Exit | ISHARESmsci aust etf | $0 | – | -2,620 | -100.0% | 0.00% | – |
| MOFG | Exit | MIDWESTONE FINL GROUP INC NE | $0 | – | -3,249 | -100.0% | 0.00% | – |
| ASTM | Exit | AASTROM BIOSCIENCES INC | $0 | – | -34,079 | -100.0% | 0.00% | – |
| OMX | Exit | OFFICEMAX INC DELcall | $0 | – | -5,100 | -100.0% | 0.00% | – |
| STCK | Exit | STOCK BLDG SUPPLY HLDGS INC | $0 | – | -25,278 | -100.0% | -0.00% | – |
| ACTV | Exit | ACTIVE NETWORK INC | $0 | – | -14,862 | -100.0% | -0.00% | – |
| PHO | Exit | POWERSHARES ETF TRUSTwater resource | $0 | – | -14,400 | -100.0% | -0.00% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $0 | – | -6,800 | -100.0% | -0.00% | – |
| ABCB | Exit | AMERIS BANCORP | $0 | – | -10,511 | -100.0% | -0.00% | – |
| KMX | Exit | CARMAX INCcall | $0 | – | -7,400 | -100.0% | -0.00% | – |
| CEA | Exit | CHINA EASTN AIRLS LTDspon adr cl h | $0 | – | -23,826 | -100.0% | -0.00% | – |
| NRO | Exit | NEUBERGER BERMAN RE ES SEC F | $0 | – | -47,609 | -100.0% | -0.00% | – |
| ASPS | Exit | ALTISOURCE PORTFOLIO SOLNS S | $0 | – | -1,722 | -100.0% | -0.00% | – |
| ERH | Exit | WELLS FARGO ADVANTAGE UTILS | $0 | – | -14,875 | -100.0% | -0.00% | – |
| ROCM | Exit | ROCHESTER MED CORP | $0 | – | -10,258 | -100.0% | -0.00% | – |
| CRTX | Exit | CORNERSTONE THERAPEUTICS INC | $0 | – | -31,683 | -100.0% | -0.00% | – |
| ANH | Exit | ANWORTH MORTGAGE ASSET CPcall | $0 | – | -44,900 | -100.0% | -0.00% | – |
| ROMA | Exit | ROMA FINANCIAL CORP | $0 | – | -12,907 | -100.0% | -0.00% | – |
| IWB | Exit | ISHARESrus 1000 etf | $0 | – | -3,890 | -100.0% | -0.00% | – |
| PIR | Exit | PIER 1 IMPORTS INCcall | $0 | – | -18,200 | -100.0% | -0.00% | – |
| TTPH | Exit | TETRAPHASE PHARMACEUTICALS I | $0 | – | -26,693 | -100.0% | -0.00% | – |
| COY | Exit | BLACKROCK CORPOR HIGH YLD FD | $0 | – | -26,973 | -100.0% | -0.00% | – |
| DMO | Exit | WESTERN ASSET MTG DEF OPPTY | $0 | – | -9,817 | -100.0% | -0.00% | – |
| MPG | Exit | MPG OFFICE TR INC | $0 | – | -98,244 | -100.0% | -0.00% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -10,200 | -100.0% | -0.00% | – |
| COHU | Exit | COHU INC | $0 | – | -34,298 | -100.0% | -0.00% | – |
| AHT | Exit | ASHFORD HOSPITALITY TR INC | $0 | – | -12,578 | -100.0% | -0.00% | – |
| GSS | Exit | GOLDEN STAR RES LTD CDA | $0 | – | -549,890 | -100.0% | -0.00% | – |
| FDI | Exit | FORT DEARBORN INCOME SECS IN | $0 | – | -20,182 | -100.0% | -0.00% | – |
| PATK | Exit | PATRICK INDS INC | $0 | – | -9,573 | -100.0% | -0.00% | – |
| WSBF | Exit | WATERSTONE FINANCIAL INC | $0 | – | -18,144 | -100.0% | -0.00% | – |
| HEES | Exit | H & E EQUIPMENT SERVICES INC | $0 | – | -7,857 | -100.0% | -0.00% | – |
| CCL | Exit | CARNIVAL CORPcall | $0 | – | -11,600 | -100.0% | -0.00% | – |
| HAE | Exit | HAEMONETICS CORP | $0 | – | -7,813 | -100.0% | -0.00% | – |
| TUR | Exit | ISHARESmsci turkey etf | $0 | – | -4,200 | -100.0% | -0.00% | – |
| GHI | Exit | GLOBAL HIGH INCOME FUND INC | $0 | – | -21,478 | -100.0% | -0.00% | – |
| AREXQ | Exit | APPROACH RESOURCES INC | $0 | – | -8,578 | -100.0% | -0.00% | – |
| FAX | Exit | ABERDEEN ASIA PACIFIC INCOM | $0 | – | -25,335 | -100.0% | -0.00% | – |
| NXP | Exit | NUVEEN SELECT TAX FREE INCMsh ben int | $0 | – | -10,782 | -100.0% | -0.00% | – |
| 2101SC | Exit | DOW 30 PREMIUM & DIV INC FD | $0 | – | -23,112 | -100.0% | -0.00% | – |
| PIM | Exit | PUTNAM MASTER INTER INCOME Tsh ben int | $0 | – | -43,275 | -100.0% | -0.00% | – |
| CRAY | Exit | CRAY INC | $0 | – | -9,433 | -100.0% | -0.00% | – |
| KBH | Exit | KB HOME | $0 | – | -15,644 | -100.0% | -0.00% | – |
| BKR | Exit | BAKER MICHAEL CORP | $0 | – | -7,675 | -100.0% | -0.00% | – |
| HHS | Exit | HARTE-HANKS INC | $0 | – | -22,060 | -100.0% | -0.00% | – |
| ZQKSQ | Exit | QUIKSILVER INCcall | $0 | – | -96,800 | -100.0% | -0.00% | – |
| TWGP | Exit | TOWER GROUP INTL LTD | $0 | – | -99,216 | -100.0% | -0.00% | – |
| ACH | Exit | ALUMINUM CORP CHINA LTD | $0 | – | -74,237 | -100.0% | -0.00% | – |
| UHT | Exit | UNIVERSAL HEALTH RLTY INCM Tsh ben int | $0 | – | -12,617 | -100.0% | -0.00% | – |
| TFSL | Exit | TFS FINL CORP | $0 | – | -53,373 | -100.0% | -0.00% | – |
| VO | Exit | VANGUARD INDEX FDSmid cap etf | $0 | – | -5,850 | -100.0% | -0.00% | – |
| PSEM | Exit | PERICOM SEMICONDUCTOR CORP | $0 | – | -53,719 | -100.0% | -0.00% | – |
| MIXT | Exit | MIX TELEMATICS LTDsponsored adr | $0 | – | -35,257 | -100.0% | -0.00% | – |
| NES | Exit | NUVERRA ENVIRONMENTAL SOLUTI | $0 | – | -243,617 | -100.0% | -0.00% | – |
| OXM | Exit | OXFORD INDS INC | $0 | – | -9,263 | -100.0% | -0.00% | – |
| NTCT | Exit | NETSCOUT SYS INC | $0 | – | -20,967 | -100.0% | -0.00% | – |
| MIC | Exit | MACQUARIE INFRASTR CO LLCmembership int | $0 | – | -7,972 | -100.0% | -0.00% | – |
| ALD | Exit | WISDOMTREE TRasia lc dbt fd | $0 | – | -9,400 | -100.0% | -0.00% | – |
| NTSC | Exit | NATIONAL TECHNICAL SYS INC | $0 | – | -25,146 | -100.0% | -0.00% | – |
| VDSI | Exit | VASCO DATA SEC INTL INC | $0 | – | -62,351 | -100.0% | -0.00% | – |
| DRIV | Exit | DIGITAL RIV INC | $0 | – | -37,780 | -100.0% | -0.00% | – |
| ABVC | Exit | COMPANHIA DE BEBIDAS DAS AMEsponsored adr | $0 | – | -17,273 | -100.0% | -0.00% | – |
| ABAX | Exit | ABAXIS INC | $0 | – | -15,613 | -100.0% | -0.00% | – |
| MOLXA | Exit | MOLEX INCcl a | $0 | – | -12,149 | -100.0% | -0.00% | – |
| FMS | Exit | FRESENIUS MED CARE AG&CO KGAsponsored adr | $0 | – | -20,558 | -100.0% | -0.00% | – |
| QLGC | Exit | QLOGIC CORP | $0 | – | -42,556 | -100.0% | -0.00% | – |
| BSCD | Exit | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2013 | $0 | – | -23,875 | -100.0% | -0.00% | – |
| FIG | Exit | FORTRESS INVESTMENT GROUP LLcl a | $0 | – | -77,407 | -100.0% | -0.00% | – |
| VLTR | Exit | VOLTERRA SEMICONDUCTOR CORP | $0 | – | -25,395 | -100.0% | -0.00% | – |
| TAST | Exit | CARROLS RESTAURANT GROUP INC | $0 | – | -106,514 | -100.0% | -0.00% | – |
| NANO | Exit | NANOMETRICS INC | $0 | – | -32,965 | -100.0% | -0.00% | – |
| BLC | Exit | BELO CORP | $0 | – | -40,485 | -100.0% | -0.00% | – |
| BERY | Exit | BERRY PLASTICS GROUP INC | $0 | – | -23,538 | -100.0% | -0.00% | – |
| IWR | Exit | ISHARESrus mid-cap etf | $0 | – | -3,050 | -100.0% | -0.00% | – |
| MAKO | Exit | MAKO SURGICAL CORP | $0 | – | -15,132 | -100.0% | -0.00% | – |
| SHI | Exit | SINOPEC SHANGHAI PETROCHEMICspon adr h | $0 | – | -13,173 | -100.0% | -0.00% | – |
| FCN | Exit | FTI CONSULTING INC | $0 | – | -24,064 | -100.0% | -0.00% | – |
| BTH | Exit | BLYTH INC | $0 | – | -52,452 | -100.0% | -0.00% | – |
| LSE | Exit | CAPLEASE INC | $0 | – | -113,480 | -100.0% | -0.00% | – |
| MZF | Exit | MANAGED DURATION INVT GRD FU | $0 | – | -61,210 | -100.0% | -0.00% | – |
| HDS | Exit | HD SUPPLY HLDGS INC | $0 | – | -31,914 | -100.0% | -0.00% | – |
| FIVE | Exit | FIVE BELOW INCput | $0 | – | -19,400 | -100.0% | -0.00% | – |
| KKR | Exit | KKR & CO L P DEL | $0 | – | -36,517 | -100.0% | -0.00% | – |
| MFT | Exit | BLACKROCK MUNIYLD INVST QLTY | $0 | – | -62,692 | -100.0% | -0.00% | – |
| AGU | Exit | AGRIUM INCput | $0 | – | -10,000 | -100.0% | -0.00% | – |
| BKMU | Exit | BANK MUTUAL CORP NEW | $0 | – | -122,320 | -100.0% | -0.00% | – |
| NAV | Exit | NAVISTAR INTL CORP NEW | $0 | – | -24,014 | -100.0% | -0.00% | – |
| GCOM | Exit | GLOBECOMM SYSTEMS INC | $0 | – | -50,965 | -100.0% | -0.00% | – |
| SYKE | Exit | SYKES ENTERPRISES INC | $0 | – | -44,056 | -100.0% | -0.00% | – |
| HNGR | Exit | HANGER INC | $0 | – | -24,261 | -100.0% | -0.00% | – |
| PKT | Exit | PROCERA NETWORKS INC | $0 | – | -50,690 | -100.0% | -0.00% | – |
| STEI | Exit | STEWART ENTERPRISES INCcl a | $0 | – | -72,817 | -100.0% | -0.00% | – |
| FWMHQ | Exit | FAIRWAY GROUP HLDGS CORPcl a | $0 | – | -30,084 | -100.0% | -0.00% | – |
| P | Exit | PANDORA MEDIA INCcall | $0 | – | -35,000 | -100.0% | -0.00% | – |
| ENTR | Exit | ENTROPIC COMMUNICATIONS INC | $0 | – | -191,327 | -100.0% | -0.00% | – |
| KWR | Exit | QUAKER CHEM CORP | $0 | – | -10,410 | -100.0% | -0.00% | – |
| LINC | Exit | LINCOLN EDL SVCS CORP | $0 | – | -157,125 | -100.0% | -0.00% | – |
| FIO | Exit | FUSION-IO INCcall | $0 | – | -70,000 | -100.0% | -0.00% | – |
| EXLS | Exit | EXLSERVICE HOLDINGS INC | $0 | – | -24,894 | -100.0% | -0.00% | – |
| FBP | Exit | FIRST BANCORP P R | $0 | – | -177,713 | -100.0% | -0.00% | – |
| GPS | Exit | GAP INC DELput | $0 | – | -29,000 | -100.0% | -0.00% | – |
| CPWR | Exit | COMPUWARE CORPcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| GNT | Exit | GAMCO NAT RES GOLD & INCOMEsh ben int | $0 | – | -97,322 | -100.0% | -0.00% | – |
| 4305PS | Exit | ALCATEL-LUCENTsponsored adr | $0 | – | -350,462 | -100.0% | -0.00% | – |
| RWT | Exit | REDWOOD TR INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| MED | Exit | MEDIFAST INC | $0 | – | -42,927 | -100.0% | -0.00% | – |
| NRGM | Exit | INERGY MIDSTREAM LPu ltd partners | $0 | – | -54,683 | -100.0% | -0.00% | – |
| SMP | Exit | STANDARD MTR PRODS INC | $0 | – | -33,910 | -100.0% | -0.00% | – |
| ALOG | Exit | ANALOGIC CORP | $0 | – | -12,608 | -100.0% | -0.00% | – |
| QNST | Exit | QUINSTREET INC | $0 | – | -103,760 | -100.0% | -0.00% | – |
| UNTD | Exit | UNITED ONLINE INC | $0 | – | -131,897 | -100.0% | -0.00% | – |
| HKTVY | Exit | HONG KONG TELEVISION NETWK Lsponsored adr | $0 | – | -172,131 | -100.0% | -0.00% | – |
| TBI | Exit | TRUEBLUE INC | $0 | – | -41,882 | -100.0% | -0.00% | – |
| MPWR | Exit | MONOLITHIC PWR SYS INC | $0 | – | -32,512 | -100.0% | -0.00% | – |
| CTS | Exit | CTS CORP | $0 | – | -73,487 | -100.0% | -0.00% | – |
| NKE | Exit | NIKE INCcall | $0 | – | -19,500 | -100.0% | -0.01% | – |
| WLTGQ | Exit | WALTER ENERGY INCcall | $0 | – | -102,000 | -100.0% | -0.01% | – |
| VPFG | Exit | VIEWPOINT FINL GROUP INC MD | $0 | – | -62,435 | -100.0% | -0.01% | – |
| EA | Exit | ELECTRONIC ARTS INCput | $0 | – | -58,300 | -100.0% | -0.01% | – |
| FIX | Exit | COMFORT SYS USA INC | $0 | – | -80,955 | -100.0% | -0.01% | – |
| SAI | Exit | SAIC INC | $0 | – | -31,454 | -100.0% | -0.01% | – |
| SPRD | Exit | SPREADTRUM COMMUNICATIONS INadr | $0 | – | -43,558 | -100.0% | -0.01% | – |
| GTIV | Exit | GENTIVA HEALTH SERVICES INC | $0 | – | -108,535 | -100.0% | -0.01% | – |
| FSLR | Exit | FIRST SOLAR INCcall | $0 | – | -35,000 | -100.0% | -0.01% | – |
| INSYQ | Exit | INSYS THERAPEUTICS INC NEW | $0 | – | -42,724 | -100.0% | -0.01% | – |
| ESINQ | Exit | ITT EDUCATIONAL SERVICES INC | $0 | – | -47,545 | -100.0% | -0.01% | – |
| LMNX | Exit | LUMINEX CORP DEL | $0 | – | -66,167 | -100.0% | -0.01% | – |
| UTEK | Exit | ULTRATECH INC | $0 | – | -47,371 | -100.0% | -0.01% | – |
| LDL | Exit | LYDALL INC DEL | $0 | – | -79,856 | -100.0% | -0.01% | – |
| CFNL | Exit | CARDINAL FINL CORP | $0 | – | -106,428 | -100.0% | -0.01% | – |
| TMS | Exit | TMS INTL CORPcl a | $0 | – | -92,171 | -100.0% | -0.01% | – |
| FCF | Exit | FIRST COMWLTH FINL CORP PA | $0 | – | -203,485 | -100.0% | -0.01% | – |
| EE | Exit | EL PASO ELEC CO | $0 | – | -45,870 | -100.0% | -0.01% | – |
| ASNA | Exit | ASCENA RETAIL GROUP INCcall | $0 | – | -77,500 | -100.0% | -0.01% | – |
| HST | Exit | HOST HOTELS & RESORTS INCcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| DORM | Exit | DORMAN PRODUCTS INC | $0 | – | -31,305 | -100.0% | -0.01% | – |
| VHS | Exit | VANGUARD HEALTH SYS INC | $0 | – | -78,842 | -100.0% | -0.01% | – |
| NAFC | Exit | NASH FINCH CO | $0 | – | -67,904 | -100.0% | -0.01% | – |
| MOS | Exit | MOSAIC CO NEWput | $0 | – | -41,300 | -100.0% | -0.01% | – |
| CLP | Exit | COLONIAL PPTYS TR | $0 | – | -91,459 | -100.0% | -0.01% | – |
| LCC | Exit | U S AIRWAYS GROUP INC | $0 | – | -103,253 | -100.0% | -0.01% | – |
| JBL | Exit | JABIL CIRCUIT INCput | $0 | – | -87,600 | -100.0% | -0.01% | – |
| HMC | Exit | HONDA MOTOR LTD | $0 | – | -47,470 | -100.0% | -0.01% | – |
| DE | Exit | DEERE & COput | $0 | – | -28,200 | -100.0% | -0.01% | – |
| CMLP | Exit | CRESTWOOD MIDSTREAM PRTNERS | $0 | – | -86,343 | -100.0% | -0.01% | – |
| RUE | Exit | RUE21 INC | $0 | – | -58,144 | -100.0% | -0.01% | – |
| KDN | Exit | KAYDON CORP | $0 | – | -60,618 | -100.0% | -0.01% | – |
| NRGY | Exit | INERGY L Punit ltd ptnr | $0 | – | -160,425 | -100.0% | -0.01% | – |
| TBBK | Exit | BANCORP INC DEL | $0 | – | -145,457 | -100.0% | -0.01% | – |
| CYE | Exit | BLACKROCK CORPOR HI YLD III | $0 | – | -354,130 | -100.0% | -0.01% | – |
| OPEN | Exit | OPENTABLE INCput | $0 | – | -35,000 | -100.0% | -0.01% | – |
| UBNT | Exit | UBIQUITI NETWORKS INCput | $0 | – | -69,900 | -100.0% | -0.01% | – |
| SHFL | Exit | SHFL ENTMT INC | $0 | – | -110,224 | -100.0% | -0.01% | – |
| WMS | Exit | WMS INDS INC | $0 | – | -96,620 | -100.0% | -0.01% | – |
| BHD | Exit | BLACKROCK STRTGC BOND TR | $0 | – | -189,954 | -100.0% | -0.01% | – |
| BBBY | Exit | BED BATH & BEYOND INCput | $0 | – | -37,300 | -100.0% | -0.01% | – |
| AAPL | Exit | APPLE INCcall | $0 | – | -5,800 | -100.0% | -0.01% | – |
| NUAN | Exit | NUANCE COMMUNICATIONS INCput | $0 | – | -150,000 | -100.0% | -0.01% | – |
| SKS | Exit | SAKS INC | $0 | – | -166,501 | -100.0% | -0.01% | – |
| F | Exit | FORD MTR CO DELput | $0 | – | -165,300 | -100.0% | -0.01% | – |
| AMED | Exit | AMEDISYS INC | $0 | – | -159,110 | -100.0% | -0.01% | – |
| DFRG | Exit | DEL FRISCOS RESTAURANT GROUP | $0 | – | -142,593 | -100.0% | -0.01% | – |
| ELN | Exit | ELAN PLCcall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| OMX | Exit | OFFICEMAX INC DEL | $0 | – | -254,013 | -100.0% | -0.01% | – |
| FDO | Exit | FAMILY DLR STORES INCcall | $0 | – | -50,000 | -100.0% | -0.01% | – |
| APD | Exit | AIR PRODS & CHEMS INCcall | $0 | – | -35,000 | -100.0% | -0.01% | – |
| QUAD | Exit | QUAD / GRAPHICS INC | $0 | – | -118,763 | -100.0% | -0.01% | – |
| JNPR | Exit | JUNIPER NETWORKS INCcall | $0 | – | -175,000 | -100.0% | -0.01% | – |
| HLF | Exit | HERBALIFE LTDcall | $0 | – | -50,000 | -100.0% | -0.01% | – |
| WCRX | Exit | WARNER CHILCOTT PLC IRELAND | $0 | – | -163,450 | -100.0% | -0.01% | – |
| SWY | Exit | SAFEWAY INCput | $0 | – | -125,000 | -100.0% | -0.01% | – |
| NVE | Exit | NV ENERGY INC | $0 | – | -167,148 | -100.0% | -0.01% | – |
| CTB | Exit | COOPER TIRE & RUBR COput | $0 | – | -125,000 | -100.0% | -0.01% | – |
| TCPC | Exit | TCP CAP CORP | $0 | – | -239,918 | -100.0% | -0.01% | – |
| AGU | Exit | AGRIUM INCcall | $0 | – | -50,000 | -100.0% | -0.02% | – |
| FIRE | Exit | SOURCEFIRE INC | $0 | – | -64,508 | -100.0% | -0.02% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWput | $0 | – | -150,000 | -100.0% | -0.02% | – |
| AMRN | Exit | AMARIN CORP PLCspons adr new | $0 | – | -841,975 | -100.0% | -0.02% | – |
| GLW | Exit | CORNING INCput | $0 | – | -379,200 | -100.0% | -0.02% | – |
| STRI | Exit | STR HLDGS INC | $0 | – | -2,446,079 | -100.0% | -0.02% | – |
| ELN | Exit | ELAN PLCput | $0 | – | -350,000 | -100.0% | -0.02% | – |
| WAG | Exit | WALGREEN COcall | $0 | – | -106,500 | -100.0% | -0.02% | – |
| CF | Exit | CF INDS HLDGS INCput | $0 | – | -28,200 | -100.0% | -0.02% | – |
| FLTX | Exit | FLEETMATICS GROUP PLCcall | $0 | – | -162,000 | -100.0% | -0.02% | – |
| ONXX | Exit | ONYX PHARMACEUTICALS INCput | $0 | – | -50,000 | -100.0% | -0.02% | – |
| SIRI | Exit | SIRIUS XM RADIO INC | $0 | – | -1,586,512 | -100.0% | -0.02% | – |
| YHOO | Exit | YAHOO INCcall | $0 | – | -200,000 | -100.0% | -0.02% | – |
| PSE | Exit | PIONEER SOUTHWST ENRG PRTNRunit lp int | $0 | – | -150,130 | -100.0% | -0.02% | – |
| MKTO | Exit | MARKETO INC | $0 | – | -215,035 | -100.0% | -0.02% | – |
| VOO | Exit | VANGUARD INDEX FDSs&p 500 etf sh | $0 | – | -101,785 | -100.0% | -0.03% | – |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -408,100 | -100.0% | -0.03% | – |
| EEFT | Exit | EURONET WORLDWIDE INC | $0 | – | -233,547 | -100.0% | -0.03% | – |
| XLV | Exit | SELECT SECTOR SPDR TRsbi healthcare | $0 | – | -200,000 | -100.0% | -0.04% | – |
| SEM | Exit | SELECT MED HLDGS CORP | $0 | – | -1,301,343 | -100.0% | -0.04% | – |
| NSU | Exit | NEVSUN RES LTD | $0 | – | -3,383,802 | -100.0% | -0.04% | – |
| VPG | Exit | VISHAY PRECISION GROUP INC | $0 | – | -772,387 | -100.0% | -0.04% | – |
| SYMM | Exit | SYMMETRICOM INC | $0 | – | -2,291,849 | -100.0% | -0.04% | – |
| ELN | Exit | ELAN PLCadr | $0 | – | -717,129 | -100.0% | -0.04% | – |
| BACPRL | Exit | BANK OF AMERICA CORPORATION7.25%cnv pfd l | $0 | – | -11,283 | -100.0% | -0.04% | – |
| BOBE | Exit | BOB EVANS FARMS INC | $0 | – | -218,751 | -100.0% | -0.04% | – |
| ICE | Exit | INTERCONTINENTALEXCHANGE INC | $0 | – | -69,951 | -100.0% | -0.05% | – |
| APO | Exit | APOLLO GLOBAL MGMT LLC | $0 | – | -451,054 | -100.0% | -0.05% | – |
| ONXX | Exit | ONYX PHARMACEUTICALS INC | $0 | – | -104,578 | -100.0% | -0.05% | – |
| IQNT | Exit | INTELIQUENT INC | $0 | – | -1,512,581 | -100.0% | -0.05% | – |
| ABV | Exit | COMPANHIA DE BEBIDAS DAS AMEspon adr pfd | $0 | – | -453,249 | -100.0% | -0.06% | – |
| WPO | Exit | WASHINGTON POST COcl b | $0 | – | -29,055 | -100.0% | -0.06% | – |
| HYV | Exit | BLACKROCK CORPOR HI YLD FD V | $0 | – | -1,584,044 | -100.0% | -0.07% | – |
| NE | Exit | NOBLE CORPORATION BAARnamen -akt | $0 | – | -552,421 | -100.0% | -0.08% | – |
| MOLX | Exit | MOLEX INC | $0 | – | -570,118 | -100.0% | -0.08% | – |
| NYX | Exit | NYSE EURONEXT | $0 | – | -598,004 | -100.0% | -0.09% | – |
| DELL | Exit | DELL INC | $0 | – | -2,281,154 | -100.0% | -0.11% | – |
| ACT | Exit | ACTAVIS INC | $0 | – | -220,677 | -100.0% | -0.11% | – |
| MFB | Exit | MAIDENFORM BRANDS INC | $0 | – | -1,733,095 | -100.0% | -0.15% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -806,700 | -100.0% | -0.44% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 3.9% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.0% |
| AMAZON COM INC | 42 | Q3 2023 | 2.4% |
| ISHARES TR | 42 | Q3 2023 | 8.3% |
| META PLATFORMS INC | 42 | Q3 2023 | 1.3% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 1.5% |
| CISCO SYS INC | 42 | Q3 2023 | 1.1% |
| NVIDIA CORPORATION | 42 | Q3 2023 | 2.3% |
| INTEL CORP | 42 | Q3 2023 | 0.8% |
| PEPSICO INC | 42 | Q3 2023 | 0.8% |
View GUGGENHEIM CAPITAL LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| AfterNext HealthTech Acquisition Corp.Sold out | September 11, 2023 | 0 | 0.0% |
| Aequi Acquisition Corp.Sold out | August 09, 2023 | 0 | 0.0% |
| Acropolis Infrastructure Acquisition Corp. | February 15, 2023 | 1,317,451 | 3.8% |
| AfterNext HealthTech Acquisition Corp. | February 15, 2023 | 1,798,300 | 7.2% |
| Ares Dynamic Credit Allocation Fund, Inc. | February 15, 2023 | 852,331 | 3.7% |
| Blue Whale Acquisition Corp I | February 15, 2023 | 1,054,392 | 4.6% |
| TPG Pace Beneficial II Corp. | February 15, 2023 | 1,938,725 | 4.7% |
| Voya Global Advantage & Premium Opportunity Fund | February 15, 2023 | 717,598 | 4.5% |
| KKR Acquisition Holdings I Corp.Sold out | January 17, 2023 | 0 | 0.0% |
| RXR Acquisition Corp.Sold out | January 10, 2023 | 0 | 0.0% |
View GUGGENHEIM CAPITAL LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| SC 13G/A | 2023-10-10 |
| SC 13G/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
| SC 13G/A | 2023-08-09 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-02-15 |
| SC 13G/A | 2023-02-15 |
View GUGGENHEIM CAPITAL LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.