LINDEN ADVISORS LP - Q3 2016 holdings

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$2.19 Billion is the total value of LINDEN ADVISORS LP's 93 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 62.0% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
BuyMICRON TECHN 3.125% 01MAY32 Asdbcv$126,982,000
+71.9%
66,777,000
+38.7%
5.80%
+79.3%
ALRPRB SellALERE INC 3% 31DEC49 SER B PFDcvpfd$111,169,000
+2.1%
325,536
-1.5%
5.08%
+6.5%
BuyCTRIP.COM INTL LT 1.99 01JUL25sdbcv$90,996,000
+28.8%
80,670,000
+23.8%
4.16%
+34.3%
SellAPOLLO CMMRL REAL 5.5% 15MAR19sdbcv$81,679,000
+0.5%
79,200,000
-0.6%
3.73%
+4.8%
BuySTARWOOD PRPRTY TR3.75 15OCT17sdbcv$77,638,000
+38.0%
75,286,000
+35.1%
3.55%
+44.0%
NewCTRIP.COM INTL 1.25% 15SEP22sdbcv$69,963,000–69,350,000
+100.0%
3.20%–
SellDEPOMED INC 2.5 1SEP21sdbcv$69,866,000
-1.5%
48,950,000
-16.5%
3.19%
+2.8%
BuySTARWOOD WAYPOINT 3% 1JUL19sdb$69,412,000
+16.1%
63,641,000
+17.7%
3.17%
+21.0%
SellMICRON TECH INC 2.125% 15FEB33sdbcv$65,371,000
-1.4%
36,991,000
-19.0%
2.99%
+2.8%
SPY NewSPDR S&P500 ETF TRUSTput$64,890,000–300,000
+100.0%
2.96%–
BuyYAHOO INC 0% 1DEC18sdbcv$62,370,000
+22.3%
60,731,000
+18.6%
2.85%
+27.5%
BuyCOLONY FINANCIA 3.875% 15JAN21sdbcv$60,320,000
+5.0%
61,839,000
+2.5%
2.76%
+9.5%
NewOASIS PETROLE 2.625 15SEP23sdbcv$57,813,000–51,083,000
+100.0%
2.64%–
SellAMERICAN RESIDEN 3.25%sdbcv$55,746,000
+0.9%
44,000,000
-5.4%
2.55%
+5.2%
BuyVECTOR GROUP LTD 1.75% 15APR20sdbcv$54,554,000
+4.5%
47,895,000
+2.1%
2.49%
+9.0%
BuyIRONWOOD PHARMAC 2.25% 15JUN22sdbcv$47,710,000
+98.1%
39,927,000
+71.6%
2.18%
+106.6%
SPY SellSPDR S&P500 ETF TRUSTcall$43,260,000
-72.5%
200,000
-73.3%
1.98%
-71.3%
SellTWITTER INC 0.25% 15SEP19sdbcv$42,963,000
-45.5%
44,693,000
-47.9%
1.96%
-43.2%
BuyAMERICAN REALTY 3% 1AUG18sdbcv$40,472,000
+16.4%
40,454,000
+15.2%
1.85%
+21.4%
SellINCYTE CORP LTD 1.25% 15NOV20sdbcv$39,507,000
+2.0%
20,382,000
-10.3%
1.80%
+6.4%
 QUIDEL CORP 3.25% 15DEC20sdbcv$37,767,000
+8.3%
37,464,0000.0%1.73%
+13.0%
XLE  AMEX ENERGY SELECT SPDR IDXcall$35,305,000
+3.5%
500,0000.0%1.61%
+7.9%
BuyHORIZON PHARMA 2.5 15MAR22sdb$33,040,000
+16.1%
33,991,000
+9.3%
1.51%
+21.2%
BuyBIOMARIN PHARMA 1.5 15OCT20sdbcv$32,549,000
+35.4%
26,026,000
+25.4%
1.49%
+41.2%
BuyEMERGENT BIOSOL 2.875 15JAN21sdbcv$32,075,000
+156.6%
26,000,000
+136.4%
1.46%
+167.3%
BABA  ALIBABA GROUP HOLDING-SPput$31,737,000
+33.0%
300,0000.0%1.45%
+38.8%
Sell51JOB INC 3.25 15APR19sdbcv$31,534,000
-4.6%
29,735,000
-8.5%
1.44%
-0.6%
BuyFIREEYE INC 1% 1JUN35sdbcv$31,528,000
+9.2%
34,148,000
+7.4%
1.44%
+13.8%
SellLIGAND PHARMA 0.75% 15AUG19sdbcv$29,087,000
-58.4%
19,855,000
-52.6%
1.33%
-56.6%
NewINTERCEPT PHAR 3.25% 01JUL23sdbcv$26,175,000–23,356,000
+100.0%
1.20%–
AAPL  APPLE INCput$26,002,000
+18.3%
230,0000.0%1.19%
+23.4%
AAPL  APPLE INCcall$26,002,000
+18.3%
230,0000.0%1.19%
+23.4%
NewSM ENERGY CO 1.5% 01JUL21sdbcv$23,926,000–19,879,000
+100.0%
1.09%–
BuyMICRON TECH 1.625% 15FEB33sdbcv$22,372,000
+139.7%
13,250,000
+98.9%
1.02%
+149.9%
NewALLEGHENY TECHN 4.75% 01JUL22sdb$21,880,000–15,500,000
+100.0%
1.00%–
SellWORKDAY INC 1.5% 15JUL20sdbcv$21,589,000
-32.6%
16,600,000
-39.6%
0.99%
-29.8%
SellSINA CORP 1% 01DEC18sdbcv$21,556,000
-30.4%
21,569,000
-31.3%
0.98%
-27.4%
BuyCONSOLIDATED-TOM 4.5 15MAR20sdb$19,253,000
+69.8%
19,620,000
+63.5%
0.88%
+77.1%
SellVIPSHOP HLDG LTD 1.5% 15MAR19sdbcv$19,156,000
-51.4%
17,723,000
-55.6%
0.88%
-49.3%
GLBL BuyTERRAFORM GLOBAL INC - CL A$18,813,000
+28.9%
4,577,601
+2.3%
0.86%
+34.6%
NewSTILLWTER MINING 1.75% 15OCT32sdbcv$18,668,000–15,471,000
+100.0%
0.85%–
BuyCOLONY FINANCIAL 5% 15APR23sdbcv$18,167,000
+61.2%
18,238,000
+55.4%
0.83%
+68.0%
BuyTIMKENSTEEL 6% 1JUN21sdb$14,986,000
+9.1%
13,550,000
+4.2%
0.68%
+13.8%
NewROYAL BK SCOTLND G FRN 29DEC49sdb$14,720,000–14,860,000
+100.0%
0.67%–
MSFT  MICROSOFT CORPcall$14,400,000
+12.6%
250,0000.0%0.66%
+17.5%
MSFT  MICROSOFT CORPput$14,400,000
+12.6%
250,0000.0%0.66%
+17.5%
GOOG  ALPHABET INC-CL Cput$13,991,000
+12.3%
18,0000.0%0.64%
+17.0%
GOOG  ALPHABET INC-CL Ccall$13,991,000
+12.3%
18,0000.0%0.64%
+17.0%
BuyYY INC 2.25 1APR19sdbcv$13,227,000
+9.0%
13,357,000
+8.1%
0.60%
+13.5%
 ENDOLOGIX INC 3.25 1NOV20sdbcv$12,388,000
+1.8%
9,319,0000.0%0.57%
+6.2%
BuyREPLIGEN CORP 2.125% 01JUN21sdbcv$10,905,000
+6.1%
9,527,000
+0.3%
0.50%
+10.7%
DCUD NewDOMINION RESO 6.75% 15AUG19cvpfd$8,506,000–168,700
+100.0%
0.39%–
NewAMAG PHARMACEUTLS 2.5% 15FEB19sdbcv$7,909,000–7,000,000
+100.0%
0.36%–
EAGLU  DOUBLE EAGLE ACQUISITION COR$7,717,000
+5.0%
750,0000.0%0.35%
+9.6%
BuyCHENIERE ENERGY 4.25 15MAR45sdbcv$7,585,000
+172.2%
11,893,000
+143.1%
0.35%
+184.4%
BuyILLUMINA INC 0% 15JUN19sdbcv$7,558,000
+414.9%
7,265,000
+384.3%
0.34%
+439.1%
NewWRIGHT MEDIC 2% 15FEB20sdbcv$7,496,000–7,000,000
+100.0%
0.34%–
AMD NewADVANCED MICRO DEVICES$7,094,000–1,026,600
+100.0%
0.32%–
SPY SellSPDR S&P500 ETF TRUST$6,922,000
-58.7%
32,000
-60.0%
0.32%
-56.9%
NewWEATHERFORD 5.875% 01JUL21sdbcv$6,756,000–6,000,000
+100.0%
0.31%–
EEM NewISHARES MSCI EMERGING MKT INput$6,659,000–177,800
+100.0%
0.30%–
SellSTARWOOD PROPERTY 4.55% 1MAR18sdbcv$6,368,000
-77.9%
5,795,000
-79.0%
0.29%
-77.0%
SellNEVRO CORP 1.75% 01JUN21sdbcv$5,949,000
-29.4%
4,581,000
-42.7%
0.27%
-26.3%
JOBS Sell51JOB INC-ADR$5,632,000
-7.7%
168,711
-18.9%
0.26%
-3.7%
NTNX NewNUTANIX INC - A$5,550,000–150,000
+100.0%
0.25%–
NewHOLOGIC INC FRN 15DEC43sdbcv$5,545,000–4,500,000
+100.0%
0.25%–
NewB2GOLD CORP 3.25% 1OCT18sdbcv$5,477,000–5,315,000
+100.0%
0.25%–
GPACU  GLOBAL PARTNER ACQUISITION C$5,026,000
+3.0%
500,0000.0%0.23%
+7.5%
SellMOLINA HEALTH 1.125% 15JAN20sdbcv$4,853,000
-88.3%
3,190,000
-89.6%
0.22%
-87.8%
GOGO  GOGO INC$4,286,000
+31.6%
388,2000.0%0.20%
+37.1%
NewMEDIDATA SOL 1% 01AUG18sdbcv$3,524,000–3,000,000
+100.0%
0.16%–
SellMEDICINES COMPANY 2.5 15JAN22sdbcv$3,243,000
-45.3%
2,500,000
-50.0%
0.15%
-43.1%
NewIONIS PHARMACEUTIC 1% 15NOV21sdbcv$3,173,000–3,399,000
+100.0%
0.14%–
NewPATTERN ENERGY 4% 15JUL20sdbcv$2,933,000–2,895,000
+100.0%
0.13%–
NewARRAY BIO INC 3% 1JUN20sdbcv$2,374,000–2,000,000
+100.0%
0.11%–
NewNEW MOUNTAIN FINANC 5% 15JUN19sdbcv$2,311,000–2,250,000
+100.0%
0.11%–
TSL SellTRINA SOLAR LTD-SPON ADR$2,159,000
-50.3%
210,839
-62.5%
0.10%
-47.9%
 DHT HOLDINGS INC 4.5% 01OCT19sdbcv$1,880,000
-6.0%
2,100,0000.0%0.09%
-2.3%
GM  GENERAL MOTORS CO$1,587,000
+12.2%
49,9650.0%0.07%
+17.7%
SCACU NewSABAN CAPITAL ACQUISITION CO$1,513,000–150,000
+100.0%
0.07%–
NewON SEMICONDUCTO 2.625% 15DEC26sdbcv$1,195,000–1,000,000
+100.0%
0.06%–
NewFANG HOLDINGS LTD 2% 15DEC18sdbcv$893,000–900,000
+100.0%
0.04%–
DYNC SellDYNEGY INC 7% 1JUL19cvpfd$738,000
-88.6%
9,000
-85.0%
0.03%
-87.9%
FEYE NewFIREEYE INC$737,000–50,000
+100.0%
0.03%–
 TETRALOGIC PHAR 8% 15JUN19sdbcv$675,000
-48.2%
7,500,0000.0%0.03%
-45.6%
SellSUNPOWER CORP .75 1JUN18sdbcv$592,000
-91.5%
650,000
-91.1%
0.03%
-91.1%
SellMICRON TECH 2.375% 01MAY32 Asdbcv$571,000
-98.4%
300,000
-98.8%
0.03%
-98.4%
PACEU SellPACE HOLDINGS CORP$559,000
-87.7%
53,771
-88.2%
0.03%
-86.9%
AY NewATLANTICA YIELD PLC$554,000–29,100
+100.0%
0.02%–
NewPDC ENERGY INC 1.125% 15SEP21sdbcv$536,000–500,000
+100.0%
0.02%–
NewNOVELLUS SYSTEM 2.625% 15MAY41sdbcv$167,000–60,000
+100.0%
0.01%–
SellWORKDAY INC .75% 15JUL18sdbcv$37,000
-84.8%
30,000
-86.4%
0.00%
-81.8%
SellSTARWOOD WAYPOINT 4.5 15OCT17sdbcv$33,000
-99.8%
31,000
-99.8%
0.00%
-99.7%
ON ExitON SEMICONDUCTOR CORP$0–-36,500
-100.0%
-0.01%–
ExitCANADIAN SOLAR 4.25% 15FEB19sdbcv$0–-1,000,000
-100.0%
-0.04%–
ExitNUANCE COMMU 1.5 01NOV35sdbcv$0–-1,000,000
-100.0%
-0.04%–
ExitMOLINA HEALTHCAR 1.625%15AUG44sdbcv$0–-1,011,000
-100.0%
-0.05%–
ICPT ExitINTERCEPT PHARMACEUTICALS IN$0–-9,316
-100.0%
-0.06%–
ExitNATIONAL HEALTH I 3.25% 1APR21sdbcv$0–-1,354,000
-100.0%
-0.07%–
CY ExitCYPRESS SEMICONDUCTOR CORP$0–-228,925
-100.0%
-0.11%–
UIS ExitUNISYS CORP$0–-353,700
-100.0%
-0.11%–
ExitWHITING PETROLEUM 1.25% 1APR20sdbcv$0–-3,500,000
-100.0%
-0.12%–
MSFT ExitMICROSOFT CORP$0–-54,629
-100.0%
-0.12%–
GRSHU ExitGORES HOLDINGS INC$0–-500,000
-100.0%
-0.22%–
AAPL ExitAPPLE INC$0–-54,794
-100.0%
-0.23%–
ExitNETSUITE INC 0.25% 01JUL18sdbcv$0–-5,552,000
-100.0%
-0.24%–
ExitLEXICON PHARMA 5.25 1DEC21sdbcv$0–-3,125,000
-100.0%
-0.26%–
ExitINCYTE CORP LTD 0.375% 15NOV18sdbcv$0–-3,901,000
-100.0%
-0.29%–
ExitINTERACTIVE I 1.25% 01JUN20sdbcv$0–-10,000,000
-100.0%
-0.42%–
ExitPALO ALTO NET 0 1JUL19sdbcv$0–-7,500,000
-100.0%
-0.42%–
ExitJAZZ INVESTMENTS 1.875 15AUG21sdbcv$0–-9,258,000
-100.0%
-0.44%–
EEM ExitISHARES MSCI EMERGING MKT INcall$0–-300,000
-100.0%
-0.45%–
EFA ExitISHARES MSCI EAFE INDEX FUNDcall$0–-300,000
-100.0%
-0.73%–
ExitQIHO360 TECCO LTD 0.5% 15AUG20sdbcv$0–-18,200,000
-100.0%
-0.79%–
ExitTRINA SOLAR LTD 4% 15OCT17sdbcv$0–-22,000,000
-100.0%
-0.82%–
BABA ExitALIBABA GROUP HOLDING-SPcall$0–-300,000
-100.0%
-1.04%–
ExitCTRIP.COM INTL LTD 1% 01JUL20sdbcv$0–-23,485,000
-100.0%
-1.09%–
ExitTRINA SOLAR LTD 3.5% 15JUN19sdbcv$0–-29,250,000
-100.0%
-1.11%–
ExitBIOMARIN PHARMA 0.75 15OCT18sdbcv$0–-24,592,000
-100.0%
-1.20%–
ExitQIHOO 360 TECH CO 2.5% 15SEP18sdbcv$0–-56,860,000
-100.0%
-2.48%–
ExitTESARO INC 3% 01OCT21sdbcv$0–-25,095,000
-100.0%
-2.76%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2016-11-14
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SUNPOWER CORP 4 15JAN2325Q4 20221.3%
COLONY FINANCIA 3.875% 15JAN2124Q2 20205.9%
VECTOR GROUP LTD 1.75% 15APR2022Q3 20197.2%
COLONY FINANCIAL 5% 15APR2322Q2 20201.2%
HELIX ENER SOLUT 4.125 15SEP2322Q2 20231.4%
APOLLO CMMRL REAL EST FI 5.375 10/15/202320Q3 20232.0%
HERBALIFE LTD 2.625 15MAR2419Q3 20231.5%
OPKO HEALTH INC 4.5 15FEB2519Q3 20230.7%
APOLLO CRLREALEST 4.75 23AUG2218Q4 20214.7%
IRONWOOD PHARMACEUTICALS 2.25 06/15/202218Q3 20203.6%

View LINDEN ADVISORS LP's complete holdings history.

Latest significant ownerships (13-D/G)
LINDEN ADVISORS LP Q3 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
TETRALOGIC PHARMACEUTICALS CORPSold outNovember 14, 201600.0%

View LINDEN ADVISORS LP's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-02-14
13F-HR2023-11-14
13F-HR2023-08-14
13F-HR2023-05-15
13F-HR2023-02-14
13F-HR2022-11-14
13F-HR2022-08-15
13F-HR2022-05-16
13F-HR2022-02-14
13F-HR2021-11-15

View LINDEN ADVISORS LP's complete filings history.

All filings

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