$8.61 Billion is the total value of WOLVERINE ASSET MANAGEMENT LLC's 1351 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 52.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $362,993,000 | +20.2% | 1,127,800 | +10.8% | 4.22% | +10.0% |
| TQQQ | Buy | PROSHARES TRput | $351,981,000 | +42.3% | 4,066,800 | +1.3% | 4.09% | +30.3% |
| SPY | Sell | SPDR S&P 500 ETF TRcall | $294,373,000 | -10.2% | 914,600 | -17.2% | 3.42% | -17.7% |
| SPXL | Sell | DIREXION SHS ETF TRput | $178,911,000 | +4.7% | 2,707,500 | -17.1% | 2.08% | -4.1% |
| Buy | SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $174,525,000 | +61.7% | 89,641,000 | +9.8% | 2.03% | +48.0% | |
| Sell | COUPA SOFTWARE INCnote 0.375% 1/1 | $173,000,000 | -18.3% | 52,662,000 | -27.7% | 2.01% | -25.2% | |
| Sell | ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $169,661,000 | +47.5% | 29,330,000 | -4.6% | 1.97% | +35.0% | |
| TQQQ | Sell | PROSHARES TRcall | $162,549,000 | +40.0% | 1,878,100 | -0.3% | 1.89% | +28.2% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $128,800,000 | +86927.0% | 400,176 | +79935.2% | 1.50% | +74650.0% |
| IWM | Sell | ISHARES TRcall | $127,532,000 | -35.6% | 769,800 | -41.2% | 1.48% | -41.0% |
| AMD | Buy | ADVANCED MICRO DEVICES INCput | $127,316,000 | +61.0% | 2,776,200 | +1.8% | 1.48% | +47.5% |
| New | MEDICINES COnote 3.500% 1/1 | $124,176,000 | – | 36,325,000 | +100.0% | 1.44% | – | |
| IWM | Buy | ISHARES TRrussell 2000 etf | $117,179,000 | +241.6% | 707,304 | +212.1% | 1.36% | +212.9% |
| SSO | Sell | PROSHARES TRput | $110,248,000 | -41.0% | 730,900 | -49.8% | 1.28% | -46.0% |
| TNA | Sell | DIREXION SHS ETF TRput | $105,026,000 | -4.5% | 1,458,900 | -26.2% | 1.22% | -12.6% |
| Sell | SEA LTDnote 2.250% 7/0 | $101,598,000 | -2.0% | 47,487,000 | -20.3% | 1.18% | -10.3% | |
| Buy | MERCADOLIBRE INCnote 2.000% 8/1 | $100,714,000 | +7.3% | 67,327,000 | +6.0% | 1.17% | -1.8% | |
| Buy | TELADOC HEALTH INCnote 3.000%12/1 | $95,232,000 | +20.0% | 47,463,000 | +2.2% | 1.11% | +9.9% | |
| CHEGG INCnote 0.250% 5/1 | $94,259,000 | +18.1% | 62,091,000 | 0.0% | 1.09% | +8.1% | ||
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $86,593,000 | +13.2% | 40,200,000 | 0.0% | 1.00% | +3.6% | ||
| UPRO | Sell | PROSHARES TRput | $86,504,000 | -17.3% | 1,235,600 | -34.7% | 1.00% | -24.3% |
| New | IQIYI INCnote 3.750%12/0 | $85,694,000 | – | 77,250,000 | +100.0% | 1.00% | – | |
| Sell | RINGCENTRAL INCnote 3/1 | $79,030,000 | +20.4% | 37,621,000 | -7.2% | 0.92% | +10.3% | |
| TTM TECHNOLOGIES INCnote 1.750%12/1 | $73,856,000 | +19.0% | 46,641,000 | 0.0% | 0.86% | +9.0% | ||
| Sell | ZENDESK INCnote 0.250% 3/1 | $67,994,000 | -18.7% | 49,662,000 | -21.4% | 0.79% | -25.6% | |
| MOMO INCnote 1.250% 7/0 | $67,757,000 | +3.1% | 72,969,000 | 0.0% | 0.79% | -5.5% | ||
| Buy | ZILLOW GROUP INCnote 2.000%12/0 | $65,211,000 | +15.7% | 58,184,000 | +2.6% | 0.76% | +6.0% | |
| Buy | FIVE9 INCnote 0.125% 5/0 | $64,237,000 | +17.1% | 38,048,000 | +0.4% | 0.75% | +7.3% | |
| Sell | LENDINGTREE INC NEWnote 0.625% 6/0 | $62,396,000 | -3.3% | 39,730,000 | -1.2% | 0.72% | -11.5% | |
| Buy | ALTERYX INCnote 0.500% 6/0 | $61,983,000 | +14.3% | 26,606,000 | +21.7% | 0.72% | +4.7% | |
| Sell | SQUARE INCnote 0.375% 3/0 | $61,393,000 | -26.4% | 22,452,000 | -26.9% | 0.71% | -32.6% | |
| Buy | NEW RELIC INCnote 0.500% 5/0 | $56,278,000 | +4.6% | 57,777,000 | +1.7% | 0.65% | -4.3% | |
| TWILIO INCnote 0.250% 6/0 | $55,107,000 | -8.4% | 35,980,000 | 0.0% | 0.64% | -16.1% | ||
| Sell | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $54,057,000 | +0.1% | 34,014,000 | -1.2% | 0.63% | -8.3% | |
| Sell | PACIRA BIOSCIENCESnote 2.375% 4/0 | $53,487,000 | -1.9% | 51,241,000 | -6.9% | 0.62% | -10.1% | |
| INPHI CORPnote 1.125%12/0 | $53,348,000 | +18.9% | 28,632,000 | 0.0% | 0.62% | +8.8% | ||
| GLD | Buy | SPDR GOLD TRUSTput | $52,072,000 | +482.3% | 364,400 | +465.8% | 0.60% | +435.4% |
| Buy | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $51,442,000 | +31.2% | 50,765,000 | +12.0% | 0.60% | +20.1% | |
| DISH NETWORK CORPnote 3.375% 8/1 | $50,797,000 | +5.1% | 52,500,000 | 0.0% | 0.59% | -3.8% | ||
| IQ | Sell | IQIYI INCput | $46,935,000 | +8.7% | 2,223,400 | -16.9% | 0.54% | -0.4% |
| ZIONW | Buy | ZIONS BANCORPORATION N A*w exp 05/21/202 | $45,023,000 | +75.7% | 2,320,807 | +7.6% | 0.52% | +60.9% |
| TNA | Sell | DIREXION SHS ETF TRcall | $42,978,000 | +9.4% | 597,000 | -15.4% | 0.50% | +0.2% |
| SVXY | Sell | PROSHARES TR IIcall | $42,379,000 | +22.0% | 649,700 | -0.1% | 0.49% | +11.8% |
| DISH | Buy | DISH NETWORK CORPput | $40,315,000 | +59.3% | 1,136,600 | +53.0% | 0.47% | +45.8% |
| Buy | OKTA INCnote 0.250% 2/1 | $39,854,000 | +148.7% | 16,404,000 | +115.8% | 0.46% | +128.1% | |
| CFXA | Sell | COLFAX CORPunit 01/15/2022t | $39,584,000 | -25.2% | 251,195 | -38.1% | 0.46% | -31.4% |
| IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $39,039,000 | +16.7% | 33,392,000 | 0.0% | 0.45% | +6.8% | ||
| Buy | FIREEYE INCnote 0.875% 6/0 | $38,768,000 | +121.6% | 38,451,000 | +107.2% | 0.45% | +102.7% | |
| Buy | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $38,671,000 | +348.9% | 29,964,000 | +328.1% | 0.45% | +311.9% | |
| Buy | KNOWLES CORPnote 3.250%11/0 | $38,317,000 | +39.3% | 29,383,000 | +37.3% | 0.44% | +27.5% | |
| FIRST MAJESTIC SILVER CORPnote 1.875% 3/0 | $36,543,000 | +21.1% | 25,600,000 | 0.0% | 0.42% | +10.7% | ||
| INNOVIVA INCnote 2.500% 8/1 | $35,478,000 | +12.8% | 32,648,000 | 0.0% | 0.41% | +3.3% | ||
| SE | Buy | SEA LTDput | $35,369,000 | +42.0% | 879,400 | +9.3% | 0.41% | +30.1% |
| Sell | NUVASIVE INCnote 2.250% 3/1 | $33,575,000 | -54.3% | 25,166,000 | -59.6% | 0.39% | -58.2% | |
| Buy | NUTANIX INCnote 1/1 | $33,333,000 | +243.1% | 33,451,000 | +222.3% | 0.39% | +214.6% | |
| Sell | HUBSPOT INCnote 0.250% 6/0 | $33,003,000 | -17.1% | 19,052,000 | -19.9% | 0.38% | -24.2% | |
| MDCO | Buy | MEDICINES COput | $32,931,000 | +83.7% | 387,700 | +8.1% | 0.38% | +68.3% |
| Sell | VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $32,417,000 | +4.8% | 32,311,000 | -1.9% | 0.38% | -4.1% | |
| RENEWABLE ENERGY GROUP INCnote 4.000% 6/1 | $32,013,000 | +69.2% | 12,577,000 | 0.0% | 0.37% | +55.0% | ||
| XLP | New | SELECT SECTOR SPDR TRsbi cons stpls | $32,056,000 | – | 509,000 | +100.0% | 0.37% | – |
| LQD | New | ISHARES TRput | $31,990,000 | – | 250,000 | +100.0% | 0.37% | – |
| Buy | LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $31,784,000 | +11.4% | 36,633,000 | +7.3% | 0.37% | +1.9% | |
| XLP | New | SELECT SECTOR SPDR TRput | $31,490,000 | – | 500,000 | +100.0% | 0.37% | – |
| Sell | DEXCOM INCnote 0.750% 5/1 | $30,887,000 | -35.0% | 13,875,000 | -53.6% | 0.36% | -40.4% | |
| HYG | Sell | ISHARES TRput | $30,814,000 | -62.8% | 350,400 | -63.1% | 0.36% | -65.9% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $30,501,000 | +2.7% | 1,893,345 | -0.0% | 0.35% | -6.1% |
| Sell | Q2 HLDGS INCnote 0.750% 2/1 | $30,196,000 | -17.6% | 19,944,000 | -19.7% | 0.35% | -24.5% | |
| Sell | REALPAGE INCnote 1.500%11/1 | $29,342,000 | -21.2% | 21,019,000 | -10.8% | 0.34% | -27.8% | |
| Sell | J2 GLOBAL INCnote 3.250% 6/1 | $28,754,000 | -31.6% | 19,848,000 | -32.9% | 0.33% | -37.3% | |
| IWM | Sell | ISHARES TRput | $27,683,000 | -83.9% | 167,100 | -85.3% | 0.32% | -85.3% |
| Sell | ETSY INCnote 3/0 | $27,360,000 | -58.4% | 19,376,000 | -50.4% | 0.32% | -61.9% | |
| New | WAYFAIR INCnote 0.375% 9/0 | $26,678,000 | – | 24,500,000 | +100.0% | 0.31% | – | |
| UPRO | Sell | PROSHARES TRcall | $26,162,000 | +19.4% | 373,700 | -5.8% | 0.30% | +9.4% |
| ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $25,557,000 | +3.2% | 24,000,000 | 0.0% | 0.30% | -5.4% | ||
| ICPT | Sell | INTERCEPT PHARMACEUTICALS INput | $25,118,000 | +84.0% | 202,700 | -1.5% | 0.29% | +68.8% |
| TSLA | Buy | TESLA INCput | $25,141,000 | +105.5% | 60,100 | +18.3% | 0.29% | +88.4% |
| BLACKBERRY LTDdebt 3.750%11/1 | $25,040,000 | +0.7% | 24,787,000 | 0.0% | 0.29% | -7.6% | ||
| THERAVANCE BIOPHARMA INCnote 3.250%11/0 | $24,989,000 | +11.6% | 24,100,000 | 0.0% | 0.29% | +2.1% | ||
| AVGO | Buy | BROADCOM INC | $24,920,000 | +2931.6% | 78,857 | +2548.0% | 0.29% | +2790.0% |
| AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $24,182,000 | +3.0% | 28,680,000 | 0.0% | 0.28% | -5.7% | ||
| PTC THERAPEUTICS INCnote 3.000% 8/1 | $23,593,000 | +11.0% | 20,454,000 | 0.0% | 0.27% | +1.9% | ||
| RADIUS HEALTH INCnote 3.000% 9/0 | $23,198,000 | -6.8% | 27,200,000 | 0.0% | 0.27% | -14.9% | ||
| MERITOR INCnote 7.875% 3/0 | $22,818,000 | +35.7% | 10,133,000 | 0.0% | 0.26% | +24.4% | ||
| Buy | MONGODB INCnote 0.750% 6/1 | $22,673,000 | +25.0% | 11,183,000 | +16.0% | 0.26% | +14.3% | |
| QQQ | Sell | INVESCO QQQ TRput | $22,196,000 | -40.8% | 104,400 | -47.4% | 0.26% | -45.7% |
| AVTRPRA | Sell | AVANTOR INC6.25 pfd cnv sr | $21,945,000 | -12.0% | 347,828 | -25.4% | 0.26% | -19.3% |
| SREPRA | Buy | SEMPRA ENERGY6% pfd conv a | $21,472,000 | +56.3% | 178,691 | +53.7% | 0.25% | +43.1% |
| AMZN | Buy | AMAZON COM INC | $20,424,000 | +28266.7% | 11,053 | +26216.7% | 0.24% | +23600.0% |
| TLT | Buy | ISHARES TRput | $20,321,000 | +4980.2% | 150,000 | +5257.1% | 0.24% | +4620.0% |
| MOMO | Buy | MOMO INCput | $20,123,000 | +28.5% | 600,700 | +18.8% | 0.23% | +17.6% |
| Buy | FTI CONSULTING INCnote 2.000% 8/1 | $20,009,000 | +60.0% | 15,968,000 | +56.1% | 0.23% | +45.9% | |
| UNISYS CORPnote 5.500% 3/0 | $19,292,000 | +24.0% | 14,170,000 | 0.0% | 0.22% | +13.7% | ||
| IMMUNOMEDICS INCnote 4.750% 2/1 | $19,166,000 | +56.8% | 4,614,000 | 0.0% | 0.22% | +43.9% | ||
| VALPQ | Buy | VALARIS PLCput | $19,080,000 | +140.2% | 2,908,600 | +76.1% | 0.22% | +119.8% |
| VOCERA COMMUNICATIONS INCnote 1.500% 5/1 | $19,153,000 | -6.0% | 19,450,000 | 0.0% | 0.22% | -14.0% | ||
| Z | Buy | ZILLOW GROUP INCput | $18,656,000 | +152.2% | 406,100 | +63.7% | 0.22% | +130.9% |
| Sell | INTERCEPT PHARMACEUTICALS INnote 2.000% 5/1 | $18,577,000 | +7.7% | 14,000,000 | -26.3% | 0.22% | -1.4% | |
| MAGNACHIP SEMICONDUCTOR SAnote 5.000% 3/0 | $18,153,000 | +9.6% | 12,000,000 | 0.0% | 0.21% | +0.5% | ||
| BILI | Buy | BILIBILI INCput | $17,949,000 | +47.0% | 964,000 | +11.5% | 0.21% | +34.2% |
| CGC | New | CANOPY GROWTH CORPput | $17,728,000 | – | 840,900 | +100.0% | 0.21% | – |
| IAC | Buy | IAC INTERACTIVECORP | $17,732,000 | +28.1% | 71,184 | +12.1% | 0.21% | +17.7% |
| VRTSP | Sell | VIRTUS INVT PARTNERS INCpfd cv ser d | $17,399,000 | -10.9% | 171,615 | -15.5% | 0.20% | -18.5% |
| XLF | Buy | SELECT SECTOR SPDR TRcall | $17,304,000 | +79.2% | 562,200 | +63.1% | 0.20% | +64.8% |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $17,050,000 | – | 100,000 | +100.0% | 0.20% | – |
| Sell | EZCORP INCnote 2.875% 7/0 | $16,996,000 | -9.9% | 17,979,000 | -9.3% | 0.20% | -17.6% | |
| SVXY | Sell | PROSHARES TR IIput | $16,868,000 | +17.9% | 258,600 | -3.4% | 0.20% | +8.3% |
| DCUE | Buy | DOMINION ENERGY INCunit 99/99/9999 | $16,769,000 | +30.2% | 156,867 | +28.7% | 0.20% | +19.6% |
| ENCORE CAP GROUP INCnote 3.250% 3/1 | $16,060,000 | +1.9% | 15,500,000 | 0.0% | 0.19% | -7.0% | ||
| AIZP | Buy | ASSURANT INC6.50% conv pfd d | $15,823,000 | +15.1% | 123,026 | +12.0% | 0.18% | +5.7% |
| VEONEER INCORPORATEDnote 4.000% 6/0 | $15,773,000 | +3.6% | 15,375,000 | 0.0% | 0.18% | -5.2% | ||
| New | WAYFAIR INCnote 1.125%11/0 | $15,588,000 | – | 15,000,000 | +100.0% | 0.18% | – | |
| QQQ | Sell | INVESCO QQQ TRcall | $15,520,000 | -62.2% | 73,000 | -66.4% | 0.18% | -65.4% |
| New | INPHI CORPnote 0.750% 9/0 | $15,351,000 | – | 10,830,000 | +100.0% | 0.18% | – | |
| Sell | RETROPHIN INCnote 2.500% 9/1 | $15,066,000 | +1.2% | 19,385,000 | -3.2% | 0.18% | -7.4% | |
| FXB | Buy | INVESCO CURNCYSHS BRIT PND Sbrit poun strl | $15,026,000 | +57.5% | 117,000 | +46.2% | 0.17% | +43.8% |
| TLT | New | ISHARES TR20 yr tr bd etf | $14,843,000 | – | 109,560 | +100.0% | 0.17% | – |
| UBER | Buy | UBER TECHNOLOGIES INCput | $14,739,000 | +72.8% | 495,600 | +77.1% | 0.17% | +58.3% |
| X | Buy | UNITED STATES STL CORP NEWput | $14,681,000 | +125.8% | 1,286,700 | +128.6% | 0.17% | +107.3% |
| SPXL | Buy | DIREXION SHS ETF TRcall | $14,610,000 | +34.9% | 221,100 | +6.8% | 0.17% | +24.1% |
| ARR | Sell | ARMOUR RESIDENTIAL REIT INC | $14,582,000 | -35.7% | 816,012 | -39.7% | 0.17% | -41.1% |
| TWTR | Buy | TWITTER INCput | $13,903,000 | -0.9% | 433,800 | +27.4% | 0.16% | -9.6% |
| NIO | Buy | NIO INCput | $13,783,000 | +239.1% | 3,428,800 | +31.6% | 0.16% | +207.7% |
| SQ | Sell | SQUARE INCput | $13,100,000 | -7.4% | 209,400 | -8.3% | 0.15% | -15.1% |
| Buy | REDFIN CORPnote 1.750% 7/1 | $12,912,000 | +367.7% | 13,029,000 | +334.3% | 0.15% | +328.6% | |
| NBRPRA | Sell | NABORS INDUSTRIES LTD6% pfd cnv sr a | $12,839,000 | +27.5% | 567,248 | -8.9% | 0.15% | +16.4% |
| DHR | Sell | DANAHER CORPORATION | $12,659,000 | -28.4% | 82,482 | -32.6% | 0.15% | -34.4% |
| SWK | Buy | STANLEY BLACK & DECKER INC | $12,546,000 | +677.3% | 75,697 | +576.9% | 0.15% | +630.0% |
| New | SUPERNUS PHARMACEUTICALS INCnote 0.625% 4/0 | $12,587,000 | – | 13,838,000 | +100.0% | 0.15% | – | |
| CHNGU | Buy | CHANGE HEALTHCARE INCunit 99/99/9999 | $12,448,000 | +187.4% | 206,876 | +127.9% | 0.14% | +163.6% |
| XLF | Buy | SELECT SECTOR SPDR TRput | $12,444,000 | +117.6% | 404,300 | +97.9% | 0.14% | +97.3% |
| Buy | PERFICIENT INCnote 2.375% 9/1 | $12,248,000 | +57.0% | 9,000,000 | +38.5% | 0.14% | +43.4% | |
| EWH | Sell | ISHARES INCput | $12,164,000 | -51.3% | 500,000 | -54.6% | 0.14% | -55.5% |
| DXJ | New | WISDOMTREE TRcall | $12,100,000 | – | 225,000 | +100.0% | 0.14% | – |
| HLF | Buy | HERBALIFE NUTRITION LTDput | $11,798,000 | +29.1% | 247,500 | +2.5% | 0.14% | +18.1% |
| MITT | Buy | AG MTG INVT TR INC | $11,757,000 | +1.8% | 762,477 | +0.0% | 0.14% | -6.2% |
| Sell | HERBALIFE LTDnote 2.625% 3/1 | $11,297,000 | -70.9% | 10,906,000 | -73.7% | 0.13% | -73.4% | |
| GAIN CAP HLDGS INCnote 5.000% 8/1 | $11,191,000 | -6.2% | 12,833,000 | 0.0% | 0.13% | -13.9% | ||
| Sell | QUOTIENT TECHNOLOGY INCnote 1.750%12/0 | $11,077,000 | -7.7% | 11,251,000 | -11.8% | 0.13% | -15.1% | |
| DTP | New | DTE ENERGY COunit 11/01/2022s | $10,962,000 | – | 213,498 | +100.0% | 0.13% | – |
| FPAC | Buy | FAR PT ACQUISITION CORP | $10,782,000 | +55.4% | 1,043,835 | +53.8% | 0.12% | +42.0% |
| TQQQ | Buy | PROSHARES TRultrapro qqq | $10,638,000 | +152.0% | 122,921 | +79.4% | 0.12% | +129.6% |
| Buy | OSI SYSTEMS INCnote 1.250% 9/0 | $10,677,000 | +0.5% | 9,747,000 | +3.0% | 0.12% | -8.1% | |
| DVY | New | ISHARES TRselect divid etf | $10,566,000 | – | 100,000 | +100.0% | 0.12% | – |
| ABR | Buy | ARBOR RLTY TR INC | $10,609,000 | +235.1% | 739,364 | +206.1% | 0.12% | +207.5% |
| Buy | HARMONIC INCnote 4.000%12/0 | $10,517,000 | +36.8% | 7,175,000 | +21.1% | 0.12% | +25.8% | |
| Buy | PRETIUM RES INCnote 2.250% 3/1 | $10,450,000 | +20.3% | 9,967,000 | +20.3% | 0.12% | +10.0% | |
| Buy | INFINERA CORPORATIONnote 2.125% 9/0 | $10,435,000 | +43.4% | 9,851,000 | +18.0% | 0.12% | +31.5% | |
| PDD | Buy | PINDUODUO INCput | $10,177,000 | +672.7% | 269,100 | +557.9% | 0.12% | +594.1% |
| RIG | Sell | TRANSOCEAN LTDput | $10,176,000 | -24.2% | 1,479,200 | -50.7% | 0.12% | -30.6% |
| New | EVOLENT HEALTH INCnote 2.000%12/0 | $10,055,000 | – | 11,193,000 | +100.0% | 0.12% | – | |
| SPXS | DIREXION SHS ETF TRcall | $9,960,000 | -22.7% | 751,700 | 0.0% | 0.12% | -28.8% | |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $9,917,000 | -7.0% | 46,647 | -17.4% | 0.12% | -14.8% |
| HD | New | HOME DEPOT INCput | $9,914,000 | – | 45,400 | +100.0% | 0.12% | – |
| Buy | CHINA LODGING GROUP LTDnote 0.375%11/0 | $9,822,000 | +150.8% | 8,760,000 | +133.0% | 0.11% | +128.0% | |
| THCB | Buy | TUSCAN HOLDINGS CORP | $9,602,000 | +224.9% | 964,100 | +219.7% | 0.11% | +200.0% |
| New | INVACARE CORPnote 5.000%11/1 | $9,497,000 | – | 10,259,000 | +100.0% | 0.11% | – | |
| TSLA | Buy | TESLA INC | $9,429,000 | +199.4% | 22,541 | +72.4% | 0.11% | +172.5% |
| TWLO | Buy | TWILIO INCput | $9,356,000 | +29.3% | 95,200 | +44.7% | 0.11% | +18.5% |
| Buy | PURE STORAGE INCnote 0.125% 4/1 | $9,356,000 | +23.2% | 9,361,000 | +21.6% | 0.11% | +13.5% | |
| FTAC | Buy | FINTECH ACQUISITION CORP III | $9,292,000 | +69.3% | 918,204 | +68.5% | 0.11% | +54.3% |
| WMT | New | WALMART INC | $9,271,000 | – | 78,015 | +100.0% | 0.11% | – |
| ENRPRA | Sell | ENERGIZER HLDGS INC NEW7.5 mcnv pfd a | $9,336,000 | -38.0% | 89,261 | -43.8% | 0.11% | -43.5% |
| NCR | Buy | NCR CORP NEWput | $9,268,000 | +12.2% | 263,600 | +0.7% | 0.11% | +2.9% |
| CCX | Buy | CHURCHILL CAP CORP IIcl a | $9,196,000 | +162.7% | 890,534 | +154.9% | 0.11% | +143.2% |
| SGMS | Sell | SCIENTIFIC GAMES CORP | $9,197,000 | +7.6% | 343,435 | -18.3% | 0.11% | -0.9% |
| New | CARDTRONICS INCnote 1.000%12/0 | $9,146,000 | – | 8,564,000 | +100.0% | 0.11% | – | |
| LEXICON PHARMACEUTICALS INCnote 5.250%12/0 | $9,060,000 | +11.7% | 12,250,000 | 0.0% | 0.10% | +1.9% | ||
| EXAS | New | EXACT SCIENCES CORP | $8,935,000 | – | 96,618 | +100.0% | 0.10% | – |
| FTV | New | FORTIVE CORP | $8,784,000 | – | 115,000 | +100.0% | 0.10% | – |
| MAT | Sell | MATTEL INCput | $8,791,000 | -19.5% | 648,800 | -32.3% | 0.10% | -26.1% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $8,686,000 | +24.8% | 58,000 | +13.7% | 0.10% | +14.8% |
| WCG | Buy | WELLCARE HEALTH PLANS INC | $8,712,000 | +298.5% | 26,385 | +212.8% | 0.10% | +260.7% |
| AG | FIRST MAJESTIC SILVER CORPput | $8,638,000 | +34.9% | 704,600 | 0.0% | 0.10% | +23.5% | |
| ANH | Buy | ANWORTH MORTGAGE ASSET CP | $8,493,000 | +9.6% | 2,412,815 | +2.7% | 0.10% | +1.0% |
| QLD | Sell | PROSHARES TRput | $8,422,000 | +25.8% | 69,100 | -0.1% | 0.10% | +15.3% |
| TKR | New | TIMKEN CO | $8,446,000 | – | 150,000 | +100.0% | 0.10% | – |
| JNUG | DIREXION SHS ETF TRcall | $8,347,000 | +46.1% | 100,000 | 0.0% | 0.10% | +34.7% | |
| Sell | TIMKENSTEEL CORPnote 6.000% 6/0 | $8,187,000 | +10.0% | 7,880,000 | -1.5% | 0.10% | +1.1% | |
| INOTEK PHARMACEUTICALS CORPnote 5.750% 8/0 | $8,171,000 | +9.8% | 7,500,000 | 0.0% | 0.10% | +1.1% | ||
| IAC | Buy | IAC INTERACTIVECORPput | $8,120,000 | +114.1% | 32,600 | +87.4% | 0.09% | +95.8% |
| MELI | MERCADOLIBRE INCput | $8,121,000 | +3.8% | 14,200 | 0.0% | 0.09% | -5.1% | |
| Buy | ALTAIR ENGR INCnote 0.250% 6/0 | $7,855,000 | +51.6% | 7,642,000 | +48.6% | 0.09% | +37.9% | |
| LHC | LEO HOLDINGS CORP | $7,833,000 | +1.0% | 757,612 | 0.0% | 0.09% | -7.1% | |
| DFNSU | New | LGL SYS ACQUISITION CORPunit 10/24/2024 | $7,860,000 | – | 770,624 | +100.0% | 0.09% | – |
| AGN | Buy | ALLERGAN PLC | $7,768,000 | +42.9% | 40,635 | +25.8% | 0.09% | +30.4% |
| AVP | AVON PRODS INCput | $7,747,000 | +28.2% | 1,373,600 | 0.0% | 0.09% | +16.9% | |
| MTG | Sell | MGIC INVT CORP WIS | $7,780,000 | -35.4% | 549,097 | -42.6% | 0.09% | -41.2% |
| VTR | Buy | VENTAS INC | $7,680,000 | +6353.8% | 133,023 | +8026.0% | 0.09% | +4350.0% |
| ESRT | Buy | EMPIRE ST RLTY TR INCcl a | $7,509,000 | +303.9% | 537,946 | +312.9% | 0.09% | +262.5% |
| SENSEONICS HLDGS INCnote 5.250% 2/0 | $7,439,000 | -7.7% | 8,450,000 | 0.0% | 0.09% | -15.7% | ||
| NPA | New | NEW PROVIDENCE ACQUISITIN CO | $7,402,000 | – | 750,000 | +100.0% | 0.09% | – |
| LCA | Buy | LANDCADIA HLDGS II INCcl a | $7,441,000 | +321.6% | 753,179 | +318.4% | 0.09% | +290.9% |
| SJIU | Sell | SOUTH JERSEY INDS INCunit 99/99/9999 | $7,420,000 | -24.9% | 142,221 | -25.0% | 0.09% | -31.2% |
| WB | WEIBO CORPput | $7,068,000 | +3.6% | 152,500 | 0.0% | 0.08% | -5.7% | |
| CLVS | Buy | CLOVIS ONCOLOGY INCput | $7,084,000 | +333.0% | 679,600 | +63.2% | 0.08% | +290.5% |
| CZR | Sell | CAESARS ENTMT CORP | $6,954,000 | +11.2% | 511,388 | -4.7% | 0.08% | +2.5% |
| PSB | New | PS BUSINESS PKS INC CALIF | $6,848,000 | – | 41,541 | +100.0% | 0.08% | – |
| QID | Buy | PROSHARES TRultshrt qqq | $6,857,000 | +1483.6% | 291,792 | +1923.1% | 0.08% | +1500.0% |
| CCH | Buy | COLLIER CREEK HOLDINGS | $6,796,000 | +171.9% | 661,138 | +169.5% | 0.08% | +146.9% |
| WMGI | Buy | WRIGHT MED GROUP N Vput | $6,806,000 | +60.7% | 223,300 | +8.8% | 0.08% | +46.3% |
| LEN | New | LENNAR CORPcl a | $6,815,000 | – | 122,172 | +100.0% | 0.08% | – |
| SBRA | Buy | SABRA HEALTH CARE REIT INC | $6,702,000 | +206.0% | 314,086 | +229.2% | 0.08% | +178.6% |
| New | TILRAY INCnote 5.000%10/0 | $6,635,000 | – | 12,000,000 | +100.0% | 0.08% | – | |
| NFLX | Sell | NETFLIX INCput | $6,665,000 | -40.8% | 20,600 | -51.1% | 0.08% | -46.2% |
| IBKC | New | IBERIABANK CORP | $6,656,000 | – | 88,953 | +100.0% | 0.08% | – |
| SGMS | Buy | SCIENTIFIC GAMES CORPput | $6,606,000 | +32.3% | 246,700 | +0.5% | 0.08% | +22.2% |
| FTVPRA | Sell | FORTIVE CORP5% pfd cnv ser a | $6,546,000 | -38.9% | 6,719 | -43.4% | 0.08% | -44.1% |
| CSTM | New | CONSTELLIUM SE | $6,405,000 | – | 478,000 | +100.0% | 0.07% | – |
| CALAMP CORPnote 2.000% 8/0 | $6,255,000 | +1.6% | 7,500,000 | 0.0% | 0.07% | -6.4% | ||
| CHMI | Sell | CHERRY HILL MTG INVT CORP | $6,289,000 | -40.0% | 431,056 | -46.1% | 0.07% | -45.1% |
| W | Buy | WAYFAIR INCput | $6,316,000 | +245.7% | 69,900 | +328.8% | 0.07% | +217.4% |
| EE | Buy | EL PASO ELEC CO | $6,180,000 | +35.2% | 91,037 | +33.6% | 0.07% | +24.1% |
| AMD | Buy | ADVANCED MICRO DEVICES INCcall | $6,191,000 | +71.5% | 135,000 | +8.4% | 0.07% | +56.5% |
| GLD | Buy | SPDR GOLD TRUST | $6,103,000 | +493.1% | 42,715 | +476.2% | 0.07% | +446.2% |
| SFTWU | New | OSPREY TECHNLGY AQUISTION COunit 10/30/2024 | $6,138,000 | – | 603,000 | +100.0% | 0.07% | – |
| BDXA | Sell | BECTON DICKINSON & CO | $6,142,000 | -42.9% | 93,745 | -46.0% | 0.07% | -47.8% |
| OPRX | Sell | OPTIMIZERX CORP | $6,070,000 | -35.6% | 591,073 | -9.2% | 0.07% | -41.7% |
| IBB | ISHARES TRput | $6,025,000 | +21.1% | 50,000 | 0.0% | 0.07% | +11.1% | |
| PE | Buy | PARSLEY ENERGY INCcl a | $5,911,000 | +2978.6% | 312,629 | +2629.2% | 0.07% | +3350.0% |
| THBR | New | THUNDER BRDG ACQUISTION II L | $5,969,000 | – | 600,000 | +100.0% | 0.07% | – |
| GPMT | Buy | GRANITE PT MTG TR INC | $5,922,000 | +70.5% | 322,223 | +73.8% | 0.07% | +56.8% |
| TRNE | Buy | TRINE ACQUISITION CORP | $5,838,000 | +151.7% | 585,000 | +148.9% | 0.07% | +134.5% |
| IGD | Buy | VOYA GLBL EQTY DIV & PREM OP | $5,865,000 | +232.3% | 947,501 | +222.0% | 0.07% | +209.1% |
| CNPPRB | Buy | CENTERPOINT ENERGY INCdep rp pfd cv b | $5,880,000 | +19.7% | 120,562 | +28.5% | 0.07% | +9.7% |
| HQL | Buy | TEKLA LIFE SCIENCES INVSsh ben int | $5,883,000 | +78.3% | 337,549 | +54.4% | 0.07% | +61.9% |
| HCCOU | New | HEALTHCARE MERGER CORPunit 12/17/2021 | $5,830,000 | – | 563,363 | +100.0% | 0.07% | – |
| BDN | Buy | BRANDYWINE RLTY TRsh ben int new | $5,797,000 | +189.7% | 368,075 | +178.6% | 0.07% | +168.0% |
| SSO | Sell | PROSHARES TRcall | $5,656,000 | -12.5% | 37,500 | -25.4% | 0.07% | -19.5% |
| HON | New | HONEYWELL INTL INC | $5,575,000 | – | 31,500 | +100.0% | 0.06% | – |
| X | Buy | UNITED STATES STL CORP NEW | $5,493,000 | +1157.0% | 481,491 | +1169.9% | 0.06% | +966.7% |
| INTREXON CORPnote 3.500% 7/0 | $5,490,000 | -3.0% | 9,000,000 | 0.0% | 0.06% | -11.1% | ||
| NVST | New | ENVISTA HLDGS CORP | $5,483,000 | – | 185,000 | +100.0% | 0.06% | – |
| KMF | Buy | KAYNE ANDERSON MDSTM ENERGY | $5,428,000 | +23.9% | 515,975 | +27.5% | 0.06% | +12.5% |
| ADSW | Buy | ADVANCED DISP SVCS INC DEL | $5,460,000 | +104.4% | 166,137 | +102.6% | 0.06% | +85.3% |
| FMO | Buy | FIDUCIARY CLAYMORE ENGRY INF | $5,448,000 | +326.6% | 689,646 | +378.3% | 0.06% | +293.8% |
| CIICU | New | CIIG MERGER CORPunit 12/31/2026 | $5,449,000 | – | 536,400 | +100.0% | 0.06% | – |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDput | $5,394,000 | +808.1% | 550,500 | +537.2% | 0.06% | +687.5% |
| BZUN | Sell | BAOZUN INCput | $5,411,000 | -28.9% | 163,400 | -8.4% | 0.06% | -35.1% |
| GSAH | Buy | GS ACQUISITION HLDGS CORP | $5,364,000 | +133.7% | 486,331 | +116.1% | 0.06% | +113.8% |
| EMR | Buy | EMERSON ELEC CO | $5,338,000 | +77.5% | 70,000 | +55.6% | 0.06% | +63.2% |
| Buy | PRA GROUP INCnote 3.500% 6/0 | $5,292,000 | +67.8% | 5,060,000 | +61.9% | 0.06% | +52.5% | |
| WSC | Buy | WILLSCOT CORP | $5,269,000 | +82.8% | 285,000 | +54.1% | 0.06% | +64.9% |
| New | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $5,240,000 | – | 5,500,000 | +100.0% | 0.06% | – | |
| QRVO | QORVO INCput | $5,218,000 | +56.8% | 44,900 | 0.0% | 0.06% | +45.2% | |
| RMG | Buy | RMG ACQUISITION CORPcl a | $5,164,000 | +31.9% | 517,499 | +30.2% | 0.06% | +20.0% |
| MGY | Buy | MAGNOLIA OIL & GAS CORPput | $5,130,000 | +91.6% | 407,800 | +69.0% | 0.06% | +76.5% |
| GDS | GDS HLDGS LTDput | $5,158,000 | +28.7% | 100,000 | 0.0% | 0.06% | +17.6% | |
| CCMP | New | CABOT MICROELECTRONICS CORP | $5,051,000 | – | 35,000 | +100.0% | 0.06% | – |
| RIG | Buy | TRANSOCEAN LTD | $5,117,000 | +2215.4% | 743,864 | +1401.1% | 0.06% | +1866.7% |
| New | LUMENTUM HLDGS INCnote 0.250% 3/1 | $5,109,000 | – | 3,500,000 | +100.0% | 0.06% | – | |
| APXTU | Buy | APEX TECHNOLOGY ACQUISITN COunit 06/11/2026 | $5,077,000 | +10.7% | 485,000 | +7.8% | 0.06% | +1.7% |
| PGRE | Buy | PARAMOUNT GROUP INC | $5,124,000 | +51.4% | 368,162 | +45.2% | 0.06% | +37.2% |
| BLDR | BUILDERS FIRSTSOURCE INCput | $5,082,000 | +23.5% | 200,000 | 0.0% | 0.06% | +13.5% | |
| CHPMU | New | CHP MERGER CORPunit 11/22/2024 | $4,991,000 | – | 490,800 | +100.0% | 0.06% | – |
| IIF | Buy | MORGAN STANLEY INDIA INVS FD | $4,980,000 | +41.9% | 250,397 | +35.2% | 0.06% | +28.9% |
| TRTX | Buy | TPG RE FIN TR INC | $5,010,000 | +81.7% | 247,179 | +77.8% | 0.06% | +65.7% |
| Sell | EVERBRIDGE INCnote 1.500%11/0 | $4,967,000 | -28.7% | 2,109,000 | -42.5% | 0.06% | -34.1% | |
| SBUX | Buy | STARBUCKS CORP | $4,912,000 | +17.9% | 55,878 | +18.5% | 0.06% | +7.5% |
| New | PDC ENERGY INCnote 1.125% 9/1 | $4,870,000 | – | 5,190,000 | +100.0% | 0.06% | – | |
| XAN | Buy | EXANTAS CAP CORP | $4,908,000 | +24.1% | 415,604 | +19.4% | 0.06% | +14.0% |
| ACTT | Buy | ACT II GLOBAL ACQUISITION CO | $4,813,000 | +90.5% | 475,600 | +85.3% | 0.06% | +75.0% |
| WBC | Buy | WABCO HLDGS INC | $4,854,000 | +19.2% | 35,825 | +17.7% | 0.06% | +7.7% |
| AMRS | AMYRIS INC | $4,830,000 | -35.1% | 1,563,197 | 0.0% | 0.06% | -40.4% | |
| AMTD | New | TD AMERITRADE HLDG CORP | $4,812,000 | – | 96,833 | +100.0% | 0.06% | – |
| TWTR | Buy | TWITTER INC | $4,806,000 | +52.5% | 149,955 | +96.0% | 0.06% | +40.0% |
| TAL | TAL EDUCATION GROUPput | $4,820,000 | +40.8% | 100,000 | 0.0% | 0.06% | +30.2% | |
| HQH | Buy | TEKLA HEALTHCARE INVSsh ben int | $4,731,000 | +80.7% | 226,610 | +58.7% | 0.06% | +66.7% |
| ASA | Buy | ASA GOLD AND PRECIOUS MTLS L | $4,760,000 | +21.5% | 349,239 | +7.2% | 0.06% | +10.0% |
| MU | Buy | MICRON TECHNOLOGY INCput | $4,711,000 | +339.9% | 87,600 | +250.4% | 0.06% | +292.9% |
| S | New | SPRINT CORPORATION | $4,725,000 | – | 907,000 | +100.0% | 0.06% | – |
| AIGWS | Buy | AMERICAN INTL GROUP INC*w exp 01/19/202 | $4,647,000 | -10.6% | 452,054 | +22.7% | 0.05% | -18.2% |
| OSB | New | NORBORD INC | $4,677,000 | – | 175,000 | +100.0% | 0.05% | – |
| GPORQ | Sell | GULFPORT ENERGY CORPput | $4,692,000 | -13.9% | 1,543,700 | -23.3% | 0.05% | -21.7% |
| HYAC | Buy | HAYMAKER ACQUISITION CORP II | $4,622,000 | +24.6% | 459,900 | +22.7% | 0.05% | +14.9% |
| TDG | Sell | TRANSDIGM GROUP INCput | $4,648,000 | -75.3% | 8,300 | -77.1% | 0.05% | -77.4% |
| OKTA | Buy | OKTA INCput | $4,672,000 | +302.4% | 40,500 | +243.2% | 0.05% | +260.0% |
| ADNT | ADIENT PLCput | $4,585,000 | -7.4% | 215,800 | 0.0% | 0.05% | -15.9% | |
| WB | Sell | WEIBO CORPsponsored adr | $4,607,000 | -19.1% | 99,414 | -21.9% | 0.05% | -26.4% |
| FDX | New | FEDEX CORP | $4,536,000 | – | 30,000 | +100.0% | 0.05% | – |
| QTS | Buy | QTS RLTY TR INC | $4,585,000 | +39.6% | 84,501 | +32.2% | 0.05% | +26.2% |
| JBGS | Buy | JBG SMITH PPTYS | $4,607,000 | +2951.0% | 115,499 | +2885.2% | 0.05% | +2550.0% |
| CONE | New | CYRUSONE INC | $4,528,000 | – | 69,214 | +100.0% | 0.05% | – |
| D | Buy | DOMINION ENERGY INCput | $4,497,000 | +530.7% | 54,300 | +517.0% | 0.05% | +477.8% |
| ISTAR INCnote 3.125% 9/1 | $4,506,000 | +5.9% | 4,000,000 | 0.0% | 0.05% | -3.7% | ||
| MTW | Sell | MANITOWOC CO INCput | $4,518,000 | -27.9% | 258,200 | -48.5% | 0.05% | -34.2% |
| SMMCU | SOUTH MTN MERGER CORPunit 99/99/9999 | $4,365,000 | -0.9% | 419,334 | 0.0% | 0.05% | -8.9% | |
| MNCL | Buy | MONOCLE ACQUISITION CORP | $4,420,000 | +43.7% | 434,200 | +41.2% | 0.05% | +30.8% |
| GOGO | Buy | GOGO INC | $4,393,000 | +54812.5% | 686,425 | +50821.7% | 0.05% | – |
| IDE | Buy | VOYA INFRASTRUCTURE INDLS & | $4,297,000 | +32.8% | 373,359 | +32.1% | 0.05% | +22.0% |
| DE | New | DEERE & COput | $4,331,000 | – | 25,000 | +100.0% | 0.05% | – |
| New | DERMIRA INCnote 3.000% 5/1 | $4,229,000 | – | 4,500,000 | +100.0% | 0.05% | – | |
| PIC | Buy | PIVOTAL INVT CORP II | $4,229,000 | +328.0% | 425,500 | +325.5% | 0.05% | +276.9% |
| XRX | XEROX HOLDINGS CORPput | $4,251,000 | +23.3% | 115,300 | 0.0% | 0.05% | +11.4% | |
| Buy | TEAM INCnote 5.000% 8/0 | $4,195,000 | +89.6% | 4,000,000 | +100.0% | 0.05% | +75.0% | |
| CFFA | Buy | CF FIN ACQUISITION CORP | $4,100,000 | +102.2% | 400,000 | +100.0% | 0.05% | +84.6% |
| BB | Buy | BLACKBERRY LTDput | $4,012,000 | +26.2% | 625,000 | +3.2% | 0.05% | +17.5% |
| VGR | Buy | VECTOR GROUP LTDput | $4,044,000 | +13.7% | 302,070 | +1.1% | 0.05% | +4.4% |
| UVXY | Buy | PROSHARES TR IIcall | $3,989,000 | +18.2% | 309,500 | +138.8% | 0.05% | +7.0% |
| LFAC | Sell | LF CAP ACQUISITION CORPcl a | $3,988,000 | -15.5% | 385,000 | -16.3% | 0.05% | -23.3% |
| SHLL | Buy | TORTOISE ACQUISITION CORPcl a | $3,996,000 | +102.2% | 400,000 | +100.0% | 0.05% | +84.0% |
| LGND | Sell | LIGAND PHARMACEUTICALS INCput | $3,963,000 | -47.1% | 38,000 | -49.5% | 0.05% | -51.6% |
| CCHU | Buy | COLLIER CREEK HOLDINGSunit 99/99/9999 | $3,915,000 | +39.8% | 364,249 | +39.1% | 0.04% | +25.0% |
| GMHI | Buy | GORES METROPOULOS INC | $3,844,000 | +395.4% | 376,875 | +390.2% | 0.04% | +350.0% |
| WMC | Buy | WESTERN ASSET MTG CAP CORP | $3,857,000 | +731.2% | 373,475 | +676.1% | 0.04% | +650.0% |
| ZAYO | ZAYO GROUP HLDGS INCput | $3,873,000 | +2.2% | 111,800 | 0.0% | 0.04% | -6.2% | |
| ZILLOW GROUP INCnote 1.500% 7/0 | $3,840,000 | +8.9% | 4,000,000 | 0.0% | 0.04% | 0.0% | ||
| CLF | CLEVELAND CLIFFS INCput | $3,853,000 | +16.4% | 458,700 | 0.0% | 0.04% | +7.1% | |
| TCOM | New | TRIP COM GROUP LTDput | $3,823,000 | – | 114,000 | +100.0% | 0.04% | – |
| AJX | Buy | GREAT AJAX CORP | $3,809,000 | +283.2% | 257,258 | +300.9% | 0.04% | +238.5% |
| ZBRA | Buy | ZEBRA TECHNOLOGIES CORPcl a | $3,831,000 | +54.7% | 15,000 | +25.0% | 0.04% | +41.9% |
| ORC | Sell | ORCHID IS CAP INC | $3,777,000 | -39.3% | 645,665 | -40.4% | 0.04% | -44.3% |
| CNX | Buy | CNX RESOURCES CORPORATIONput | $3,808,000 | +25.6% | 430,300 | +3.0% | 0.04% | +15.8% |
| HPP | Sell | HUDSON PAC PPTYS INC | $3,770,000 | -25.5% | 100,152 | -33.8% | 0.04% | -31.2% |
| TYG | New | TORTOISE ENERGY INFRA CORP | $3,666,000 | – | 204,463 | +100.0% | 0.04% | – |
| NEEPRO | Sell | NEXTERA ENERGY INCunit 09/01/2022s | $3,729,000 | -6.0% | 72,820 | -7.8% | 0.04% | -14.0% |
| PTACU | New | PROPTECH ACQUISITION CORPORAunit 10/01/2026 | $3,587,000 | – | 350,000 | +100.0% | 0.04% | – |
| SRPT | Sell | SAREPTA THERAPEUTICS INCput | $3,638,000 | +48.2% | 28,200 | -13.5% | 0.04% | +35.5% |
| Buy | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $3,633,000 | +255.8% | 3,600,000 | +260.0% | 0.04% | +223.1% | |
| MPC | New | MARATHON PETE CORP | $3,494,000 | – | 58,000 | +100.0% | 0.04% | – |
| GRSH | Buy | GORES HOLDINGS III INCclass a | $3,515,000 | +123.3% | 340,000 | +118.4% | 0.04% | +105.0% |
| NEBU | Sell | NEBULA ACQUISITION CORP | $3,473,000 | -47.2% | 329,590 | -48.9% | 0.04% | -51.8% |
| SBE | New | SWITCHBACK ENERGY ACQUISITIO | $3,429,000 | – | 349,998 | +100.0% | 0.04% | – |
| MDCO | MEDICINES COcall | $3,423,000 | +69.9% | 40,300 | 0.0% | 0.04% | +53.8% | |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $3,458,000 | – | 112,349 | +100.0% | 0.04% | – |
| MU | Buy | MICRON TECHNOLOGY INC | $3,402,000 | +76.4% | 63,260 | +40.5% | 0.04% | +66.7% |
| AAIC | Buy | ARLINGTON ASSET INVT CORPcl a new | $3,410,000 | +225.1% | 612,387 | +220.3% | 0.04% | +207.7% |
| TDF | Buy | TEMPLETON DRAGON FD INC | $3,411,000 | +123.7% | 175,422 | +105.9% | 0.04% | +110.5% |
| TLRY | Buy | TILRAY INCput | $3,458,000 | -5.6% | 201,900 | +36.3% | 0.04% | -13.0% |
| ENPH | New | ENPHASE ENERGY INCput | $3,446,000 | – | 131,900 | +100.0% | 0.04% | – |
| TZA | Buy | DIREXION SHS ETF TRcall | $3,323,000 | -25.1% | 94,600 | +0.2% | 0.04% | -30.4% |
| Buy | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $3,400,000 | +101.8% | 2,773,000 | +84.9% | 0.04% | +85.7% | |
| TCO | Buy | TAUBMAN CTRS INC | $3,339,000 | +103.5% | 107,406 | +167.1% | 0.04% | +85.7% |
| HCC | Buy | WARRIOR MET COAL INCput | $3,368,000 | +296.7% | 159,400 | +266.4% | 0.04% | +254.5% |
| DEAC | New | DIAMOND EAGLE ACQUISITION CO | $3,274,000 | – | 305,992 | +100.0% | 0.04% | – |
| CPT | Buy | CAMDEN PPTY TRsh ben int | $3,289,000 | +122.2% | 31,007 | +132.5% | 0.04% | +100.0% |
| VIPS | VIPSHOP HLDGS LTDput | $3,215,000 | +58.9% | 226,900 | 0.0% | 0.04% | +42.3% | |
| DBC | New | INVESCO DB COMMDY INDX TRCKcall | $3,190,000 | – | 200,000 | +100.0% | 0.04% | – |
| AMAG | Sell | AMAG PHARMACEUTICALS INCput | $3,171,000 | -35.4% | 260,600 | -38.7% | 0.04% | -40.3% |
| New | THERATECHNOLOGIES INCnote 5.750% 6/3 | $3,135,000 | – | 3,950,000 | +100.0% | 0.04% | – | |
| VCTR | Sell | VICTORY CAP HLDGS INC | $3,113,000 | +21.1% | 148,458 | -11.2% | 0.04% | +9.1% |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $3,060,000 | – | 116,801 | +100.0% | 0.04% | – |
| VSAT | Sell | VIASAT INCput | $3,059,000 | -71.5% | 41,800 | -70.6% | 0.04% | -73.5% |
| CUBE | Buy | CUBESMART | $3,106,000 | +46.3% | 98,696 | +62.2% | 0.04% | +33.3% |
| PYXSQ | Buy | PYXUS INTL INCput | $3,127,000 | +1783.7% | 349,800 | +2654.3% | 0.04% | +1700.0% |
| ENVA | Sell | ENOVA INTL INCput | $3,125,000 | +1.6% | 129,900 | -12.4% | 0.04% | -7.7% |
| MPC | New | MARATHON PETE CORPcall | $3,012,000 | – | 50,000 | +100.0% | 0.04% | – |
| NEE | New | NEXTERA ENERGY INCput | $3,027,000 | – | 12,500 | +100.0% | 0.04% | – |
| FTV | New | FORTIVE CORPcall | $3,032,000 | – | 39,700 | +100.0% | 0.04% | – |
| FSRVU | New | FINSERV ACQUISITION CORPunit 12/31/2026 | $3,043,000 | – | 297,500 | +100.0% | 0.04% | – |
| Z | Buy | ZILLOW GROUP INCcall | $2,972,000 | +897.3% | 64,700 | +547.0% | 0.04% | +775.0% |
| ACTTU | Buy | ACT II GLOBAL ACQUISITION COunit 04/30/2026 | $2,980,000 | +58.5% | 281,200 | +55.2% | 0.04% | +45.8% |
| BTU | Buy | PEABODY ENERGY CORP NEWput | $3,046,000 | +181.3% | 334,100 | +353.9% | 0.04% | +150.0% |
| AEF | Buy | ABERDEEN EMRG MRKTS EQT INM | $3,041,000 | +57.2% | 399,198 | +43.6% | 0.04% | +40.0% |
| Sell | ACCELERATE DIAGNOSTICS INCnote 2.500% 3/1 | $2,981,000 | -27.2% | 4,000,000 | -20.0% | 0.04% | -32.7% | |
| EXAS | Sell | EXACT SCIENCES CORPput | $2,996,000 | -61.8% | 32,400 | -62.6% | 0.04% | -64.6% |
| THC | TENET HEALTHCARE CORP | $2,928,000 | +71.9% | 77,014 | 0.0% | 0.03% | +54.5% | |
| IFFT | Buy | INTERNATIONAL FLAVORS&FRAGRAunit 09/15/2021 | $2,893,000 | +12.2% | 60,210 | +9.6% | 0.03% | +3.0% |
| GT | Sell | GOODYEAR TIRE & RUBR COput | $2,908,000 | +0.9% | 187,000 | -6.5% | 0.03% | -8.1% |
| TLRDQ | Sell | TAILORED BRANDS INC | $2,909,000 | -24.1% | 702,729 | -19.3% | 0.03% | -30.6% |
| SBUX | Buy | STARBUCKS CORPput | $2,874,000 | +175.6% | 32,700 | +177.1% | 0.03% | +153.8% |
| VIAV | Buy | VIAVI SOLUTIONS INCput | $2,842,000 | +490.9% | 189,500 | +450.9% | 0.03% | +450.0% |
| ERX | DIREXION SHS ETF TRcall | $2,828,000 | +12.4% | 161,600 | 0.0% | 0.03% | +3.1% | |
| EFC | Buy | ELLINGTON FINANCIAL INC | $2,865,000 | +61.3% | 156,344 | +59.1% | 0.03% | +43.5% |
| TIF | Buy | TIFFANY & CO NEW | $2,872,000 | +3945.1% | 21,492 | +2683.9% | 0.03% | +3200.0% |
| GM | Buy | GENERAL MTRS CO | $2,843,000 | +203.7% | 77,697 | +210.8% | 0.03% | +175.0% |
| SITC | Buy | SITE CENTERS CORP | $2,833,000 | +337.9% | 202,119 | +371.3% | 0.03% | +312.5% |
| EDTX | Buy | EDTECHX HLDGS ACQUISITION CO | $2,768,000 | +60.8% | 269,575 | +59.0% | 0.03% | +45.5% |
| MESA LABS INCnote 1.375% 8/1 | $2,732,000 | +2.2% | 2,500,000 | 0.0% | 0.03% | -5.9% | ||
| CLMT | Buy | CALUMET SPECIALTY PRODS PTNRput | $2,798,000 | +15.3% | 766,700 | +14.9% | 0.03% | +3.2% |
| AMHCU | New | AMPLITUDE HLTHCRE AQUSTIN COunit 12/01/2026 | $2,769,000 | – | 275,000 | +100.0% | 0.03% | – |
| EVH | New | EVOLENT HEALTH INCput | $2,756,000 | – | 304,600 | +100.0% | 0.03% | – |
| APHA | Buy | APHRIA INCput | $2,758,000 | +23.0% | 528,500 | +22.3% | 0.03% | +14.3% |
| GTLS | Sell | CHART INDS INC | $2,699,000 | -27.9% | 40,000 | -33.3% | 0.03% | -34.0% |
| ETSY | ETSY INCput | $2,693,000 | -21.6% | 60,800 | 0.0% | 0.03% | -29.5% | |
| NTNX | NUTANIX INCput | $2,707,000 | +19.1% | 86,600 | 0.0% | 0.03% | +6.9% | |
| DXJ | New | WISDOMTREE TRjapn hedge eqt | $2,689,000 | – | 50,000 | +100.0% | 0.03% | – |
| GPRO | Buy | GOPRO INCput | $2,706,000 | -1.8% | 623,700 | +17.3% | 0.03% | -11.4% |
| CPAA | Buy | CONYERS PK II ACQUISITION CO | $2,709,000 | +2084.7% | 260,534 | +1984.3% | 0.03% | +1450.0% |
| SPAQ | Sell | SPARTAN ENERGY ACQUISITON CO | $2,632,000 | -65.7% | 258,900 | -65.9% | 0.03% | -68.0% |
| HCAC | Buy | HENNESSY CAP ACQUSTION CORP | $2,656,000 | +342.7% | 261,450 | +335.8% | 0.03% | +287.5% |
| WPC | New | W P CAREY INC | $2,657,000 | – | 33,202 | +100.0% | 0.03% | – |
| VTIQ | Sell | VECTOIQ ACQUISITION CORP | $2,579,000 | -15.8% | 250,000 | -16.7% | 0.03% | -23.1% |
| ACAM | Sell | ACAMAR PARTNERS ACQSITION COcl a | $2,552,000 | -26.3% | 255,471 | -27.0% | 0.03% | -31.8% |
| FIT | New | FITBIT INCcl a | $2,618,000 | – | 398,540 | +100.0% | 0.03% | – |
| AKS | Buy | AK STL HLDG CORPput | $2,563,000 | +2988.0% | 779,300 | +2006.2% | 0.03% | +2900.0% |
| NFIN | Buy | NETFIN ACQUISITION CORP | $2,606,000 | +32.7% | 262,000 | +31.0% | 0.03% | +20.0% |
| VIPS | Sell | VIPSHOP HLDGS LTDsponsored ads a | $2,573,000 | +47.6% | 181,629 | -7.1% | 0.03% | +36.4% |
| KREF | Sell | KKR REAL ESTATE FIN TR INC | $2,557,000 | -35.8% | 125,246 | -38.6% | 0.03% | -40.0% |
| FPACU | Sell | FAR PT ACQUISITION CORPunit 06/01/2025 | $2,611,000 | -41.4% | 241,835 | -41.9% | 0.03% | -46.4% |
| GDS | GDS HLDGS LTDsponsored ads | $2,543,000 | +28.7% | 49,311 | 0.0% | 0.03% | +20.0% | |
| TTP | Buy | TORTOISE PIPELINE & ENERGY F | $2,592,000 | +50.9% | 201,436 | +55.4% | 0.03% | +36.4% |
| SDS | Buy | PROSHARES TRcall | $2,530,000 | +126400.0% | 101,800 | +101700.0% | 0.03% | – |
| AYR | New | AIRCASTLE LTD | $2,507,000 | – | 78,324 | +100.0% | 0.03% | – |
| EGHT | Buy | 8X8 INC NEWput | $2,488,000 | +140.2% | 136,000 | +172.0% | 0.03% | +123.1% |
| Buy | TUTOR PERINI CORPnote 2.875% 6/1 | $2,484,000 | +4.3% | 2,616,000 | +4.6% | 0.03% | -3.3% | |
| CAT | New | CATERPILLAR INC DEL | $2,510,000 | – | 17,000 | +100.0% | 0.03% | – |
| FCX | New | FREEPORT-MCMORAN INCcl b | $2,427,000 | – | 185,000 | +100.0% | 0.03% | – |
| RPAI | Sell | RETAIL PPTYS AMER INCcl a | $2,423,000 | -68.7% | 180,887 | -71.2% | 0.03% | -71.4% |
| SNAP | SNAP INCput | $2,449,000 | +3.3% | 150,000 | 0.0% | 0.03% | -6.7% | |
| REXR | New | REXFORD INDL RLTY INC | $2,421,000 | – | 53,027 | +100.0% | 0.03% | – |
| SEE | Buy | SEALED AIR CORP NEWput | $2,449,000 | +18.0% | 61,500 | +23.0% | 0.03% | +7.7% |
| JCPNQ | Buy | PENNEY J C CORP INCput | $2,375,000 | +52.7% | 2,121,200 | +21.2% | 0.03% | +40.0% |
| OXY | Buy | OCCIDENTAL PETE CORP | $2,316,000 | +421.6% | 56,200 | +462.0% | 0.03% | +350.0% |
| WAIR | Buy | WESCO AIRCRAFT HLDGS INC | $2,354,000 | +46.4% | 213,685 | +46.2% | 0.03% | +35.0% |
| CAF | Buy | MORGAN STANLEY CHINA A SH FD | $2,337,000 | +375.0% | 107,621 | +347.0% | 0.03% | +350.0% |
| AMH | Sell | AMERICAN HOMES 4 RENTcl a | $2,305,000 | -59.5% | 87,952 | -60.0% | 0.03% | -62.5% |
| AIG | New | AMERICAN INTL GROUP INC | $2,309,000 | – | 45,000 | +100.0% | 0.03% | – |
| SMM | Buy | SALIENT MIDSTREAM & MLP FDsh ben int | $2,333,000 | +36.7% | 299,528 | +37.9% | 0.03% | +22.7% |
| NTG | New | TORTOISE MIDSTRM ENERGY FD I | $2,283,000 | – | 208,345 | +100.0% | 0.03% | – |
| REG | Buy | REGENCY CTRS CORP | $2,324,000 | +3709.8% | 36,850 | +4082.7% | 0.03% | +2600.0% |
| SIRI | SIRIUS XM HLDGS INCput | $2,308,000 | +14.3% | 322,900 | 0.0% | 0.03% | +3.8% | |
| WTI | W & T OFFSHORE INCput | $2,341,000 | +27.2% | 421,100 | 0.0% | 0.03% | +17.4% | |
| TAL | TAL EDUCATION GROUPsponsored ads | $2,274,000 | +40.7% | 47,197 | 0.0% | 0.03% | +30.0% | |
| PVG | PRETIUM RES INCput | $2,226,000 | -3.3% | 200,000 | 0.0% | 0.03% | -10.3% | |
| UE | Buy | URBAN EDGE PPTYS | $2,263,000 | +7.3% | 118,024 | +10.7% | 0.03% | -3.7% |
| AIV | Sell | APARTMENT INVT & MGMT COcl a | $2,209,000 | -57.8% | 42,787 | -57.4% | 0.03% | -60.6% |
| FEYE | Buy | FIREEYE INCput | $2,181,000 | +31.9% | 132,000 | +6.5% | 0.02% | +19.0% |
| PSA | Buy | PUBLIC STORAGE | $2,186,000 | +1128.1% | 10,265 | +1310.0% | 0.02% | +1150.0% |
| NBR | Buy | NABORS INDUSTRIES LTDput | $2,155,000 | +64.3% | 748,600 | +6.6% | 0.02% | +47.1% |
| ILMN | ILLUMINA INC | $2,192,000 | +9.1% | 6,610 | 0.0% | 0.02% | 0.0% | |
| RCII | RENT A CTR INC NEWput | $2,116,000 | +11.8% | 73,400 | 0.0% | 0.02% | +4.2% | |
| GDXJ | Buy | VANECK VECTORS ETF TRUSTjr gold miners e | $2,128,000 | +254.7% | 50,365 | +204.0% | 0.02% | +212.5% |
| PE | Sell | PARSLEY ENERGY INCput | $2,133,000 | +5.1% | 112,800 | -6.6% | 0.02% | -3.8% |
| ARYA | Sell | ARYA SCIENCES ACQUISITION CO | $2,143,000 | -21.7% | 206,127 | -22.4% | 0.02% | -28.6% |
| FXI | Sell | ISHARES TRput | $2,177,000 | -85.1% | 49,900 | -86.4% | 0.02% | -86.5% |
| SAQNU | New | SOFTWARE ACQUISITION GROUP Iunit 10/01/2026 | $2,115,000 | – | 208,250 | +100.0% | 0.02% | – |
| CCK | Sell | CROWN HOLDINGS INC | $2,176,000 | -26.8% | 30,000 | -33.3% | 0.02% | -34.2% |
| YEXT | New | YEXT INCput | $2,163,000 | – | 150,000 | +100.0% | 0.02% | – |
| SMMC | Buy | SOUTH MTN MERGER CORP | $2,189,000 | +123.4% | 221,829 | +121.8% | 0.02% | +108.3% |
| ZAYO | Buy | ZAYO GROUP HLDGS INC | $2,156,000 | +150.7% | 62,249 | +145.3% | 0.02% | +127.3% |
| MFAC | Sell | MEGALITH FINL ACQUISITION CO | $2,051,000 | -49.5% | 199,954 | -50.0% | 0.02% | -53.8% |
| CLH | New | CLEAN HARBORS INC | $2,058,000 | – | 24,000 | +100.0% | 0.02% | – |
| BRPM | Buy | B RILEY PRINCIPAL MERGER CORcl a | $2,057,000 | +1036.5% | 205,517 | +1020.3% | 0.02% | +1100.0% |
| EMF | Buy | TEMPLETON EMERGING MKTS FD I | $2,096,000 | +26.3% | 134,463 | +18.7% | 0.02% | +14.3% |
| ACIA | ACACIA COMMUNICATIONS INC | $2,055,000 | +3.7% | 30,318 | 0.0% | 0.02% | -4.0% | |
| ACB | Buy | AURORA CANNABIS INCput | $2,075,000 | -5.5% | 960,800 | +92.2% | 0.02% | -14.3% |
| OXY | New | OCCIDENTAL PETE CORPcall | $2,060,000 | – | 50,000 | +100.0% | 0.02% | – |
| GRUB | New | GRUBHUB INCput | $2,106,000 | – | 43,300 | +100.0% | 0.02% | – |
| MLNX | MELLANOX TECHNOLOGIES LTD | $2,080,000 | +6.9% | 17,754 | 0.0% | 0.02% | -4.0% | |
| XPER | New | XPERI CORP | $2,033,000 | – | 109,936 | +100.0% | 0.02% | – |
| INFN | Sell | INFINERA CORPORATIONput | $2,062,000 | +0.1% | 259,800 | -31.3% | 0.02% | -7.7% |
| STNG | SCORPIO TANKERS INCcall | $2,041,000 | +32.2% | 51,900 | 0.0% | 0.02% | +20.0% | |
| RDFN | Buy | REDFIN CORPput | $2,001,000 | +84.9% | 94,700 | +47.3% | 0.02% | +64.3% |
| ZEN | Buy | ZENDESK INCput | $1,954,000 | +1584.5% | 25,500 | +1493.8% | 0.02% | +2200.0% |
| WRI | Buy | WEINGARTEN RLTY INVSsh ben int | $2,017,000 | +84.2% | 64,591 | +71.7% | 0.02% | +64.3% |
| MLM | Buy | MARTIN MARIETTA MATLS INC | $1,957,000 | +91.1% | 7,000 | +87.3% | 0.02% | +76.9% |
| CCXU | Sell | CHURCHILL CAP CORP IIunit 99/99/9999 | $1,940,000 | -58.9% | 180,000 | -59.9% | 0.02% | -61.7% |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $1,951,000 | +9.7% | 228,475 | +3.3% | 0.02% | 0.0% |
| GIX | New | GIGCAPITAL2 INC | $1,989,000 | – | 200,000 | +100.0% | 0.02% | – |
| TGI | Buy | TRIUMPH GROUP INC NEWput | $1,945,000 | +980.6% | 77,000 | +874.7% | 0.02% | +1050.0% |
| RLGY | Sell | REALOGY HLDGS CORP | $1,944,000 | +19.6% | 200,907 | -17.5% | 0.02% | +9.5% |
| FAS | Sell | DIREXION SHS ETF TRcall | $1,911,000 | -56.3% | 20,200 | -64.1% | 0.02% | -60.0% |
| JSD | Buy | NUVEEN SHT DUR CR OPP FD | $1,927,000 | +323.5% | 126,903 | +317.3% | 0.02% | +266.7% |
| GPORQ | Buy | GULFPORT ENERGY CORP | $1,916,000 | +95.7% | 630,351 | +74.4% | 0.02% | +83.3% |
| UVXY | Buy | PROSHARES TR IIput | $1,912,000 | +288.6% | 148,400 | +685.2% | 0.02% | +266.7% |
| IBTX | New | INDEPENDENT BK GROUP INC | $1,866,000 | – | 33,661 | +100.0% | 0.02% | – |
| AMC | AMC ENTMT HLDGS INC | $1,930,000 | -32.4% | 266,648 | 0.0% | 0.02% | -38.9% | |
| Buy | GSV CAP CORPnote 4.750% 3/2 | $1,810,000 | +27.7% | 1,900,000 | +26.7% | 0.02% | +16.7% | |
| MLI | Buy | MUELLER INDS INCput | $1,825,000 | +209.3% | 57,500 | +179.1% | 0.02% | +200.0% |
| XON | Sell | INTREXON CORPput | $1,841,000 | -30.2% | 336,000 | -27.2% | 0.02% | -36.4% |
| COR | Sell | CORESITE RLTY CORP | $1,828,000 | -32.3% | 16,306 | -26.5% | 0.02% | -38.2% |
| IGA | Buy | VOYA GLBL ADV & PREM OPP FD | $1,775,000 | +200.3% | 169,460 | +196.0% | 0.02% | +200.0% |
| EVH | Sell | EVOLENT HEALTH INCcall | $1,842,000 | -14.6% | 203,600 | -32.1% | 0.02% | -22.2% |
| Sell | PDL BIOPHARMA INCnote 2.750%12/0 | $1,843,000 | -62.0% | 1,700,000 | -66.0% | 0.02% | -66.1% | |
| DY | New | DYCOM INDS INC | $1,772,000 | – | 37,602 | +100.0% | 0.02% | – |
| HLF | HERBALIFE NUTRITION LTDcall | $1,801,000 | +25.9% | 37,800 | 0.0% | 0.02% | +16.7% | |
| SMTC | Buy | SEMTECH CORP | $1,837,000 | +278.0% | 34,727 | +247.3% | 0.02% | +250.0% |
| TSN | Buy | TYSON FOODS INCcl a | $1,820,000 | +40.9% | 20,000 | +33.3% | 0.02% | +31.2% |
| RDUS | Sell | RADIUS HEALTH INCput | $1,745,000 | -52.8% | 86,600 | -39.7% | 0.02% | -57.4% |
| RPT | RPT REALTYsh ben int | $1,718,000 | +11.1% | 114,233 | 0.0% | 0.02% | 0.0% | |
| SCPE | New | SC HEALTH CORP | $1,756,000 | – | 176,734 | +100.0% | 0.02% | – |
| CVS | Sell | CVS HEALTH CORP | $1,745,000 | -30.8% | 23,500 | -41.2% | 0.02% | -37.5% |
| TER | Sell | TERADYNE INC | $1,704,000 | +15.0% | 25,000 | -2.3% | 0.02% | +5.3% |
| MXF | Buy | MEXICO FD INC | $1,738,000 | +103.8% | 126,528 | +93.4% | 0.02% | +81.8% |
| DERM | Buy | DERMIRA INCput | $1,731,000 | +740.3% | 114,200 | +253.6% | 0.02% | +566.7% |
| PICU | Sell | PIVOTAL INVT CORP IIunit 06/01/2025 | $1,734,000 | -41.3% | 170,000 | -41.4% | 0.02% | -45.9% |
| MDRX | New | ALLSCRIPTS HEALTHCARE SOLUTN | $1,684,000 | – | 171,600 | +100.0% | 0.02% | – |
| New | PATRICK INDS INCdbcv 1.000% 2/0 | $1,727,000 | – | 1,800,000 | +100.0% | 0.02% | – | |
| LIN | Sell | LINDE PLC | $1,703,000 | -63.4% | 8,000 | -66.7% | 0.02% | -66.1% |
| CHN | Buy | CHINA FD INC | $1,736,000 | +193.2% | 82,348 | +169.7% | 0.02% | +150.0% |
| RPLA | Sell | REPLAY ACQUISITION CORP | $1,726,000 | +1.0% | 172,107 | -0.0% | 0.02% | -9.1% |
| CLNC | Sell | COLONY CR REAL ESTATE INC | $1,678,000 | -77.0% | 127,537 | -74.7% | 0.02% | -79.3% |
| LIVKU | New | LIV CAP ACQUISITION CORPunit 99/99/9999 | $1,609,000 | – | 160,000 | +100.0% | 0.02% | – |
| KOS | Buy | KOSMOS ENERGY LTD | $1,594,000 | +94.6% | 279,816 | +113.2% | 0.02% | +90.0% |
| WDC | Sell | WESTERN DIGITAL CORP | $1,614,000 | -21.5% | 25,433 | -26.2% | 0.02% | -26.9% |
| NNN | Sell | NATIONAL RETAIL PPTYS INC | $1,629,000 | -36.5% | 30,396 | -33.2% | 0.02% | -42.4% |
| DD | Buy | DUPONT DE NEMOURS INC | $1,605,000 | +40.8% | 25,000 | +56.2% | 0.02% | +35.7% |
| CATM | New | CARDTRONICS PLCcall | $1,674,000 | – | 37,500 | +100.0% | 0.02% | – |
| LTS | New | LADENBURG THALMAN FIN SVCS I | $1,606,000 | – | 461,732 | +100.0% | 0.02% | – |
| INF | New | BROOKFIELD GLOBL LISTED INFR | $1,655,000 | – | 118,660 | +100.0% | 0.02% | – |
| PEGI | New | PATTERN ENERGY GROUP INCcl a | $1,613,000 | – | 60,310 | +100.0% | 0.02% | – |
| CC | Sell | CHEMOURS CO | $1,613,000 | -22.2% | 89,203 | -35.8% | 0.02% | -26.9% |
| HP | Buy | HELMERICH & PAYNE INC | $1,672,000 | +60.6% | 36,812 | +41.7% | 0.02% | +46.2% |
| TDOC | Buy | TELADOC HEALTH INCput | $1,640,000 | +33.1% | 19,600 | +7.7% | 0.02% | +18.8% |
| CATM | New | CARDTRONICS PLCput | $1,678,000 | – | 37,600 | +100.0% | 0.02% | – |
| GLD | Sell | SPDR GOLD TRUSTcall | $1,600,000 | -81.2% | 11,200 | -81.7% | 0.02% | -82.4% |
| PEB | New | PEBBLEBROOK HOTEL TR | $1,654,000 | – | 61,698 | +100.0% | 0.02% | – |
| WTR | New | AQUA AMERICA INC | $1,520,000 | – | 32,395 | +100.0% | 0.02% | – |
| BZUN | Buy | BAOZUN INCsponsored adr | $1,553,000 | +35.8% | 46,896 | +75.0% | 0.02% | +20.0% |
| AXTA | Buy | AXALTA COATING SYS LTD | $1,532,000 | +26.2% | 50,398 | +25.1% | 0.02% | +20.0% |
| PDCE | Sell | PDC ENERGY INCput | $1,593,000 | -19.0% | 60,900 | -14.1% | 0.02% | -28.0% |
| SPCEWS | New | VIRGIN GALACTIC HOLDINGS INC*w exp 11/25/202 | $1,593,000 | – | 473,178 | +100.0% | 0.02% | – |
| FTV | Buy | FORTIVE CORPput | $1,543,000 | +263.1% | 20,200 | +225.8% | 0.02% | +260.0% |
| CCIPRA | Sell | CROWN CASTLE INTL CORP NEW6.875% con pfd a | $1,568,000 | -88.6% | 1,223 | -88.8% | 0.02% | -89.7% |
| FUND | Buy | SPROTT FOCUS TR INC | $1,573,000 | +22.5% | 213,726 | +12.2% | 0.02% | +12.5% |
| NIO | Buy | NIO INCspon ads | $1,538,000 | +332.0% | 382,638 | +67.4% | 0.02% | +260.0% |
| ALUSU | New | ALUSSA ENERGY ACQUISITION COunit 10/31/2026 | $1,512,000 | – | 150,000 | +100.0% | 0.02% | – |
| BFZ | Buy | BLACKROCK CALIF MUN INCOME Tsh ben int | $1,550,000 | +24.1% | 114,345 | +25.2% | 0.02% | +12.5% |
| SRCI | New | SRC ENERGY INC | $1,546,000 | – | 375,481 | +100.0% | 0.02% | – |
| HLIT | New | HARMONIC INCput | $1,560,000 | – | 200,000 | +100.0% | 0.02% | – |
| UNVR | New | UNIVAR SOLUTIONS INC | $1,575,000 | – | 65,000 | +100.0% | 0.02% | – |
| UCFC | Buy | UNITED CMNTY FINL CORP OHIO | $1,511,000 | +75450.0% | 129,650 | +64083.2% | 0.02% | – |
| XYL | Sell | XYLEM INC | $1,544,000 | -66.1% | 19,600 | -65.7% | 0.02% | -69.0% |
| ADNT | Sell | ADIENT PLC | $1,427,000 | -16.2% | 67,170 | -9.5% | 0.02% | -22.7% |
| MAV | Buy | PIONEER MUN HIGH INCOME ADV | $1,466,000 | +60.4% | 135,645 | +62.4% | 0.02% | +41.7% |
| WLL | Buy | WHITING PETE CORP NEWput | $1,468,000 | -2.7% | 200,000 | +6.4% | 0.02% | -10.5% |
| MYI | Sell | BLACKROCK MUNIYIELD QLTY FD | $1,507,000 | -4.0% | 111,652 | -3.5% | 0.02% | -15.0% |
| XBI | Sell | SPDR SERIES TRUSTs&p biotech | $1,481,000 | -9.5% | 15,580 | -27.5% | 0.02% | -19.0% |
| GMZ | New | GOLDMAN SACHS MLP INC OPP FD | $1,506,000 | – | 248,128 | +100.0% | 0.02% | – |
| GER | New | GOLDMAN SACHS MLP ENERGY REN | $1,434,000 | – | 333,622 | +100.0% | 0.02% | – |
| MFL | Buy | BLACKROCK MUNIHLDS INVSTM QL | $1,450,000 | +90.8% | 109,134 | +94.3% | 0.02% | +70.0% |
| JIHU | New | JUNIPER INDL HLDGS INCunit 11/13/2026 | $1,429,000 | – | 140,100 | +100.0% | 0.02% | – |
| ENR | Buy | ENERGIZER HLDGS INC NEWput | $1,481,000 | +18.9% | 29,500 | +3.1% | 0.02% | +6.2% |
| IRR | Buy | VOYA NAT RES EQUITY INCOME F | $1,501,000 | +118.2% | 364,494 | +107.5% | 0.02% | +88.9% |
| IAG | Buy | IAMGOLD CORPput | $1,455,000 | +10.9% | 390,100 | +1.3% | 0.02% | 0.0% |
| IMMUNOGEN INCnote 4.500% 7/0 | $1,432,000 | +35.1% | 1,100,000 | 0.0% | 0.02% | +30.8% | ||
| NLY | New | ANNALY CAP MGMT INC | $1,481,000 | – | 157,305 | +100.0% | 0.02% | – |
| KNOP | Sell | KNOT OFFSHORE PARTNERS LP | $1,459,000 | -75.0% | 73,681 | -75.9% | 0.02% | -77.0% |
| SPWR | Buy | SUNPOWER CORPput | $1,400,000 | -13.5% | 179,600 | +21.8% | 0.02% | -23.8% |
| VSAT | Buy | VIASAT INC | $1,371,000 | +1.9% | 18,735 | +4.8% | 0.02% | -5.9% |
| HCACU | Sell | HENNESSY CAP ACQUSTION CORPunit 99/99/9999 | $1,351,000 | -60.5% | 123,842 | -61.8% | 0.02% | -62.8% |
| RCA | Buy | READY CAP CORP7% cn sr nt 2023 | $1,386,000 | +94.7% | 52,139 | +98.6% | 0.02% | +77.8% |
| BTU | New | PEABODY ENERGY CORP NEWcall | $1,365,000 | – | 149,700 | +100.0% | 0.02% | – |
| J | New | JACOBS ENGR GROUP INC | $1,347,000 | – | 15,000 | +100.0% | 0.02% | – |
| TSEM | TOWER SEMICONDUCTOR LTDput | $1,371,000 | +25.1% | 57,000 | 0.0% | 0.02% | +14.3% | |
| HIX | New | WESTERN ASSET HIGH INCM FD I | $1,382,000 | – | 205,130 | +100.0% | 0.02% | – |
| SPXL | New | DIREXION SHS ETF TRdrx s&p500bull | $1,355,000 | – | 20,514 | +100.0% | 0.02% | – |
| EHC | Buy | ENCOMPASS HEALTH CORPput | $1,420,000 | +180.6% | 20,500 | +156.2% | 0.02% | +166.7% |
| TWTR | New | TWITTER INCcall | $1,349,000 | – | 42,100 | +100.0% | 0.02% | – |
| COUP | Buy | COUPA SOFTWARE INCput | $1,345,000 | +511.4% | 9,200 | +441.2% | 0.02% | +433.3% |
| TSEM | Sell | TOWER SEMICONDUCTOR LTD | $1,345,000 | +6.1% | 55,942 | -15.2% | 0.02% | 0.0% |
| VVR | Buy | INVESCO SR INCOME TR | $1,378,000 | +43.7% | 321,360 | +40.7% | 0.02% | +33.3% |
| HIO | New | WESTERN ASSET HIGH INCM OPP | $1,350,000 | – | 266,376 | +100.0% | 0.02% | – |
| EVRI | Sell | EVERI HLDGS INC | $1,333,000 | -12.6% | 99,267 | -45.0% | 0.02% | -21.1% |
| SWZ | Buy | SWISS HELVETIA FD INC | $1,297,000 | +23.2% | 154,311 | +17.6% | 0.02% | +15.4% |
| SRACU | New | STABLE RD ACQUISITION CORPunit 05/15/2026 | $1,286,000 | – | 125,000 | +100.0% | 0.02% | – |
| AEPPL | Buy | AMERICAN ELEC PWR CO INCunit 03/15/2022 | $1,282,000 | +482.7% | 23,725 | +493.1% | 0.02% | +400.0% |
| GRANITE PT MTG TR INCnote 6.375%10/0 | $1,331,000 | +0.7% | 1,275,000 | 0.0% | 0.02% | -11.8% | ||
| CY | CYPRESS SEMICONDUCTOR CORP | $1,266,000 | -0.1% | 54,300 | 0.0% | 0.02% | -6.2% | |
| PPC | Sell | PILGRIMS PRIDE CORP NEW | $1,308,000 | +1.3% | 40,000 | -0.8% | 0.02% | -6.2% |
| TCOM | New | TRIP COM GROUP LTDads | $1,290,000 | – | 38,465 | +100.0% | 0.02% | – |
| BSTZ | New | BLACKROCK SCIENCE & TECH TR | $1,332,000 | – | 65,005 | +100.0% | 0.02% | – |
| HTZGQ | HERTZ GLOBAL HLDGS INCput | $1,323,000 | +13.9% | 84,000 | 0.0% | 0.02% | 0.0% | |
| PMT | New | PENNYMAC MTG INVT TR | $1,325,000 | – | 59,444 | +100.0% | 0.02% | – |
| ENB | ENBRIDGE INC | $1,315,000 | +13.4% | 33,089 | 0.0% | 0.02% | 0.0% | |
| CRSA | Sell | CRESCENT ACQUISITION CORP | $1,252,000 | -49.4% | 125,000 | -50.0% | 0.02% | -51.6% |
| DSE | New | DUFF & PHELPS SLT ENGY AND M | $1,279,000 | – | 333,965 | +100.0% | 0.02% | – |
| TEI | Buy | TEMPLETON EMERG MKTS INCOME | $1,263,000 | +1303.3% | 137,497 | +1284.7% | 0.02% | +1400.0% |
| APOLLO COML REAL EST FIN INCnote 5.375%10/1 | $1,321,000 | -1.0% | 1,300,000 | 0.0% | 0.02% | -11.8% | ||
| MVF | Buy | BLACKROCK MUNIVEST FD INC | $1,296,000 | +118.2% | 142,345 | +120.2% | 0.02% | +87.5% |
| DVN | New | DEVON ENERGY CORP NEW | $1,298,000 | – | 50,000 | +100.0% | 0.02% | – |
| GDV | New | GABELLI DIVD & INCOME TR | $1,291,000 | – | 58,821 | +100.0% | 0.02% | – |
| MSI | Sell | MOTOROLA SOLUTIONS INC | $1,289,000 | -39.5% | 8,000 | -36.0% | 0.02% | -44.4% |
| SYNA | SYNAPTICS INCput | $1,315,000 | +64.6% | 20,000 | 0.0% | 0.02% | +50.0% | |
| HCCH | HL ACQUISITIONS CORP | $1,239,000 | +1.2% | 120,000 | 0.0% | 0.01% | -12.5% | |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $1,176,000 | – | 19,955 | +100.0% | 0.01% | – |
| SQQQ | Buy | PROSHARES TRcall | $1,168,000 | -27.4% | 52,200 | +5.5% | 0.01% | -30.0% |
| NIO | New | NIO INCcall | $1,205,000 | – | 300,000 | +100.0% | 0.01% | – |
| RGLD | ROYAL GOLD INCput | $1,222,000 | -0.8% | 10,000 | 0.0% | 0.01% | -12.5% | |
| OFC | New | CORPORATE OFFICE PPTYS TRsh ben int | $1,164,000 | – | 39,623 | +100.0% | 0.01% | – |
| SSPK | New | SILVER SPIKE ACQUISITION COR | $1,238,000 | – | 125,000 | +100.0% | 0.01% | – |
| NDP | Buy | TORTOISE ENERGY INDEPENDENC | $1,179,000 | +93.3% | 271,995 | +84.0% | 0.01% | +75.0% |
| MYC | New | BLACKROCK MUNIYIELD CALIF FD | $1,176,000 | – | 83,288 | +100.0% | 0.01% | – |
| INSUU | Buy | INSURANCE ACQUISITION CORPunit 03/31/2024 | $1,227,000 | +177.0% | 115,778 | +171.8% | 0.01% | +133.3% |
| TPZ | New | TORTOISE PWR & ENERGY INFRAS | $1,243,000 | – | 73,299 | +100.0% | 0.01% | – |
| SHO | Sell | SUNSTONE HOTEL INVS INC NEW | $1,243,000 | -43.5% | 89,326 | -44.2% | 0.01% | -50.0% |
| CETV | New | CENTRAL EUROPEAN MEDIA ENTRPcl a new | $1,226,000 | – | 270,682 | +100.0% | 0.01% | – |
| VKQ | New | INVESCO MUN TR | $1,175,000 | – | 95,101 | +100.0% | 0.01% | – |
| ENDP | Buy | ENDO INTL PLCput | $1,175,000 | +46.1% | 250,600 | +0.0% | 0.01% | +40.0% |
| INSM | INSMED INCput | $1,191,000 | +35.3% | 49,900 | 0.0% | 0.01% | +27.3% | |
| TECD | New | TECH DATA CORP | $1,177,000 | – | 8,200 | +100.0% | 0.01% | – |
| GLEO | New | GALILEO ACQUISITION CORP | $1,248,000 | – | 127,400 | +100.0% | 0.01% | – |
| SOLN | Buy | SOUTHERN COunit 08/01/2022 | $1,164,000 | +139.5% | 21,641 | +137.8% | 0.01% | +133.3% |
| HDS | HD SUPPLY HLDGS INCput | $1,186,000 | +2.7% | 29,500 | 0.0% | 0.01% | -6.7% | |
| KF | Buy | KOREA FD | $1,165,000 | +53.1% | 39,076 | +40.8% | 0.01% | +40.0% |
| AMCI | Buy | AMCI ACQUISITION CORPclass a | $1,192,000 | +105.5% | 117,861 | +103.7% | 0.01% | +100.0% |
| SM | SM ENERGY COput | $1,236,000 | +16.1% | 110,000 | 0.0% | 0.01% | 0.0% | |
| ENDP | Buy | ENDO INTL PLC | $1,184,000 | +191.6% | 252,512 | +99.3% | 0.01% | +180.0% |
| RARX | New | RA PHARMACEUTICALS INC | $1,084,000 | – | 23,100 | +100.0% | 0.01% | – |
| INSM | New | INSMED INC | $1,089,000 | – | 45,604 | +100.0% | 0.01% | – |
| OIH | VANECK VECTORS ETF TRUSTcall | $1,143,000 | +12.7% | 86,300 | 0.0% | 0.01% | 0.0% | |
| HCFT | Sell | HUNT COS FIN TR INC | $1,131,000 | -7.3% | 350,429 | -3.5% | 0.01% | -13.3% |
| TROX | TRONOX HOLDINGS PLC | $1,126,000 | +37.7% | 98,624 | 0.0% | 0.01% | +30.0% | |
| PDM | Sell | PIEDMONT OFFICE REALTY TR IN | $1,099,000 | -1.0% | 49,445 | -7.0% | 0.01% | -7.1% |
| HEES | Sell | H & E EQUIPMENT SERVICES INC | $1,097,000 | -10.0% | 32,832 | -22.3% | 0.01% | -13.3% |
| IRWD | Sell | IRONWOOD PHARMACEUTICALS INCput | $1,108,000 | +17.9% | 83,300 | -23.9% | 0.01% | +8.3% |
| GPRO | Sell | GOPRO INCcl a | $1,141,000 | -69.1% | 262,972 | -63.1% | 0.01% | -72.3% |
| MHI | New | PIONEER MUN HIGH INCOME TR | $1,138,000 | – | 94,251 | +100.0% | 0.01% | – |
| SGRY | Sell | SURGERY PARTNERS INC | $1,083,000 | -37.8% | 69,201 | -70.7% | 0.01% | -40.9% |
| STNG | Buy | SCORPIO TANKERS INC | $1,155,000 | +41.5% | 29,381 | +7.1% | 0.01% | +30.0% |
| DGX | Buy | QUEST DIAGNOSTICS INC | $1,159,000 | +9.2% | 10,855 | +9.4% | 0.01% | 0.0% |
| CRSAU | CRESCENT ACQUISITION CORPunit 99/99/9999 | $1,029,000 | +1.3% | 100,000 | 0.0% | 0.01% | -7.7% | |
| TEN | TENNECO INC | $1,072,000 | +4.7% | 81,838 | 0.0% | 0.01% | -7.7% | |
| D | Buy | DOMINION ENERGY INCcall | $993,000 | +513.0% | 12,000 | +500.0% | 0.01% | +500.0% |
| ERX | DIREXION SHS ETF TRput | $1,071,000 | +12.4% | 61,200 | 0.0% | 0.01% | 0.0% | |
| TRHC | Sell | TABULA RASA HEALTHCARE INCput | $1,075,000 | -42.1% | 22,100 | -34.6% | 0.01% | -50.0% |
| MPA | Sell | BLACKROCK MUNIYIELD PA QLTY | $1,004,000 | -10.0% | 70,268 | -10.5% | 0.01% | -14.3% |
| CISN | New | CISION LTD | $1,066,000 | – | 106,968 | +100.0% | 0.01% | – |
| DDMX | DD3 ACQUISITION CORP | $1,022,000 | +0.7% | 100,000 | 0.0% | 0.01% | -7.7% | |
| IPHS | New | INNOPHOS HOLDINGS INC | $1,074,000 | – | 33,613 | +100.0% | 0.01% | – |
| VER | Buy | VEREIT INC | $1,076,000 | +168.3% | 116,525 | +184.0% | 0.01% | +140.0% |
| LPX | Buy | LOUISIANA PAC CORP | $1,038,000 | +148.9% | 35,000 | +105.9% | 0.01% | +140.0% |
| CHNG | New | CHANGE HEALTHCARE INCcall | $1,052,000 | – | 64,200 | +100.0% | 0.01% | – |
| LATNU | New | UNION ACQUISITION CORP IIunit 99/99/9999 | $1,019,000 | – | 100,000 | +100.0% | 0.01% | – |
| COF | CAPITAL ONE FINL CORP | $1,029,000 | +13.2% | 10,000 | 0.0% | 0.01% | 0.0% | |
| OMER | Buy | OMEROS CORPput | $997,000 | +105.6% | 70,800 | +138.4% | 0.01% | +100.0% |
| WPG | Buy | WASHINGTON PRIME GROUP NEW | $1,022,000 | +49.6% | 281,017 | +70.3% | 0.01% | +33.3% |
| PK | Sell | PARK HOTELS RESORTS INC | $1,047,000 | -40.9% | 40,499 | -42.9% | 0.01% | -45.5% |
| THBRU | Sell | THUNDER BRDG ACQUISTION II Lunit 99/99/9999 | $918,000 | -64.8% | 87,855 | -65.7% | 0.01% | -66.7% |
| CEN | Buy | CENTER COAST BRKFLD MLP ENRG | $908,000 | +243.9% | 143,333 | +285.4% | 0.01% | +266.7% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $909,000 | +13.6% | 141,267 | +16.2% | 0.01% | +10.0% |
| CNR | CORNERSTONE BLDG BRANDS INC | $963,000 | +40.8% | 113,204 | 0.0% | 0.01% | +22.2% | |
| IAA | Sell | IAA INC | $941,000 | -35.5% | 20,000 | -42.9% | 0.01% | -42.1% |
| STNG | Buy | SCORPIO TANKERS INCput | $932,000 | +111.8% | 23,700 | +60.1% | 0.01% | +83.3% |
| CIR | Sell | CIRCOR INTL INC | $989,000 | -62.5% | 21,400 | -69.5% | 0.01% | -66.7% |
| BDX | Buy | BECTON DICKINSON & CO | $977,000 | +1295.7% | 3,594 | +1192.8% | 0.01% | +1000.0% |
| BERY | New | BERRY GLOBAL GROUP INC | $949,000 | – | 20,000 | +100.0% | 0.01% | – |
| NVTA | INVITAE CORPcall | $967,000 | -16.3% | 60,000 | 0.0% | 0.01% | -26.7% | |
| THCA | New | TUSCAN HLDGS CORP II | $986,000 | – | 100,000 | +100.0% | 0.01% | – |
| THCAU | Sell | TUSCAN HLDGS CORP IIunit 04/01/2026 | $908,000 | -72.6% | 90,000 | -72.7% | 0.01% | -73.8% |
| AWP | Sell | ABERDEEN GLOBAL PREMIER PPTY | $965,000 | -60.6% | 149,035 | -62.1% | 0.01% | -64.5% |
| RMRM | Buy | RMR REAL ESTATE INCOME FUND | $986,000 | +416.2% | 48,841 | +419.5% | 0.01% | +450.0% |
| GLO | Buy | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $922,000 | +356.4% | 97,750 | +341.0% | 0.01% | +266.7% |
| GGZ | Buy | GABELLI GLB SML & MD CP VAL | $915,000 | +109.4% | 77,310 | +96.8% | 0.01% | +83.3% |
| GOGO | GOGO INCput | $924,000 | +6.2% | 144,400 | 0.0% | 0.01% | 0.0% | |
| GT | Sell | GOODYEAR TIRE & RUBR CO | $941,000 | -43.7% | 60,543 | -47.8% | 0.01% | -47.6% |
| GRSHU | Sell | GORES HOLDINGS III INCunit 09/07/2024 | $919,000 | -0.4% | 83,600 | -4.5% | 0.01% | -8.3% |
| AIO | New | ALLIANZGI ART INTEL & TECH O | $950,000 | – | 47,280 | +100.0% | 0.01% | – |
| OMN | New | OMNOVA SOLUTIONS INC | $960,000 | – | 95,051 | +100.0% | 0.01% | – |
| SJI | New | SOUTH JERSEY INDS INCcall | $976,000 | – | 29,600 | +100.0% | 0.01% | – |
| MAT | Sell | MATTEL INC | $930,000 | -34.3% | 68,636 | -44.8% | 0.01% | -38.9% |
| NXPI | NXP SEMICONDUCTORS N V | $962,000 | +16.6% | 7,565 | 0.0% | 0.01% | +10.0% | |
| MCA | Buy | BLACKROCK MUNIYIELD CALI QLT | $941,000 | +147.0% | 66,275 | +150.2% | 0.01% | +120.0% |
| QHCCQ | Sell | QUORUM HEALTH CORP | $946,000 | -23.4% | 990,042 | -3.0% | 0.01% | -31.2% |
| NBR | Sell | NABORS INDUSTRIES LTDcall | $977,000 | +21.4% | 339,500 | -21.1% | 0.01% | +10.0% |
| INOV | New | INOVALON HLDGS INCput | $941,000 | – | 50,000 | +100.0% | 0.01% | – |
| INOV | New | INOVALON HLDGS INCcall | $941,000 | – | 50,000 | +100.0% | 0.01% | – |
| AMLP | ALPS ETF TRalerian mlp | $850,000 | -7.0% | 100,000 | 0.0% | 0.01% | -16.7% | |
| IVZ | Sell | INVESCO LTD | $899,000 | -11.6% | 50,000 | -16.7% | 0.01% | -23.1% |
| KTOS | KRATOS DEFENSE & SEC SOLUTIOput | $900,000 | -3.1% | 50,000 | 0.0% | 0.01% | -16.7% | |
| KRE | Sell | SPDR SERIES TRUSTcall | $897,000 | -25.7% | 15,400 | -32.8% | 0.01% | -33.3% |
| INVA | Buy | INNOVIVA INCput | $819,000 | +672.6% | 57,900 | +473.3% | 0.01% | +900.0% |
| WRK | Buy | WESTROCK CO | $858,000 | +57.1% | 20,000 | +33.3% | 0.01% | +42.9% |
| VSH | Buy | VISHAY INTERTECHNOLOGY INCput | $879,000 | +43.2% | 41,300 | +13.8% | 0.01% | +25.0% |
| CNP | Sell | CENTERPOINT ENERGY INCput | $875,000 | -27.1% | 32,100 | -19.3% | 0.01% | -33.3% |
| MFD | Sell | MACQUARIE FT TR GB INF UT DI | $826,000 | -20.4% | 77,086 | -26.5% | 0.01% | -23.1% |
| IAE | New | VOYA ASIA PAC DIVID EQUITY I | $850,000 | – | 100,056 | +100.0% | 0.01% | – |
| NUW | Buy | NUVEEN AMT-FREE MUN VALUE FD | $849,000 | +178.4% | 52,424 | +184.1% | 0.01% | +150.0% |
| IID | Buy | VOYA INTL HIGH DIVID EQTY IN | $865,000 | +98.4% | 160,189 | +92.9% | 0.01% | +66.7% |
| SPAQU | SPARTAN ENERGY ACQUISITON COunit 99/99/9999 | $837,000 | 0.0% | 80,796 | 0.0% | 0.01% | -9.1% | |
| KTF | Buy | DWS MUN INCOME TR NEW | $885,000 | +147.2% | 78,132 | +152.9% | 0.01% | +100.0% |
| CGC | New | CANOPY GROWTH CORP | $824,000 | – | 39,168 | +100.0% | 0.01% | – |
| BG | BUNGE LIMITED | $901,000 | +1.6% | 15,671 | 0.0% | 0.01% | -9.1% | |
| MCMJ | New | MERIDA MERGER CORP I | $899,000 | – | 92,400 | +100.0% | 0.01% | – |
| BB | Buy | BLACKBERRY LTD | $881,000 | +36.4% | 137,237 | +11.5% | 0.01% | +25.0% |
| EHI | New | WESTERN ASSET GLB HI INCOME | $873,000 | – | 87,192 | +100.0% | 0.01% | – |
| SYNA | SYNAPTICS INC | $868,000 | +64.7% | 13,200 | 0.0% | 0.01% | +42.9% | |
| CGBD | Buy | TCG BDC INC | $867,000 | +230.9% | 64,809 | +256.0% | 0.01% | +233.3% |
| TSLF | Sell | THL CR SR LN FD | $889,000 | -35.3% | 58,655 | -35.9% | 0.01% | -41.2% |
| TPVG | New | TRIPLEPOINT VENTURE GROWTH B | $838,000 | – | 58,983 | +100.0% | 0.01% | – |
| TRNEU | Sell | TRINE ACQUISITION CORPunit 03/31/2021 | $883,000 | -70.0% | 84,504 | -70.3% | 0.01% | -73.0% |
| THW | New | TEKLA WORLD HEALTHCARE FD | $840,000 | – | 60,695 | +100.0% | 0.01% | – |
| PPG | Buy | PPG INDS INC | $867,000 | +18.0% | 6,502 | +4.8% | 0.01% | +11.1% |
| ENX | New | EATON VANCE NEW YORK MUN BD | $741,000 | – | 61,393 | +100.0% | 0.01% | – |
| DPLO | New | DIPLOMAT PHARMACY INC | $805,000 | – | 201,255 | +100.0% | 0.01% | – |
| O | New | REALTY INCOME CORP | $767,000 | – | 10,419 | +100.0% | 0.01% | – |
| DHF | Buy | BNY MELLON HIGH YIELD STRATEsh ben int | $809,000 | +296.6% | 261,123 | +290.6% | 0.01% | +200.0% |
| DSM | New | BNY MELLON STRATEGIC MUN BD | $762,000 | – | 95,453 | +100.0% | 0.01% | – |
| MUE | Buy | BLACKROCK MUNIHLDNGS QLTY II | $748,000 | +179.1% | 59,367 | +182.2% | 0.01% | +200.0% |
| PYXSQ | Buy | PYXUS INTL INC | $764,000 | +175.8% | 85,472 | +303.3% | 0.01% | +125.0% |
| MMU | New | WESTERN ASST MNGD MUN FD INC | $746,000 | – | 56,057 | +100.0% | 0.01% | – |
| ATI | ALLEGHENY TECHNOLOGIES INCcall | $805,000 | +2.0% | 39,000 | 0.0% | 0.01% | -10.0% | |
| MUC | Buy | BLACKROCK MUNIHLDNGS CALI QL | $789,000 | +283.0% | 56,422 | +285.8% | 0.01% | +200.0% |
| CAR | AVIS BUDGET GROUP INCput | $751,000 | +14.1% | 23,300 | 0.0% | 0.01% | +12.5% | |
| CONN | New | CONNS INC | $746,000 | – | 60,288 | +100.0% | 0.01% | – |
| EARN | New | ELLINGTON RESIDENTIAL MTG RE | $809,000 | – | 74,577 | +100.0% | 0.01% | – |
| SLAB | New | SILICON LABORATORIES INC | $787,000 | – | 6,787 | +100.0% | 0.01% | – |
| NPAUU | Sell | NEW PROVIDENCE ACQUISITIN COunit 09/01/2024 | $701,000 | -88.7% | 68,216 | -88.9% | 0.01% | -89.9% |
| TOTAU | TOTTENHAM ACQUISITION I LTDunit 05/06/2025 | $726,000 | +0.3% | 69,000 | 0.0% | 0.01% | -11.1% | |
| AR | ANTERO RES CORPput | $698,000 | -5.5% | 245,000 | 0.0% | 0.01% | -11.1% | |
| VCIF | Sell | VERTICAL CAP INCOME FUND | $681,000 | -28.2% | 65,425 | -26.4% | 0.01% | -33.3% |
| HAL | New | HALLIBURTON CO | $663,000 | – | 27,126 | +100.0% | 0.01% | – |
| EPR | Buy | EPR PPTYS | $675,000 | -7.7% | 9,567 | +0.5% | 0.01% | -11.1% |
| TDW | Sell | TIDEWATER INC NEWput | $699,000 | +8.7% | 36,300 | -14.8% | 0.01% | 0.0% |
| ARYAU | Buy | ARYA SCIENCES ACQUISITION COunit 10/04/2023 | $690,000 | +47.4% | 60,000 | +40.2% | 0.01% | +33.3% |
| GPAQ | Sell | GORDON POINTE ACQUISITION CO | $732,000 | 0.0% | 69,162 | -1.2% | 0.01% | -11.1% |
| MIK | Sell | MICHAELS COS INC | $718,000 | -28.0% | 88,870 | -12.8% | 0.01% | -38.5% |
| VMM | Buy | DELAWARE INV MN MUN INC FD I | $702,000 | +6.5% | 53,446 | +6.3% | 0.01% | 0.0% |
| ZION | New | ZIONS BANCORPORATION N Aput | $732,000 | – | 14,100 | +100.0% | 0.01% | – |
| CLVS | CLOVIS ONCOLOGY INCcall | $677,000 | +165.5% | 65,000 | 0.0% | 0.01% | +166.7% | |
| MYF | Buy | BLACKROCK MUNIYIELD INVST FD | $647,000 | +271.8% | 45,904 | +277.2% | 0.01% | +300.0% |
| CNX | Buy | CNX RESOURCES CORPORATION | $680,000 | +29.8% | 76,945 | +6.5% | 0.01% | +14.3% |
| MFT | Buy | BLACKROCK MUNIYLD INVST QLTY | $711,000 | +63.8% | 52,503 | +67.4% | 0.01% | +33.3% |
| WW | New | WW INTL INC | $715,000 | – | 18,715 | +100.0% | 0.01% | – |
| IT | GARTNER INC | $681,000 | +7.8% | 4,420 | 0.0% | 0.01% | 0.0% | |
| BLDR | BUILDERS FIRSTSOURCE INC | $727,000 | +23.6% | 28,614 | 0.0% | 0.01% | +14.3% | |
| GLEOU | New | GALILEO ACQUISITION CORPunit 99/99/9999 | $716,000 | – | 70,000 | +100.0% | 0.01% | – |
| TWN | Buy | TAIWAN FD INC | $691,000 | +41.9% | 33,582 | +27.1% | 0.01% | +33.3% |
| MUS | Sell | BLACKROCK MUNIHOLDNGS QLTY I | $659,000 | -7.1% | 52,454 | -5.4% | 0.01% | -11.1% |
| FGB | New | FIRST TRUST SPECIALTY FINANC | $659,000 | – | 110,210 | +100.0% | 0.01% | – |
| AOD | Sell | ABERDEEN TOTAL DYNAMIC DIVD | $704,000 | -50.0% | 78,664 | -53.5% | 0.01% | -55.6% |
| QRVO | Sell | QORVO INC | $650,000 | +20.4% | 5,598 | -23.2% | 0.01% | +14.3% |
| LGFA | Sell | LIONS GATE ENTMNT CORPcl a vtg | $654,000 | +14.9% | 61,386 | -0.3% | 0.01% | +14.3% |
| CHNG | New | CHANGE HEALTHCARE INCput | $696,000 | – | 42,500 | +100.0% | 0.01% | – |
| TMST | Buy | TIMKENSTEEL CORPput | $719,000 | +11883.3% | 91,600 | +9060.0% | 0.01% | – |
| SM | New | SM ENERGY CO | $678,000 | – | 60,400 | +100.0% | 0.01% | – |
| WLH | New | LYON WILLIAM HOMEScl a new | $675,000 | – | 33,804 | +100.0% | 0.01% | – |
| PACQ | PURE ACQUISITION CORPcl a | $674,000 | +1.2% | 65,000 | 0.0% | 0.01% | 0.0% | |
| YEXT | New | YEXT INCcall | $721,000 | – | 50,000 | +100.0% | 0.01% | – |
| BREW | New | CRAFT BREW ALLIANCE INC | $676,000 | – | 41,000 | +100.0% | 0.01% | – |
| SPCE | New | VIRGIN GALACTIC HOLDINGS INC | $653,000 | – | 56,621 | +100.0% | 0.01% | – |
| HTHT | Buy | HUAZHU GROUP LTDput | $661,000 | +4031.2% | 16,500 | +3200.0% | 0.01% | – |
| HTH | HILLTOP HOLDINGS INC | $623,000 | +4.4% | 25,000 | 0.0% | 0.01% | -12.5% | |
| ZG | ZILLOW GROUP INCcl a | $605,000 | +54.7% | 13,246 | 0.0% | 0.01% | +40.0% | |
| NFINU | Sell | NETFIN ACQUISITION CORPunit 08/01/2024 | $591,000 | -2.3% | 58,000 | -3.3% | 0.01% | -12.5% |
| DEI | New | DOUGLAS EMMETT INC | $609,000 | – | 13,880 | +100.0% | 0.01% | – |
| TMHC | Buy | TAYLOR MORRISON HOME CORPput | $640,000 | +11.7% | 29,300 | +32.6% | 0.01% | 0.0% |
| GHC | GRAHAM HLDGS CO | $638,000 | -3.8% | 1,000 | 0.0% | 0.01% | -12.5% | |
| CHKLQ | Buy | CHESAPEAKE ENERGY CORPpfd conv | $574,000 | +120.8% | 28,017 | +361.1% | 0.01% | +133.3% |
| MTW | New | MANITOWOC CO INC | $642,000 | – | 36,727 | +100.0% | 0.01% | – |
| GMHIU | GORES METROPOULOS INCunit 99/99/9999 | $638,000 | +0.2% | 60,100 | 0.0% | 0.01% | -12.5% | |
| HCC | New | WARRIOR MET COAL INC | $598,000 | – | 28,346 | +100.0% | 0.01% | – |
| FAZ | Buy | DIREXION SHS ETF TRdaily finl bear | $578,000 | +65.1% | 20,880 | +105.9% | 0.01% | +75.0% |
| IRDM | IRIDIUM COMMUNICATIONS INC | $584,000 | +15.9% | 23,716 | 0.0% | 0.01% | +16.7% | |
| NRGX | Sell | PIMCO ENRGY TACTICAL CR OPP | $605,000 | -73.8% | 36,702 | -72.2% | 0.01% | -75.9% |
| ENR | Sell | ENERGIZER HLDGS INC NEWcall | $597,000 | -78.7% | 11,900 | -81.5% | 0.01% | -80.0% |
| NVRO | New | NEVRO CORP | $561,000 | – | 4,781 | +100.0% | 0.01% | – |
| SPXS | Sell | DIREXION SHS ETF TRput | $609,000 | -41.8% | 46,000 | -24.6% | 0.01% | -46.2% |
| SZC | Sell | CUSHING RENAISSANCE FD | $584,000 | -62.6% | 43,151 | -63.4% | 0.01% | -65.0% |
| BAC | Sell | BANK AMER CORP | $580,000 | +15.8% | 16,489 | -4.1% | 0.01% | +16.7% |
| CPAAU | Sell | CONYERS PK II ACQUISITION COunit 99/99/9999 | $573,000 | -72.2% | 52,743 | -72.8% | 0.01% | -73.1% |
| RH | Buy | RH | $618,000 | +70.2% | 2,897 | +36.0% | 0.01% | +40.0% |
| IFN | Buy | INDIA FD INC | $605,000 | +875.8% | 30,071 | +891.5% | 0.01% | +600.0% |
| GIXU | GIGCAPITAL2 INCunit 02/28/2026 | $624,000 | +1.0% | 60,000 | 0.0% | 0.01% | -12.5% | |
| CWEN | CLEARWAY ENERGY INCcl c | $573,000 | +9.4% | 28,738 | 0.0% | 0.01% | 0.0% | |
| GSAHU | Sell | GS ACQUISITION HLDGS CORPunit 06/12/2023 | $575,000 | -80.4% | 48,796 | -82.3% | 0.01% | -81.1% |
| PRTY | Buy | PARTY CITY HOLDCO INC | $609,000 | -46.6% | 260,407 | +30.3% | 0.01% | -50.0% |
| UBER | New | UBER TECHNOLOGIES INC | $625,000 | – | 21,041 | +100.0% | 0.01% | – |
| ETO | New | EATON VANCE TX ADV GLB DIV O | $626,000 | – | 24,152 | +100.0% | 0.01% | – |
| EMO | Sell | CLEARBRIDGE ENERGY MIDSTRM O | $611,000 | -86.3% | 72,727 | -85.8% | 0.01% | -87.5% |
| VLT | Buy | INVESCO HIGH INCOME TR II | $612,000 | +133.6% | 42,894 | +134.1% | 0.01% | +133.3% |
| RMM | New | RIVERNORTH MANAGED DUR MUN I | $582,000 | – | 30,114 | +100.0% | 0.01% | – |
| GLQ | Buy | CLOUGH GLOBAL EQUITY FD | $565,000 | +104.7% | 46,860 | +94.6% | 0.01% | +133.3% |
| LOAC | LONGEVITY ACQUISITION CORP | $624,000 | +1.0% | 60,000 | 0.0% | 0.01% | -12.5% | |
| SOI | New | SOLARIS OILFIELD INFRSTR INC | $560,000 | – | 40,000 | +100.0% | 0.01% | – |
| BBF | New | BLACKROCK MUNIC INCM INVST Tsh ben int | $578,000 | – | 43,239 | +100.0% | 0.01% | – |
| ABB | New | ABB LTDsponsored adr | $481,000 | – | 20,000 | +100.0% | 0.01% | – |
| AKS | Buy | AK STL HLDG CORP | $534,000 | +5833.3% | 162,393 | +3966.9% | 0.01% | – |
| NCZ | Buy | ALLIANZGI CONV INCOME FD II | $497,000 | +117.0% | 97,225 | +113.5% | 0.01% | +100.0% |
| NCV | Buy | ALLIANZGI CONV INCOME FD | $526,000 | +79.5% | 91,497 | +75.7% | 0.01% | +50.0% |
| AVTR | Sell | AVANTOR INCcall | $546,000 | -27.0% | 30,100 | -40.9% | 0.01% | -33.3% |
| BGH | New | BARINGS GLOBAL SHORT DURATIO | $523,000 | – | 29,852 | +100.0% | 0.01% | – |
| CTR | Sell | CLEARBRIDGE MLP AND MIDSTRM | $539,000 | -77.8% | 62,807 | -76.9% | 0.01% | -80.6% |
| CLF | Sell | CLEVELAND CLIFFS INC | $541,000 | +13.9% | 64,500 | -2.0% | 0.01% | 0.0% |
| CBPX | New | CONTINENTAL BLDG PRODS INC | $527,000 | – | 14,476 | +100.0% | 0.01% | – |
| EVM | New | EATON VANCE CALIF MUN BD FD | $511,000 | – | 45,477 | +100.0% | 0.01% | – |
| F | Buy | FORD MTR CO DEL | $516,000 | +932.0% | 55,500 | +909.1% | 0.01% | +500.0% |
| GRX | Buy | GABELLI HLTHCARE & WELLNESS | $546,000 | +84.5% | 47,436 | +66.8% | 0.01% | +50.0% |
| URA | New | GLOBAL X FDScall | $554,000 | – | 50,000 | +100.0% | 0.01% | – |
| HPI | New | HANCOCK JOHN PFD INCOME FDsh ben int | $474,000 | – | 20,802 | +100.0% | 0.01% | – |
| HTZGQ | Sell | HERTZ GLOBAL HLDGS INC | $536,000 | -77.9% | 34,066 | -80.5% | 0.01% | -80.6% |
| HFRO | New | HIGHLAND INCOME FUND | $494,000 | – | 39,774 | +100.0% | 0.01% | – |
| VCV | New | INVESCO CALIF VALUE MUN INC | $517,000 | – | 40,347 | +100.0% | 0.01% | – |
| IRM | Sell | IRON MTN INC NEW | $551,000 | -8.2% | 17,300 | -6.7% | 0.01% | -25.0% |
| MGY | Buy | MAGNOLIA OIL & GAS CORPcl a | $539,000 | +104.9% | 42,873 | +80.7% | 0.01% | +100.0% |
| NML | Sell | NEUBERGER BERMAN MLP AND ENR | $536,000 | -79.8% | 79,344 | -78.5% | 0.01% | -82.4% |
| NEWR | NEW RELIC INCput | $519,000 | +7.0% | 7,900 | 0.0% | 0.01% | 0.0% | |
| NVAX | Sell | NOVAVAX INCput | $541,000 | -21.4% | 136,100 | -0.7% | 0.01% | -33.3% |
| QLD | Sell | PROSHARES TR | $487,000 | -13.2% | 4,000 | -31.0% | 0.01% | -14.3% |
| RH | RHput | $533,000 | +24.8% | 2,500 | 0.0% | 0.01% | +20.0% | |
| RYAM | Sell | RAYONIER ADVANCED MATLS INC | $507,000 | -19.3% | 132,228 | -9.0% | 0.01% | -25.0% |
| REV | REVLON INCput | $544,000 | -8.7% | 25,400 | 0.0% | 0.01% | -25.0% | |
| RAD | RITE AID CORP | $533,000 | +123.0% | 34,468 | 0.0% | 0.01% | +100.0% | |
| CWB | Buy | SPDR SERIES TRUSTblmbrg brc cnvrt | $508,000 | +26.1% | 9,171 | +19.2% | 0.01% | +20.0% |
| SJI | New | SOUTH JERSEY INDS INCput | $494,000 | – | 15,000 | +100.0% | 0.01% | – |
| SNV | SYNOVUS FINL CORP | $479,000 | +9.6% | 12,230 | 0.0% | 0.01% | 0.0% | |
| TTMI | Sell | TTM TECHNOLOGIES INCput | $525,000 | +20.7% | 34,900 | -2.2% | 0.01% | 0.0% |
| TSLA | TESLA INCcall | $501,000 | +73.4% | 1,200 | 0.0% | 0.01% | +50.0% | |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $491,000 | +146.7% | 50,146 | +72.9% | 0.01% | +100.0% |
| SHLLU | TORTOISE ACQUISITION CORPunit 03/04/2024 | $547,000 | +0.9% | 53,824 | 0.0% | 0.01% | -14.3% | |
| TGI | Buy | TRIUMPH GROUP INC NEW | $534,000 | +1622.6% | 21,159 | +1447.8% | 0.01% | – |
| TWLO | New | TWILIO INCcl a | $491,000 | – | 5,000 | +100.0% | 0.01% | – |
| UNP | Sell | UNION PACIFIC CORP | $542,000 | -92.1% | 3,000 | -92.9% | 0.01% | -93.1% |
| VNE | Sell | VEONEER INCORPORATEDput | $552,000 | -61.3% | 35,400 | -62.8% | 0.01% | -66.7% |
| VSTO | VISTA OUTDOOR INC | $535,000 | +20.8% | 71,613 | 0.0% | 0.01% | 0.0% | |
| WTI | W & T OFFSHORE INC | $518,000 | +27.3% | 93,300 | 0.0% | 0.01% | +20.0% | |
| MTT | New | WESTERN ASSET MUN DEF OPP TR | $499,000 | – | 23,901 | +100.0% | 0.01% | – |
| ANDAU | ANDINA ACQUISITION CORP IIIunit 09/24/2020 | $525,000 | +0.6% | 49,800 | 0.0% | 0.01% | -14.3% | |
| FLLC | New | FELLAZO INC | $497,000 | – | 50,000 | +100.0% | 0.01% | – |
| GF | Buy | NEW GERMANY FD INC | $460,000 | +14.4% | 29,396 | +1.3% | 0.01% | 0.0% |
| REZI | New | RESIDEO TECHNOLOGIES INC | $472,000 | – | 39,572 | +100.0% | 0.01% | – |
| RCII | Sell | RENT A CTR INC NEW | $413,000 | -4.8% | 14,343 | -14.8% | 0.01% | -16.7% |
| HIG | New | HARTFORD FINL SVCS GROUP INC | $402,000 | – | 6,624 | +100.0% | 0.01% | – |
| NRP | Buy | NATURAL RESOURCE PARTNERS Lput | $418,000 | +51.4% | 20,800 | +90.8% | 0.01% | +66.7% |
| SQQQ | New | PROSHARES TRultrapro sht qqq | $392,000 | – | 17,525 | +100.0% | 0.01% | – |
| NAV | NAVISTAR INTL CORP NEWput | $434,000 | +3.1% | 15,000 | 0.0% | 0.01% | 0.0% | |
| RPM | New | RPM INTL INC | $460,000 | – | 6,000 | +100.0% | 0.01% | – |
| RMGU | RMG ACQUISITION CORPunit 99/99/9999 | $406,000 | +0.7% | 40,001 | 0.0% | 0.01% | 0.0% | |
| CNP | Buy | CENTERPOINT ENERGY INCcall | $471,000 | -7.1% | 17,300 | +3.0% | 0.01% | -16.7% |
| CDK | Sell | CDK GLOBAL INC | $396,000 | +12.5% | 7,246 | -1.0% | 0.01% | +25.0% |
| CAR | Sell | AVIS BUDGET GROUP INC | $453,000 | -52.9% | 14,067 | -58.7% | 0.01% | -58.3% |
| DIAX | New | NUVEEN DOW 30 DYN OVERWRITE | $431,000 | – | 24,461 | +100.0% | 0.01% | – |
| CREE | CREE INCput | $392,000 | -5.8% | 8,500 | 0.0% | 0.01% | 0.0% | |
| GNW | GENWORTH FINL INC | $408,000 | 0.0% | 92,733 | 0.0% | 0.01% | 0.0% | |
| MEN | New | BLACKROCK MUNIENHANCED FD IN | $449,000 | – | 40,301 | +100.0% | 0.01% | – |
| GDX | VANECK VECTORS ETF TRUSTput | $392,000 | +9.8% | 13,400 | 0.0% | 0.01% | 0.0% | |
| DXC | Sell | DXC TECHNOLOGY CO | $403,000 | +3.1% | 10,743 | -19.0% | 0.01% | 0.0% |
| DHRPRA | DANAHER CORPORATION4.75 mnd cv pfd | $472,000 | +3.7% | 400 | 0.0% | 0.01% | -16.7% | |
| CLR | CONTINENTAL RESOURCES INCput | $473,000 | +11.6% | 13,800 | 0.0% | 0.01% | 0.0% | |
| CYH | Sell | COMMUNITY HEALTH SYS INC NEW | $418,000 | -60.5% | 144,242 | -51.0% | 0.01% | -61.5% |
| FDUS | Buy | FIDUS INVT CORP | $468,000 | +101.7% | 31,595 | +101.8% | 0.01% | +66.7% |
| CI | CIGNA CORP NEW | $470,000 | +34.7% | 2,303 | 0.0% | 0.01% | +25.0% | |
| SPXU | PROSHARES TRcall | $472,000 | -23.0% | 23,600 | 0.0% | 0.01% | -37.5% | |
| BROG | New | BROOGE HLDGS LTD | $463,000 | – | 52,481 | +100.0% | 0.01% | – |
| BKCC | Sell | BLACKROCK CAPITAL INVESTMENT | $443,000 | -34.8% | 89,405 | -34.1% | 0.01% | -44.4% |
| HBM | HUDBAY MINERALS INCput | $414,000 | +15.0% | 100,000 | 0.0% | 0.01% | 0.0% | |
| CMBM | Buy | CAMBIUM NETWORKS CORP | $409,000 | -4.9% | 46,800 | +5.4% | 0.01% | 0.0% |
| PI | New | IMPINJ INCput | $434,000 | – | 16,800 | +100.0% | 0.01% | – |
| BOLD | New | AUDENTES THERAPEUTICS INC | $424,000 | – | 7,091 | +100.0% | 0.01% | – |
| PAACU | PROFICIENT ALPHA ACQUSTN CORunit 04/30/2026 | $412,000 | +3.0% | 40,000 | 0.0% | 0.01% | 0.0% | |
| GRAFU | GRAF INDL CORPunit 12/31/2025 | $426,000 | +3.4% | 40,000 | 0.0% | 0.01% | 0.0% | |
| NGD | Buy | NEW GOLD INC CDA | $415,000 | -12.6% | 472,257 | +0.3% | 0.01% | -16.7% |
| AIZ | ASSURANT INCput | $393,000 | +4.2% | 3,000 | 0.0% | 0.01% | 0.0% | |
| BEST | New | BEST INCput | $416,000 | – | 74,900 | +100.0% | 0.01% | – |
| SIVB | Sell | SVB FINL GROUP | $470,000 | -77.5% | 1,874 | -81.3% | 0.01% | -80.8% |
| KRE | SPDR SERIES TRUSTput | $407,000 | +10.3% | 7,000 | 0.0% | 0.01% | 0.0% | |
| AIZ | Sell | ASSURANT INC | $404,000 | +1.5% | 3,085 | -2.5% | 0.01% | 0.0% |
| IVC | Sell | INVACARE CORPput | $451,000 | -41.6% | 50,000 | -51.5% | 0.01% | -50.0% |
| FTRCQ | FRONTIER COMMUNICATIONS CORPput | $448,000 | +2.8% | 503,700 | 0.0% | 0.01% | -16.7% | |
| RVT | Sell | ROYCE VALUE TR INC | $466,000 | -44.5% | 31,586 | -48.2% | 0.01% | -54.5% |
| XLNX | New | XILINX INC | $398,000 | – | 4,077 | +100.0% | 0.01% | – |
| GCAP | Sell | GAIN CAP HLDGS INCput | $424,000 | -43.8% | 107,400 | -24.8% | 0.01% | -50.0% |
| MR | MONTAGE RES CORPput | $396,000 | +109.5% | 50,000 | 0.0% | 0.01% | +150.0% | |
| BHC | BAUSCH HEALTH COS INC | $469,000 | +37.1% | 15,691 | 0.0% | 0.01% | +25.0% | |
| AJG | Sell | GALLAGHER ARTHUR J & CO | $402,000 | +0.2% | 4,229 | -5.8% | 0.01% | 0.0% |
| GSM | Sell | FERROGLOBE PLC | $419,000 | -16.9% | 445,905 | -0.2% | 0.01% | -16.7% |
| ORSNU | Sell | ORISUN ACQUISITION CORPunit 99/99/9999 | $404,000 | +1.0% | 39,900 | -0.2% | 0.01% | 0.0% |
| ROIC | New | RETAIL OPPORTUNITY INVTS COR | $427,000 | – | 24,227 | +100.0% | 0.01% | – |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $321,000 | -70.6% | 4,981 | -70.5% | 0.00% | -71.4% |
| ACHN | New | ACHILLION PHARMACEUTICALS IN | $380,000 | – | 63,091 | +100.0% | 0.00% | – |
| DNOW | NOW INC | $304,000 | -1.9% | 27,055 | 0.0% | 0.00% | 0.0% | |
| WHLRP | Buy | WHEELER REAL ESTATE INVT TRcv pfd ser b | $362,000 | +28.4% | 32,945 | +38.3% | 0.00% | 0.0% |
| BWA | Sell | BORGWARNER INC | $386,000 | -87.6% | 8,912 | -89.5% | 0.00% | -90.0% |
| FR | Sell | FIRST INDUSTRIAL REALTY TRUS | $352,000 | -72.8% | 8,484 | -74.1% | 0.00% | -75.0% |
| FTACW | Buy | FINTECH ACQUISITION CORP III*w exp 12/01/202 | $309,000 | +239.6% | 225,000 | +200.0% | 0.00% | +300.0% |
| FSK | Sell | FS KKR CAPITAL CORP | $350,000 | -60.6% | 57,175 | -62.5% | 0.00% | -63.6% |
| HCC | WARRIOR MET COAL INCcall | $321,000 | +8.4% | 15,200 | 0.0% | 0.00% | 0.0% | |
| GOOS | CANADA GOOSE HOLDINGS INCput | $304,000 | -17.6% | 8,400 | 0.0% | 0.00% | -20.0% | |
| MAC | Buy | MACERICH CO | $303,000 | +54.6% | 11,287 | +81.5% | 0.00% | +100.0% |
| TDW | TIDEWATER INC NEWcall | $331,000 | +27.8% | 17,200 | 0.0% | 0.00% | +33.3% | |
| ECA | ENCANA CORPput | $330,000 | +2.2% | 70,400 | 0.0% | 0.00% | 0.0% | |
| CELH | Sell | CELSIUS HOLDINGS INC | $365,000 | -67.8% | 75,731 | -76.8% | 0.00% | -71.4% |
| ECA | ENCANA CORP | $342,000 | +1.8% | 73,122 | 0.0% | 0.00% | 0.0% | |
| VCRA | New | VOCERA COMMUNICATIONS INCput | $311,000 | – | 15,000 | +100.0% | 0.00% | – |
| NKG | Buy | NUVEEN GEORGIA QLTY MUN INC | $312,000 | +19.5% | 24,753 | +17.7% | 0.00% | +33.3% |
| LPSN | Sell | LIVEPERSON INCput | $384,000 | -74.5% | 10,400 | -75.4% | 0.00% | -78.9% |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $319,000 | -19.4% | 6,963 | -49.1% | 0.00% | -20.0% |
| CEE | Buy | THE CENTRAL AND EASTERN EU I | $382,000 | +15.8% | 13,501 | +6.2% | 0.00% | 0.0% |
| USA | New | LIBERTY ALL STAR EQUITY FDsh ben int | $317,000 | – | 46,913 | +100.0% | 0.00% | – |
| COMM | Sell | COMMSCOPE HLDG CO INCput | $354,000 | -5.1% | 25,000 | -21.4% | 0.00% | -20.0% |
| VFL | Buy | DELAWARE INVT NAT MUNI INC Fsh ben int | $370,000 | +421.1% | 27,871 | +421.1% | 0.00% | +300.0% |
| CYH | Sell | COMMUNITY HEALTH SYS INC NEWput | $312,000 | -66.4% | 107,800 | -58.2% | 0.00% | -66.7% |
| GDX | New | VANECK VECTORS ETF TRUSTgold miners etf | $367,000 | – | 12,544 | +100.0% | 0.00% | – |
| KIM | Buy | KIMCO RLTY CORP | $302,000 | +149.6% | 14,615 | +150.3% | 0.00% | +100.0% |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH IN | $383,000 | – | 31,597 | +100.0% | 0.00% | – |
| RNG | RINGCENTRAL INCput | $320,000 | +34.5% | 1,900 | 0.0% | 0.00% | +33.3% | |
| MOSCWS | Buy | MOSAIC ACQUISITION CORP*w exp 10/23/202 | $337,000 | +71.9% | 347,520 | +103.3% | 0.00% | +100.0% |
| POST | New | POST HLDGS INC | $334,000 | – | 3,062 | +100.0% | 0.00% | – |
| EWG | Buy | ISHARES INCmsci germany etf | $307,000 | +14.1% | 10,458 | +4.4% | 0.00% | +33.3% |
| PFG | New | PRINCIPAL FINL GROUP INC | $321,000 | – | 5,837 | +100.0% | 0.00% | – |
| OMER | Buy | OMEROS CORP | $304,000 | +91.2% | 21,637 | +121.8% | 0.00% | +100.0% |
| ICAD | Sell | ICAD INC | $382,000 | -74.5% | 49,196 | -77.5% | 0.00% | -78.9% |
| MZA | Buy | BLACKROCK MUNIYIELD ARIZ FD | $327,000 | +85.8% | 24,139 | +90.7% | 0.00% | +100.0% |
| SDS | New | PROSHARES TRultrashrt s&p500 | $362,000 | – | 14,600 | +100.0% | 0.00% | – |
| SDS | Sell | PROSHARES TRput | $320,000 | -17.1% | 12,900 | -1.5% | 0.00% | -20.0% |
| SIRI | SIRIUS XM HLDGS INCcall | $358,000 | +14.4% | 50,100 | 0.0% | 0.00% | 0.0% | |
| PCF | Sell | HIGH INCOME SECS FD | $352,000 | -18.7% | 39,344 | -22.9% | 0.00% | -20.0% |
| HYACW | Sell | HAYMAKER ACQUISITION CORP II*w exp 10/31/202 | $347,000 | -25.2% | 246,700 | -20.4% | 0.00% | -33.3% |
| BRPMU | Sell | B RILEY PRINCIPAL MERGER CORunit 99/99/9999 | $371,000 | -80.2% | 35,358 | -80.9% | 0.00% | -83.3% |
| IRL | Buy | NEW IRELAND FUND INC | $355,000 | +74.9% | 35,861 | +51.0% | 0.00% | +33.3% |
| ZNGA | Buy | ZYNGA INCput | $378,000 | +613.2% | 61,800 | +571.7% | 0.00% | +300.0% |
| HPF | New | HANCOCK JOHN PFD INCOME FD I | $366,000 | – | 16,459 | +100.0% | 0.00% | – |
| BRY | Sell | BERRY PETE CORP | $370,000 | -46.7% | 39,255 | -47.1% | 0.00% | -55.6% |
| MTH | MERITAGE HOMES CORP | $354,000 | -13.2% | 5,800 | 0.0% | 0.00% | -20.0% | |
| BYND | Buy | BEYOND MEAT INC | $340,000 | +129.7% | 4,505 | +350.5% | 0.00% | +100.0% |
| SPWR | New | SUNPOWER CORP | $343,000 | – | 44,025 | +100.0% | 0.00% | – |
| JDD | New | NUVEEN DIVERSIFIED DIV INCM | $316,000 | – | 29,061 | +100.0% | 0.00% | – |
| SUPN | New | SUPERNUS PHARMACEUTICALS INCput | $315,000 | – | 13,300 | +100.0% | 0.00% | – |
| GNCIQ | GNC HLDGS INCput | $351,000 | +26.3% | 130,000 | 0.0% | 0.00% | 0.0% | |
| GNCIQ | Buy | GNC HLDGS INC | $351,000 | +34.0% | 130,000 | +5.9% | 0.00% | +33.3% |
| REV | REVLON INCcl a new | $291,000 | -8.8% | 13,600 | 0.0% | 0.00% | -25.0% | |
| HZNP | HORIZON THERAPEUTICS PUB LTDput | $271,000 | +32.8% | 7,500 | 0.0% | 0.00% | 0.0% | |
| NWL | Buy | NEWELL BRANDS INC | $270,000 | +20.5% | 14,092 | +17.4% | 0.00% | 0.0% |
| OCSL | Sell | OAKTREE SPECIALTY LENDING CO | $293,000 | -56.7% | 53,692 | -58.9% | 0.00% | -66.7% |
| SLRC | Buy | SOLAR CAP LTD | $226,000 | +32.9% | 10,993 | +33.0% | 0.00% | +50.0% |
| PNNT | Sell | PENNANTPARK INVT CORP | $249,000 | -62.3% | 38,263 | -63.7% | 0.00% | -62.5% |
| SOR | Sell | SOURCE CAP INC | $245,000 | -65.3% | 6,339 | -67.3% | 0.00% | -66.7% |
| PGNX | New | PROGENICS PHARMACEUTICALS IN | $278,000 | – | 54,769 | +100.0% | 0.00% | – |
| SSSS | Sell | SUTTER ROCK CAP CORPput | $268,000 | -6.0% | 41,000 | -10.3% | 0.00% | -25.0% |
| CPE | New | CALLON PETE CO DEL | $243,000 | – | 50,317 | +100.0% | 0.00% | – |
| WWE | WORLD WRESTLING ENTMT INCcl a | $257,000 | -8.9% | 3,966 | 0.0% | 0.00% | -25.0% | |
| PRO | PROS HOLDINGS INC | $219,000 | +0.5% | 3,670 | 0.0% | 0.00% | 0.0% | |
| PACQU | PURE ACQUISITION CORPunit 04/13/2023 | $216,000 | +0.9% | 20,000 | 0.0% | 0.00% | 0.0% | |
| JTA | Sell | NUVEEN TX ADV TOTAL RET STRG | $255,000 | -21.1% | 21,136 | -26.3% | 0.00% | -25.0% |
| OTEX | OPEN TEXT CORP | $251,000 | +8.2% | 5,700 | 0.0% | 0.00% | 0.0% | |
| ENDP | Buy | ENDO INTL PLCcall | $234,000 | +85.7% | 50,100 | +27.2% | 0.00% | +50.0% |
| BBDC | New | BARINGS BDC INC | $268,000 | – | 26,144 | +100.0% | 0.00% | – |
| IQI | New | INVESCO QUALITY MUNI INC TRS | $260,000 | – | 20,669 | +100.0% | 0.00% | – |
| DLR | New | DIGITAL RLTY TR INC | $244,000 | – | 2,046 | +100.0% | 0.00% | – |
| PAAC | New | PROFICIENT ALPHA ACQUSTN COR | $251,000 | – | 25,000 | +100.0% | 0.00% | – |
| DEACU | Sell | DIAMOND EAGLE ACQUISITION COunit 06/30/2026 | $262,000 | -89.6% | 22,315 | -91.0% | 0.00% | -90.6% |
| COG | CABOT OIL & GAS CORP | $241,000 | -0.8% | 13,859 | 0.0% | 0.00% | 0.0% | |
| IAF | Sell | ABERDEEN AUSTRALIA EQTY FD I | $264,000 | -68.5% | 48,811 | -69.6% | 0.00% | -72.7% |
| CDEV | CENTENNIAL RESOURCE DEV INCcl a | $219,000 | +2.3% | 47,422 | 0.0% | 0.00% | 0.0% | |
| CCLP | Buy | CSI COMPRESSCO LPput | $264,000 | -1.1% | 97,400 | +7.7% | 0.00% | 0.0% |
| XRX | XEROX HOLDINGS CORP | $263,000 | +23.5% | 7,139 | 0.0% | 0.00% | 0.0% | |
| TALOWS | Buy | TALOS ENERGY INC*w exp 02/28/202 | $245,000 | +152.6% | 152,274 | +52.9% | 0.00% | +200.0% |
| PEI | Sell | PENNSYLVANIA RL ESTATE INVTsh ben int | $260,000 | -80.7% | 48,871 | -79.2% | 0.00% | -82.4% |
| CXO | Sell | CONCHO RES INC | $218,000 | +7.4% | 2,500 | -16.7% | 0.00% | 0.0% |
| FAS | Sell | DIREXION SHS ETF TRdly fin bull new | $236,000 | -38.5% | 2,500 | -49.5% | 0.00% | -40.0% |
| TWNKW | Buy | HOSTESS BRANDS INC*w exp 11/04/202 | $299,000 | +15.9% | 156,253 | +3.6% | 0.00% | 0.0% |
| QD | QUDIAN INCadr | $237,000 | -31.9% | 50,511 | 0.0% | 0.00% | -25.0% | |
| QD | QUDIAN INCput | $250,000 | -31.7% | 53,200 | 0.0% | 0.00% | -40.0% | |
| TZA | DIREXION SHS ETF TRput | $263,000 | -25.3% | 7,500 | 0.0% | 0.00% | -25.0% | |
| EOT | New | EATON VANCE NATL MUN OPPORT | $246,000 | – | 11,379 | +100.0% | 0.00% | – |
| PANW | PALO ALTO NETWORKS INC | $277,000 | +13.5% | 1,200 | 0.0% | 0.00% | 0.0% | |
| TLND | Buy | TALEND S Aput | $273,000 | +307.5% | 7,000 | +250.0% | 0.00% | +200.0% |
| FPACWS | Buy | FAR PT ACQUISITION CORP*w exp 06/01/202 | $277,000 | +65.9% | 214,900 | +53.6% | 0.00% | +50.0% |
| TLRDQ | Buy | TAILORED BRANDS INCcall | $254,000 | +2.4% | 61,500 | +9.0% | 0.00% | 0.0% |
| ADS | Buy | ALLIANCE DATA SYSTEMS CORP | $243,000 | +376.5% | 2,168 | +442.0% | 0.00% | +200.0% |
| MLI | Buy | MUELLER INDS INC | $282,000 | +33.6% | 8,904 | +20.9% | 0.00% | 0.0% |
| NMFC | Sell | NEW MTN FIN CORP | $216,000 | -24.2% | 15,775 | -24.7% | 0.00% | -25.0% |
| CCI | New | CROWN CASTLE INTL CORP NEWcall | $284,000 | – | 2,000 | +100.0% | 0.00% | – |
| FTI | TECHNIPFMC PLC | $225,000 | -11.1% | 10,508 | 0.0% | 0.00% | 0.0% | |
| JEQ | Sell | ABERDEEN JAPAN EQUITY FD INC | $264,000 | -52.8% | 34,025 | -55.7% | 0.00% | -57.1% |
| CCHWS | Buy | COLLIER CREEK HOLDINGS*w exp 99/99/999 | $261,000 | +715.6% | 187,900 | +651.6% | 0.00% | – |
| TZACU | TENZING ACQUISITION CORPunit 08/24/2024 | $257,000 | -1.9% | 25,000 | 0.0% | 0.00% | 0.0% | |
| NXJ | Sell | NUVEEN NEW JERSEY QULT MUN F | $235,000 | -51.6% | 16,037 | -52.3% | 0.00% | -50.0% |
| QUAD | QUAD / GRAPHICS INC | $239,000 | -55.7% | 51,330 | 0.0% | 0.00% | -57.1% | |
| ACP | New | ABERDEEN INCOME CR STRATEGIE | $132,000 | – | 11,476 | +100.0% | 0.00% | – |
| AVY | Sell | AVERY DENNISON CORP | $198,000 | -1.5% | 1,515 | -14.6% | 0.00% | -33.3% |
| CFFAW | Buy | CF FIN ACQUISITION CORP*w exp 04/30/202 | $215,000 | +290.9% | 239,954 | +182.1% | 0.00% | +100.0% |
| SHW | Sell | SHERWIN WILLIAMS CO | $201,000 | -89.1% | 345 | -89.8% | 0.00% | -91.3% |
| LCAHW | Buy | LANDCADIA HLDGS II INC*w exp 05/09/202 | $178,000 | +26.2% | 248,500 | +39.2% | 0.00% | 0.0% |
| NYV | Buy | NUVEEN NEW YORK MUN VALUE FD | $179,000 | +82.7% | 12,537 | +80.8% | 0.00% | +100.0% |
| CNHI | New | CNH INDL N V | $143,000 | – | 13,063 | +100.0% | 0.00% | – |
| AVA | AVISTA CORP | $135,000 | -0.7% | 2,822 | 0.0% | 0.00% | 0.0% | |
| SNAP | Sell | SNAP INCcl a | $181,000 | -88.1% | 11,107 | -88.4% | 0.00% | -89.5% |
| HCACW | Buy | HENNESSY CAP ACQUSTION CORP*w exp 09/05/202 | $165,000 | +251.1% | 207,225 | +245.4% | 0.00% | +100.0% |
| RA | New | BROOKFIELD REAL ASSETS INCOM | $160,000 | – | 7,520 | +100.0% | 0.00% | – |
| BIT | New | BLACKROCK MULTI-SECTOR INC T | $157,000 | – | 9,761 | +100.0% | 0.00% | – |
| AGNC | New | AGNC INVT CORP | $215,000 | – | 12,200 | +100.0% | 0.00% | – |
| AVGOP | New | BROADCOM INC8% cnv pfd ser a | $187,000 | – | 160 | +100.0% | 0.00% | – |
| DB | DEUTSCHE BANK AGcall | $152,000 | +3.4% | 19,600 | 0.0% | 0.00% | 0.0% | |
| GSAHWS | Sell | GS ACQUISITION HLDGS CORP*w exp 06/12/202 | $156,000 | -49.2% | 67,754 | -66.9% | 0.00% | -50.0% |
| GXGXU | Sell | GX ACQUISITION CORPunit 05/24/2026 | $132,000 | -91.4% | 12,800 | -90.7% | 0.00% | -89.5% |
| HDS | HD SUPPLY HLDGS INC | $152,000 | +2.7% | 3,800 | 0.0% | 0.00% | 0.0% | |
| VXX | Sell | BARCLAYS BK PLCcall | $151,000 | -95.8% | 10,000 | -93.3% | 0.00% | -95.6% |
| MCN | Sell | MADISON CVRED CALL & EQ STR | $186,000 | -76.5% | 28,131 | -77.2% | 0.00% | -80.0% |
| LXP | LEXINGTON REALTY TRUST | $197,000 | +3.7% | 18,586 | 0.0% | 0.00% | 0.0% | |
| PYXSQ | New | PYXUS INTL INCcall | $154,000 | – | 17,300 | +100.0% | 0.00% | – |
| CCXWS | Sell | CHURCHILL CAP CORP II*w exp 07/02/202 | $132,000 | -61.1% | 93,337 | -58.8% | 0.00% | -50.0% |
| GGO | New | GABELLI GO ANYWHERE TR | $178,000 | – | 11,607 | +100.0% | 0.00% | – |
| CTAC | Sell | CHASERG TECHNLGY ACQUISITN Cclass a | $200,000 | -93.3% | 18,512 | -93.7% | 0.00% | -94.7% |
| LXRX | Sell | LEXICON PHARMACEUTICALS INCput | $163,000 | -78.0% | 39,400 | -84.0% | 0.00% | -77.8% |
| IIVI | Sell | II VI INC | $138,000 | -33.0% | 4,100 | -30.2% | 0.00% | -33.3% |
| JNUG | DIREXION SHS ETF TRdaily jr gld min | $211,000 | +45.5% | 2,539 | 0.0% | 0.00% | 0.0% | |
| NBO | Sell | NEUBERGER BRMAN NY MUNI FD I | $131,000 | -36.1% | 10,513 | -36.1% | 0.00% | -33.3% |
| LABD | Buy | DIREXION SHS ETF TRdaily s&p biotec | $185,000 | +10.8% | 14,990 | +127.1% | 0.00% | 0.0% |
| THBRW | New | THUNDER BRDG ACQUISTION II L*w exp 11/30/202 | $174,000 | – | 193,915 | +100.0% | 0.00% | – |
| SQ | SQUARE INCcall | $162,000 | +0.6% | 2,600 | 0.0% | 0.00% | 0.0% | |
| CURO | New | CURO GROUP HLDGS CORPput | $152,000 | – | 12,500 | +100.0% | 0.00% | – |
| ECOLW | New | US ECOLOGY INC*w exp 10/17/202 | $155,000 | – | 13,364 | +100.0% | 0.00% | – |
| LBRDK | LIBERTY BROADBAND CORP | $213,000 | +20.3% | 1,700 | 0.0% | 0.00% | 0.0% | |
| THS | New | TREEHOUSE FOODS INC | $194,000 | – | 4,000 | +100.0% | 0.00% | – |
| APD | Sell | AIR PRODS & CHEMS INC | $199,000 | -0.5% | 849 | -6.0% | 0.00% | -33.3% |
| TCRD | New | THL CREDIT INC | $168,000 | – | 26,628 | +100.0% | 0.00% | – |
| SCPEU | SC HEALTH CORPunit 99/99/9999 | $207,000 | 0.0% | 20,000 | 0.0% | 0.00% | -33.3% | |
| SPXS | Sell | DIREXION SHS ETF TRdly s&p500 br 3x | $130,000 | -91.9% | 9,880 | -89.5% | 0.00% | -90.0% |
| PKG | Sell | PACKAGING CORP AMER | $160,000 | -20.8% | 1,432 | -24.9% | 0.00% | -33.3% |
| NEM | Sell | NEWMONT GOLDCORP CORPORATION | $202,000 | -60.2% | 4,662 | -65.2% | 0.00% | -66.7% |
| KERNW | Buy | AKERNA CORP*w exp 06/17/202 | $204,000 | +104.0% | 212,670 | +55.2% | 0.00% | +100.0% |
| NFHWS | New | NEW FRONTIER HEALTH CORP*w exp 11/30/202 | $171,000 | – | 112,189 | +100.0% | 0.00% | – |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $184,000 | -24.9% | 870 | -40.8% | 0.00% | -33.3% |
| NCB | New | NUVEEN CALIF MUNICPAL VALU F | $134,000 | – | 8,489 | +100.0% | 0.00% | – |
| ATI | ALLEGHENY TECHNOLOGIES INCput | $177,000 | +1.7% | 8,600 | 0.0% | 0.00% | 0.0% | |
| DRE | Sell | DUKE REALTY CORP | $151,000 | -96.4% | 4,382 | -96.4% | 0.00% | -96.2% |
| KN | Sell | KNOWLES CORPput | $139,000 | -10.9% | 6,600 | -14.3% | 0.00% | 0.0% |
| AMCX | AMC NETWORKS INCcl a | $189,000 | -19.6% | 4,800 | 0.0% | 0.00% | -33.3% | |
| KLXE | Buy | KLX ENERGY SERVICS HOLDNGS Iput | $139,000 | -21.5% | 21,700 | +5.9% | 0.00% | 0.0% |
| ALGR | ALLEGRO MERGER CORP | $208,000 | +0.5% | 20,400 | 0.0% | 0.00% | -33.3% | |
| NEBUW | Buy | NEBULA ACQUISITION CORP*w exp 03/12/202 | $189,000 | +30.3% | 151,500 | +4.1% | 0.00% | 0.0% |
| ECL | Buy | ECOLAB INC | $201,000 | +0.5% | 1,043 | +2.9% | 0.00% | -33.3% |
| JD | Sell | JD COM INCspon adr cl a | $207,000 | +9.5% | 5,900 | -11.9% | 0.00% | 0.0% |
| FGWS | New | FGL HLDGS*w exp 11/30/202 | $141,000 | – | 92,136 | +100.0% | 0.00% | – |
| RCKT | Sell | ROCKET PHARMACEUTICALS INCput | $172,000 | +87.0% | 7,600 | -3.8% | 0.00% | +100.0% |
| VG | VONAGE HLDGS CORP | $214,000 | -34.4% | 28,900 | 0.0% | 0.00% | -50.0% | |
| CSV | New | CARRIAGE SVCS INCput | $199,000 | – | 7,800 | +100.0% | 0.00% | – |
| GNL | Buy | GLOBAL NET LEASE INC | $156,000 | +43.1% | 7,726 | +37.3% | 0.00% | +100.0% |
| VNTR | Buy | VENATOR MATLS PLC | $210,000 | +133.3% | 55,042 | +48.9% | 0.00% | +100.0% |
| BYM | Sell | BLACKROCK MUNICIPL INC QLTY | $208,000 | -60.1% | 14,806 | -59.8% | 0.00% | -71.4% |
| NSC | NORFOLK SOUTHERN CORP | $170,000 | +8.3% | 876 | 0.0% | 0.00% | 0.0% | |
| BAF | Sell | BLACKROCK MUNI INCOME INV QL | $160,000 | -36.8% | 11,293 | -36.0% | 0.00% | -33.3% |
| SLG | Buy | SL GREEN RLTY CORP | $210,000 | +31.2% | 2,286 | +16.6% | 0.00% | 0.0% |
| PG | PROCTER & GAMBLE CO | $155,000 | +0.6% | 1,242 | 0.0% | 0.00% | 0.0% | |
| ARCC | New | ARES CAP CORP | $167,000 | – | 8,968 | +100.0% | 0.00% | – |
| XON | INTREXON CORPcall | $177,000 | -3.8% | 32,300 | 0.0% | 0.00% | 0.0% | |
| ECPG | ENCORE CAP GROUP INCcall | $176,000 | +6.0% | 5,000 | 0.0% | 0.00% | 0.0% | |
| IP | New | INTL PAPER CO | $200,000 | – | 4,353 | +100.0% | 0.00% | – |
| VMC | Sell | VULCAN MATLS CO | $201,000 | -89.8% | 1,397 | -89.3% | 0.00% | -92.0% |
| AIZ | New | ASSURANT INCcall | $131,000 | – | 1,000 | +100.0% | 0.00% | – |
| EHC | Buy | ENCOMPASS HEALTH CORP | $138,000 | +119.0% | 2,005 | +100.1% | 0.00% | +100.0% |
| INSU | New | INSURANCE ACQUISITION CORPcl a | $195,000 | – | 19,500 | +100.0% | 0.00% | – |
| GOOS | CANADA GOOSE HOLDINGS INC | $139,000 | -17.8% | 3,851 | 0.0% | 0.00% | 0.0% | |
| AZN | ASTRAZENECA PLCsponsored adr | $186,000 | +12.0% | 3,740 | 0.0% | 0.00% | 0.0% | |
| CPB | CAMPBELL SOUP CO | $197,000 | +5.3% | 4,000 | 0.0% | 0.00% | 0.0% | |
| EZPW | Sell | EZCORP INCput | $208,000 | -77.8% | 30,500 | -79.1% | 0.00% | -83.3% |
| IMVTW | New | IMMUNOVANT INC*w exp 12/18/202 | $201,000 | – | 100,950 | +100.0% | 0.00% | – |
| OPI | OFFICE PPTYS INCOME TR | $188,000 | +5.0% | 5,870 | 0.0% | 0.00% | 0.0% | |
| QID | New | PROSHARES TRput | $141,000 | – | 6,000 | +100.0% | 0.00% | – |
| SPXU | New | PROSHARES TRultrapro short s | $141,000 | – | 7,075 | +100.0% | 0.00% | – |
| BOLD | New | AUDENTES THERAPEUTICS INCput | $167,000 | – | 2,800 | +100.0% | 0.00% | – |
| WHF | Buy | WHITEHORSE FIN INC | $208,000 | +42.5% | 15,251 | +45.0% | 0.00% | 0.0% |
| FMC | Sell | F M C CORP | $198,000 | -93.6% | 1,987 | -94.4% | 0.00% | -94.9% |
| AVTR | New | AVANTOR INC | $180,000 | – | 9,934 | +100.0% | 0.00% | – |
| GGT | New | GABELLI MULTIMEDIA TR INC | $97,000 | – | 12,213 | +100.0% | 0.00% | – |
| NVAX | New | NOVAVAX INC | $57,000 | – | 14,432 | +100.0% | 0.00% | – |
| PARR | Sell | PAR PACIFIC HOLDINGS INC | $69,000 | -79.8% | 2,972 | -80.2% | 0.00% | -75.0% |
| JWN | Buy | NORDSTROM INC | $99,000 | +35.6% | 2,440 | +12.1% | 0.00% | 0.0% |
| NKE | Buy | NIKE INCcl b | $68,000 | +70.0% | 676 | +57.9% | 0.00% | 0.0% |
| NR | Sell | NEWPARK RES INCput | $65,000 | -55.2% | 10,500 | -45.0% | 0.00% | -50.0% |
| BTU | New | PEABODY ENERGY CORP NEW | $108,000 | – | 11,943 | +100.0% | 0.00% | – |
| NPAWW | New | NEW PROVIDENCE ACQUISITIN CO*w exp 09/11/202 | $67,000 | – | 75,000 | +100.0% | 0.00% | – |
| JCPNQ | New | PENNEY J C CORP INCcall | $46,000 | – | 41,800 | +100.0% | 0.00% | – |
| WRLSR | PENSARE ACQUISITION CORPright 99/99/9999 | $44,000 | -2.2% | 153,375 | 0.0% | 0.00% | 0.0% | |
| PRFT | PERFICIENT INCput | $46,000 | +21.1% | 1,000 | 0.0% | 0.00% | – | |
| NAV | NAVISTAR INTL CORP NEW | $89,000 | +3.5% | 3,093 | 0.0% | 0.00% | 0.0% | |
| PYN | Buy | PIMCO NEW YORK MUN INCM FD 1 | $90,000 | +462.5% | 9,428 | +437.2% | 0.00% | – |
| PXD | Sell | PIONEER NAT RES CO | $60,000 | -74.8% | 400 | -78.9% | 0.00% | -66.7% |
| MR | MONTAGE RES CORP | $99,000 | +110.6% | 12,500 | 0.0% | 0.00% | 0.0% | |
| MRCC | Sell | MONROE CAP CORP | $105,000 | -59.9% | 9,705 | -61.0% | 0.00% | -66.7% |
| MU | MICRON TECHNOLOGY INCcall | $123,000 | +25.5% | 2,300 | 0.0% | 0.00% | 0.0% | |
| MXE | New | MEXICO EQUITY & INCOME FD | $94,000 | – | 8,163 | +100.0% | 0.00% | – |
| MRK | Sell | MERCK & CO INC | $100,000 | -66.8% | 1,101 | -69.2% | 0.00% | -75.0% |
| MCD | Buy | MCDONALDS CORP | $99,000 | +39.4% | 504 | +51.4% | 0.00% | 0.0% |
| MDRIQ | MCDERMOTT INTL INCcall | $59,000 | -66.7% | 87,800 | 0.0% | 0.00% | -50.0% | |
| MAR | Buy | MARRIOTT INTL INC NEWcl a | $99,000 | +39.4% | 657 | +14.9% | 0.00% | 0.0% |
| M | Buy | MACYS INC | $102,000 | +43.7% | 6,054 | +31.9% | 0.00% | 0.0% |
| MGU | New | MACQUARIE GLBL INFRA TOTL RE | $85,000 | – | 3,453 | +100.0% | 0.00% | – |
| PACQW | Buy | PURE ACQUISITION CORP*w exp 04/17/202 | $93,000 | +416.7% | 95,200 | +444.0% | 0.00% | – |
| PSTG | PURE STORAGE INCput | $116,000 | +0.9% | 6,800 | 0.0% | 0.00% | 0.0% | |
| LOW | Buy | LOWES COS INC | $98,000 | +40.0% | 826 | +29.5% | 0.00% | 0.0% |
| LACQW | Buy | LEISURE ACQUISITION CORP*w exp 12/05/201 | $99,000 | +70.7% | 96,501 | +24.0% | 0.00% | 0.0% |
| LEG | Buy | LEGGETT & PLATT INC | $98,000 | +40.0% | 1,940 | +12.1% | 0.00% | 0.0% |
| RARX | New | RA PHARMACEUTICALS INCput | $98,000 | – | 2,100 | +100.0% | 0.00% | – |
| LFACW | Buy | LF CAP ACQUISITION CORP*w exp 06/22/202 | $111,000 | +136.2% | 248,102 | +67.5% | 0.00% | 0.0% |
| LKQ | Buy | LKQ CORP | $98,000 | +40.0% | 2,761 | +23.5% | 0.00% | 0.0% |
| LB | Buy | L BRANDS INC | $99,000 | +33.8% | 5,481 | +43.9% | 0.00% | 0.0% |
| KTOS | KRATOS DEFENSE & SEC SOLUTIO | $117,000 | -2.5% | 6,500 | 0.0% | 0.00% | -50.0% | |
| KSS | Buy | KOHLS CORP | $99,000 | +39.4% | 1,952 | +36.3% | 0.00% | 0.0% |
| JE | JUST ENERGY GROUP INC | $64,000 | -28.9% | 38,200 | 0.0% | 0.00% | 0.0% | |
| JNPR | Sell | JUNIPER NETWORKS INC | $80,000 | -80.0% | 3,265 | -79.9% | 0.00% | -80.0% |
| JNJ | Sell | JOHNSON & JOHNSON | $100,000 | -66.3% | 690 | -70.0% | 0.00% | -75.0% |
| SLV | Sell | ISHARES SILVER TRUSTishares | $106,000 | -15.2% | 6,381 | -19.0% | 0.00% | -50.0% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $129,000 | -20.4% | 847 | -26.2% | 0.00% | -50.0% |
| ROST | Buy | ROSS STORES INC | $100,000 | +40.8% | 863 | +31.8% | 0.00% | 0.0% |
| EEM | Sell | ISHARES TRcall | $98,000 | -99.7% | 2,200 | -99.8% | 0.00% | -99.8% |
| RGT | Sell | ROYCE GLOBAL VALUE TR INC | $85,000 | -80.6% | 7,276 | -83.2% | 0.00% | -83.3% |
| RUBI | New | RUBICON PROJ INC | $107,000 | – | 13,178 | +100.0% | 0.00% | – |
| SBAC | New | SBA COMMUNICATIONS CORP NEWcl a | $90,000 | – | 377 | +100.0% | 0.00% | – |
| IONS | New | IONIS PHARMACEUTICALS INCput | $108,000 | – | 1,800 | +100.0% | 0.00% | – |
| IONS | New | IONIS PHARMACEUTICALS INCcall | $54,000 | – | 900 | +100.0% | 0.00% | – |
| VMO | New | INVESCO MUN OPPORTUNITY TR | $63,000 | – | 5,114 | +100.0% | 0.00% | – |
| INSUW | New | INSURANCE ACQUISITION CORP*w exp 03/31/202 | $89,000 | – | 75,000 | +100.0% | 0.00% | – |
| SAFM | Sell | SANDERSON FARMS INC | $123,000 | +1.7% | 700 | -12.5% | 0.00% | -50.0% |
| INO | Buy | INOVIO PHARMACEUTICALS INCput | $60,000 | +328.6% | 18,400 | +155.6% | 0.00% | – |
| ILPT | INDUSTRIAL LOGISTICS PPTYS T | $117,000 | +5.4% | 5,256 | 0.0% | 0.00% | 0.0% | |
| SAMAU | SCHULTZE SPL PURP ACQUSTN COunit 12/31/2023 | $113,000 | +1.8% | 10,800 | 0.0% | 0.00% | 0.0% | |
| IMGN | New | IMMUNOGEN INCput | $66,000 | – | 13,100 | +100.0% | 0.00% | – |
| IAG | IAMGOLD CORPcall | $74,000 | +10.4% | 19,900 | 0.0% | 0.00% | 0.0% | |
| CKH | New | SEACOR HOLDINGS INC | $44,000 | – | 1,036 | +100.0% | 0.00% | – |
| HD | Buy | HOME DEPOT INC | $98,000 | +25.6% | 452 | +33.7% | 0.00% | 0.0% |
| HLT | Buy | HILTON WORLDWIDE HLDGS INC | $99,000 | +41.4% | 893 | +17.5% | 0.00% | 0.0% |
| HPR | HIGHPOINT RES CORP | $62,000 | +6.9% | 37,032 | 0.0% | 0.00% | 0.0% | |
| SIRI | SIRIUS XM HLDGS INC | $100,000 | +14.9% | 14,055 | 0.0% | 0.00% | 0.0% | |
| HTA | Sell | HEALTHCARE TR AMER INCcl a new | $53,000 | -95.6% | 1,771 | -95.7% | 0.00% | -93.3% |
| HAS | Buy | HASBRO INC | $100,000 | +42.9% | 948 | +58.5% | 0.00% | 0.0% |
| HBI | Buy | HANESBRANDS INC | $99,000 | +37.5% | 6,732 | +41.4% | 0.00% | 0.0% |
| HCA | Sell | HCA HEALTHCARE INC | $100,000 | -66.1% | 681 | -72.2% | 0.00% | -75.0% |
| GTE | GRAN TIERRA ENERGY INC | $77,000 | +4.1% | 59,800 | 0.0% | 0.00% | 0.0% | |
| GMHIW | New | GORES METROPOULOS INC*w exp 01/28/202 | $74,000 | – | 50,000 | +100.0% | 0.00% | – |
| GPC | Buy | GENUINE PARTS CO | $99,000 | +39.4% | 936 | +29.8% | 0.00% | 0.0% |
| GPS | Buy | GAP INC | $98,000 | +38.0% | 5,590 | +36.3% | 0.00% | 0.0% |
| PVH | New | PVH CORP | $99,000 | – | 943 | +100.0% | 0.00% | – |
| TJX | Buy | TJX COS INC NEW | $99,000 | +39.4% | 1,636 | +27.9% | 0.00% | 0.0% |
| GDL | Buy | GDL FUND | $89,000 | +11.2% | 9,656 | +10.5% | 0.00% | 0.0% |
| FL | Buy | FOOT LOCKER INC | $97,000 | +31.1% | 2,495 | +44.7% | 0.00% | 0.0% |
| TPR | Buy | TAPESTRY INC | $100,000 | +38.9% | 3,727 | +34.3% | 0.00% | 0.0% |
| TGT | Sell | TARGET CORP | $98,000 | -97.4% | 770 | -97.8% | 0.00% | -97.9% |
| FLXN | Buy | FLEXION THERAPEUTICS INCput | $62,000 | +82.4% | 3,000 | +20.0% | 0.00% | – |
| EQIX | New | EQUINIX INC | $60,000 | – | 104 | +100.0% | 0.00% | – |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $100,000 | -66.8% | 310 | -70.0% | 0.00% | -75.0% |
| TIBRW | New | TIBERIUS ACQUISITION CORP*w exp 02/28/202 | $113,000 | – | 100,000 | +100.0% | 0.00% | – |
| TDW | Sell | TIDEWATER INC NEW | $52,000 | -60.0% | 2,698 | -68.7% | 0.00% | -50.0% |
| EBAY | Buy | EBAY INC | $99,000 | +43.5% | 2,748 | +53.2% | 0.00% | 0.0% |
| EIM | New | EATON VANCE MUN BD FD | $112,000 | – | 8,711 | +100.0% | 0.00% | – |
| DLTR | Buy | DOLLAR TREE INC | $101,000 | +42.3% | 1,076 | +72.4% | 0.00% | 0.0% |
| DG | Buy | DOLLAR GEN CORP NEW | $98,000 | +40.0% | 634 | +42.8% | 0.00% | 0.0% |
| SHLLWS | Buy | TORTOISE ACQUISITION CORP*w exp 03/04/202 | $48,000 | +6.7% | 103,872 | +38.5% | 0.00% | 0.0% |
| TSCO | Buy | TRACTOR SUPPLY CO | $99,000 | +41.4% | 1,069 | +37.1% | 0.00% | 0.0% |
| JDST | Buy | DIREXION SHS ETF TRdly jr gold 3x | $101,000 | +40.3% | 10,400 | +153.7% | 0.00% | 0.0% |
| TRMT | TREMONT MTG TR | $113,000 | +1.8% | 22,905 | 0.0% | 0.00% | 0.0% | |
| TRNEWS | Buy | TRINE ACQUISITION CORP*w exp 03/31/202 | $104,000 | +121.3% | 110,000 | +83.3% | 0.00% | 0.0% |
| FANG | Sell | DIAMONDBACK ENERGY INC | $92,000 | -48.6% | 1,000 | -50.0% | 0.00% | -50.0% |
| DEACW | New | DIAMOND EAGLE ACQUISITION CO*w exp 06/30/202 | $105,000 | – | 44,255 | +100.0% | 0.00% | – |
| TACO | New | DEL TACO RESTAURANTS INC | $65,000 | – | 8,247 | +100.0% | 0.00% | – |
| DRI | Buy | DARDEN RESTAURANTS INC | $78,000 | +11.4% | 720 | +20.6% | 0.00% | 0.0% |
| UDR | Sell | UDR INC | $121,000 | -88.6% | 2,606 | -88.1% | 0.00% | -92.3% |
| ULTA | Buy | ULTA BEAUTY INC | $99,000 | +35.6% | 395 | +33.9% | 0.00% | 0.0% |
| UAA | New | UNDER ARMOUR INCcl a | $100,000 | – | 4,645 | +100.0% | 0.00% | – |
| KSM | Sell | DWS STRATEGIC MUN INCOME TR | $104,000 | -3.7% | 8,836 | -2.8% | 0.00% | 0.0% |
| DHY | New | CREDIT SUISSE HIGH YLD BND Fsh ben int | $109,000 | – | 43,908 | +100.0% | 0.00% | – |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $56,000 | – | 5,042 | +100.0% | 0.00% | – |
| New | US ECOLOGY INC | $75,000 | – | 1,312 | +100.0% | 0.00% | – | |
| VFC | Buy | V F CORP | $100,000 | +376.2% | 1,011 | +326.6% | 0.00% | – |
| COP | CONOCOPHILLIPS | $85,000 | +14.9% | 1,310 | 0.0% | 0.00% | 0.0% | |
| VERBW | Sell | VERB TECHNOLOGY CO INC*w exp 03/14/202 | $79,000 | -31.9% | 176,744 | -44.8% | 0.00% | 0.0% |
| CFX | Sell | COLFAX CORPput | $72,000 | 0.0% | 2,000 | -20.0% | 0.00% | 0.0% |
| CBBPRB | Sell | CINCINNATI BELL INC NEWpfd cv dep1/20 | $112,000 | -93.8% | 2,366 | -95.7% | 0.00% | -95.7% |
| CHGG | New | CHEGG INCput | $49,000 | – | 1,300 | +100.0% | 0.00% | – |
| VGI | New | VIRTUS GLOBAL MULTI-SEC INC | $109,000 | – | 8,789 | +100.0% | 0.00% | – |
| CX | CEMEX SAB DE CVput | $113,000 | -3.4% | 30,000 | 0.0% | 0.00% | 0.0% | |
| CX | CEMEX SAB DE CVspon adr new | $99,000 | -3.9% | 26,413 | 0.0% | 0.00% | 0.0% | |
| CARO | New | CAROLINA FINL CORP NEW | $118,000 | – | 2,744 | +100.0% | 0.00% | – |
| KMX | Buy | CARMAX INC | $67,000 | +34.0% | 765 | +34.2% | 0.00% | 0.0% |
| CRCM | New | CARE COM INC | $59,000 | – | 3,970 | +100.0% | 0.00% | – |
| CMO | New | CAPSTEAD MTG CORP | $115,000 | – | 14,601 | +100.0% | 0.00% | – |
| CNQ | Sell | CANADIAN NAT RES LTD | $93,000 | -89.5% | 2,899 | -91.3% | 0.00% | -90.9% |
| CDK | Sell | CDK GLOBAL INCput | $71,000 | -97.6% | 1,300 | -97.9% | 0.00% | -97.4% |
| BKNG | New | BOOKING HLDGS INC | $102,000 | – | 50 | +100.0% | 0.00% | – |
| SBI | Sell | WESTERN ASSET INTM MUNI FD I | $105,000 | -76.5% | 11,570 | -76.3% | 0.00% | -83.3% |
| HRB | Buy | BLOCK H & R INC | $99,000 | +41.4% | 4,227 | +41.0% | 0.00% | 0.0% |
| MNE | New | BLACKROCK MUNI N Y INTER DUR | $109,000 | – | 7,115 | +100.0% | 0.00% | – |
| WW | WW INTL INCcall | $64,000 | 0.0% | 1,700 | 0.0% | 0.00% | 0.0% | |
| MIY | Sell | BLACKROCK MUNIYLD MICH QLTY | $83,000 | -65.3% | 5,898 | -65.4% | 0.00% | -66.7% |
| MUH | Sell | BLACKROCK MUNIHLDGS FD II IN | $55,000 | -81.4% | 3,636 | -81.4% | 0.00% | -75.0% |
| YUM | Buy | YUM BRANDS INC | $99,000 | +39.4% | 988 | +57.6% | 0.00% | 0.0% |
| ACTTW | Buy | ACT II GLOBAL ACQUISITION CO*w exp 04/30/202 | $89,000 | +93.5% | 89,600 | +79.2% | 0.00% | 0.0% |
| AVTR | Sell | AVANTOR INCput | $92,000 | -80.0% | 5,100 | -83.8% | 0.00% | -83.3% |
| AZO | Buy | AUTOZONE INC | $96,000 | +100.0% | 81 | +80.0% | 0.00% | 0.0% |
| BROGW | New | BROOGE HLDGS LTD*w exp 12/20/202 | $55,000 | – | 74,700 | +100.0% | 0.00% | – |
| CPRI | Buy | CAPRI HOLDINGS LIMITED | $99,000 | +39.4% | 2,604 | +20.4% | 0.00% | 0.0% |
| AT | ATLANTIC PWR CORP | $50,000 | -2.0% | 21,832 | 0.0% | 0.00% | 0.0% | |
| CMPR | New | CIMPRESS PLCput | $125,000 | – | 1,000 | +100.0% | 0.00% | – |
| CLVT | Buy | CLARIVATE ANALYTICS PLC | $104,000 | +258.6% | 6,213 | +254.8% | 0.00% | – |
| DDMXU | DD3 ACQUISITION CORPunit 10/12/2023 | $108,000 | +4.9% | 10,000 | 0.0% | 0.00% | 0.0% | |
| JFKKR | 8I ENTERPRISES ACQUISITIN COright 10/29/2020 | $88,000 | -12.0% | 231,240 | 0.0% | 0.00% | 0.0% | |
| APHA | Buy | APHRIA INC | $84,000 | +21.7% | 16,183 | +20.8% | 0.00% | 0.0% |
| ANTM | New | ANTHEM INC | $60,000 | – | 201 | +100.0% | 0.00% | – |
| AMGN | New | AMGEN INC | $99,000 | – | 412 | +100.0% | 0.00% | – |
| AMT | New | AMERICAN TOWER CORP NEW | $124,000 | – | 543 | +100.0% | 0.00% | – |
| AMBC | Sell | AMBAC FINL GROUP INC | $55,000 | -45.0% | 2,574 | -49.8% | 0.00% | 0.0% |
| HZNP | HORIZON THERAPEUTICS PUB LTD | $90,000 | +32.4% | 2,500 | 0.0% | 0.00% | 0.0% | |
| AYX | Sell | ALTERYX INCput | $50,000 | -92.9% | 500 | -92.4% | 0.00% | -88.9% |
| ALTR | Sell | ALTAIR ENGR INCcall | $50,000 | -41.9% | 1,400 | -44.0% | 0.00% | 0.0% |
| LHCWS | LEO HOLDINGS CORP*w exp 02/07/202 | $94,000 | -10.5% | 142,500 | 0.0% | 0.00% | 0.0% | |
| MDT | Sell | MEDTRONIC PLC | $100,000 | -66.4% | 882 | -67.9% | 0.00% | -75.0% |
| ARE | Buy | ALEXANDRIA REAL ESTATE EQ IN | $122,000 | +542.1% | 758 | +487.6% | 0.00% | – |
| RPLAWS | Buy | REPLAY ACQUISITION CORP*w exp 03/01/202 | $98,000 | +42.0% | 117,500 | +27.0% | 0.00% | 0.0% |
| SSPKW | New | SILVER SPIKE ACQUISITION COR*w exp 08/02/202 | $75,000 | – | 187,800 | +100.0% | 0.00% | – |
| AERI | New | AERIE PHARMACEUTICALS INCput | $60,000 | – | 2,500 | +100.0% | 0.00% | – |
| AAP | Buy | ADVANCE AUTO PARTS INC | $100,000 | +38.9% | 626 | +42.3% | 0.00% | 0.0% |
| WLTW | Sell | WILLIS TOWERS WATSON PUB LTD | $79,000 | -79.9% | 395 | -80.7% | 0.00% | -80.0% |
| ABT | Sell | ABBOTT LABS | $99,000 | -67.2% | 1,148 | -68.3% | 0.00% | -75.0% |
| OCSI | Buy | OAKTREE STRATEGIC INCOME COR | $109,000 | +179.5% | 13,430 | +181.6% | 0.00% | – |
| ORLY | Buy | O REILLY AUTOMOTIVE INC NEW | $98,000 | +38.0% | 224 | +25.1% | 0.00% | 0.0% |
| NTX | Sell | NUVEEN TEXAS QLTY MUN INCME | $120,000 | -82.0% | 8,419 | -82.4% | 0.00% | -87.5% |
| JHY | New | NUVEEN HIGH INCOME 2020 TARG | $69,000 | – | 7,155 | +100.0% | 0.00% | – |
| SCPEWS | New | SC HEALTH CORP*w exp 99/99/999 | $30,000 | – | 31,250 | +100.0% | 0.00% | – |
| FMN | New | FEDERATED PREM MUN INC FD | $15,000 | – | 1,097 | +100.0% | 0.00% | – |
| FSLR | FIRST SOLAR INC | $2,000 | 0.0% | 39 | 0.0% | 0.00% | – | |
| TECK | Sell | TECK RESOURCES LTDcl b | $3,000 | -99.8% | 200 | -99.8% | 0.00% | -100.0% |
| CBLAQ | CBL & ASSOC PPTYS INCput | $11,000 | -21.4% | 11,100 | 0.0% | 0.00% | – | |
| CBLAQ | CBL & ASSOC PPTYS INCcall | $18,000 | -18.2% | 17,500 | 0.0% | 0.00% | – | |
| FEO | Sell | FIRST TR/ABERDEEN EMERG OPT | $0 | -100.0% | 16 | -99.9% | 0.00% | -100.0% |
| FIVN | New | FIVE9 INCput | $32,000 | – | 500 | +100.0% | 0.00% | – |
| BWMCW | Sell | BOXWOOD MERGER CORP*w exp 11/26/202 | $27,000 | -15.6% | 45,096 | -3.8% | 0.00% | – |
| MHF | Buy | WESTERN ASSET MUN HI INCM FD | $28,000 | +833.3% | 3,781 | +845.2% | 0.00% | – |
| WIW | Sell | WESTERN AST INFL LKD OPP & I | $10,000 | -99.2% | 937 | -99.2% | 0.00% | -100.0% |
| PAI | New | WESTERN ASSET INVESTMENT GRA | $8,000 | – | 540 | +100.0% | 0.00% | – |
| TISI | Sell | TEAM INCput | $15,000 | -98.3% | 1,000 | -98.0% | 0.00% | -100.0% |
| BLUE | BLUEBIRD BIO INC | $7,000 | -12.5% | 88 | 0.0% | 0.00% | – | |
| WY | Buy | WEYERHAEUSER CO | $31,000 | +3000.0% | 1,038 | +2561.5% | 0.00% | – |
| New | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $15,000 | – | 15,000 | +100.0% | 0.00% | – | |
| WHLR | WHEELER REAL ESTATE INVT TR | $5,000 | 0.0% | 3,269 | 0.0% | 0.00% | – | |
| F | FORD MTR CO DELput | $15,000 | 0.0% | 1,700 | 0.0% | 0.00% | – | |
| BLNKW | Sell | BLINK CHARGING CO*w exp 01/31/202 | $4,000 | -69.2% | 11,277 | -62.7% | 0.00% | – |
| FMCI | Sell | FORUM MERGER II CORPcl a | $2,000 | -99.9% | 227 | -99.9% | 0.00% | -100.0% |
| BSL | New | BLACKSTONE GSO FLTING RTE FU | $37,000 | – | 2,329 | +100.0% | 0.00% | – |
| FMCIW | Sell | FORUM MERGER II CORP*w exp 09/30/202 | $13,000 | -69.0% | 28,815 | -59.5% | 0.00% | -100.0% |
| WWE | WORLD WRESTLING ENTMT INCput | $12,000 | -14.3% | 200 | 0.0% | 0.00% | – | |
| WYNN | New | WYNN RESORTS LTD | $36,000 | – | 260 | +100.0% | 0.00% | – |
| FTRCQ | FRONTIER COMMUNICATIONS CORP | $32,000 | +3.2% | 36,041 | 0.0% | 0.00% | – | |
| SUI | New | SUN CMNTYS INC | $26,000 | – | 174 | +100.0% | 0.00% | – |
| SYK | New | STRYKER CORP | $20,000 | – | 96 | +100.0% | 0.00% | – |
| SCM | Sell | STELLUS CAP INVT CORP | $24,000 | -82.0% | 1,731 | -82.3% | 0.00% | -100.0% |
| BHV | New | BLACKROCK VA MUNICIPAL BOND | $17,000 | – | 1,066 | +100.0% | 0.00% | – |
| GILD | GILEAD SCIENCES INC | $1,000 | 0.0% | 19 | 0.0% | 0.00% | – | |
| PHGEWS | New | BIOMX INC*w exp 10/16/202 | $7,000 | – | 16,066 | +100.0% | 0.00% | – |
| GRAFWS | GRAF INDL CORP*w exp 12/31/202 | $21,000 | +10.5% | 50,000 | 0.0% | 0.00% | – | |
| GPORQ | GULFPORT ENERGY CORPcall | $15,000 | +15.4% | 5,000 | 0.0% | 0.00% | – | |
| SPPP | New | SPROTT PHYSICAL PLAT PALLADunit | $4,000 | – | 321 | +100.0% | 0.00% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $17,000 | – | 79 | +100.0% | 0.00% | – |
| BHC | BAUSCH HEALTH COS INCcall | $5,000 | +25.0% | 200 | 0.0% | 0.00% | – | |
| PHYS | New | SPROTT PHYSICAL GOLD TRUSTunit | $6,000 | – | 518 | +100.0% | 0.00% | – |
| SPPI | SPECTRUM PHARMACEUTICALS INC | $0 | – | 109 | 0.0% | 0.00% | – | |
| HCHC | Sell | HC2 HLDGS INCput | $1,000 | -98.3% | 800 | -96.8% | 0.00% | -100.0% |
| ZNGA | New | ZYNGA INCcall | $30,000 | – | 5,000 | +100.0% | 0.00% | – |
| HPS | New | HANCOCK JOHN PFD INCOME FD I | $31,000 | – | 1,647 | +100.0% | 0.00% | – |
| BIDU | Sell | BAIDU INCspon adr rep a | $31,000 | -92.9% | 250 | -94.1% | 0.00% | -100.0% |
| SMMCW | Sell | SOUTH MTN MERGER CORP*w exp 06/20/202 | $16,000 | -74.6% | 18,125 | -75.8% | 0.00% | -100.0% |
| BRPMWS | New | B RILEY PRINCIPAL MERGER COR*w exp 04/08/202 | $16,000 | – | 20,200 | +100.0% | 0.00% | – |
| AVP | Sell | AVON PRODS INC | $43,000 | -97.3% | 7,657 | -97.9% | 0.00% | -100.0% |
| CUBA | New | HERZFELD CARIBBEAN BASIN FD | $30,000 | – | 4,545 | +100.0% | 0.00% | – |
| NOW | SERVICENOW INC | $41,000 | +10.8% | 147 | 0.0% | 0.00% | – | |
| HST | Sell | HOST HOTELS & RESORTS INC | $29,000 | -98.8% | 1,590 | -98.9% | 0.00% | -100.0% |
| HOV | Sell | HOVNANIAN ENTERPRISES INCcl a new | $5,000 | -98.6% | 251 | -98.6% | 0.00% | -100.0% |
| ANDAW | New | ANDINA ACQUISITION CORP III*w exp 07/31/202 | $14,000 | – | 71,400 | +100.0% | 0.00% | – |
| ANDAR | ANDINA ACQUISITION CORP IIIright 07/31/2020 | $2,000 | -33.3% | 10,000 | 0.0% | 0.00% | – | |
| BIOXWS | Sell | BIOCERES CROP SOLUTIONS CORP*w exp 03/14/202 | $14,000 | -60.0% | 91,815 | -11.5% | 0.00% | – |
| HBM | HUDBAY MINERALS INC | $8,000 | +14.3% | 2,000 | 0.0% | 0.00% | – | |
| ACB | New | AURORA CANNABIS INC | $31,000 | – | 14,500 | +100.0% | 0.00% | – |
| IAG | Buy | IAMGOLD CORP | $14,000 | +75.0% | 3,866 | +63.4% | 0.00% | – |
| CKH | New | SEACOR HOLDINGS INCput | $17,000 | – | 400 | +100.0% | 0.00% | – |
| SAMAW | SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202 | $34,000 | +9.7% | 90,100 | 0.0% | 0.00% | – | |
| INSI | New | INSIGHT SELECT INCOME FD | $10,000 | – | 525 | +100.0% | 0.00% | – |
| SAIL | SAILPOINT TECHNLGIES HLDGS Iput | $42,000 | +27.3% | 1,800 | 0.0% | 0.00% | – | |
| SSRM | Sell | SSR MNG INCput | $38,000 | -93.1% | 2,000 | -94.7% | 0.00% | -100.0% |
| IBM | INTERNATIONAL BUSINESS MACHS | $0 | – | 5 | 0.0% | 0.00% | – | |
| DDMXW | Sell | DD3 ACQUISITION CORP*w exp 10/20/202 | $34,000 | +25.9% | 78,000 | -2.5% | 0.00% | – |
| AXDX | Exit | ACCELERATE DIAGNOSTICS INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| VGM | New | INVESCO TR INVT GRADE MUNS | $31,000 | – | 2,459 | +100.0% | 0.00% | – |
| NVTA | INVITAE CORPput | $8,000 | -11.1% | 500 | 0.0% | 0.00% | – | |
| MAA | New | MID AMER APT CMNTYS INC | $30,000 | – | 232 | +100.0% | 0.00% | – |
| APA | APACHE CORP | $0 | – | 12 | 0.0% | 0.00% | – | |
| JCPNQ | New | PENNEY J C CORP INC | $3,000 | – | 3,000 | +100.0% | 0.00% | – |
| AR | Sell | ANTERO RES CORP | $17,000 | -95.5% | 6,199 | -95.0% | 0.00% | -100.0% |
| ARYAW | New | ARYA SCIENCES ACQUISITION CO*w exp 10/10/202 | $20,000 | – | 11,951 | +100.0% | 0.00% | – |
| FLLCW | New | FELLAZO INC*w exp 05/15/202 | $7,000 | – | 150,000 | +100.0% | 0.00% | – |
| FLLCR | New | FELLAZO INCright 05/26/2026 | $25,000 | – | 150,000 | +100.0% | 0.00% | – |
| ROSWQ | Sell | ROSEHILL RES INC*w exp 04/27/202 | $3,000 | -50.0% | 35,389 | -0.6% | 0.00% | – |
| ALACW | ALBERTON ACQUISITION CORP*w exp 04/26/202 | $4,000 | -50.0% | 72,445 | 0.0% | 0.00% | – | |
| ALACR | ALBERTON ACQUISITION CORPright 10/04/2020 | $2,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | |
| FOLD | AMICUS THERAPEUTICS INC | $38,000 | +22.6% | 3,951 | 0.0% | 0.00% | – | |
| PAACR | Buy | PROFICIENT ALPHA ACQUSTN CORright 04/30/2026 | $21,000 | +133.3% | 123,826 | +153.6% | 0.00% | – |
| PAACW | Buy | PROFICIENT ALPHA ACQUSTN COR*w exp 04/30/202 | $31,000 | +342.9% | 210,000 | +90.9% | 0.00% | – |
| PTON | New | PELOTON INTERACTIVE INC | $20,000 | – | 710 | +100.0% | 0.00% | – |
| ALTUS MIDSTREAM COcl a | $22,000 | +4.8% | 7,715 | 0.0% | 0.00% | – | ||
| HCCHW | New | HL ACQUISITIONS CORP*w exp 06/21/202 | $7,000 | – | 20,000 | +100.0% | 0.00% | – |
| HCCHR | New | HL ACQUISITIONS CORPright 07/17/2023 | $18,000 | – | 75,000 | +100.0% | 0.00% | – |
| PRIORITY TECHNOLOGY HLDGS IN | $0 | -100.0% | 292 | 0.0% | 0.00% | – | ||
| HHHHW | WEALTHBRIDGE ACQUISITION LTD*w exp 01/31/202 | $3,000 | -40.0% | 40,000 | 0.0% | 0.00% | – | |
| OPESW | Buy | OPES ACQUISITION CORP*w exp 03/13/202 | $16,000 | +77.8% | 90,000 | +80.0% | 0.00% | – |
| OPK | OPKO HEALTH INC | $9,000 | -30.8% | 6,336 | 0.0% | 0.00% | – | |
| OPK | OPKO HEALTH INCput | $2,000 | -33.3% | 1,900 | 0.0% | 0.00% | – | |
| ALSN | New | ALLISON TRANSMISSION HLDGS Iput | $24,000 | – | 500 | +100.0% | 0.00% | – |
| JIHWS | New | JUNIPER INDL HLDGS INC*w exp 11/13/202 | $1,000 | – | 2,400 | +100.0% | 0.00% | – |
| LOACW | LONGEVITY ACQUISITION CORP*w exp 07/31/202 | $5,000 | 0.0% | 60,000 | 0.0% | 0.00% | – | |
| KBLMW | Buy | KBL MERGER CORP IV*w exp 01/15/202 | $9,000 | +80.0% | 114,200 | +77.9% | 0.00% | – |
| NLNK | NEWLINK GENETICS CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| ALGRW | Sell | ALLEGRO MERGER CORP*w exp 01/06/202 | $6,000 | -68.4% | 34,000 | -59.5% | 0.00% | – |
| KBLMR | KBL MERGER CORP IVright 04/09/2020 | $14,000 | -12.5% | 93,753 | 0.0% | 0.00% | – | |
| KHC | KRAFT HEINZ CO | $5,000 | +25.0% | 175 | 0.0% | 0.00% | – | |
| NESRW | Sell | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $2,000 | -75.0% | 2,947 | -86.4% | 0.00% | – |
| NUO | New | NUVEEN OHIO QLTY MUN INCOME | $29,000 | – | 1,905 | +100.0% | 0.00% | – |
| PACKWS | Sell | RANPAK HLDGS CORP*w exp 06/03/202 | $39,000 | +34.5% | 36,785 | -4.7% | 0.00% | – |
| OACWS | New | OAKTREE ACQUISITION CORP*w exp 99/99/999 | $18,000 | – | 19,196 | +100.0% | 0.00% | – |
| OACU | Sell | OAKTREE ACQUISITION CORPunit 99/99/9999 | $15,000 | -99.3% | 1,550 | -99.2% | 0.00% | -100.0% |
| PACK | Sell | RANPAK HLDGS CORP | $9,000 | -76.3% | 1,128 | -82.3% | 0.00% | – |
| PICWS | New | PIVOTAL INVT CORP II*w exp 06/01/202 | $15,000 | – | 20,000 | +100.0% | 0.00% | – |
| AKAM | AKAMAI TECHNOLOGIES INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| Buy | FALCON MINERALS CORP*w exp 07/21/202 | $5,000 | +25.0% | 17,301 | +31.1% | 0.00% | – | |
| SIG | SIGNET JEWELERS LIMITED | $11,000 | +37.5% | 511 | 0.0% | 0.00% | – | |
| RMGWS | RMG ACQUISITION CORP*w exp 02/21/202 | $4,000 | -20.0% | 7,333 | 0.0% | 0.00% | – | |
| SFTWWS | New | OSPREY TECHNLGY AQUISTION CO*w exp 10/30/202 | $22,000 | – | 25,000 | +100.0% | 0.00% | – |
| LCAHU | Sell | LANDCADIA HLDGS II INCunit 05/09/2026 | $34,000 | -99.3% | 3,363 | -99.3% | 0.00% | -100.0% |
| LVS | LAS VEGAS SANDS CORP | $2,000 | +100.0% | 29 | 0.0% | 0.00% | – | |
| LGCWS | LEGACY ACQUISITION CORP*w exp 11/30/202 | $8,000 | +60.0% | 16,300 | 0.0% | 0.00% | – | |
| AGFSW | Buy | AGROFRESH SOLUTIONS*w exp 07/31/202 | $0 | – | 36,147 | +19.9% | 0.00% | – |
| LNC | LINCOLN NATL CORP IND | $39,000 | -2.5% | 675 | 0.0% | 0.00% | -100.0% | |
| TKKSW | Buy | TKK SYMPHONY ACQUISITION COR*w exp 02/20/202 | $14,000 | +16.7% | 234,400 | +74.4% | 0.00% | – |
| TKKSR | Buy | TKK SYMPHONY ACQUISITION CORright 02/20/2020 | $28,000 | +115.4% | 115,198 | +110.2% | 0.00% | – |
| PHUNW | New | PHUNWARE INC*w exp 12/26/202 | $0 | – | 3,563 | +100.0% | 0.00% | – |
| ADXS | ADVAXIS INC | $0 | – | 119 | 0.0% | 0.00% | – | |
| MGM | Sell | MGM RESORTS INTERNATIONAL | $38,000 | -44.9% | 1,153 | -54.1% | 0.00% | -100.0% |
| PACB | Sell | PACIFIC BIOSCIENCES CALIF IN | $0 | -100.0% | 100 | -99.8% | 0.00% | -100.0% |
| MMLP | New | MARTIN MIDSTREAM PRTNRS L Pput | $25,000 | – | 6,300 | +100.0% | 0.00% | – |
| PHUN | PHUNWARE INC | $0 | – | 555 | 0.0% | 0.00% | – | |
| ARAY | New | ACCURAY INCput | $9,000 | – | 3,500 | +100.0% | 0.00% | – |
| ACELWS | New | ACCEL ENTMT INC*w exp 11/20/202 | $5,000 | – | 1,971 | +100.0% | 0.00% | – |
| SONGW | Buy | AKAZOO SA*w exp 09/11/202 | $8,000 | – | 16,527 | +1552.7% | 0.00% | – |
| ACAMW | Sell | ACAMAR PARTNERS ACQSITION CO*w exp 02/26/202 | $31,000 | -16.2% | 42,700 | -14.6% | 0.00% | – |
| MDRIQ | Sell | MCDERMOTT INTL INC | $26,000 | -89.3% | 39,024 | -67.6% | 0.00% | -100.0% |
| MDRIQ | Sell | MCDERMOTT INTL INCput | $20,000 | -91.2% | 30,700 | -72.6% | 0.00% | -100.0% |
| MFACWS | MEGALITH FINL ACQUISITION CO*w exp 08/26/202 | $8,000 | -11.1% | 25,000 | 0.0% | 0.00% | – | |
| MYL | MYLAN N V | $0 | – | 17 | 0.0% | 0.00% | – | |
| FCO | New | ABERDEEN GLOBAL INCOME FD IN | $1,000 | – | 200 | +100.0% | 0.00% | – |
| MCMJW | New | MERIDA MERGER CORP I*w exp 11/07/202 | $23,000 | – | 46,200 | +100.0% | 0.00% | – |
| WRLSW | PENSARE ACQUISITION CORP*w exp 07/27/202 | $0 | – | 2,587 | 0.0% | 0.00% | – | |
| AMCIW | Sell | AMCI ACQUISITION CORP*w exp 05/20/202 | $15,000 | -11.8% | 49,800 | -0.4% | 0.00% | – |
| CXH | New | MFS INVT GRADE MUN TRsh ben int | $4,000 | – | 500 | +100.0% | 0.00% | – |
| Exit | DERMTECH INC*w exp 08/29/202 | $0 | – | -67,000 | -100.0% | 0.00% | – | |
| NCLH | Exit | NORWEGIAN CRUISE LINE HLDG L | $0 | – | -211 | -100.0% | 0.00% | – |
| SMH | Exit | VANECK VECTORS ETF TRsemiconductor et | $0 | – | -100 | -100.0% | 0.00% | – |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -344 | -100.0% | 0.00% | – |
| MFM | Exit | MFS MUN INCOME TRsh ben int | $0 | – | -2,816 | -100.0% | 0.00% | – |
| THWWW | Exit | TARGET HOSPITALITY CORP*w exp 03/15/202 | $0 | – | -323 | -100.0% | 0.00% | – |
| WPX | Exit | WPX ENERGY INC | $0 | – | -434 | -100.0% | 0.00% | – |
| OTIVF | Exit | ON TRACK INNOVATION LTD | $0 | – | -30,000 | -100.0% | 0.00% | – |
| DFBHU | Exit | DFB HEALTHCARE ACQUISTION COunit 01/30/2023 | $0 | – | -2,000 | -100.0% | 0.00% | – |
| FXA | Exit | INVESCO CURNCYSHS AUSTRLA DLaustralian dol | $0 | – | -100 | -100.0% | 0.00% | – |
| MTFBW | Exit | MOTIF BIO PLC*w exp 11/09/202 | $0 | – | -17,177 | -100.0% | 0.00% | – |
| FG | Exit | FGL HLDGS | $0 | – | -4,278 | -100.0% | 0.00% | – |
| QEP | Exit | QEP RES INC | $0 | – | -1,500 | -100.0% | 0.00% | – |
| FET | Exit | FORUM ENERGY TECHNOLOGIES IN | $0 | – | -1,447 | -100.0% | 0.00% | – |
| ABEOW | Exit | ABEONA THERAPEUTICS INC*w exp 12/24/201 | $0 | – | -6,700 | -100.0% | 0.00% | – |
| MNCLW | Exit | MONOCLE ACQUISITION CORP*w exp 12/06/202 | $0 | – | -40,000 | -100.0% | 0.00% | – |
| RTRX | Exit | RETROPHIN INCput | $0 | – | -1,600 | -100.0% | 0.00% | – |
| SLNG | Exit | STABILIS ENERGY INC | $0 | – | -3,589 | -100.0% | 0.00% | – |
| HIE | Exit | MILLER HOWARD HIGH INC EQTY | $0 | – | -2,878 | -100.0% | 0.00% | – |
| VSTWSA | Exit | VISTRA ENERGY CORP*w exp 02/02/202 | $0 | – | -7,019 | -100.0% | 0.00% | – |
| BLBD | Exit | BLUE BIRD CORP | $0 | – | -491 | -100.0% | 0.00% | – |
| LAZY | Exit | LAZYDAYS HLDGS INC | $0 | – | -1,434 | -100.0% | 0.00% | – |
| TPGHWS | Exit | TPG PACE HLDGS CORP*w exp 06/27/202 | $0 | – | -8,923 | -100.0% | 0.00% | – |
| NUM | Exit | NUVEEN MICHIGAN QLT MUN INC | $0 | – | -473 | -100.0% | 0.00% | – |
| STNL | Exit | SENTINEL ENERGY SVCS INCcl a | $0 | – | -3,724 | -100.0% | 0.00% | – |
| FET | Exit | FORUM ENERGY TECHNOLOGIES INput | $0 | – | -2,400 | -100.0% | 0.00% | – |
| CVRS | Exit | CORINDUS VASCULAR ROBOTICS I | $0 | – | -4,000 | -100.0% | 0.00% | – |
| NFINW | Exit | NETFIN ACQUISITION CORP*w exp 08/01/202 | $0 | – | -100,000 | -100.0% | 0.00% | – |
| IAU | Exit | ISHARES GOLD TRUSTishares | $0 | – | -1,300 | -100.0% | 0.00% | – |
| DSKE | Exit | DASEKE INCput | $0 | – | -2,100 | -100.0% | 0.00% | – |
| SENS | Exit | SENSEONICS HLDGS INCput | $0 | – | -14,900 | -100.0% | 0.00% | – |
| IPOAWS | Exit | SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202 | $0 | – | -15,003 | -100.0% | 0.00% | – |
| FTF | Exit | FRANKLIN LTD DURATION INC TR | $0 | – | -200 | -100.0% | 0.00% | – |
| NXN | Exit | NUVEEN NY SELECT TAX FREE PRsh ben int | $0 | – | -388 | -100.0% | 0.00% | – |
| UBNK | Exit | UNITED FINL BANCORP INC NEW | $0 | – | -500 | -100.0% | 0.00% | – |
| GRUB | Exit | GRUBHUB INC | $0 | – | -77 | -100.0% | 0.00% | – |
| GPAQW | Exit | GORDON POINTE ACQUISITION CO*w exp 07/30/202 | $0 | – | -50,000 | -100.0% | 0.00% | – |
| CRCQQ | Exit | CALIFORNIA RES CORP | $0 | – | -3,245 | -100.0% | 0.00% | – |
| NPN | Exit | NUVEEN PA MUN VALUE FD | $0 | – | -206 | -100.0% | 0.00% | – |
| STNLW | Exit | SENTINEL ENERGY SVCS INC*w exp 11/02/202 | $0 | – | -57,808 | -100.0% | 0.00% | – |
| BTT | Exit | BLACKROCK MUN 2030 TAR TERM | $0 | – | -1,345 | -100.0% | 0.00% | – |
| RL | Exit | RALPH LAUREN CORPcl a | $0 | – | -104 | -100.0% | 0.00% | – |
| UVE | UNIVERSAL INS HLDGS INC | $1,000 | 0.0% | 63 | 0.0% | 0.00% | – | |
| ADILW | Exit | ADIAL PHARMACEUTICALS INC*w exp 07/31/202 | $0 | – | -627 | -100.0% | 0.00% | – |
| CMI | CUMMINS INC | $14,000 | +7.7% | 81 | 0.0% | 0.00% | – | |
| VLO | VALERO ENERGY CORP NEW | $5,000 | 0.0% | 62 | 0.0% | 0.00% | – | |
| UNTCQ | Sell | UNIT CORPput | $4,000 | -98.3% | 6,600 | -90.7% | 0.00% | -100.0% |
| CPAAW | New | CONYERS PK II ACQUISITION CO*w exp 07/18/202 | $19,000 | – | 10,297 | +100.0% | 0.00% | – |
| OIH | VANECK VECTORS ETF TRUSTput | $22,000 | +15.8% | 1,700 | 0.0% | 0.00% | – | |
| CTRA | Buy | CONTURA ENERGY INC | $17,000 | -22.7% | 1,929 | +144.2% | 0.00% | – |
| DSKE | Sell | DASEKE INC | $6,000 | -53.8% | 2,172 | -59.8% | 0.00% | – |
| DSKEW | Buy | DASEKE INC*w exp 02/27/202 | $4,000 | +33.3% | 36,181 | +43.6% | 0.00% | – |
| TACOW | Sell | DEL TACO RESTAURANTS INC*w exp 06/30/202 | $10,000 | -88.4% | 105,349 | -15.8% | 0.00% | -100.0% |
| DK | DELEK US HLDGS INC NEW | $30,000 | -6.2% | 900 | 0.0% | 0.00% | – | |
| COMM | COMMSCOPE HLDG CO INC | $23,000 | +21.1% | 1,665 | 0.0% | 0.00% | – | |
| PPLT | Exit | ABERDEEN STD PLATINUM ETF TR | $0 | – | -200 | -100.0% | 0.00% | – |
| GLACW | Exit | GREENLAND ACQUISITIN CORPORA*w exp 03/03/202 | $0 | – | -85,000 | -100.0% | 0.00% | – |
| TPC | Sell | TUTOR PERINI CORPput | $37,000 | -83.4% | 2,900 | -81.4% | 0.00% | -100.0% |
| LNG | CHENIERE ENERGY INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| CTACU | New | CHASERG TECHNLGY ACQUISITN Cunit 09/30/2023 | $8,000 | – | 700 | +100.0% | 0.00% | – |
| CTACW | Sell | CHASERG TECHNLGY ACQUISITN C*w exp 04/10/202 | $11,000 | -72.5% | 5,000 | -89.1% | 0.00% | -100.0% |
| SPCE | New | VIRGIN GALACTIC HOLDINGS INCput | $6,000 | – | 600 | +100.0% | 0.00% | – |
| CHTR | CHARTER COMMUNICATIONS INC Ncl a | $2,000 | 0.0% | 6 | 0.0% | 0.00% | – | |
| NUGT | DIREXION SHS ETF TRdly gold indx 3x | $31,000 | +24.0% | 900 | 0.0% | 0.00% | – | |
| GRF | Sell | EAGLE CAP GROWTH FD INC | $39,000 | -11.4% | 4,878 | -13.0% | 0.00% | -100.0% |
| EDTXW | New | EDTECHX HLDGS ACQUISITION CO*w exp 12/31/202 | $36,000 | – | 99,900 | +100.0% | 0.00% | – |
| SOLOW | Buy | ELECTRAMECCANICA VEHS CORP*w exp 08/03/202 | $5,000 | -28.6% | 18,444 | +14.3% | 0.00% | – |
| TDWWS | Buy | TIDEWATER INC NEW*w exp 11/24/202 | $31,000 | +416.7% | 57,749 | +559.7% | 0.00% | – |
| TDWWSB | New | TIDEWATER INC NEW*w exp 07/31/202 | $32,000 | – | 27,469 | +100.0% | 0.00% | – |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $7,000 | – | 150 | +100.0% | 0.00% | – |
| ECPG | ENCORE CAP GROUP INCput | $17,000 | +6.2% | 500 | 0.0% | 0.00% | – | |
| ENV | New | ENVESTNET INC | $15,000 | – | 229 | +100.0% | 0.00% | – |
| EQCPRD | New | EQUITY COMWLTHcum pfd s d 6.5% | $2,000 | – | 100 | +100.0% | 0.00% | – |
| EXEL | EXELIXIS INC | $0 | – | 23 | 0.0% | 0.00% | – | |
| CAMP | Sell | CALAMP CORPput | $30,000 | -94.9% | 3,200 | -93.7% | 0.00% | -100.0% |
| THC | TENET HEALTHCARE CORPput | $3,000 | +50.0% | 100 | 0.0% | 0.00% | – | |
| PFE | Exit | PFIZER INC | $0 | – | -1,640 | -100.0% | -0.00% | – |
| ARDC | Exit | ARES DYNAMIC CR ALLOCATION F | $0 | – | -3,431 | -100.0% | -0.00% | – |
| EFA | Exit | ISHARES TRmsci eafe etf | $0 | – | -910 | -100.0% | -0.00% | – |
| BE | Exit | BLOOM ENERGY CORPput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| CBLK | Exit | CARBON BLACK INC | $0 | – | -3,203 | -100.0% | -0.00% | – |
| CRF | Exit | CORNERSTONE TOTAL RTRN FD IN | $0 | – | -4,685 | -100.0% | -0.00% | – |
| BROGW | Exit | TWELVE SEAS INVESTMENT COMPA*w exp 12/22/202 | $0 | – | -165,000 | -100.0% | -0.00% | – |
| SEE | Exit | SEALED AIR CORP NEW | $0 | – | -972 | -100.0% | -0.00% | – |
| UIS | Exit | UNISYS CORPput | $0 | – | -9,400 | -100.0% | -0.00% | – |
| OI | Exit | OWENS ILL INC | $0 | – | -5,700 | -100.0% | -0.00% | – |
| CLR | Exit | CONTINENTAL RESOURCES INC | $0 | – | -1,900 | -100.0% | -0.00% | – |
| MHO | Exit | M/I HOMES INCput | $0 | – | -1,500 | -100.0% | -0.00% | – |
| EQR | Exit | EQUITY RESIDENTIALsh ben int | $0 | – | -469 | -100.0% | -0.00% | – |
| TZA | Exit | DIREXION SHS ETF TRdaily sm cp bear | $0 | – | -2,500 | -100.0% | -0.00% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -272 | -100.0% | -0.00% | – |
| DFBHW | Exit | DFB HEALTHCARE ACQUISTION CO*w exp 04/11/202 | $0 | – | -56,183 | -100.0% | -0.00% | – |
| NEV | Exit | NUVEEN ENHANCED MUN VALUE FD | $0 | – | -4,532 | -100.0% | -0.00% | – |
| GHY | Exit | PGIM GLOBAL HIGH YIELD FD IN | $0 | – | -2,908 | -100.0% | -0.00% | – |
| GRMN | Exit | GARMIN LTD | $0 | – | -837 | -100.0% | -0.00% | – |
| GIGRT | Exit | GIGCAPITAL INCright 03/06/2020 | $0 | – | -71,800 | -100.0% | -0.00% | – |
| CC | Exit | CHEMOURS COput | $0 | – | -3,700 | -100.0% | -0.00% | – |
| PCEF | Exit | INVESCO EXCHNG TRADED FD TR | $0 | – | -3,237 | -100.0% | -0.00% | – |
| BAB | Exit | INVESCO EXCHNG TRADED FD TRtaxable mun bd | $0 | – | -1,980 | -100.0% | -0.00% | – |
| PALL | Exit | ABERDEEN STD PALLADIUM ETF Tphyscl palladm | $0 | – | -400 | -100.0% | -0.00% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INC | $0 | – | -85 | -100.0% | -0.00% | – |
| JHS | Exit | HANCOCK JOHN INCOME SECS TR | $0 | – | -7,717 | -100.0% | -0.00% | – |
| ETV | Exit | EATON VANCE TX MNG BY WRT OP | $0 | – | -3,584 | -100.0% | -0.00% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INC | $0 | – | -1,705 | -100.0% | -0.00% | – |
| VNO | Exit | VORNADO RLTY TRsh ben int | $0 | – | -1,276 | -100.0% | -0.00% | – |
| TWNK | Exit | HOSTESS BRANDS INCcl a | $0 | – | -6,000 | -100.0% | -0.00% | – |
| STOR | Exit | STORE CAP CORP | $0 | – | -1,289 | -100.0% | -0.00% | – |
| ADSW | Exit | ADVANCED DISP SVCS INC DELput | $0 | – | -1,500 | -100.0% | -0.00% | – |
| HEQ | Exit | JOHN HANCOCK HDG EQ & INC FD | $0 | – | -3,167 | -100.0% | -0.00% | – |
| EMAN | Exit | EMAGIN CORP | $0 | – | -248,200 | -100.0% | -0.00% | – |
| MD | Exit | MEDNAX INCput | $0 | – | -2,300 | -100.0% | -0.00% | – |
| LGI | Exit | LAZARD GLB TTL RET&INCM FD I | $0 | – | -3,776 | -100.0% | -0.00% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -1,046 | -100.0% | -0.00% | – |
| DNIF | Exit | DIVIDEND & INCOME FUND | $0 | – | -7,451 | -100.0% | -0.00% | – |
| THCBW | Exit | TUSCAN HOLDINGS CORP*w exp 04/01/202 | $0 | – | -149,196 | -100.0% | -0.00% | – |
| ORGO | Exit | ORGANOGENESIS HLDGS INC | $0 | – | -8,312 | -100.0% | -0.00% | – |
| TLI | Exit | WESTERN ASSET CORPORATE LN F | $0 | – | -6,832 | -100.0% | -0.00% | – |
| HYB | Exit | NEW AMER HIGH INCOME FD INC | $0 | – | -6,384 | -100.0% | -0.00% | – |
| WB | Exit | WEIBO CORPcall | $0 | – | -1,900 | -100.0% | -0.00% | – |
| BZM | Exit | BLACKROCK MD MUNICIPAL BOND | $0 | – | -7,244 | -100.0% | -0.00% | – |
| EGF | Exit | BLACKROCK ENHANCED GOVT FD I | $0 | – | -7,633 | -100.0% | -0.00% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -536 | -100.0% | -0.00% | – |
| VERB | Exit | VERB TECHNOLOGY CO INC | $0 | – | -70,293 | -100.0% | -0.00% | – |
| PHM | Exit | PULTE GROUP INC | $0 | – | -1,963 | -100.0% | -0.00% | – |
| L | Exit | LOEWS CORP | $0 | – | -1,550 | -100.0% | -0.00% | – |
| HI | Exit | HILLENBRAND INC | $0 | – | -2,500 | -100.0% | -0.00% | – |
| FIV | Exit | FIRST TR SR FLOATING RATE 20 | $0 | – | -8,290 | -100.0% | -0.00% | – |
| NJV | Exit | NUVEEN NEW JERSEY MUN VALUE | $0 | – | -4,762 | -100.0% | -0.00% | – |
| NFCWS | Exit | NEW FRONTIER CORP*w exp 99/99/999 | $0 | – | -110,000 | -100.0% | -0.00% | – |
| GLRE | Exit | GREENLIGHT CAPITAL RE LTDput | $0 | – | -4,900 | -100.0% | -0.00% | – |
| INFN | Exit | INFINERA CORPORATIONcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| GDX | Exit | VANECK VECTORS ETF TRcall | $0 | – | -2,000 | -100.0% | -0.00% | – |
| ESS | Exit | ESSEX PPTY TR INC | $0 | – | -428 | -100.0% | -0.00% | – |
| MWA | Exit | MUELLER WTR PRODS INCput | $0 | – | -15,500 | -100.0% | -0.00% | – |
| LH | Exit | LABORATORY CORP AMER HLDGS | $0 | – | -1,070 | -100.0% | -0.00% | – |
| SRF | Exit | CUSHING ENERGY INCOME | $0 | – | -28,242 | -100.0% | -0.00% | – |
| GTE | Exit | GRAN TIERRA ENERGY INCput | $0 | – | -99,600 | -100.0% | -0.00% | – |
| EXR | Exit | EXTRA SPACE STORAGE INC | $0 | – | -1,200 | -100.0% | -0.00% | – |
| HXL | Exit | HEXCEL CORP NEW | $0 | – | -1,702 | -100.0% | -0.00% | – |
| AXTI | Exit | AXT INC | $0 | – | -50,249 | -100.0% | -0.00% | – |
| JQC | Exit | NUVEEN CR STRATEGIES INCM FD | $0 | – | -24,191 | -100.0% | -0.00% | – |
| NR | Exit | NEWPARK RES INC | $0 | – | -20,648 | -100.0% | -0.00% | – |
| DERM | Exit | DERMIRA INC | $0 | – | -18,850 | -100.0% | -0.00% | – |
| HASI | Exit | HANNON ARMSTRONG SUST INFR Cput | $0 | – | -5,500 | -100.0% | -0.00% | – |
| BLL | Exit | BALL CORP | $0 | – | -2,715 | -100.0% | -0.00% | – |
| PBCT | Exit | PEOPLES UTD FINL INC | $0 | – | -10,119 | -100.0% | -0.00% | – |
| ALV | Exit | AUTOLIV INCput | $0 | – | -2,200 | -100.0% | -0.00% | – |
| BROGR | Exit | TWELVE SEAS INVESTMENT COMPAright 12/22/2019 | $0 | – | -417,800 | -100.0% | -0.00% | – |
| BWMCU | Exit | BOXWOOD MERGER CORPunit 11/26/2025 | $0 | – | -12,196 | -100.0% | -0.00% | – |
| BXP | Exit | BOSTON PROPERTIES INC | $0 | – | -1,073 | -100.0% | -0.00% | – |
| MUJ | Exit | BLACKROCK MUNIHLDGS NJ QLTY | $0 | – | -9,476 | -100.0% | -0.00% | – |
| LCI | Exit | LANNET INC | $0 | – | -16,355 | -100.0% | -0.00% | – |
| WELL | Exit | WELLTOWER INC | $0 | – | -1,343 | -100.0% | -0.00% | – |
| DSU | Exit | BLACKROCK DEBT STRAT FD INC | $0 | – | -15,252 | -100.0% | -0.00% | – |
| LII | Exit | LENNOX INTL INC | $0 | – | -789 | -100.0% | -0.00% | – |
| CMPR | Exit | CIMPRESS N Vput | $0 | – | -1,000 | -100.0% | -0.00% | – |
| BID | Exit | SOTHEBYS | $0 | – | -3,091 | -100.0% | -0.00% | – |
| CMU | Exit | MFS HIGH YIELD MUN TRsh ben int | $0 | – | -56,592 | -100.0% | -0.00% | – |
| AMRN | Exit | AMARIN CORP PLCcall | $0 | – | -18,100 | -100.0% | -0.00% | – |
| AAOI | Exit | APPLIED OPTOELECTRONICS INCput | $0 | – | -24,400 | -100.0% | -0.00% | – |
| MTW | Exit | MANITOWOC CO INCcall | $0 | – | -16,100 | -100.0% | -0.00% | – |
| PVTU | Exit | PIVOTAL ACQUISITION CORPunit 12/01/2025 | $0 | – | -23,300 | -100.0% | -0.00% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -1,000 | -100.0% | -0.00% | – |
| TCPC | Exit | BLACKROCK TCP CAP CORP | $0 | – | -15,300 | -100.0% | -0.00% | – |
| PVG | Exit | PRETIUM RES INCcall | $0 | – | -21,400 | -100.0% | -0.00% | – |
| SPGI | Exit | S&P GLOBAL INC | $0 | – | -965 | -100.0% | -0.00% | – |
| EVH | Exit | EVOLENT HEALTH INCcl a | $0 | – | -34,150 | -100.0% | -0.00% | – |
| AGD | Exit | ABERDEEN GLOBAL DYNAMIC DIVI | $0 | – | -23,199 | -100.0% | -0.00% | – |
| KRC | Exit | KILROY RLTY CORP | $0 | – | -3,012 | -100.0% | -0.00% | – |
| MAMS | Exit | MAM SOFTWARE GROUP INC | $0 | – | -22,834 | -100.0% | -0.00% | – |
| AMRN | Exit | AMARIN CORP PLCspons adr new | $0 | – | -14,797 | -100.0% | -0.00% | – |
| CFX | Exit | COLFAX CORPcall | $0 | – | -9,500 | -100.0% | -0.00% | – |
| AEP | Exit | AMERICAN ELEC PWR CO INC | $0 | – | -2,854 | -100.0% | -0.00% | – |
| VGR | Exit | VECTOR GROUP LTD | $0 | – | -16,671 | -100.0% | -0.00% | – |
| BROGU | Exit | TWELVE SEAS INVESTMENT COMPAunit 06/21/2023 | $0 | – | -30,000 | -100.0% | -0.00% | – |
| NRCGWS | Exit | NRC GROUP HLDGS CORP*w exp 10/17/202 | $0 | – | -125,866 | -100.0% | -0.00% | – |
| AMRN | Exit | AMARIN CORP PLCput | $0 | – | -20,300 | -100.0% | -0.00% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -10,000 | -100.0% | -0.00% | – |
| GAM | Exit | GENERAL AMERN INVS INC | $0 | – | -8,530 | -100.0% | -0.00% | – |
| YEXT | Exit | YEXT INC | $0 | – | -20,000 | -100.0% | -0.00% | – |
| TMCXW | Exit | TRINITY MERGER CORP*w exp 05/11/202 | $0 | – | -232,100 | -100.0% | -0.00% | – |
| A | Exit | AGILENT TECHNOLOGIES INC | $0 | – | -3,894 | -100.0% | -0.00% | – |
| RWGE | Exit | REGALWOOD GLOBAL ENERGY LTD | $0 | – | -27,000 | -100.0% | -0.00% | – |
| Exit | NIO INCdebt 4.500% 2/0 | $0 | – | -1,000,000 | -100.0% | -0.00% | – | |
| STX | Exit | SEAGATE TECHNOLOGY PLC | $0 | – | -6,020 | -100.0% | -0.00% | – |
| ALDR | Exit | ALDER BIOPHARMACEUTICALS INCput | $0 | – | -15,100 | -100.0% | -0.00% | – |
| HTGC | Exit | HERCULES CAPITAL INC | $0 | – | -26,032 | -100.0% | -0.00% | – |
| CME | Exit | CME GROUP INC | $0 | – | -1,497 | -100.0% | -0.00% | – |
| MHD | Exit | BLACKROCK MUNIHOLDINGS FD IN | $0 | – | -20,633 | -100.0% | -0.00% | – |
| EVF | Exit | EATON VANCE SR INCOME TRsh ben int | $0 | – | -49,099 | -100.0% | -0.00% | – |
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| BWG | Exit | BRANDYWINEGBL GLBAL INM OPRT | $0 | – | -26,050 | -100.0% | -0.00% | – |
| OKTA | Exit | OKTA INCcl a | $0 | – | -3,215 | -100.0% | -0.00% | – |
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| PFLT | Exit | PENNANTPARK FLOATING RATE CA | $0 | – | -24,748 | -100.0% | -0.00% | – |
| SYNH | Exit | SYNEOS HEALTH INCcl a | $0 | – | -6,400 | -100.0% | -0.00% | – |
| JMLP | Exit | NUVEEN ALL CAP ENE MLP OPPO | $0 | – | -50,582 | -100.0% | -0.00% | – |
| OPES | Exit | OPES ACQUISITION CORP | $0 | – | -39,000 | -100.0% | -0.01% | – |
| VTN | Exit | INVESCO TR INVT GRADE NY MUN | $0 | – | -27,422 | -100.0% | -0.01% | – |
| FRT | Exit | FEDERAL REALTY INVT TRsh ben int new | $0 | – | -3,070 | -100.0% | -0.01% | – |
| MINI | Exit | MOBILE MINI INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| LACQU | Exit | LEISURE ACQUISITION CORPunit 99/99/9999 | $0 | – | -39,603 | -100.0% | -0.01% | – |
| OPESU | Exit | OPES ACQUISITION CORPunit 03/07/2023 | $0 | – | -40,000 | -100.0% | -0.01% | – |
| CBM | Exit | CAMBREX CORP | $0 | – | -6,732 | -100.0% | -0.01% | – |
| BCX | Exit | BLACKROCK RES & COMM STRAT T | $0 | – | -49,430 | -100.0% | -0.01% | – |
| XOP | Exit | SPDR SERIES TRUSTs&p oilgas exp | $0 | – | -16,122 | -100.0% | -0.01% | – |
| CET | Exit | CENTRAL SECS CORP | $0 | – | -16,199 | -100.0% | -0.01% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -49,929 | -100.0% | -0.01% | – |
| DEX | Exit | DELAWARE ENHANCED GBL DIV & | $0 | – | -48,330 | -100.0% | -0.01% | – |
| NAZ | Exit | NUVEEN ARIZONA QLTY MUN INC | $0 | – | -32,251 | -100.0% | -0.01% | – |
| NSL | Exit | NUVEEN SR INCOME FD | $0 | – | -80,963 | -100.0% | -0.01% | – |
| CDZI | Exit | CADIZ INC | $0 | – | -37,312 | -100.0% | -0.01% | – |
| TMCXU | Exit | TRINITY MERGER CORPunit 05/11/2025 | $0 | – | -40,861 | -100.0% | -0.01% | – |
| GRAF | Exit | GRAF INDL CORP | $0 | – | -45,500 | -100.0% | -0.01% | – |
| OTEX | Exit | OPEN TEXT CORPput | $0 | – | -10,700 | -100.0% | -0.01% | – |
| DHI | Exit | D R HORTON INC | $0 | – | -9,000 | -100.0% | -0.01% | – |
| WW | Exit | WW INTL INCput | $0 | – | -11,600 | -100.0% | -0.01% | – |
| BECN | Exit | BEACON ROOFING SUPPLY INC | $0 | – | -15,078 | -100.0% | -0.01% | – |
| NMY | Exit | NUVEEN MARYLAND QLT MUN INC | $0 | – | -43,893 | -100.0% | -0.01% | – |
| VXX | Exit | BARCLAYS BK PLCipath b shrt trm | $0 | – | -23,233 | -100.0% | -0.01% | – |
| MVT | Exit | BLACKROCK MUNIVEST FD II INC | $0 | – | -36,663 | -100.0% | -0.01% | – |
| NTC | Exit | NUVEEN CONNECTICUT QLTY MUN | $0 | – | -43,904 | -100.0% | -0.01% | – |
| UIS | Exit | UNISYS CORP | $0 | – | -80,670 | -100.0% | -0.01% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| AFT | Exit | APOLLO SR FLOATING RATE FD I | $0 | – | -41,751 | -100.0% | -0.01% | – |
| GLAC | Exit | GREENLAND ACQUISITIN CORPORA | $0 | – | -58,901 | -100.0% | -0.01% | – |
| TWM | Exit | PROSHARES TRultsht russ2000 | $0 | – | -43,650 | -100.0% | -0.01% | – |
| BDX | Exit | BECTON DICKINSON & COput | $0 | – | -2,500 | -100.0% | -0.01% | – |
| EVV | Exit | EATON VANCE LTD DUR INCOME F | $0 | – | -49,337 | -100.0% | -0.01% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -4,000 | -100.0% | -0.01% | – |
| ENFC | Exit | ENTEGRA FINL CORP | $0 | – | -21,332 | -100.0% | -0.01% | – |
| VC | Exit | VISTEON CORP | $0 | – | -8,000 | -100.0% | -0.01% | – |
| FDEU | Exit | FIRST TR DYNAMIC EUROPE EQT | $0 | – | -45,891 | -100.0% | -0.01% | – |
| CERN | Exit | CERNER CORP | $0 | – | -10,000 | -100.0% | -0.01% | – |
| HSACU | Exit | HEALTH SCIENCES ACQUSTN CORPunit 04/01/2024 | $0 | – | -65,253 | -100.0% | -0.01% | – |
| WIA | Exit | WESTERN ASST INFLTN LKD INM | $0 | – | -58,639 | -100.0% | -0.01% | – |
| POST | Exit | POST HLDGS INCput | $0 | – | -6,700 | -100.0% | -0.01% | – |
| NUVA | Exit | NUVASIVE INCput | $0 | – | -11,700 | -100.0% | -0.01% | – |
| FAS | Exit | DIREXION SHS ETF TRput | $0 | – | -9,500 | -100.0% | -0.01% | – |
| SEMG | Exit | SEMGROUP CORPcl a | $0 | – | -43,543 | -100.0% | -0.01% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATL MUNI | $0 | – | -53,920 | -100.0% | -0.01% | – |
| JFR | Exit | NUVEEN FLOATING RATE INCOME | $0 | – | -79,622 | -100.0% | -0.01% | – |
| HTY | Exit | HANCOCK JOHN INV TRUSTtax adv glb sh | $0 | – | -115,088 | -100.0% | -0.01% | – |
| IQ | Exit | IQIYI INCcall | $0 | – | -50,000 | -100.0% | -0.01% | – |
| IHD | Exit | VOYA EMERGING MKTS HIGH DIVI | $0 | – | -107,238 | -100.0% | -0.01% | – |
| SU | Exit | SUNCOR ENERGY INC NEW | $0 | – | -25,000 | -100.0% | -0.01% | – |
| TPIC | Exit | TPI COMPOSITES INC | $0 | – | -40,000 | -100.0% | -0.01% | – |
| VTA | Exit | INVESCO DYNAMIC CR OPP FD | $0 | – | -69,493 | -100.0% | -0.01% | – |
| BWMC | Exit | BOXWOOD MERGER CORP | $0 | – | -77,927 | -100.0% | -0.01% | – |
| AVDR | Exit | AVEDRO INC | $0 | – | -37,397 | -100.0% | -0.01% | – |
| PPR | Exit | VOYA PRIME RATE TRsh ben int | $0 | – | -190,666 | -100.0% | -0.01% | – |
| ZF | Exit | VIRTUS TOTAL RETURN FUND INC | $0 | – | -74,339 | -100.0% | -0.01% | – |
| EXP | Exit | EAGLE MATERIALS INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| AME | Exit | AMETEK INC NEW | $0 | – | -10,000 | -100.0% | -0.01% | – |
| LOR | Exit | LAZARD WORLD DIVID & INCOME | $0 | – | -97,561 | -100.0% | -0.01% | – |
| BE | Exit | BLOOM ENERGY CORPcall | $0 | – | -300,000 | -100.0% | -0.01% | – |
| DNRCQ | Exit | DENBURY RES INC | $0 | – | -822,415 | -100.0% | -0.01% | – |
| OLBK | Exit | OLD LINE BANCSHARES INC | $0 | – | -32,200 | -100.0% | -0.01% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -98,744 | -100.0% | -0.01% | – |
| LFACU | Exit | LF CAP ACQUISITION CORPunit 06/19/2025 | $0 | – | -100,000 | -100.0% | -0.01% | – |
| TKKSU | Exit | TKK SYMPHONY ACQUISITION CORunit 08/15/2023 | $0 | – | -100,000 | -100.0% | -0.01% | – |
| GWPH | Exit | GW PHARMACEUTICALS PLCads | $0 | – | -9,000 | -100.0% | -0.01% | – |
| SSPKU | Exit | SILVER SPIKE ACQUISITION CORunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.01% | – |
| EDTXU | Exit | EDTECHX HLDGS ACQUISITION COunit 12/31/2025 | $0 | – | -100,000 | -100.0% | -0.01% | – |
| RWGEU | Exit | REGALWOOD GLOBAL ENERGY LTDunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.01% | – |
| JOF | Exit | JAPAN SMALLER CAPTLZTN FD IN | $0 | – | -115,558 | -100.0% | -0.01% | – |
| V | Exit | VISA INCput | $0 | – | -6,000 | -100.0% | -0.01% | – |
| CTRP | Exit | CTRIP COM INTL LTDsponsored ads | $0 | – | -38,465 | -100.0% | -0.01% | – |
| NFCU | Exit | NEW FRONTIER CORPunit 99/99/9999 | $0 | – | -100,100 | -100.0% | -0.01% | – |
| WAB | Exit | WABTEC CORP | $0 | – | -15,000 | -100.0% | -0.01% | – |
| FTACU | Exit | FINTECH ACQUISITION CORP IIIunit 12/01/2023 | $0 | – | -100,000 | -100.0% | -0.01% | – |
| THCBU | Exit | TUSCAN HOLDINGS CORPunit 99/99/9999 | $0 | – | -99,911 | -100.0% | -0.01% | – |
| CNMD | Exit | CONMED CORP | $0 | – | -11,797 | -100.0% | -0.01% | – |
| ONCE | Exit | SPARK THERAPEUTICS INC | $0 | – | -12,157 | -100.0% | -0.02% | – |
| BHK | Exit | BLACKROCK CORE BD TR | $0 | – | -82,129 | -100.0% | -0.02% | – |
| BZH | Exit | BEAZER HOMES USA INCput | $0 | – | -79,100 | -100.0% | -0.02% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -10,000 | -100.0% | -0.02% | – |
| JGH | Exit | NUVEEN GLOBAL HIGH INCOME FD | $0 | – | -76,077 | -100.0% | -0.02% | – |
| LEA | Exit | LEAR CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| NNC | Exit | NUVEEN NORTH CAROLINA QLTY M | $0 | – | -90,983 | -100.0% | -0.02% | – |
| LUMN | Exit | CENTURYLINK INCput | $0 | – | -101,300 | -100.0% | -0.02% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -101,039 | -100.0% | -0.02% | – |
| PHD | Exit | PIONEER FLOATING RATE TR | $0 | – | -117,061 | -100.0% | -0.02% | – |
| KBR | Exit | KBR INC | $0 | – | -50,000 | -100.0% | -0.02% | – |
| NEBUU | Exit | NEBULA ACQUISITION CORPunit 03/12/2025 | $0 | – | -114,900 | -100.0% | -0.02% | – |
| WTRU | Exit | AQUA AMERICA INCunit 04/30/2022 | $0 | – | -21,001 | -100.0% | -0.02% | – |
| WORK | Exit | SLACK TECHNOLOGIES INCcall | $0 | – | -52,700 | -100.0% | -0.02% | – |
| TKKS | Exit | TKK SYMPHONY ACQUISITION COR | $0 | – | -130,000 | -100.0% | -0.02% | – |
| DRYS | Exit | DRYSHIPS INC | $0 | – | -263,057 | -100.0% | -0.02% | – |
| Exit | CARBONITE INCnote 2.500% 4/0 | $0 | – | -1,500,000 | -100.0% | -0.02% | – | |
| HES | Exit | HESS CORPput | $0 | – | -25,000 | -100.0% | -0.02% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INCput | $0 | – | -15,900 | -100.0% | -0.02% | – |
| HYG | Exit | ISHARES TRcall | $0 | – | -17,400 | -100.0% | -0.02% | – |
| FLLCU | Exit | FELLAZO INCunit 99/99/9999 | $0 | – | -150,000 | -100.0% | -0.02% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -12,251 | -100.0% | -0.02% | – |
| GM | Exit | GENERAL MTRS COcall | $0 | – | -39,200 | -100.0% | -0.02% | – |
| NEM | Exit | NEWMONT GOLDCORP CORPORATIONput | $0 | – | -40,000 | -100.0% | -0.02% | – |
| CLI | Exit | MACK CALI RLTY CORP | $0 | – | -68,754 | -100.0% | -0.02% | – |
| DZSI | Exit | DASAN ZHONE SOLUTIONS INC | $0 | – | -174,034 | -100.0% | -0.02% | – |
| FCT | Exit | FIRST TR SR FLG RTE INCM FD | $0 | – | -135,990 | -100.0% | -0.02% | – |
| NCI | Exit | NAVIGANT CONSULTING INC | $0 | – | -58,760 | -100.0% | -0.02% | – |
| Exit | WHITING PETE CORP NEWnote 1.250% 4/0 | $0 | – | -1,708,000 | -100.0% | -0.02% | – | |
| SKT | Exit | TANGER FACTORY OUTLET CTRS I | $0 | – | -114,217 | -100.0% | -0.02% | – |
| HSAC | Exit | HEALTH SCIENCES ACQUSTN CORP | $0 | – | -176,157 | -100.0% | -0.02% | – |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -64,227 | -100.0% | -0.02% | – |
| Exit | NOVAVAX INCnote 3.750% 2/0 | $0 | – | -4,330,000 | -100.0% | -0.02% | – | |
| T | Exit | AT&T INCput | $0 | – | -50,000 | -100.0% | -0.02% | – |
| BTO | Exit | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $0 | – | -59,360 | -100.0% | -0.02% | – |
| IEX | Exit | IDEX CORPput | $0 | – | -11,800 | -100.0% | -0.02% | – |
| AQMS | Exit | AQUA METALS INC | $0 | – | -1,141,314 | -100.0% | -0.02% | – |
| AVB | Exit | AVALONBAY CMNTYS INC | $0 | – | -9,650 | -100.0% | -0.03% | – |
| LACQ | Exit | LEISURE ACQUISITION CORP | $0 | – | -200,000 | -100.0% | -0.03% | – |
| GWR | Exit | GENESEE & WYO INCcl a | $0 | – | -18,305 | -100.0% | -0.03% | – |
| INOV | Exit | INOVALON HLDGS INC | $0 | – | -125,000 | -100.0% | -0.03% | – |
| EFR | Exit | EATON VANCE SR FLTNG RTE TR | $0 | – | -156,292 | -100.0% | -0.03% | – |
| SMG | Exit | SCOTTS MIRACLE GRO COcl a | $0 | – | -20,000 | -100.0% | -0.03% | – |
| PVTL | Exit | PIVOTAL SOFTWARE INC | $0 | – | -140,938 | -100.0% | -0.03% | – |
| EFT | Exit | EATON VANCE FLTING RATE INC | $0 | – | -162,411 | -100.0% | -0.03% | – |
| Exit | RAMBUS INC DELnote 1.375% 2/0 | $0 | – | -2,159,000 | -100.0% | -0.03% | – | |
| HASI | Exit | HANNON ARMSTRONG SUST INFR C | $0 | – | -72,700 | -100.0% | -0.03% | – |
| NANO | Exit | NANOMETRICS INC | $0 | – | -65,025 | -100.0% | -0.03% | – |
| WBT | Exit | WELBILT INC | $0 | – | -125,000 | -100.0% | -0.03% | – |
| PEO | Exit | ADAM NAT RES FD INC | $0 | – | -138,467 | -100.0% | -0.03% | – |
| W | Exit | WAYFAIR INCcl a | $0 | – | -19,515 | -100.0% | -0.03% | – |
| PFF | Exit | ISHARES TRpfd and incm sec | $0 | – | -58,110 | -100.0% | -0.03% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INCO | $0 | – | -180,932 | -100.0% | -0.03% | – |
| Exit | GREENLIGHT CAP RE LTDnote 4.000% 8/0 | $0 | – | -2,350,000 | -100.0% | -0.03% | – | |
| HCP | Exit | HCP INC | $0 | – | -64,940 | -100.0% | -0.03% | – |
| BROG | Exit | TWELVE SEAS INVESTMENT COMPA | $0 | – | -224,454 | -100.0% | -0.03% | – |
| FRA | Exit | BLACKROCK FLOAT RATE OME STR | $0 | – | -184,371 | -100.0% | -0.03% | – |
| BOE | Exit | BLACKROCK ENHANCED GBL DIV T | $0 | – | -217,475 | -100.0% | -0.03% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCput | $0 | – | -20,000 | -100.0% | -0.03% | – |
| C | Exit | CITIGROUP INC | $0 | – | -35,848 | -100.0% | -0.03% | – |
| TNA | Exit | DIREXION SHS ETF TRdly smcap bull3x | $0 | – | -43,979 | -100.0% | -0.03% | – |
| BGY | Exit | BLACKROCK ENHANCED INTL DIV | $0 | – | -472,784 | -100.0% | -0.03% | – |
| Exit | SILICON LABORATORIES INCnote 1.375% 3/0 | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| BIF | Exit | BOULDER GROWTH & INCOME FD I | $0 | – | -231,398 | -100.0% | -0.03% | – |
| TYPE | Exit | MONOTYPE IMAGING HOLDINGS IN | $0 | – | -132,100 | -100.0% | -0.03% | – |
| RTN | Exit | RAYTHEON CO | $0 | – | -13,247 | -100.0% | -0.03% | – |
| CP | Exit | CANADIAN PAC RY LTD | $0 | – | -12,000 | -100.0% | -0.03% | – |
| LTXB | Exit | LEGACY TEX FINL GROUP INC | $0 | – | -61,789 | -100.0% | -0.03% | – |
| HYACU | Exit | HAYMAKER ACQUISITION CORP IIunit 10/31/2026 | $0 | – | -278,126 | -100.0% | -0.04% | – |
| PVT | Exit | PIVOTAL ACQUISITION CORP | $0 | – | -295,318 | -100.0% | -0.04% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -23,815 | -100.0% | -0.04% | – |
| LSI | Exit | LIFE STORAGE INC | $0 | – | -29,924 | -100.0% | -0.04% | – |
| CFFAU | Exit | CF FIN ACQUISITION CORPunit 04/30/2025 | $0 | – | -300,000 | -100.0% | -0.04% | – |
| ELS | Exit | EQUITY LIFESTYLE PPTYS INC | $0 | – | -23,944 | -100.0% | -0.04% | – |
| CTRP | Exit | CTRIP COM INTL LTDput | $0 | – | -114,000 | -100.0% | -0.04% | – |
| PFPT | Exit | PROOFPOINT INC | $0 | – | -25,800 | -100.0% | -0.04% | – |
| SBEU | Exit | SWITCHBACK ENERGY ACQUISITIOunit 99/99/9999 | $0 | – | -350,000 | -100.0% | -0.04% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHSput | $0 | – | -25,000 | -100.0% | -0.05% | – |
| Exit | RESTORATION HARDWARE HLDGS Idbcv 7/1 | $0 | – | -2,500,000 | -100.0% | -0.05% | – | |
| IPOA | Exit | SOCIAL CAP HEDOSOPHIA HLDGScl a | $0 | – | -356,228 | -100.0% | -0.05% | – |
| BA | Exit | BOEING CO | $0 | – | -10,394 | -100.0% | -0.05% | – |
| CEM | Exit | CLEARBRIDGE MLP AND MIDSTRM | $0 | – | -363,450 | -100.0% | -0.05% | – |
| EXR | Exit | EXTRA SPACE STORAGE INCput | $0 | – | -35,000 | -100.0% | -0.05% | – |
| VIAB | Exit | VIACOM INC NEWcl b | $0 | – | -173,129 | -100.0% | -0.05% | – |
| VLY | Exit | VALLEY NATL BANCORP | $0 | – | -388,760 | -100.0% | -0.05% | – |
| MOSC | Exit | MOSAIC ACQUISITION CORP | $0 | – | -423,280 | -100.0% | -0.06% | – |
| TMCX | Exit | TRINITY MERGER CORP | $0 | – | -423,653 | -100.0% | -0.06% | – |
| CRZO | Exit | CARRIZO OIL & GAS INC | $0 | – | -516,711 | -100.0% | -0.06% | – |
| DTV | Exit | DTE ENERGY COunit 99/99/9999 | $0 | – | -80,222 | -100.0% | -0.06% | – |
| GCI | Exit | GANNETT CO INC | $0 | – | -458,826 | -100.0% | -0.06% | – |
| CSTM | Exit | CONSTELLIUM SEcl a | $0 | – | -388,000 | -100.0% | -0.06% | – |
| VSM | Exit | VERSUM MATLS INC | $0 | – | -97,193 | -100.0% | -0.06% | – |
| BP | Exit | BP PLCput | $0 | – | -150,000 | -100.0% | -0.07% | – |
| CVX | Exit | CHEVRON CORP NEWput | $0 | – | -47,600 | -100.0% | -0.07% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -48,000 | -100.0% | -0.07% | – |
| AXP | Exit | AMERICAN EXPRESS COcall | $0 | – | -50,000 | -100.0% | -0.08% | – |
| STI | Exit | SUNTRUST BKS INC | $0 | – | -88,565 | -100.0% | -0.08% | – |
| Exit | PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $0 | – | -6,129,000 | -100.0% | -0.08% | – | |
| FXI | Exit | ISHARES TRchina lg-cap etf | $0 | – | -153,637 | -100.0% | -0.08% | – |
| MDSO | Exit | MEDIDATA SOLUTIONS INC | $0 | – | -68,729 | -100.0% | -0.08% | – |
| Exit | SM ENERGY COnote 1.500% 7/0 | $0 | – | -7,024,000 | -100.0% | -0.08% | – | |
| DFBH | Exit | DFB HEALTHCARE ACQUISTION CO | $0 | – | -636,848 | -100.0% | -0.08% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -71,469 | -100.0% | -0.09% | – |
| VXX | Exit | BARCLAYS BK PLCput | $0 | – | -304,100 | -100.0% | -0.09% | – |
| Exit | EXACT SCIENCES CORPnote 0.375% 3/1 | $0 | – | -6,924,000 | -100.0% | -0.10% | – | |
| LPT | Exit | LIBERTY PPTY TRsh ben int | $0 | – | -152,832 | -100.0% | -0.10% | – |
| Exit | SUNPOWER CORPdbcv 4.000% 1/1 | $0 | – | -8,668,000 | -100.0% | -0.10% | – | |
| PODD | Exit | INSULET CORP | $0 | – | -57,000 | -100.0% | -0.12% | – |
| BP | Exit | BP PLCcall | $0 | – | -250,000 | -100.0% | -0.12% | – |
| EWH | Exit | ISHARES INCcall | $0 | – | -450,000 | -100.0% | -0.13% | – |
| TPGH | Exit | TPG PACE HLDGS CORPcl a | $0 | – | -996,520 | -100.0% | -0.13% | – |
| Exit | INSMED INCnote 1.750% 1/1 | $0 | – | -12,258,000 | -100.0% | -0.13% | – | |
| UPRO | Exit | PROSHARES TRultrpro s&p500 | $0 | – | -191,096 | -100.0% | -0.13% | – |
| Exit | PDL BIOPHARMA INCnote 2.750%12/0 | $0 | – | -11,852,000 | -100.0% | -0.14% | – | |
| Exit | GOPRO INCnote 3.500% 4/1 | $0 | – | -11,750,000 | -100.0% | -0.15% | – | |
| SMH | Exit | VANECK VECTORS ETF TRcall | $0 | – | -100,000 | -100.0% | -0.15% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -979,685 | -100.0% | -0.16% | – |
| Exit | INVACARE CORPnote 5.000% 2/1 | $0 | – | -15,739,000 | -100.0% | -0.19% | – | |
| TLT | Exit | ISHARES TRcall | $0 | – | -112,400 | -100.0% | -0.20% | – |
| Exit | EXACT SCIENCES CORPnote 1.000% 1/1 | $0 | – | -11,500,000 | -100.0% | -0.21% | – | |
| EEM | Exit | ISHARES TRput | $0 | – | -444,300 | -100.0% | -0.23% | – |
| AABA | Exit | ALTABA INC | $0 | – | -1,000,000 | -100.0% | -0.25% | – |
| FXI | Exit | ISHARES TRcall | $0 | – | -500,400 | -100.0% | -0.25% | – |
| DVY | Exit | ISHARES TRcall | $0 | – | -200,000 | -100.0% | -0.26% | – |
| Exit | ENVESTNET INCnote 1.750%12/1 | $0 | – | -24,481,000 | -100.0% | -0.31% | – | |
| Exit | ALDER BIOPHARMACEUTICALS INCnote 2.500% 2/0 | $0 | – | -32,304,000 | -100.0% | -0.45% | – | |
| Exit | ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $0 | – | -36,592,000 | -100.0% | -0.53% | – | |
| Exit | TWITTER INCnote 1.000% 9/1 | $0 | – | -48,011,000 | -100.0% | -0.60% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TESLA MTRS INC | 42 | Q3 2023 | 6.5% |
| TESLA MTRS INC | 42 | Q3 2023 | 0.9% |
| HERBALIFE NUTRITION LTD | 42 | Q3 2023 | 0.6% |
| QUEST DIAGNOSTICS INC | 42 | Q3 2023 | 0.0% |
| NETFLIX INC | 41 | Q3 2023 | 0.4% |
| CONOCOPHILLIPS | 40 | Q3 2023 | 0.1% |
| SPDR S&P 500 ETF TR | 39 | Q3 2023 | 7.3% |
| SPDR GOLD TRUST | 39 | Q3 2023 | 0.2% |
| MICRON TECHNOLOGY INC | 38 | Q3 2023 | 0.6% |
| TEVA PHARMACEUTICAL INDS LTD | 38 | Q3 2023 | 0.1% |
View WOLVERINE ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Sagaliam Acquisition Corp | February 02, 2023 | 67,000 | 7.0% |
| A. M. Castle & Co. | March 31, 2020 | 14,690,912 | 17.3% |
| CAPSTEAD MORTGAGE CORPSold out | February 13, 2020 | 0 | 0.0% |
| OptimizeRx Corp | June 07, 2019 | 688,296 | 5.0% |
| BARFRESH FOOD GROUP INC. | April 03, 2019 | 6,000,000 | 4.5% |
| EZCORP INC | February 21, 2019 | 1,982,900 | 3.6% |
| JAKKS PACIFIC INCSold out | February 13, 2019 | 0 | 0.0% |
| MAGNACHIP SEMICONDUCTOR Corp | February 13, 2019 | 1,453,664 | 4.1% |
| RLJ ENTERTAINMENT, INC. | October 18, 2018 | ? | ? |
| OptimizeRx Corp | June 20, 2018 | 755,821 | 6.5% |
View WOLVERINE ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-25 |
| 4/A | 2024-04-24 |
| SC 13G/A | 2024-04-11 |
| SC 13G/A | 2024-04-11 |
| SC 13G/A | 2024-04-11 |
| 4 | 2024-04-03 |
| SC 13G/A | 2024-03-21 |
| SC 13G/A | 2024-03-05 |
| SC 13G/A | 2024-03-01 |
| SC 13G/A | 2024-03-01 |
View WOLVERINE ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.