$115 Million is the total value of LUCAS CAPITAL MANAGEMENT's 110 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 15.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INC | $6,246,000 | -1.4% | 36,907 | -10.2% | 5.41% | -4.6% |
| JNJ | Sell | JOHNSON & JOHNSON | $5,656,000 | +5.7% | 40,484 | -1.7% | 4.90% | +2.2% |
| T | Sell | AT&T INC | $4,240,000 | -11.2% | 109,061 | -10.5% | 3.68% | -14.1% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $3,905,000 | -9.1% | 63,721 | -5.4% | 3.38% | -12.1% |
| DWDP | Sell | DOWDUPONT INC | $3,605,000 | -1.7% | 50,616 | -4.4% | 3.12% | -4.9% |
| BGS | Sell | B & G FOODS INC | $3,483,000 | +2.5% | 99,080 | -7.2% | 3.02% | -0.9% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS LP | $3,387,000 | +22.1% | 47,739 | +22.3% | 2.94% | +18.1% |
| IHI | Sell | ISHARES U.S. MEDICAL DEVICES ETF | $3,372,000 | -3.4% | 19,434 | -7.1% | 2.92% | -6.6% |
| IBB | Buy | ISHARES NASDAQ BIOTECHNOLOGY INDEX ETF | $3,241,000 | -3.7% | 30,351 | +200.7% | 2.81% | -6.9% |
| AMZN | Sell | AMAZON COM INC | $3,167,000 | +4.8% | 2,708 | -13.9% | 2.74% | +1.3% |
| BIP | Sell | BROOKFIELD INFRAST PARTNERS LP | $3,154,000 | -0.9% | 70,385 | -4.6% | 2.73% | -4.1% |
| VEA | Buy | VANGUARD FTSE DEVELOPED MARKETS ETF | $2,969,000 | +1016.2% | 66,176 | +979.7% | 2.57% | +981.5% |
| CELG | Buy | CELGENE CORP | $2,840,000 | +9.8% | 27,213 | +53.4% | 2.46% | +6.2% |
| XOM | Sell | EXXON MOBIL CORP | $2,750,000 | -0.3% | 32,882 | -2.3% | 2.38% | -3.6% |
| SBR | Sell | SABINE ROYALTY TRUST | $2,624,000 | +0.8% | 58,840 | -7.8% | 2.28% | -2.4% |
| UL | Sell | UNILEVER PLC SPON ADR NEW | $2,300,000 | -5.0% | 41,560 | -0.5% | 1.99% | -8.1% |
| WGP | Buy | WESTERN GAS EQUITY PARTNERS LP | $2,129,000 | -4.8% | 57,772 | +6.4% | 1.84% | -7.9% |
| GLD | Sell | SPDR GOLD SHARES | $2,093,000 | -4.3% | 16,927 | -5.9% | 1.81% | -7.4% |
| GE | Sell | GENERAL ELECTRIC CO | $1,943,000 | -29.1% | 111,350 | -1.7% | 1.68% | -31.4% |
| SHLX | Buy | SHELL MIDSTREAM PARTNERS LP | $1,899,000 | +35.4% | 63,697 | +26.5% | 1.65% | +31.1% |
| VGT | Buy | VANGUARD INFORMATION TECHNOLOGY INDEX FUND | $1,897,000 | +44.7% | 11,517 | +33.5% | 1.64% | +39.9% |
| KRE | Buy | SPDR S&P REGIONAL BANKING ETF | $1,887,000 | +3.9% | 32,063 | +0.2% | 1.64% | +0.5% |
| QQQ | Buy | POWERSHARES QQQ TRUST, SERIES 1 | $1,877,000 | +35.1% | 12,052 | +26.2% | 1.63% | +30.7% |
| DEM | Sell | WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND | $1,877,000 | -6.7% | 41,378 | -11.6% | 1.63% | -9.8% |
| PG | Buy | PROCTER AND GAMBLE CO | $1,793,000 | +4.0% | 19,514 | +3.0% | 1.55% | +0.6% |
| MPLX | Sell | MPLX LP | $1,779,000 | -1.0% | 50,163 | -2.3% | 1.54% | -4.2% |
| GOOGL | Sell | ALPHABET INC CAP STK CL A | $1,682,000 | -0.4% | 1,597 | -7.9% | 1.46% | -3.6% |
| DMLP | Sell | DORCHESTER MINERALS LP | $1,459,000 | -24.2% | 97,288 | -23.9% | 1.26% | -26.6% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETS ETF | $1,304,000 | +50.1% | 28,395 | +42.3% | 1.13% | +45.1% |
| PXD | Buy | PIONEER NATURAL RESOURCES CO | $1,227,000 | +21.5% | 7,110 | +3.9% | 1.06% | +17.6% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $1,198,000 | -1.2% | 7,809 | -6.5% | 1.04% | -4.4% |
| XLI | Buy | INDUSTRIAL SELECT SECTOR SPDR FUND | $1,153,000 | +59.5% | 15,240 | +49.6% | 1.00% | +54.2% |
| VB | Buy | VANGUARD SMALL-CAP INDEX FUND | $1,091,000 | +25.4% | 7,379 | +19.9% | 0.95% | +21.3% |
| USAC | Sell | USA COMPRESSION PARTNERS LP | $1,065,000 | -11.8% | 63,830 | -11.6% | 0.92% | -14.7% |
| RDSB | Sell | ROYAL DUTCH SHELL PLC SPON ADR B | $987,000 | +1.8% | 14,460 | -6.8% | 0.86% | -1.5% |
| XLF | Buy | FINANCIAL SELECT SECTOR SPDR FUND | $940,000 | +15.9% | 33,665 | +7.3% | 0.82% | +12.1% |
| EGBN | Buy | EAGLE BANCORP INC MD | $920,000 | -1.3% | 15,898 | +14.4% | 0.80% | -4.6% |
| IVV | Buy | ISHARES CORE S&P 500 ETF | $835,000 | +160.9% | 3,108 | +145.9% | 0.72% | +152.3% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $835,000 | +1.3% | 15,779 | -5.2% | 0.72% | -1.9% |
| IT | Sell | GARTNER INC | $800,000 | -8.2% | 6,500 | -7.1% | 0.69% | -11.3% |
| XLE | Buy | ENERGY SELECT SECTOR SPDR TR | $792,000 | +30.5% | 10,956 | +23.6% | 0.69% | +26.3% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS LP | $751,000 | +35.3% | 28,322 | +32.9% | 0.65% | +31.0% |
| VOX | Buy | VANGUARD TELECOMMUNICATION SERVICES INDEX FUND | $724,000 | +1.1% | 7,945 | +2.3% | 0.63% | -2.2% |
| SLV | Sell | ISHARES SILVER TRUST | $701,000 | -3.0% | 43,835 | -4.6% | 0.61% | -6.2% |
| HOV | HOVNANIAN ENTERPRISES INC CL A | $696,000 | +73.6% | 207,779 | 0.0% | 0.60% | +68.0% | |
| XLY | New | CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND | $614,000 | – | 6,220 | +100.0% | 0.53% | – |
| NXJ | Buy | NUVEEN NEW JERSEY QULT MUN FD | $604,000 | +0.2% | 44,111 | +0.5% | 0.52% | -3.0% |
| EOG | Buy | EOG RESOURCES INC | $598,000 | +30.6% | 5,515 | +16.6% | 0.52% | +26.3% |
| PBA | Sell | PEMBINA PIPELINE CORP | $531,000 | -2.4% | 14,690 | -5.2% | 0.46% | -5.5% |
| XLK | SPDR TECHNOLOGY SELECT SECTOR ETF | $472,000 | +8.3% | 7,375 | 0.0% | 0.41% | +4.6% | |
| DNB | DUN & BRADSTREET CORP DEL | $468,000 | +1.7% | 3,950 | 0.0% | 0.41% | -1.5% | |
| GLW | Sell | CORNING INC | $441,000 | -15.8% | 13,800 | -21.1% | 0.38% | -18.7% |
| Y | ALLEGHANY CORP DEL | $429,000 | +7.5% | 720 | 0.0% | 0.37% | +3.9% | |
| MSFT | Sell | MICROSOFT CORP | $419,000 | -10.7% | 4,900 | -22.2% | 0.36% | -13.6% |
| EFA | Sell | ISHARES MSCI EAFE ETF | $414,000 | -80.2% | 5,890 | -80.7% | 0.36% | -80.8% |
| APC | Sell | ANADARKO PETROLEUM CORP | $406,000 | +6.3% | 7,560 | -3.2% | 0.35% | +2.9% |
| MMM | Buy | 3M CO COM | $403,000 | +17.2% | 1,712 | +4.6% | 0.35% | +13.3% |
| MRK | Sell | MERCK & CO INC | $394,000 | -14.5% | 6,997 | -2.8% | 0.34% | -17.2% |
| ED | CONSOLIDATED EDISON INC | $391,000 | +5.4% | 4,599 | 0.0% | 0.34% | +2.1% | |
| LBAI | LAKELAND BANCORP INC | $371,000 | -5.6% | 19,252 | 0.0% | 0.32% | -8.5% | |
| NBL | Buy | NOBLE ENERGY INC | $372,000 | +22.8% | 12,700 | +18.7% | 0.32% | +18.4% |
| PFE | Sell | PFIZER INC | $366,000 | -8.5% | 10,106 | -9.9% | 0.32% | -11.5% |
| UTG | REAVES UTIL INCOME FD | $355,000 | -2.5% | 11,487 | 0.0% | 0.31% | -5.5% | |
| XLU | New | UTILITIES SELECT SECTOR SPDR ETF | $351,000 | – | 6,655 | +100.0% | 0.30% | – |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B | $346,000 | -3.9% | 1,745 | -11.2% | 0.30% | -7.1% |
| PAA | Sell | PLAINS ALL AMERN PIPELINE LP | $344,000 | -61.1% | 16,681 | -60.0% | 0.30% | -62.4% |
| XEC | CIMAREX ENERGY | $332,000 | +8.1% | 2,700 | 0.0% | 0.29% | +4.7% | |
| CVX | Sell | CHEVRON CORP | $326,000 | +6.2% | 2,608 | -0.3% | 0.28% | +2.9% |
| XLV | Buy | HEALTH CARE SELECT SECTOR SPDR FUND | $325,000 | +1.9% | 3,930 | +0.8% | 0.28% | -1.4% |
| HESM | Buy | HESS MIDSTREAM PARTNERS LP | $318,000 | +10.0% | 16,054 | +21.9% | 0.28% | +6.6% |
| VET | VERMILION ENERGY INC | $313,000 | +2.3% | 8,600 | 0.0% | 0.27% | -1.1% | |
| BND | New | VANGUARD TOTAL BOND MARKET INDEX FUND | $310,000 | – | 3,799 | +100.0% | 0.27% | – |
| VTN | INVESCO TR INVT GRADE NY MUNS | $308,000 | +0.3% | 22,435 | 0.0% | 0.27% | -2.9% | |
| SRPT | SAREPTA THERAPEUTICS INC | $306,000 | +22.9% | 5,500 | 0.0% | 0.26% | +18.8% | |
| WMB | Sell | WILLIAMS COS INC DEL | $305,000 | -8.7% | 10,010 | -10.2% | 0.26% | -11.7% |
| ENB | ENBRIDGE INC | $302,000 | -6.5% | 7,713 | 0.0% | 0.26% | -9.3% | |
| VRTX | VERTEX PHARMACEUTICALS INC COM | $302,000 | -1.3% | 2,015 | 0.0% | 0.26% | -4.4% | |
| GOOG | Sell | ALPHABET INC CAP STK CL C | $302,000 | +3.8% | 289 | -4.6% | 0.26% | +0.4% |
| NSC | NORFOLK SOUTHERN CORP | $297,000 | +9.6% | 2,050 | 0.0% | 0.26% | +5.8% | |
| PNC | Sell | PNC FINL SVCS GROUP INC | $296,000 | -2.3% | 2,050 | -8.9% | 0.26% | -5.5% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $293,000 | -2.3% | 1,150 | -9.2% | 0.25% | -5.6% |
| PTY | PIMCO CORPORATE & INCOME OPP FD | $291,000 | -2.0% | 17,700 | 0.0% | 0.25% | -5.3% | |
| BA | New | BOEING CO | $290,000 | – | 984 | +100.0% | 0.25% | – |
| CXO | CONCHO RESOURCES INC | $288,000 | +15.2% | 1,900 | 0.0% | 0.25% | +11.6% | |
| XLP | Buy | CONSUMER STAPLES SELECT SECTOR SPDR FUND | $278,000 | +35.6% | 4,895 | +29.0% | 0.24% | +31.0% |
| NFX | Buy | NEWFIELD EXPLORATION CO | $278,000 | +24.7% | 8,700 | +16.0% | 0.24% | +20.5% |
| COG | CABOT OIL & GAS | $272,000 | +7.1% | 9,500 | 0.0% | 0.24% | +3.5% | |
| D | DOMINION ENERGY INC | $259,000 | +5.3% | 3,200 | 0.0% | 0.22% | +2.3% | |
| ILMN | ILLUMINA INC | $257,000 | +9.8% | 1,176 | 0.0% | 0.22% | +6.2% | |
| DVN | DEVON ENERGY | $255,000 | +13.8% | 6,100 | 0.0% | 0.22% | +10.0% | |
| DE | Sell | DEERE & CO | $254,000 | +5.0% | 1,626 | -15.6% | 0.22% | +1.4% |
| KMI | Sell | KINDER MORGAN INC | $237,000 | -9.2% | 13,115 | -3.7% | 0.20% | -12.4% |
| DEO | DIAGEO P L C | $234,000 | +10.9% | 1,600 | 0.0% | 0.20% | +7.4% | |
| AMGN | New | AMGEN INC | $233,000 | – | 1,340 | +100.0% | 0.20% | – |
| NFLX | New | NETFLIX INC | $230,000 | – | 1,196 | +100.0% | 0.20% | – |
| NVS | NOVARTIS A G | $227,000 | -2.2% | 2,700 | 0.0% | 0.20% | -5.3% | |
| OKE | ONEOK INC | $226,000 | -3.8% | 4,235 | 0.0% | 0.20% | -7.1% | |
| DIS | New | DISNEY WALT CO | $220,000 | – | 2,049 | +100.0% | 0.19% | – |
| JPM | Sell | JPMORGAN CHASE & CO | $218,000 | +6.9% | 2,037 | -4.7% | 0.19% | +3.3% |
| GILD | CALL GILEAD SCIENCES INC 01/19/2018 @ $75call | $215,000 | -11.5% | 3,000 | 0.0% | 0.19% | -14.7% | |
| BPL | Buy | BUCKEYE PARTNERS LP | $214,000 | -12.7% | 4,313 | +0.2% | 0.18% | -15.9% |
| NRT | Buy | NORTH EUROPEAN OIL RTY TR | $206,000 | +13.8% | 29,558 | +13.5% | 0.18% | +10.5% |
| WES | New | WESTERN GAS PARTNERS LP | $206,000 | – | 4,282 | +100.0% | 0.18% | – |
| IWV | Sell | ISHARES RUSSELL 3000 ETF | $202,000 | -1.9% | 1,280 | -7.2% | 0.18% | -5.4% |
| EEQ | Sell | ENBRIDGE ENERGY MANAGEMENT LLC | $201,000 | -45.4% | 15,039 | -36.8% | 0.17% | -47.3% |
| SPXU | New | PROSHARES ULTRAPRO SHORT S&P500 | $171,000 | – | 15,000 | +100.0% | 0.15% | – |
| BSD | BLACKROCK STRATEGIC MUN TR | $164,000 | -5.2% | 12,000 | 0.0% | 0.14% | -8.4% | |
| PBT | Sell | PERMIAN BASIN TRUST | $99,000 | -47.3% | 11,100 | -48.6% | 0.09% | -48.8% |
| ROYTL | Buy | PACIFIC COAST OIL TR | $89,000 | +23.6% | 45,959 | +0.9% | 0.08% | +18.5% |
| AXGT | New | AXOVANT SCIENCES LTD | $53,000 | – | 10,000 | +100.0% | 0.05% | – |
| WLL | Exit | WHITING PETROLEUM CORP | $0 | – | -14,600 | -100.0% | -0.07% | – |
| CNQ | Exit | CANADIAN NATURAL RESOURCES LTD | $0 | – | -6,067 | -100.0% | -0.18% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -4,331 | -100.0% | -0.19% | – |
| IVE | Exit | ISHARES S&P 500 VALUE ETF | $0 | – | -1,971 | -100.0% | -0.19% | – |
| CLR | Exit | CONTINENTAL RESOURCES INC | $0 | – | -7,200 | -100.0% | -0.25% | – |
| HES | Exit | HESS CORP | $0 | – | -10,082 | -100.0% | -0.42% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS LP | $0 | – | -34,177 | -100.0% | -0.49% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-01-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JOHNSON & JOHNSON COM | 32 | Q4 2020 | 6.8% |
| SABINE ROYALTY TRUST | 32 | Q4 2020 | 6.7% |
| ISHARES US MEDICAL DEVICES IND | 32 | Q4 2020 | 6.7% |
| DORCHESTER MINERALS LP COM UNIT | 32 | Q4 2020 | 4.6% |
| AT&T INC COM | 32 | Q4 2020 | 4.3% |
| MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP | 32 | Q4 2020 | 3.8% |
| BRISTOL-MYERS SQUIBB CO COM | 32 | Q4 2020 | 3.8% |
| EXXON MOBIL CORP COM | 32 | Q4 2020 | 4.7% |
| BROOKFIELD INFRASTRUCTURE PTNRS | 32 | Q4 2020 | 3.3% |
| SPDR GOLD TRUST | 32 | Q4 2020 | 2.9% |
View LUCAS CAPITAL MANAGEMENT's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NORTH EUROPEAN OIL ROYALTY TRUST | September 19, 2011 | 454,298 | 4.9% |
| VOC Energy Trust | July 06, 2011 | 782,000 | 4.6% |
| EASTERN AMERICAN NATURAL GAS TRUST | January 06, 2011 | 291,100 | 4.9% |
| AMERICAN SAFETY INSURANCE HOLDINGS LTD | December 17, 2010 | 483,200 | 4.7% |
| MESA ROYALTY TRUST/TX | May 07, 2010 | 71,835 | 3.9% |
| EASTERN AMERICAN NATURAL GAS TRUST | January 14, 2010 | 325,425 | 5.5% |
| Pioneer Southwest Energy Partners L.P. | April 08, 2009 | 1,297,000 | 4.3% |
| SANTA FE ENERGY TRUST | February 11, 2008 | 339,258 | 5.4% |
| HUGOTON ROYALTY TRUST | April 18, 2007 | 1,803,841 | 4.5% |
| XETHANOL CORP | May 17, 2006 | 863,942 | 4.8% |
View LUCAS CAPITAL MANAGEMENT's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-28 |
| 13F-HR | 2020-08-17 |
| 13F-HR | 2020-04-20 |
| 13F-HR | 2020-01-28 |
| 13F-HR | 2019-10-23 |
| 13F-HR | 2019-07-29 |
| 13F-HR | 2019-04-30 |
| 13F-HR | 2019-01-31 |
| 13F-HR | 2018-10-26 |
View LUCAS CAPITAL MANAGEMENT's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.