$32.9 Billion is the total value of GUGGENHEIM CAPITAL LLC's 6749 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HMHC | New | HOUGHTON MIFFLIN HARCOURT CO | $57,591,000 | – | 3,489,206 | +100.0% | 0.18% | – |
| B108PS | New | ACTAVIS PLC | $38,965,000 | – | 231,930 | +100.0% | 0.12% | – |
| ICE | New | INTERCONTINENTALEXCHANGE GRO | $26,084,000 | – | 115,976 | +100.0% | 0.08% | – |
| NEBLQ | New | NOBLE CORP PLC | $25,533,000 | – | 681,413 | +100.0% | 0.08% | – |
| AAMC | New | ALTISOURCE ASSET MGMT CORP | $24,523,000 | – | 26,369 | +100.0% | 0.08% | – |
| GHC | New | GRAHAM HLDGS CO | $22,793,000 | – | 34,363 | +100.0% | 0.07% | – |
| BPY | New | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $18,196,000 | – | 912,532 | +100.0% | 0.06% | – |
| ALLE | New | ALLEGION PUB LTD CO | $17,971,000 | – | 406,683 | +100.0% | 0.06% | – |
| CMLP | New | CRESTWOOD MIDSTREAM PARTNERSunit ltd partner | $15,135,000 | – | 608,108 | +100.0% | 0.05% | – |
| ABEV | New | AMBEV SAsponsored adr | $14,923,000 | – | 2,029,662 | +100.0% | 0.04% | – |
| LINEQ | New | LINN ENERGY LLCunit ltd liab | $14,637,000 | – | 475,391 | +100.0% | 0.04% | – |
| RESI | New | ALTISOURCE RESIDENTIAL CORPcl b | $13,934,000 | – | 462,745 | +100.0% | 0.04% | – |
| AER | New | AERCAP HOLDINGS NV | $13,089,000 | – | 339,700 | +100.0% | 0.04% | – |
| ROYTL | New | PACIFIC COAST OIL TRunit ben int | $11,662,000 | – | 919,725 | +100.0% | 0.04% | – |
| CBOE | New | CBOE HLDGS INC | $10,892,000 | – | 209,628 | +100.0% | 0.03% | – |
| SGMS | New | SCIENTIFIC GAMES CORPcl a | $8,861,000 | – | 523,382 | +100.0% | 0.03% | – |
| VOO | New | VANGUARD INDEX FDS | $8,608,000 | – | 50,892 | +100.0% | 0.03% | – |
| NDRO | New | ENDURO RTY TRtr unit | $8,300,000 | – | 686,524 | +100.0% | 0.02% | – |
| XLY | New | SELECT SECTOR SPDR TRput | $8,020,000 | – | 120,000 | +100.0% | 0.02% | – |
| ADVS | New | ADVENT SOFTWARE INC | $7,611,000 | – | 217,530 | +100.0% | 0.02% | – |
| YPF | New | YPF SOCIEDAD ANONIMAspon adr cl d | $6,865,000 | – | 208,271 | +100.0% | 0.02% | – |
| TWC | New | TIME WARNER CABLE INCcall | $6,775,000 | – | 50,000 | +100.0% | 0.02% | – |
| PRTA | New | PROTHENA CORP PLC | $6,666,000 | – | 251,345 | +100.0% | 0.02% | – |
| ALEX | New | ALEXANDER & BALDWIN INC NEW | $6,241,000 | – | 149,565 | +100.0% | 0.02% | – |
| SIRI | New | SIRIUS XM HLDGS INC | $6,193,000 | – | 1,774,634 | +100.0% | 0.02% | – |
| PSX | New | PHILLIPS 66put | $6,171,000 | – | 80,000 | +100.0% | 0.02% | – |
| LDOS | New | LEIDOS HLDGS INC | $5,949,000 | – | 127,932 | +100.0% | 0.02% | – |
| HYG | New | ISHARESiboxx hi yd etf | $5,657,000 | – | 60,906 | +100.0% | 0.02% | – |
| RYAAY | New | RYANAIR HLDGS PLCsponsored adr | $5,126,000 | – | 109,228 | +100.0% | 0.02% | – |
| NYLD | New | NRG YIELD INC | $5,236,000 | – | 130,879 | +100.0% | 0.02% | – |
| SDTTU | New | SANDRIDGE MISSISSIPPIAN TR Iunit ben int | $5,404,000 | – | 584,221 | +100.0% | 0.02% | – |
| GRFS | New | GRIFOLS S Asp adr rep b nvt | $4,919,000 | – | 136,186 | +100.0% | 0.02% | – |
| PBYI | New | PUMA BIOTECHNOLOGY INC | $4,850,000 | – | 46,844 | +100.0% | 0.02% | – |
| AAL | New | AMERICAN AIRLS GROUP INCcall | $4,586,000 | – | 181,600 | +100.0% | 0.01% | – |
| X | New | UNITED STATES STL CORP NEWcall | $4,664,000 | – | 158,000 | +100.0% | 0.01% | – |
| SJT | New | SAN JUAN BASIN RTY TRunit ben int | $4,707,000 | – | 281,178 | +100.0% | 0.01% | – |
| UUP | New | POWERSHS DB US DOLLAR INDEXdoll indx bull | $4,734,000 | – | 220,000 | +100.0% | 0.01% | – |
| LGND | New | LIGAND PHARMACEUTICALS INC | $4,522,000 | – | 85,976 | +100.0% | 0.01% | – |
| SALE | New | RETAILMENOT INCcall | $4,319,000 | – | 150,000 | +100.0% | 0.01% | – |
| HTZ | New | HERTZ GLOBAL HOLDINGS INCput | $4,294,000 | – | 150,000 | +100.0% | 0.01% | – |
| PEGI | New | PATTERN ENERGY GROUP INCcl a | $4,020,000 | – | 132,357 | +100.0% | 0.01% | – |
| URBN | New | URBAN OUTFITTERS INCput | $4,106,000 | – | 110,000 | +100.0% | 0.01% | – |
| CNCOY | New | CENCOSUD S Asponsored ads | $3,892,000 | – | 357,376 | +100.0% | 0.01% | – |
| SWK | New | STANLEY BLACK & DECKER INCcall | $4,062,000 | – | 50,000 | +100.0% | 0.01% | – |
| ICPT | New | INTERCEPT PHARMACEUTICALS IN | $3,804,000 | – | 55,714 | +100.0% | 0.01% | – |
| JOSB | New | JOS A BANK CLOTHIERS INCput | $3,890,000 | – | 70,000 | +100.0% | 0.01% | – |
| GEVA | New | SYNAGEVA BIOPHARMA CORP | $4,052,000 | – | 62,607 | +100.0% | 0.01% | – |
| SNCR | New | SYNCHRONOSS TECHNOLOGIES INC | $3,687,000 | – | 118,663 | +100.0% | 0.01% | – |
| DISH | New | DISH NETWORK CORPput | $3,765,000 | – | 65,000 | +100.0% | 0.01% | – |
| CAT | New | CATERPILLAR INC DELput | $3,635,000 | – | 40,000 | +100.0% | 0.01% | – |
| BBOX | New | BLACK BOX CORP DEL | $3,357,000 | – | 112,654 | +100.0% | 0.01% | – |
| WMB | New | WILLIAMS COS INC DELput | $3,278,000 | – | 85,000 | +100.0% | 0.01% | – |
| TMUS | New | T-MOBILE US INCcall | $3,364,000 | – | 100,000 | +100.0% | 0.01% | – |
| FWLT | New | FOSTER WHEELER AGcall | $3,131,000 | – | 94,800 | +100.0% | 0.01% | – |
| HUN | New | HUNTSMAN CORPput | $3,198,000 | – | 130,000 | +100.0% | 0.01% | – |
| AR | New | ANTERO RES CORP | $3,282,000 | – | 51,727 | +100.0% | 0.01% | – |
| MNTA | New | MOMENTA PHARMACEUTICALS INC | $2,805,000 | – | 158,638 | +100.0% | 0.01% | – |
| 2100PS | New | GENCORP INC | $2,941,000 | – | 163,230 | +100.0% | 0.01% | – |
| ELY | New | CALLAWAY GOLF CO | $2,891,000 | – | 343,035 | +100.0% | 0.01% | – |
| SANM | New | SANMINA CORPORATION | $2,912,000 | – | 174,392 | +100.0% | 0.01% | – |
| A | New | AGILENT TECHNOLOGIES INCcall | $2,866,000 | – | 50,000 | +100.0% | 0.01% | – |
| SSINQ | New | STAGE STORES INC | $2,809,000 | – | 126,433 | +100.0% | 0.01% | – |
| FSS | New | FEDERAL SIGNAL CORP | $2,945,000 | – | 201,084 | +100.0% | 0.01% | – |
| SGMO | New | SANGAMO BIOSCIENCES INC | $2,758,000 | – | 198,534 | +100.0% | 0.01% | – |
| XOP | New | SPDR SERIES TRUSTput | $2,734,000 | – | 39,900 | +100.0% | 0.01% | – |
| GOGO | New | GOGO INCput | $2,623,000 | – | 102,500 | +100.0% | 0.01% | – |
| FOR | New | FORESTAR GROUP INC | $2,624,000 | – | 123,367 | +100.0% | 0.01% | – |
| KS | New | KAPSTONE PAPER & PACKAGING C | $2,603,000 | – | 46,604 | +100.0% | 0.01% | – |
| DE | New | DEERE & COcall | $2,557,000 | – | 28,000 | +100.0% | 0.01% | – |
| RPTP | New | RAPTOR PHARMACEUTICAL CORP | $2,643,000 | – | 202,985 | +100.0% | 0.01% | – |
| TWI | New | TITAN INTL INC ILL | $2,758,000 | – | 153,373 | +100.0% | 0.01% | – |
| SSNI | New | SILVER SPRING NETWORKS INC | $2,262,000 | – | 107,522 | +100.0% | 0.01% | – |
| SAIC | New | SCIENCE APPLICATNS INTL CP N | $2,443,000 | – | 73,874 | +100.0% | 0.01% | – |
| FDX | New | FEDEX CORPcall | $2,272,000 | – | 15,800 | +100.0% | 0.01% | – |
| GRAM | New | GRANA Y MONTERO S A Asponsored adr | $2,386,000 | – | 112,400 | +100.0% | 0.01% | – |
| CSTM | New | CONSTELLIUM HOLDCO B Vcl a | $2,247,000 | – | 96,520 | +100.0% | 0.01% | – |
| TESO | New | TESCO CORP | $2,448,000 | – | 123,764 | +100.0% | 0.01% | – |
| DQ | New | DAQO NEW ENERGY CORPspnsrd adr new | $2,210,000 | – | 60,876 | +100.0% | 0.01% | – |
| HOLX | New | HOLOGIC INCcall | $2,235,000 | – | 100,000 | +100.0% | 0.01% | – |
| ABMD | New | ABIOMED INC | $2,347,000 | – | 87,784 | +100.0% | 0.01% | – |
| TWTR | New | TWITTER INC | $2,171,000 | – | 34,107 | +100.0% | 0.01% | – |
| CBKCQ | New | CHRISTOPHER & BANKS CORP | $2,264,000 | – | 263,448 | +100.0% | 0.01% | – |
| JMI | New | JAVELIN MTG INVT CORP | $2,280,000 | – | 163,676 | +100.0% | 0.01% | – |
| VRTU | New | VIRTUSA CORP | $2,418,000 | – | 63,469 | +100.0% | 0.01% | – |
| EPAY | New | BOTTOMLINE TECH DEL INC | $2,213,000 | – | 61,196 | +100.0% | 0.01% | – |
| BIG | New | BIG LOTS INCput | $2,422,000 | – | 75,000 | +100.0% | 0.01% | – |
| MTW | New | MANITOWOC INCput | $2,338,000 | – | 100,200 | +100.0% | 0.01% | – |
| ANIK | New | ANIKA THERAPEUTICS INC | $2,310,000 | – | 60,535 | +100.0% | 0.01% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $2,288,000 | – | 90,628 | +100.0% | 0.01% | – |
| LOGI | New | LOGITECH INTL S A | $2,245,000 | – | 164,023 | +100.0% | 0.01% | – |
| NKE | New | NIKE INCput | $2,204,000 | – | 28,000 | +100.0% | 0.01% | – |
| AA | New | ALCOA INCput | $2,339,000 | – | 220,000 | +100.0% | 0.01% | – |
| AAOI | New | APPLIED OPTOELECTRONICS INC | $1,891,000 | – | 126,033 | +100.0% | 0.01% | – |
| OMCL | New | OMNICELL INC | $1,950,000 | – | 76,367 | +100.0% | 0.01% | – |
| VNDA | New | VANDA PHARMACEUTICALS INC | $1,963,000 | – | 158,174 | +100.0% | 0.01% | – |
| APC | New | ANADARKO PETE CORPcall | $1,983,000 | – | 25,000 | +100.0% | 0.01% | – |
| PGI | New | PREMIERE GLOBAL SVCS INC | $2,138,000 | – | 184,552 | +100.0% | 0.01% | – |
| CTXS | New | CITRIX SYS INCcall | $1,898,000 | – | 30,000 | +100.0% | 0.01% | – |
| MLHR | New | MILLER HERMAN INC | $2,026,000 | – | 68,662 | +100.0% | 0.01% | – |
| IHS | New | IHS INCcl a | $1,977,000 | – | 16,513 | +100.0% | 0.01% | – |
| ICON | New | ICONIX BRAND GROUP INC | $2,015,000 | – | 50,761 | +100.0% | 0.01% | – |
| CCIPRA | New | CROWN CASTLE INTL CORPcnv pfd stk sr a | $2,008,000 | – | 20,000 | +100.0% | 0.01% | – |
| ENV | New | ENVESTNET INC | $2,130,000 | – | 52,838 | +100.0% | 0.01% | – |
| HTH | New | HILLTOP HOLDINGS INC | $2,094,000 | – | 90,547 | +100.0% | 0.01% | – |
| MDSO | New | MEDIDATA SOLUTIONS INC | $1,922,000 | – | 31,738 | +100.0% | 0.01% | – |
| GIL | New | GILDAN ACTIVEWEAR INC | $1,933,000 | – | 36,257 | +100.0% | 0.01% | – |
| MMSI | New | MERIT MED SYS INC | $2,122,000 | – | 134,839 | +100.0% | 0.01% | – |
| AMRI | New | ALBANY MOLECULAR RESH INC | $1,952,000 | – | 193,659 | +100.0% | 0.01% | – |
| NTUS | New | NATUS MEDICAL INC DEL | $1,951,000 | – | 86,719 | +100.0% | 0.01% | – |
| XLB | New | SELECT SECTOR SPDR TRput | $1,849,000 | – | 40,000 | +100.0% | 0.01% | – |
| EXTR | New | EXTREME NETWORKS INC | $2,055,000 | – | 293,481 | +100.0% | 0.01% | – |
| BNFT | New | BENEFITFOCUS INC | $2,052,000 | – | 35,542 | +100.0% | 0.01% | – |
| WERN | New | WERNER ENTERPRISES INCcall | $1,979,000 | – | 80,000 | +100.0% | 0.01% | – |
| TYPE | New | MONOTYPE IMAGING HOLDINGS IN | $1,869,000 | – | 58,653 | +100.0% | 0.01% | – |
| WBC | New | WABCO HLDGS INC | $2,106,000 | – | 22,549 | +100.0% | 0.01% | – |
| AAON | New | AAON INC | $1,809,000 | – | 56,627 | +100.0% | 0.01% | – |
| BIOS | New | BIOSCRIP INC | $1,622,000 | – | 219,193 | +100.0% | 0.01% | – |
| HRB | New | BLOCK H & R INCcall | $1,630,000 | – | 56,000 | +100.0% | 0.01% | – |
| CIR | New | CIRCOR INTL INC | $1,644,000 | – | 20,360 | +100.0% | 0.01% | – |
| CRVL | New | CORVEL CORP | $1,485,000 | – | 31,791 | +100.0% | 0.01% | – |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $1,583,000 | – | 114,520 | +100.0% | 0.01% | – |
| CRY | New | CRYOLIFE INC | $1,565,000 | – | 141,137 | +100.0% | 0.01% | – |
| HUBG | New | HUB GROUP INCcl a | $1,797,000 | – | 45,061 | +100.0% | 0.01% | – |
| MEOH | New | METHANEX CORP | $1,767,000 | – | 29,830 | +100.0% | 0.01% | – |
| PNK | New | PINNACLE ENTMT INC | $1,612,000 | – | 62,014 | +100.0% | 0.01% | – |
| PUK | New | PRUDENTIAL PLCadr | $1,581,000 | – | 35,138 | +100.0% | 0.01% | – |
| RBC | New | REGAL BELOIT CORP | $1,506,000 | – | 20,419 | +100.0% | 0.01% | – |
| TTMI | New | TTM TECHNOLOGIES INC | $1,747,000 | – | 203,586 | +100.0% | 0.01% | – |
| WM | New | WASTE MGMT INC DELcall | $1,795,000 | – | 40,000 | +100.0% | 0.01% | – |
| TRNX | New | TORNIER N V | $1,584,000 | – | 84,291 | +100.0% | 0.01% | – |
| XHB | New | SPDR SERIES TRUSTput | $1,332,000 | – | 40,000 | +100.0% | 0.00% | – |
| MT | New | ARCELORMITTAL SA LUXEMBOURGput | $1,409,000 | – | 79,000 | +100.0% | 0.00% | – |
| GIB | New | GROUPE CGI INCcl a sub vtg | $1,361,000 | – | 40,700 | +100.0% | 0.00% | – |
| JOY | New | JOY GLOBAL INCput | $1,169,000 | – | 20,000 | +100.0% | 0.00% | – |
| CPLA | New | CAPELLA EDUCATION COMPANY | $1,401,000 | – | 21,086 | +100.0% | 0.00% | – |
| TGT | New | TARGET CORPput | $1,266,000 | – | 20,000 | +100.0% | 0.00% | – |
| TLM | New | TALISMAN ENERGY INCput | $1,456,000 | – | 125,000 | +100.0% | 0.00% | – |
| EEM | New | ISHARESput | $1,337,000 | – | 32,000 | +100.0% | 0.00% | – |
| NUVA | New | NUVASIVE INC | $1,198,000 | – | 37,063 | +100.0% | 0.00% | – |
| 3106SC | New | SUSSER HLDGS CORP | $1,279,000 | – | 19,530 | +100.0% | 0.00% | – |
| WSH | New | WILLIS GROUP HOLDINGS PUBLIC | $1,270,000 | – | 28,340 | +100.0% | 0.00% | – |
| KBR | New | KBR INCcall | $1,259,000 | – | 39,500 | +100.0% | 0.00% | – |
| KAMN | New | KAMAN CORP | $1,152,000 | – | 29,000 | +100.0% | 0.00% | – |
| SALE | New | RETAILMENOT INC | $1,372,000 | – | 47,646 | +100.0% | 0.00% | – |
| SRF | New | CUSHING RTY & INCOME FD | $1,218,000 | – | 71,787 | +100.0% | 0.00% | – |
| FTK | New | FLOTEK INDS INC DEL | $1,410,000 | – | 70,273 | +100.0% | 0.00% | – |
| TXT | New | TEXTRON INCput | $1,452,000 | – | 39,500 | +100.0% | 0.00% | – |
| IPCM | New | IPC THE HOSPITALIST CO INC | $1,263,000 | – | 21,260 | +100.0% | 0.00% | – |
| NML | New | NEUBERGER BERMAN MLP INCOME | $1,271,000 | – | 66,560 | +100.0% | 0.00% | – |
| KFRC | New | KFORCE INC | $1,353,000 | – | 64,864 | +100.0% | 0.00% | – |
| FARO | New | FARO TECHNOLOGIES INC | $1,081,000 | – | 18,550 | +100.0% | 0.00% | – |
| SONC | New | SONIC CORP | $1,023,000 | – | 50,671 | +100.0% | 0.00% | – |
| HPP | New | HUDSON PAC PPTYS INC | $1,040,000 | – | 47,557 | +100.0% | 0.00% | – |
| NHI | New | NATIONAL HEALTH INVS INC | $1,098,000 | – | 19,569 | +100.0% | 0.00% | – |
| OPLK | New | OPLINK COMMUNICATIONS INC | $1,059,000 | – | 56,917 | +100.0% | 0.00% | – |
| FREDQ | New | FREDS INCcall | $950,000 | – | 51,100 | +100.0% | 0.00% | – |
| RSTI | New | ROFIN SINAR TECHNOLOGIES INC | $901,000 | – | 33,345 | +100.0% | 0.00% | – |
| GNRC | New | GENERAC HLDGS INC | $897,000 | – | 15,841 | +100.0% | 0.00% | – |
| CMCSK | New | COMCAST CORP NEWcl a spl | $998,000 | – | 20,000 | +100.0% | 0.00% | – |
| LOGM | New | LOGMEIN INC | $999,000 | – | 29,772 | +100.0% | 0.00% | – |
| SRLN | New | SSGA ACTIVE ETF TRblkstn gsosrln | $889,000 | – | 17,788 | +100.0% | 0.00% | – |
| GGAL | New | GRUPO FINANCIERO GALICIA S Asp adr 10 sh b | $1,104,000 | – | 105,691 | +100.0% | 0.00% | – |
| BMA | New | BANCO MACRO SAspon adr b | $1,074,000 | – | 44,258 | +100.0% | 0.00% | – |
| ATNI | New | ATLANTIC TELE NETWORK INC | $978,000 | – | 17,283 | +100.0% | 0.00% | – |
| BRKL | New | BROOKLINE BANCORP INC DEL | $984,000 | – | 102,774 | +100.0% | 0.00% | – |
| DNN | New | DENISON MINES CORP | $986,000 | – | 795,500 | +100.0% | 0.00% | – |
| TMUS | New | T-MOBILE US INCput | $841,000 | – | 25,000 | +100.0% | 0.00% | – |
| SRDX | New | SURMODICS INC | $977,000 | – | 40,041 | +100.0% | 0.00% | – |
| VCOYY | New | VINA CONCHA Y TORO S Asponsored adr | $1,024,000 | – | 27,666 | +100.0% | 0.00% | – |
| ESC | New | EMERITUS CORP | $1,118,000 | – | 51,673 | +100.0% | 0.00% | – |
| BLKB | New | BLACKBAUD INC | $1,005,000 | – | 26,687 | +100.0% | 0.00% | – |
| MLI | New | MUELLER INDS INC | $946,000 | – | 15,015 | +100.0% | 0.00% | – |
| MINI | New | MOBILE MINI INC | $751,000 | – | 18,230 | +100.0% | 0.00% | – |
| CDW | New | CDW CORP | $794,000 | – | 34,009 | +100.0% | 0.00% | – |
| BBAR | New | BBVA BANCO FRANCES S Asponsored adr | $504,000 | – | 72,347 | +100.0% | 0.00% | – |
| BCPC | New | BALCHEM CORP | $732,000 | – | 12,464 | +100.0% | 0.00% | – |
| ATLS | New | ATLAS ENERGY LP | $554,000 | – | 11,829 | +100.0% | 0.00% | – |
| AGO | New | ASSURED GUARANTY LTD | $681,000 | – | 28,849 | +100.0% | 0.00% | – |
| A104PS | New | HILTON WORLDWIDE HLDGS INC | $508,000 | – | 22,800 | +100.0% | 0.00% | – |
| MCEP | New | MID CON ENERGY PARTNERS LP | $580,000 | – | 25,364 | +100.0% | 0.00% | – |
| ORN | New | ORION MARINE GROUP INC | $630,000 | – | 52,337 | +100.0% | 0.00% | – |
| RGP | New | RESOURCES CONNECTION INC | $695,000 | – | 48,517 | +100.0% | 0.00% | – |
| HWAY | New | HEALTHWAYS INC | $794,000 | – | 51,752 | +100.0% | 0.00% | – |
| NXQ | New | NUVEEN SELECT TAX FREE INCMsh ben int | $546,000 | – | 44,223 | +100.0% | 0.00% | – |
| GBDC | New | GOLUB CAP BDC INC | $790,000 | – | 41,346 | +100.0% | 0.00% | – |
| GLP | New | GLOBAL PARTNERS LP | $606,000 | – | 17,059 | +100.0% | 0.00% | – |
| NP | New | NEENAH PAPER INC | $652,000 | – | 15,241 | +100.0% | 0.00% | – |
| SVM | New | SILVERCORP METALS INC | $607,000 | – | 264,966 | +100.0% | 0.00% | – |
| SLRC | New | SOLAR CAP LTD | $750,000 | – | 33,200 | +100.0% | 0.00% | – |
| SCCO | New | SOUTHERN COPPER CORPcall | $583,000 | – | 20,300 | +100.0% | 0.00% | – |
| EMESQ | New | EMERGE ENERGY SVCS LP | $582,000 | – | 13,122 | +100.0% | 0.00% | – |
| SCL | New | STEPAN CO | $676,000 | – | 10,302 | +100.0% | 0.00% | – |
| KODK | New | EASTMAN KODAK CO | $579,000 | – | 16,796 | +100.0% | 0.00% | – |
| NUW | New | NUVEEN AMT-FREE MUN VALUE FD | $516,000 | – | 33,945 | +100.0% | 0.00% | – |
| KRA | New | KRATON PERFORMANCE POLYMERS | $819,000 | – | 35,545 | +100.0% | 0.00% | – |
| DATA | New | TABLEAU SOFTWARE INCcl a | $779,000 | – | 11,292 | +100.0% | 0.00% | – |
| DGIT | New | DIGITAL GENERATION INC | $724,000 | – | 56,798 | +100.0% | 0.00% | – |
| PZE | New | PETROBRAS ARGENTINA S Aspons adr | $563,000 | – | 101,412 | +100.0% | 0.00% | – |
| MCC | New | MEDLEY CAP CORP | $702,000 | – | 50,632 | +100.0% | 0.00% | – |
| DLLR | New | DFC GLOBAL CORP | $751,000 | – | 65,601 | +100.0% | 0.00% | – |
| SZC | New | CUSHING RENAISSANCE FD | $762,000 | – | 30,429 | +100.0% | 0.00% | – |
| TIBX | New | TIBCO SOFTWARE INCcall | $680,000 | – | 30,000 | +100.0% | 0.00% | – |
| CACC | New | CREDIT ACCEP CORP MICH | $561,000 | – | 4,317 | +100.0% | 0.00% | – |
| COTY | New | COTY INC | $624,000 | – | 40,912 | +100.0% | 0.00% | – |
| SCOR | New | COMSCORE INC | $802,000 | – | 28,029 | +100.0% | 0.00% | – |
| CFX | New | COLFAX CORP | $597,000 | – | 9,380 | +100.0% | 0.00% | – |
| CHMT | New | CHEMTURA CORP | $543,000 | – | 19,448 | +100.0% | 0.00% | – |
| CPAC | New | CEMENTOS PACASMAYO S A Aspon adr rep 5 | $807,000 | – | 68,636 | +100.0% | 0.00% | – |
| OFG | New | OFG BANCORP | $728,000 | – | 41,990 | +100.0% | 0.00% | – |
| NCU | New | NUVEEN CALIF PREM INCOME MUN | $208,000 | – | 16,116 | +100.0% | 0.00% | – |
| IPGP | New | IPG PHOTONICS CORP | $261,000 | – | 3,359 | +100.0% | 0.00% | – |
| FDML | New | FEDERAL MOGUL CORP | $302,000 | – | 15,319 | +100.0% | 0.00% | – |
| SONY | New | SONY CORPadr new | $328,000 | – | 18,786 | +100.0% | 0.00% | – |
| IRS | New | IRSA INVERSIONES Y REP S Aglobl dep rcpt | $465,000 | – | 38,387 | +100.0% | 0.00% | – |
| Q104PS | New | PARKWAY PPTYS INC | $214,000 | – | 11,092 | +100.0% | 0.00% | – |
| NRF | New | NORTHSTAR RLTY FIN CORPput | $269,000 | – | 20,000 | +100.0% | 0.00% | – |
| IMAX | New | IMAX CORP | $312,000 | – | 10,590 | +100.0% | 0.00% | – |
| EVHC | New | ENVISION HEALTHCARE HLDGS IN | $228,000 | – | 6,423 | +100.0% | 0.00% | – |
| IBCP | New | INDEPENDENT BANK CORP MICH | $204,000 | – | 16,992 | +100.0% | 0.00% | – |
| STNG | New | SCORPIO TANKERS INC | $181,000 | – | 15,322 | +100.0% | 0.00% | – |
| BLOX | New | INFOBLOX INC | $224,000 | – | 6,769 | +100.0% | 0.00% | – |
| WAL | New | WESTERN ALLIANCE BANCORP | $259,000 | – | 10,853 | +100.0% | 0.00% | – |
| LANC | New | LANCASTER COLONY CORP | $218,000 | – | 2,474 | +100.0% | 0.00% | – |
| USPH | New | U S PHYSICAL THERAPY INC | $203,000 | – | 5,769 | +100.0% | 0.00% | – |
| SCS | New | STEELCASE INCcl a | $187,000 | – | 11,821 | +100.0% | 0.00% | – |
| ESIO | New | ELECTRO SCIENTIFIC INDS | $324,000 | – | 30,954 | +100.0% | 0.00% | – |
| FI | New | FRANKS INTL N V | $302,000 | – | 11,178 | +100.0% | 0.00% | – |
| WABC | New | WESTAMERICA BANCORPORATION | $254,000 | – | 4,499 | +100.0% | 0.00% | – |
| PACD | New | PACIFIC DRILLING SA LUXEMBOU | $190,000 | – | 16,590 | +100.0% | 0.00% | – |
| SCMP | New | SUCAMPO PHARMACEUTICALS INCcl a | $177,000 | – | 18,869 | +100.0% | 0.00% | – |
| AGRO | New | ADECOAGRO S A | $278,000 | – | 34,311 | +100.0% | 0.00% | – |
| ADC | New | AGREE REALTY CORP | $483,000 | – | 16,630 | +100.0% | 0.00% | – |
| PRSC | New | PROVIDENCE SVC CORP | $246,000 | – | 9,551 | +100.0% | 0.00% | – |
| AIQ | New | ALLIANCE HEALTHCARE SRVCS IN | $284,000 | – | 11,470 | +100.0% | 0.00% | – |
| AMBC | New | AMBAC FINL GROUP INC | $200,000 | – | 8,156 | +100.0% | 0.00% | – |
| UFI | New | UNIFI INC | $254,000 | – | 9,316 | +100.0% | 0.00% | – |
| PTP | New | PLATINUM UNDERWRITER HLDGS L | $215,000 | – | 3,510 | +100.0% | 0.00% | – |
| AMH | New | AMERICAN HOMES 4 RENTcl a | $309,000 | – | 19,058 | +100.0% | 0.00% | – |
| NESCQ | New | NUVERRA ENVIRONMENTAL SOLUTI | $480,000 | – | 28,562 | +100.0% | 0.00% | – |
| N | New | NETSUITE INC | $418,000 | – | 4,060 | +100.0% | 0.00% | – |
| CHMI | New | CHERRY HILL MTG INVT CORP | $226,000 | – | 12,693 | +100.0% | 0.00% | – |
| UBNK | New | UNITED FINANCIAL BANCORP INC | $435,000 | – | 22,925 | +100.0% | 0.00% | – |
| CZR | New | CAESARS ENTMT CORP | $397,000 | – | 18,446 | +100.0% | 0.00% | – |
| CHE | New | CHEMED CORP NEW | $292,000 | – | 3,803 | +100.0% | 0.00% | – |
| ANEN | New | ANAREN INC | $422,000 | – | 15,063 | +100.0% | 0.00% | – |
| TRGP | New | TARGA RES CORP | $256,000 | – | 2,903 | +100.0% | 0.00% | – |
| TMHC | New | TAYLOR MORRISON HOME CORPcl a | $314,000 | – | 13,973 | +100.0% | 0.00% | – |
| FANG | New | DIAMONDBACK ENERGY INC | $477,000 | – | 9,015 | +100.0% | 0.00% | – |
| DXCM | New | DEXCOM INC | $203,000 | – | 5,746 | +100.0% | 0.00% | – |
| PRI | New | PRIMERICA INC | $241,000 | – | 5,625 | +100.0% | 0.00% | – |
| CAFI | New | CAMCO FINL CORP | $299,000 | – | 44,853 | +100.0% | 0.00% | – |
| DWRE | New | DEMANDWARE INC | $456,000 | – | 7,104 | +100.0% | 0.00% | – |
| PSMT | New | PRICESMART INC | $483,000 | – | 4,178 | +100.0% | 0.00% | – |
| UTL | New | UNITIL CORP | $267,000 | – | 8,763 | +100.0% | 0.00% | – |
| PINC | New | PREMIER INCcl a | $207,000 | – | 5,631 | +100.0% | 0.00% | – |
| KMT | New | KENNAMETAL INC | $235,000 | – | 4,521 | +100.0% | 0.00% | – |
| ABG | New | ASBURY AUTOMOTIVE GROUP INC | $337,000 | – | 6,265 | +100.0% | 0.00% | – |
| BXMT | New | BLACKSTONE MTG TR INC | $490,000 | – | 18,078 | +100.0% | 0.00% | – |
| MTZ | New | MASTEC INC | $264,000 | – | 8,080 | +100.0% | 0.00% | – |
| MEG | New | MEDIA GEN INCcl a | $348,000 | – | 15,409 | +100.0% | 0.00% | – |
| POWR | New | POWERSECURE INTL INC | $177,000 | – | 10,328 | +100.0% | 0.00% | – |
| AVHOQ | New | AVIANCA HLDGS SAspon adr rep pfd | $420,000 | – | 27,170 | +100.0% | 0.00% | – |
| BONTQ | New | BON-TON STORES INC | $242,000 | – | 14,895 | +100.0% | 0.00% | – |
| BOI | New | BROOKFIELD MTG OPP INC FD IN | $273,000 | – | 16,462 | +100.0% | 0.00% | – |
| FUR | New | WINTHROP RLTY TRsh ben int new | $182,000 | – | 16,403 | +100.0% | 0.00% | – |
| CNSI | New | COMVERSE INC | $205,000 | – | 5,286 | +100.0% | 0.00% | – |
| NBG | New | NATIONAL BK GREECE S Aspn adr rep 1 sh | $219,000 | – | 39,070 | +100.0% | 0.00% | – |
| RATE | New | BANKRATE INC DEL | $390,000 | – | 21,745 | +100.0% | 0.00% | – |
| PPO | New | POLYPORE INTL INC | $283,000 | – | 7,252 | +100.0% | 0.00% | – |
| BKW | New | BURGER KING WORLDWIDE INC | $392,000 | – | 17,145 | +100.0% | 0.00% | – |
| GGM | New | GUGGENHEIM CR ALLOCATION FD | $202,000 | – | 9,000 | +100.0% | 0.00% | – |
| GWRE | New | GUIDEWIRE SOFTWARE INC | $331,000 | – | 6,742 | +100.0% | 0.00% | – |
| PKX | New | POSCOsponsored adr | $407,000 | – | 5,224 | +100.0% | 0.00% | – |
| TLP | New | TRANSMONTAIGNE PARTNERS L P | $320,000 | – | 7,539 | +100.0% | 0.00% | – |
| BBSI | New | BARRETT BUSINESS SERVICES IN | $395,000 | – | 4,253 | +100.0% | 0.00% | – |
| GOGO | New | GOGO INC | $404,000 | – | 16,272 | +100.0% | 0.00% | – |
| LIOX | New | LIONBRIDGE TECHNOLOGIES INC | $194,000 | – | 32,454 | +100.0% | 0.00% | – |
| SFXEQ | New | SFX ENTMT INC | $209,000 | – | 17,447 | +100.0% | 0.00% | – |
| SAND | New | SANDSTORM GOLD LTD | $338,000 | – | 79,060 | +100.0% | 0.00% | – |
| LULU | New | LULULEMON ATHLETICA INC | $480,000 | – | 8,137 | +100.0% | 0.00% | – |
| RGT | New | ROYCE GLOBAL VALUE TR INC | $190,000 | – | 21,313 | +100.0% | 0.00% | – |
| MBI | New | MBIA INC | $205,000 | – | 17,126 | +100.0% | 0.00% | – |
| RBSPRLCL | New | ROYAL BK SCOTLAND GROUP PLCsp adr l rp pf | $192,000 | – | 9,813 | +100.0% | 0.00% | – |
| GLPI | New | GAMING & LEISURE PPTYS INC | $284,000 | – | 5,597 | +100.0% | 0.00% | – |
| CCIX | New | COLEMAN CABLE INC | $311,000 | – | 11,875 | +100.0% | 0.00% | – |
| CSII | New | CARDIOVASCULAR SYS INC DEL | $358,000 | – | 10,437 | +100.0% | 0.00% | – |
| RBS | New | ROYAL BK SCOTLAND GROUP PLCspons adr 20 ord | $219,000 | – | 19,310 | +100.0% | 0.00% | – |
| CNXN | New | P C CONNECTION | $225,000 | – | 9,077 | +100.0% | 0.00% | – |
| GAB | New | GABELLI EQUITY TR INC | $254,000 | – | 32,777 | +100.0% | 0.00% | – |
| PBF | New | PBF ENERGY INCcl a | $297,000 | – | 9,429 | +100.0% | 0.00% | – |
| TPC | New | TUTOR PERINI CORP | $207,000 | – | 7,891 | +100.0% | 0.00% | – |
| FUEL | New | ROCKET FUEL INC | $352,000 | – | 5,730 | +100.0% | 0.00% | – |
| SXT | New | SENSIENT TECHNOLOGIES CORP | $264,000 | – | 5,437 | +100.0% | 0.00% | – |
| RXN | New | REXNORD CORP NEW | $343,000 | – | 12,714 | +100.0% | 0.00% | – |
| PTRY | New | PANTRY INC | $201,000 | – | 11,936 | +100.0% | 0.00% | – |
| SSTK | New | SHUTTERSTOCK INC | $475,000 | – | 5,679 | +100.0% | 0.00% | – |
| MSTR | New | MICROSTRATEGY INCcl a new | $251,000 | – | 2,020 | +100.0% | 0.00% | – |
| SLAB | New | SILICON LABORATORIES INC | $203,000 | – | 4,684 | +100.0% | 0.00% | – |
| RJETQ | New | REPUBLIC AWYS HLDGS INC | $167,000 | – | 15,610 | +100.0% | 0.00% | – |
| RENT | New | RENTRAK CORP | $201,000 | – | 5,294 | +100.0% | 0.00% | – |
| PKOH | New | PARK OHIO HLDGS CORP | $230,000 | – | 4,379 | +100.0% | 0.00% | – |
| SFNC | New | SIMMONS 1ST NATL CORPcl a $1 par | $246,000 | – | 6,627 | +100.0% | 0.00% | – |
| CLNE | New | CLEAN ENERGY FUELS CORP | $167,000 | – | 12,897 | +100.0% | 0.00% | – |
| MRGE | New | MERGE HEALTHCARE INC | $23,000 | – | 10,091 | +100.0% | 0.00% | – |
| RSX | New | MARKET VECTORS ETF TRrussia etf | $150,000 | – | 5,200 | +100.0% | 0.00% | – |
| MTW | New | MANITOWOC INC | $156,000 | – | 6,682 | +100.0% | 0.00% | – |
| MCBC | New | MACATAWA BK CORP | $55,000 | – | 10,903 | +100.0% | 0.00% | – |
| OWW | New | ORBITZ WORLDWIDE INC | $89,000 | – | 12,337 | +100.0% | 0.00% | – |
| LUB | New | LUBYS INC | $83,000 | – | 10,796 | +100.0% | 0.00% | – |
| LLNW | New | LIMELIGHT NETWORKS INC | $20,000 | – | 10,228 | +100.0% | 0.00% | – |
| PTX | New | PERNIX THERAPEUTICS HLDGS IN | $35,000 | – | 13,799 | +100.0% | 0.00% | – |
| PQ | New | PETROQUEST ENERGY INC | $55,000 | – | 12,711 | +100.0% | 0.00% | – |
| EWW | New | ISHARESmsci mex cap etf | $156,000 | – | 2,300 | +100.0% | 0.00% | – |
| SNAK | New | INVENTURE FOODS INC | $141,000 | – | 10,628 | +100.0% | 0.00% | – |
| INDB | New | INDEPENDENT BANK CORP MASS | $78,000 | – | 1,994 | +100.0% | 0.00% | – |
| RTI | New | RTI INTL METALS INC | $110,000 | – | 3,208 | +100.0% | 0.00% | – |
| RLD | New | REALD INC | $110,000 | – | 12,863 | +100.0% | 0.00% | – |
| HTCO | New | HICKORY TECH CORP | $138,000 | – | 10,762 | +100.0% | 0.00% | – |
| REGI | New | RENEWABLE ENERGY GROUP INC | $149,000 | – | 12,954 | +100.0% | 0.00% | – |
| REFR | New | RESEARCH FRONTIERS INC | $59,000 | – | 10,169 | +100.0% | 0.00% | – |
| RSO | New | RESOURCE CAP CORP | $64,000 | – | 10,873 | +100.0% | 0.00% | – |
| RIGL | New | RIGEL PHARMACEUTICALS INC | $33,000 | – | 11,528 | +100.0% | 0.00% | – |
| XHB | New | SPDR SERIES TRUSTs&p homebuild | $157,000 | – | 4,700 | +100.0% | 0.00% | – |
| GTE | New | GRAN TIERRA ENERGY INC | $94,000 | – | 12,862 | +100.0% | 0.00% | – |
| SGA | New | SAGA COMMUNICATIONS INCcl a new | $113,000 | – | 2,260 | +100.0% | 0.00% | – |
| SQNM | New | SEQUENOM INC | $134,000 | – | 57,000 | +100.0% | 0.00% | – |
| FBC | New | FLAGSTAR BANCORP INC | $116,000 | – | 5,932 | +100.0% | 0.00% | – |
| FSGI | New | FIRST SEC GROUP INC | $24,000 | – | 10,224 | +100.0% | 0.00% | – |
| ENMD | New | ENTREMED INC | $17,000 | – | 10,010 | +100.0% | 0.00% | – |
| EDMC | New | EDUCATION MGMT CORP NEW | $116,000 | – | 11,462 | +100.0% | 0.00% | – |
| ELNK | New | EARTHLINK INC | $51,000 | – | 10,135 | +100.0% | 0.00% | – |
| SURG | New | SYNERGETICS USA INC | $36,000 | – | 10,046 | +100.0% | 0.00% | – |
| SYN | New | SYNTHETIC BIOLOGICS INC | $16,000 | – | 10,180 | +100.0% | 0.00% | – |
| CRIS | New | CURIS INC | $31,000 | – | 11,018 | +100.0% | 0.00% | – |
| CBSTZ | New | CUBIST PHARMACEUTICALS INCright 99/99/9999 | $1,000 | – | 782 | +100.0% | 0.00% | – |
| COB | New | COMMUNITYONE BANCORP | $125,000 | – | 9,787 | +100.0% | 0.00% | – |
| GROW | New | U S GLOBAL INVS INCcl a | $26,000 | – | 10,233 | +100.0% | 0.00% | – |
| USCR | New | U S CONCRETE INC | $150,000 | – | 6,618 | +100.0% | 0.00% | – |
| XEC | New | CIMAREX ENERGY COcall | $13,000 | – | 120 | +100.0% | 0.00% | – |
| UNIS | New | UNILIFE CORP NEW | $45,000 | – | 10,177 | +100.0% | 0.00% | – |
| UMC | New | UNITED MICROELECTRONICS CORPspon adr new | $137,000 | – | 66,732 | +100.0% | 0.00% | – |
| USEG | New | U S ENERGY CORP WYO | $38,000 | – | 10,163 | +100.0% | 0.00% | – |
| UPIP | New | UNWIRED PLANET INC NEW | $22,000 | – | 16,228 | +100.0% | 0.00% | – |
| CVM | New | CEL-SCI CORP | $7,000 | – | 12,534 | +100.0% | 0.00% | – |
| VICL | New | VICAL INC | $20,000 | – | 17,241 | +100.0% | 0.00% | – |
| VTNC | New | VITRAN CORP INC | $84,000 | – | 12,954 | +100.0% | 0.00% | – |
| WAVX | New | WAVE SYSTEMS CORPcl a par $0.01 | $9,000 | – | 10,215 | +100.0% | 0.00% | – |
| WTSLQ | New | WET SEAL INCcl a | $31,000 | – | 11,325 | +100.0% | 0.00% | – |
| AVEO | New | AVEO PHARMACEUTICALS INC | $21,000 | – | 11,210 | +100.0% | 0.00% | – |
| XUE | New | XUEDA ED GROUPsponsored adr | $123,000 | – | 20,033 | +100.0% | 0.00% | – |
| ZLCS | New | ZALICUS INC | $15,000 | – | 13,369 | +100.0% | 0.00% | – |
| ABR | New | ARBOR RLTY TR INC | $79,000 | – | 11,857 | +100.0% | 0.00% | – |
| ARCO | New | ARCOS DORADOS HOLDINGS INC | $126,000 | – | 10,400 | +100.0% | 0.00% | – |
| AMSC | New | AMERICAN SUPERCONDUCTOR CORP | $22,000 | – | 13,237 | +100.0% | 0.00% | – |
| ATEC | New | ALPHATEC HOLDINGS INC | $22,000 | – | 10,875 | +100.0% | 0.00% | – |
| ACFN | New | ACORN ENERGY INC | $47,000 | – | 11,636 | +100.0% | 0.00% | – |
| NRIM | New | NORTHRIM BANCORP INC | $83,000 | – | 3,170 | +100.0% | 0.00% | – |
| NAVB | New | NAVIDEA BIOPHARMACEUTICALS I | $30,000 | – | 14,528 | +100.0% | 0.00% | – |
| NOV | New | NATIONAL OILWELL VARCO INCcall | $95,000 | – | 1,200 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 45 | Q2 2024 | 3.9% |
| MICROSOFT CORP | 45 | Q2 2024 | 4.0% |
| AMAZON COM INC | 45 | Q2 2024 | 2.4% |
| ISHARES TR | 45 | Q2 2024 | 8.3% |
| META PLATFORMS INC | 45 | Q2 2024 | 1.8% |
| NVIDIA CORPORATION | 45 | Q2 2024 | 4.0% |
| SPDR S&P 500 ETF TR | 45 | Q2 2024 | 1.5% |
| CISCO SYS INC | 45 | Q2 2024 | 1.1% |
| PEPSICO INC | 45 | Q2 2024 | 0.8% |
| INTEL CORP | 45 | Q2 2024 | 0.8% |
View GUGGENHEIM CAPITAL LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Waverley Capital Acquisition Corp. 1Sold out | October 10, 2023 | 0 | 0.0% |
| AfterNext HealthTech Acquisition Corp.Sold out | September 11, 2023 | 0 | 0.0% |
| Aequi Acquisition Corp.Sold out | August 09, 2023 | 0 | 0.0% |
| Acropolis Infrastructure Acquisition Corp. | February 15, 2023 | 1,317,451 | 3.8% |
| AfterNext HealthTech Acquisition Corp. | February 15, 2023 | 1,798,300 | 7.2% |
| Ares Dynamic Credit Allocation Fund, Inc. | February 15, 2023 | 852,331 | 3.7% |
| Blue Whale Acquisition Corp I | February 15, 2023 | 1,054,392 | 4.6% |
| TPG Pace Beneficial II Corp. | February 15, 2023 | 1,938,725 | 4.7% |
| Voya Global Advantage & Premium Opportunity Fund | February 15, 2023 | 717,598 | 4.5% |
| KKR Acquisition Holdings I Corp.Sold out | January 17, 2023 | 0 | 0.0% |
View GUGGENHEIM CAPITAL LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-08-14 |
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| SC 13G/A | 2023-10-10 |
| SC 13G/A | 2023-09-11 |
| 13F-HR | 2023-08-11 |
| SC 13G/A | 2023-08-09 |
| 13F-HR | 2023-05-11 |
| SC 13G/A | 2023-02-15 |
View GUGGENHEIM CAPITAL LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.