$391 Million is the total value of LINDEN ADVISORS LP's 43 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 110.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ALRPRB | Sell | ALERE INC 3% 31DEC49 SER B PFDcvpfd | $65,768,000 | -27.3% | 229,790 | -27.2% | 16.80% | +5.3% |
| Buy | OMNICARE INC CV 3.25% 15DEC203sdbcv | $25,558,000 | +19.6% | 23,913,000 | +19.7% | 6.53% | +73.2% | |
| Buy | SUNPOWER CORP 4.5% 15MAR15sdbcv | $25,369,000 | +62.3% | 16,723,000 | +49.8% | 6.48% | +135.1% | |
| Sell | SUNPOWER CORP 4.75% 15APR14sdbcv | $25,150,000 | -21.2% | 20,580,000 | -23.1% | 6.43% | +14.1% | |
| DXJ | New | WISDOMTREE JAPAN HEDGED EQcall | $18,936,000 | – | 400,000 | +100.0% | 4.84% | – |
| MCPIQ | Buy | MOLYCORP INC | $18,301,000 | -16.4% | 3,902,086 | +0.2% | 4.68% | +21.1% |
| Buy | TAKE-TWO INTE 1.75% 01DEC16 Asdbcv | $15,283,000 | +12029.4% | 11,608,000 | +10648.1% | 3.90% | +17650.0% | |
| Sell | GT ADV TECHNOLOGIES 3 15DEC20sdbcv | $15,032,000 | +4.5% | 9,270,000 | -34.6% | 3.84% | +51.3% | |
| Sell | RAIT FINANCIAL 4 1OCT33sdbcv | $15,000,000 | -5.8% | 15,206,000 | -5.0% | 3.83% | +36.4% | |
| New | SEACOR HOLDINGS 2.5% 15DEC27sdbcv | $14,935,000 | – | 12,500,000 | +100.0% | 3.82% | – | |
| Buy | HOME INNS HTL 2% 15DEC15sdbcv | $13,017,000 | +99.9% | 13,402,000 | +115.1% | 3.33% | +189.5% | |
| New | TESLA MOTORS INC 0.25% 1MAR19sdbcv | $12,232,000 | – | 13,238,000 | +100.0% | 3.12% | – | |
| Buy | TAKE-TWO INTERACTIVE 1% 1JUL18sdbcv | $10,801,000 | +585.3% | 8,790,000 | +495.9% | 2.76% | +892.8% | |
| New | SOLARCITY CORP 2.75% 01NOV18sdbcv | $10,506,000 | – | 8,165,000 | +100.0% | 2.68% | – | |
| New | TESLA MOTORS INC 1.5% 1JUN18sdbcv | $8,972,000 | – | 5,000,000 | +100.0% | 2.29% | – | |
| Sell | LIVE NATION ENT 2.875% 15JUL27sdbcv | $8,023,000 | -8.0% | 7,901,000 | -7.6% | 2.05% | +33.2% | |
| ECPG | New | ENCORE CAPITAL GROUP INC | $7,406,000 | – | 162,046 | +100.0% | 1.89% | – |
| AAPL | New | APPLE INCcall | $6,709,000 | – | 12,500 | +100.0% | 1.71% | – |
| AAPL | New | APPLE INCput | $6,709,000 | – | 12,500 | +100.0% | 1.71% | – |
| AA | New | ALCOA INCcall | $6,435,000 | – | 500,000 | +100.0% | 1.64% | – |
| HLF | New | HERBALIFE LTD | $6,305,000 | – | 110,100 | +100.0% | 1.61% | – |
| Sell | AMERICAN REALTY 3% 1AUG18sdbcv | $5,989,000 | -79.4% | 5,632,000 | -80.6% | 1.53% | -70.2% | |
| New | APOLLO CMMRL REAL 5.5% 15MAR19sdbcv | $5,111,000 | – | 5,000,000 | +100.0% | 1.31% | – | |
| C | CITIGROUP INCcall | $4,760,000 | -8.7% | 100,000 | 0.0% | 1.22% | +32.3% | |
| QGEN | New | QIAGEN N.V. | $4,595,000 | – | 217,900 | +100.0% | 1.17% | – |
| New | FLUIDIGM CORP 2.75% 01FEB34sdbcv | $4,552,000 | – | 4,000,000 | +100.0% | 1.16% | – | |
| VXX | New | IPATH S&P 500 VIX S/T FU ETNput | $4,388,000 | – | 104,100 | +100.0% | 1.12% | – |
| New | PDL BIOPHARMA 4% 01FEB18sdbcv | $3,772,000 | – | 3,587,000 | +100.0% | 0.96% | – | |
| Sell | PDL BIO PHARMA 3.75% 01MAY15sdbcv | $3,419,000 | -89.9% | 2,502,000 | -90.0% | 0.87% | -85.4% | |
| NBG | NATIONAL BANK OF GREECE-ADRcall | $2,775,000 | -0.9% | 500,000 | 0.0% | 0.71% | +43.5% | |
| BAC | BANK OF AMERICA CORPcall | $2,603,000 | +10.5% | 151,300 | 0.0% | 0.66% | +59.9% | |
| DRYSHIPS INC 5% 01DEC14sdbcv | $2,381,000 | -1.5% | 2,400,000 | 0.0% | 0.61% | +42.4% | ||
| Sell | FORESTAR GROUP INC 3.75%1MAR20sdbcv | $2,032,000 | -85.8% | 1,904,000 | -84.7% | 0.52% | -79.5% | |
| GM | New | GENERAL MOTORS CO | $1,721,000 | – | 50,000 | +100.0% | 0.44% | – |
| New | STERLITE INDUSTRIE 4%30OCT14sdbcv | $1,065,000 | – | 1,060,000 | +100.0% | 0.27% | – | |
| New | REGIS CORP 5% 15JUL14sdbcv | $1,030,000 | – | 1,000,000 | +100.0% | 0.26% | – | |
| PDLI | New | PDL BIOPHARMA INC | $1,012,000 | – | 121,809 | +100.0% | 0.26% | – |
| SALT | New | SCORPIO BULKERS INC | $1,011,000 | – | 100,000 | +100.0% | 0.26% | – |
| NNA | New | NAVIOS MARITIME ACQUISITION | $915,000 | – | 250,000 | +100.0% | 0.23% | – |
| DSX | New | DIANA SHIPPING INC | $741,000 | – | 61,800 | +100.0% | 0.19% | – |
| GMWSC | New | GENERAL MOTORS-CW15rt | $484,000 | – | 175,000 | +100.0% | 0.12% | – |
| DRYS | DRYSHIPS INC | $322,000 | -31.5% | 100,000 | 0.0% | 0.08% | -1.2% | |
| New | COLONY FINANCIA 3.875% 15JAN21sdbcv | $271,000 | – | 263,000 | +100.0% | 0.07% | – | |
| STAR | Exit | ISTAR FINANCIAL INC | $0 | – | -1,099 | -100.0% | -0.00% | – |
| Exit | MOLYCORP INC 5.5% 1FEB18sdbcv | $0 | – | -70,000 | -100.0% | -0.01% | – | |
| ATLC | Exit | ATLANTICUS HOLDINGS CORP | $0 | – | -79,300 | -100.0% | -0.05% | – |
| RASF | Exit | RAIT FINANCIAL TRUST | $0 | – | -86,671 | -100.0% | -0.14% | – |
| Exit | BIOMARIN PHARMA 0.75 15OCT18sdbcv | $0 | – | -852,000 | -100.0% | -0.16% | – | |
| Exit | AIRTRAN HOLDINGS 5.25% 01NOV16sdbcv | $0 | – | -674,000 | -100.0% | -0.20% | – | |
| SUNEQ | Exit | SUNEDISON INC | $0 | – | -135,133 | -100.0% | -0.31% | – |
| TTMI | Exit | TTM TECHNOLOGIES | $0 | – | -209,400 | -100.0% | -0.32% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -125,100 | -100.0% | -0.35% | – |
| INVN | Exit | INVENSENSE INC | $0 | – | -184,250 | -100.0% | -0.68% | – |
| RYN | Exit | RAYONIER INC | $0 | – | -92,700 | -100.0% | -0.69% | – |
| CATM | Exit | CARDTRONICS INC | $0 | – | -100,974 | -100.0% | -0.77% | – |
| Exit | RADIAN GROUP CV 2.25% 01MAR19sdbcv | $0 | – | -3,750,000 | -100.0% | -0.97% | – | |
| CRM | Exit | SALESFORCE.COM INCcall | $0 | – | -100,000 | -100.0% | -0.97% | – |
| MS | Exit | MORGAN STANLEYcall | $0 | – | -200,000 | -100.0% | -1.11% | – |
| Exit | PRICELINE.COM INC 1.25 15MAR15sdbcv | $0 | – | -1,800,000 | -100.0% | -1.21% | – | |
| Exit | GAIN CAPITAL HO 4.125% 01DEC18sdbcv | $0 | – | -8,000,000 | -100.0% | -1.32% | – | |
| Exit | L-3 COMMS HLDGS INC 3 1AUG2035sdbcv | $0 | – | -6,448,000 | -100.0% | -1.37% | – | |
| MU | Exit | MICRON TECH INCcall | $0 | – | -383,800 | -100.0% | -1.47% | – |
| Exit | ENDOLOGIX INC 2.25 15DEC18sdbcv | $0 | – | -8,750,000 | -100.0% | -1.56% | – | |
| SPY | Exit | S&P 500 DEPOSITORY RECEIPT | $0 | – | -49,638 | -100.0% | -1.62% | – |
| GMWSB | Exit | GENERAL MOTORS-CW19rt | $0 | – | -405,813 | -100.0% | -1.66% | – |
| Exit | BOTTOMLINE TECH 1.5% 01DEC17sdbcv | $0 | – | -9,114,000 | -100.0% | -2.17% | – | |
| EWZ | Exit | ISHARES MSCI BRAZIL CAPPED INDput | $0 | – | -350,000 | -100.0% | -2.76% | – |
| EWZ | Exit | ISHARES MSCI BRAZIL CAPPED IND | $0 | – | -350,000 | -100.0% | -2.76% | – |
| QQQ | Exit | NASDAQ-100put | $0 | – | -200,000 | -100.0% | -3.10% | – |
| Exit | LINEAR TECHNOL CV 3% 01MAY27sdbcv | $0 | – | -15,500,000 | -100.0% | -3.12% | – | |
| Exit | COVANTA HOLD CV 3.25% 01JUN14sdbcv | $0 | – | -30,600,000 | -100.0% | -6.33% | – | |
| SPY | Exit | S&P 500 DEPOSITORY RECEIPTcall | $0 | – | -200,000 | -100.0% | -6.52% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SUNPOWER CORP 4 15JAN23 | 25 | Q4 2022 | 1.3% |
| COLONY FINANCIA 3.875% 15JAN21 | 24 | Q2 2020 | 5.9% |
| VECTOR GROUP LTD 1.75% 15APR20 | 22 | Q3 2019 | 7.2% |
| COLONY FINANCIAL 5% 15APR23 | 22 | Q2 2020 | 1.2% |
| HELIX ENER SOLUT 4.125 15SEP23 | 22 | Q2 2023 | 1.4% |
| APOLLO CMMRL REAL EST FI 5.375 10/15/2023 | 20 | Q3 2023 | 2.0% |
| HERBALIFE LTD 2.625 15MAR24 | 19 | Q3 2023 | 1.5% |
| OPKO HEALTH INC 4.5 15FEB25 | 19 | Q3 2023 | 0.7% |
| APOLLO CRLREALEST 4.75 23AUG22 | 18 | Q4 2021 | 4.7% |
| IRONWOOD PHARMACEUTICALS 2.25 06/15/2022 | 18 | Q3 2020 | 3.6% |
View LINDEN ADVISORS LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TETRALOGIC PHARMACEUTICALS CORPSold out | November 14, 2016 | 0 | 0.0% |
View LINDEN ADVISORS LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-14 |
| 13F-HR | 2021-11-15 |
View LINDEN ADVISORS LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.