$1.42 Billion is the total value of LUCAS CAPITAL MANAGEMENT's 46 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 15.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INC COM | $6,058,000 | +6.4% | 27,047 | -6.0% | 7.72% | +14.5% |
| IHI | Sell | ISHARES U.S. MEDICAL DEVICES ETF | $4,319,000 | +2.7% | 17,469 | -0.0% | 5.50% | +10.5% |
| JNJ | Sell | JOHNSON & JOHNSON COM | $4,268,000 | -20.8% | 32,985 | -14.7% | 5.44% | -14.7% |
| VGT | Buy | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | $3,808,000 | +8.5% | 17,667 | +6.1% | 4.85% | +16.8% |
| VEA | Buy | VANGUARD FTSE DEVELOPED MARKETS ETF | $3,311,000 | -1.4% | 80,610 | +0.2% | 4.22% | +6.1% |
| XLI | Buy | INDUSTRIAL SELECT SECTOR SPDR FUND | $3,171,000 | +10.3% | 40,850 | +10.0% | 4.04% | +18.6% |
| QQQ | Sell | INVESCO QQQ TRUST | $3,106,000 | +1.1% | 16,451 | -0.0% | 3.96% | +8.8% |
| IBB | Sell | ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND | $2,978,000 | -9.8% | 29,928 | -1.1% | 3.80% | -3.0% |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP | $2,924,000 | +3.0% | 44,120 | -0.6% | 3.73% | +10.8% |
| XLF | Buy | FINANCIAL SELECT SECTOR SPDR FUND | $2,680,000 | +3.2% | 95,712 | +1.7% | 3.42% | +11.0% |
| BIP | Buy | BROOKFIELD INFRAST PARTNERS LP LP INT UNIT | $2,572,000 | +15.6% | 51,846 | +0.1% | 3.28% | +24.4% |
| T | Sell | AT&T INC COM | $2,211,000 | +10.9% | 58,435 | -1.8% | 2.82% | +19.4% |
| XLV | Buy | HEALTH CARE SELECT SECTOR SPDR FUND | $2,201,000 | +26.6% | 24,418 | +30.1% | 2.81% | +36.3% |
| XOM | Sell | EXXON MOBIL CORP COM | $2,024,000 | -9.5% | 28,670 | -1.7% | 2.58% | -2.6% |
| PG | Sell | PROCTER & GAMBLE CO COM | $2,001,000 | +4.6% | 16,089 | -7.8% | 2.55% | +12.6% |
| UL | Sell | UNILEVER PLC SPON ADR NEW | $1,963,000 | -13.3% | 32,670 | -10.6% | 2.50% | -6.7% |
| VB | Sell | VANGUARD SMALL-CAP INDEX FUND | $1,875,000 | -2.2% | 12,182 | -0.5% | 2.39% | +5.2% |
| GLD | Sell | SPDR GOLD SHARES | $1,856,000 | +1.1% | 13,364 | -3.0% | 2.37% | +8.8% |
| SBR | Sell | SABINE ROYALTY TR UNIT BEN INT | $1,816,000 | -16.2% | 41,852 | -6.6% | 2.32% | -9.8% |
| XLY | Buy | CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | $1,800,000 | +10.6% | 14,915 | +9.3% | 2.29% | +19.0% |
| DOW | Sell | DOW INC COM | $1,770,000 | -3.9% | 37,150 | -0.5% | 2.26% | +3.4% |
| WES | Buy | WESTERN MIDSTREAM PARTNERS LP COM UNIT LP INT | $1,616,000 | +1.3% | 64,937 | +25.2% | 2.06% | +9.0% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETS ETF | $1,525,000 | -5.3% | 37,875 | +0.1% | 1.94% | +1.9% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO COM | $1,376,000 | +4.5% | 27,138 | -6.6% | 1.75% | +12.4% |
| XLP | Buy | CONSUMER STAPLES SELECT SECTOR SPDR FUND | $1,349,000 | +27.5% | 21,966 | +20.5% | 1.72% | +37.3% |
| LBAI | Buy | LAKELAND BANCORP INC COM | $1,305,000 | +47.3% | 84,557 | +54.2% | 1.66% | +58.5% |
| DEM | Sell | WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND | $1,244,000 | -8.5% | 30,105 | -1.1% | 1.59% | -1.6% |
| XLK | Buy | TECHNOLOGY SELECT SECTOR SPDR FUND | $1,198,000 | +4.0% | 14,880 | +0.8% | 1.53% | +11.9% |
| MPLX | Sell | MPLX LP COM UNIT REP LTD | $1,117,000 | -22.1% | 39,890 | -10.4% | 1.42% | -16.1% |
| XLU | Buy | UTILITIES SELECT SECTOR SPDR FUND | $991,000 | +8.7% | 15,310 | +0.1% | 1.26% | +16.9% |
| VZ | Buy | VERIZON COMMUNICATIONS INC COM | $973,000 | +11.2% | 16,118 | +5.2% | 1.24% | +19.7% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L P COM | $934,000 | +13.3% | 32,677 | +14.5% | 1.19% | +22.0% |
| XLE | Buy | ENERGY SELECT SECTOR SPDR FUND | $848,000 | -4.1% | 14,330 | +3.2% | 1.08% | +3.2% |
| SHLX | Sell | SHELL MIDSTREAM PARTNERS L P UNIT LTD INT | $730,000 | -16.3% | 35,672 | -15.3% | 0.93% | -10.0% |
| DMLP | Sell | DORCHESTER MINERALS LP COM UNIT | $598,000 | -10.6% | 32,054 | -12.3% | 0.76% | -3.8% |
| USAC | Buy | USA COMPRESSION PARTNERS LP COMUNIT LTDPAR | $537,000 | -2.9% | 31,106 | +0.0% | 0.68% | +4.4% |
| PBA | PEMBINA PIPELINE CORP COM | $489,000 | -0.4% | 13,190 | 0.0% | 0.62% | +7.0% | |
| EGBN | Sell | EAGLE BANCORP INC MD COM | $462,000 | -20.8% | 10,365 | -3.7% | 0.59% | -14.8% |
| GE | Buy | GENERAL ELECTRIC CO COM | $366,000 | -7.3% | 40,951 | +8.8% | 0.47% | -0.2% |
| HESM | Sell | HESS MIDSTREAM PARTNERS LP UNIT LTD PR INT | $344,000 | -10.4% | 17,839 | -9.4% | 0.44% | -3.7% |
| BGS | Sell | B & G FOODS INC NEW COM | $320,000 | -30.6% | 16,930 | -23.6% | 0.41% | -25.3% |
| NXJ | Buy | NUVEEN NEW JERSEY QULT MUN FD COM | $316,000 | +3.3% | 21,849 | +0.7% | 0.40% | +11.3% |
| HOV | New | HOVNANIAN ENTERPRISES INC CL A NEW | $307,000 | – | 15,954 | +100.0% | 0.39% | – |
| VTN | INVESCO TR INVT GRADE NY MUNS COM | $294,000 | -0.3% | 21,627 | 0.0% | 0.38% | +7.4% | |
| SLV | ISHARES SILVER TRUST | $279,000 | +11.2% | 17,500 | 0.0% | 0.36% | +19.9% | |
| PTY | PIMCO CORPORATE & INCOME OPP F COM | $223,000 | 0.0% | 12,300 | 0.0% | 0.28% | +7.6% | |
| NRT | Exit | NORTH EUROPEAN OIL RTY TR | $0 | – | -30,478 | -100.0% | -0.26% | – |
| FFBC | Exit | FIRST FINL BANCORP OH | $0 | – | -14,865 | -100.0% | -0.43% | – |
| GSPRJ | Exit | GOLDMAN SACHS GROUP INC DEP 1/1000 PFD J | $0 | – | -15,950 | -100.0% | -0.49% | – |
| CPRJ | Exit | CITIGROUP INC DEP SHS 1/1000 J | $0 | – | -15,100 | -100.0% | -0.49% | – |
| VOX | Exit | VANGUARD WORLD FDS | $0 | – | -10,335 | -100.0% | -1.06% | – |
| CPRK | Exit | CITIGROUP INC DEP SHS RP PFD K | $0 | – | -61,869 | -100.0% | -2.01% | – |
| WFCPRR | Exit | WELLS FARGO CO NEW DEP 1/1000 PFD A | $0 | – | -85,945 | -100.0% | -2.88% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-10-23
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JOHNSON & JOHNSON COM | 32 | Q4 2020 | 6.8% |
| SABINE ROYALTY TRUST | 32 | Q4 2020 | 6.7% |
| ISHARES US MEDICAL DEVICES IND | 32 | Q4 2020 | 6.7% |
| DORCHESTER MINERALS LP COM UNIT | 32 | Q4 2020 | 4.6% |
| AT&T INC COM | 32 | Q4 2020 | 4.3% |
| MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP | 32 | Q4 2020 | 3.8% |
| BRISTOL-MYERS SQUIBB CO COM | 32 | Q4 2020 | 3.8% |
| EXXON MOBIL CORP COM | 32 | Q4 2020 | 4.7% |
| BROOKFIELD INFRASTRUCTURE PTNRS | 32 | Q4 2020 | 3.3% |
| SPDR GOLD TRUST | 32 | Q4 2020 | 2.9% |
View LUCAS CAPITAL MANAGEMENT's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NORTH EUROPEAN OIL ROYALTY TRUST | September 19, 2011 | 454,298 | 4.9% |
| VOC Energy Trust | July 06, 2011 | 782,000 | 4.6% |
| EASTERN AMERICAN NATURAL GAS TRUST | January 06, 2011 | 291,100 | 4.9% |
| AMERICAN SAFETY INSURANCE HOLDINGS LTD | December 17, 2010 | 483,200 | 4.7% |
| MESA ROYALTY TRUST/TX | May 07, 2010 | 71,835 | 3.9% |
| EASTERN AMERICAN NATURAL GAS TRUST | January 14, 2010 | 325,425 | 5.5% |
| Pioneer Southwest Energy Partners L.P. | April 08, 2009 | 1,297,000 | 4.3% |
| SANTA FE ENERGY TRUST | February 11, 2008 | 339,258 | 5.4% |
| HUGOTON ROYALTY TRUST | April 18, 2007 | 1,803,841 | 4.5% |
| XETHANOL CORP | May 17, 2006 | 863,942 | 4.8% |
View LUCAS CAPITAL MANAGEMENT's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-28 |
| 13F-HR | 2020-08-17 |
| 13F-HR | 2020-04-20 |
| 13F-HR | 2020-01-28 |
| 13F-HR | 2019-10-23 |
| 13F-HR | 2019-07-29 |
| 13F-HR | 2019-04-30 |
| 13F-HR | 2019-01-31 |
| 13F-HR | 2018-10-26 |
View LUCAS CAPITAL MANAGEMENT's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.