$725 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 131 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 67.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRput | $57,364,500 | +143.3% | 150,000 | +127.3% | 7.92% | +137.1% |
| Buy | INSULET CORPnote 0.375% 9/0 | $22,979,185 | +49.3% | 16,251,000 | +24.6% | 3.17% | +45.5% | |
| Buy | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $21,176,704 | +224.6% | 33,686,000 | +257.2% | 2.92% | +216.3% | |
| HYG | Buy | ISHARES TRput | $20,248,250 | +13.5% | 275,000 | +10.0% | 2.79% | +10.5% |
| Buy | INFINERA CORPnote 2.125% 9/0 | $16,142,684 | +17.7% | 16,433,000 | +10.0% | 2.23% | +14.7% | |
| Buy | IVN 2.500 04/15/26note 2.5000% 15-apr-2026 | $15,266,625 | +18.8% | 12,375,000 | +4.2% | 2.11% | +15.8% | |
| New | AMYRIS INCnote 1.500%11/1 | $13,699,563 | – | 42,250,000 | +100.0% | 1.89% | – | |
| Buy | WAYFAIR INCnote 1.000% 8/1 | $13,517,680 | -2.3% | 23,437,000 | +6.8% | 1.87% | -4.8% | |
| Buy | PURE STORAGE INCnote 0.125% 4/1 | $13,477,281 | +44.2% | 12,450,000 | +50.9% | 1.86% | +40.5% | |
| New | IMPINJ INCnote 1.125% 5/1 | $12,051,750 | – | 10,000,000 | +100.0% | 1.66% | – | |
| Buy | NEOGENOMICS INCnote 0.250% 1/1 | $11,435,958 | +15.7% | 17,500,000 | +16.7% | 1.58% | +12.7% | |
| Buy | DOCUSIGN INCnote 1/1 | $10,257,771 | +154.8% | 10,850,000 | +152.3% | 1.42% | +148.4% | |
| Buy | NOVA LTDnote 10/1 | $9,923,648 | +5.6% | 8,100,000 | +8.0% | 1.37% | +2.9% | |
| New | VERI 1.750 11/15/26note 1.7500% 15-nov-2026 | $8,667,047 | – | 14,600,000 | +100.0% | 1.20% | – | |
| Buy | VROOM INCnote 0.750% 7/0 | $8,375,021 | +29.2% | 23,616,000 | +16.6% | 1.16% | +25.9% | |
| Buy | PRCH 0.75 09/15/26note 0.7500% 15-sep-2026 | $8,277,000 | +19.5% | 15,000,000 | +25.0% | 1.14% | +16.4% | |
| Buy | LENDINGTREE INCnote 0.500% 7/1 | $7,935,789 | +137.4% | 11,016,000 | +135.9% | 1.10% | +131.0% | |
| Buy | WESTERN DIGITAL CORP.note 1.500% 2/0 | $7,660,200 | +5.3% | 8,000,000 | +4.5% | 1.06% | +2.5% | |
| New | DIGITALOCEAN HLDGS INCnote 12/0 | $7,435,887 | – | 9,825,000 | +100.0% | 1.03% | – | |
| Buy | FIVERR INTL LTDnote 11/0 | $7,349,132 | +55.1% | 9,060,000 | +49.5% | 1.01% | +51.1% | |
| AKTS | Buy | AKOUSTIS TECHNOLOGIES INC | $7,288,592 | +53.4% | 2,584,607 | +61.5% | 1.01% | +49.5% |
| Buy | GUARDANT HEALTH INCnote 11/1 | $7,252,978 | +31.6% | 11,500,000 | +53.3% | 1.00% | +28.2% | |
| New | VIAVI SOLUTIONS INCnote 1.000% 3/0 | $7,116,346 | – | 7,000,000 | +100.0% | 0.98% | – | |
| New | SPLUNK INCnote 1.125% 6/1 | $6,815,267 | – | 8,000,000 | +100.0% | 0.94% | – | |
| Buy | BEYOND MEAT INCnote 3/1 | $6,791,906 | +10.4% | 26,011,000 | +31.6% | 0.94% | +7.6% | |
| Buy | GROUPON INCnote 1.125% 3/1 | $5,875,000 | +21.7% | 10,000,000 | +33.3% | 0.81% | +18.6% | |
| Buy | DGK 3.500 12/01/26note 3.5000% 01-dec-2026 | $5,825,083 | +48.4% | 25,100,000 | +92.5% | 0.80% | +44.6% | |
| Buy | RINGCENTRAL INCnote 3/0 | $5,820,778 | +45.2% | 6,750,000 | +42.1% | 0.80% | +41.4% | |
| New | DNMR 3.250 12/15/26note 3.2500% 15-dec-2026 | $5,309,095 | – | 13,695,000 | +100.0% | 0.73% | – | |
| New | PROS HOLDINGS INCnote 2.250% 9/1 | $5,266,275 | – | 6,000,000 | +100.0% | 0.73% | – | |
| New | ARTIVION INCnote 4.250% 7/0 | $5,239,900 | – | 6,000,000 | +100.0% | 0.72% | – | |
| New | CABLE ONE INCnote 3/1 | $5,158,779 | – | 6,500,000 | +100.0% | 0.71% | – | |
| New | COLLEGIUM PHARMACEUTICAL INCnote 2.625% 2/1 | $5,162,531 | – | 5,050,000 | +100.0% | 0.71% | – | |
| RMBL | Buy | RUMBLEON INC | $4,875,158 | -51.1% | 753,502 | +27.8% | 0.67% | -52.4% |
| New | PAR TECHNOLOGY CORPnote 2.875% 4/1 | $4,669,750 | – | 5,000,000 | +100.0% | 0.64% | – | |
| Buy | THE REALREAL INCnote 1.000% 3/0 | $4,620,920 | +63.3% | 12,507,000 | +98.3% | 0.64% | +59.1% | |
| New | CONFLUENT INCnote 1/1 | $4,570,000 | – | 6,000,000 | +100.0% | 0.63% | – | |
| Buy | RINGCENTRAL INCnote 3/1 | $4,543,363 | +23.6% | 5,750,000 | +21.1% | 0.63% | +20.3% | |
| New | INOTIV INCnote 3.250%10/1 | $4,109,375 | – | 10,000,000 | +100.0% | 0.57% | – | |
| New | NUTANIX INCnote 0.250%10/0 | $3,417,221 | – | 4,059,000 | +100.0% | 0.47% | – | |
| Buy | BIGCOMMERCE HLDGS INCnote 0.250%10/0 | $3,049,375 | +18.3% | 4,250,000 | +21.4% | 0.42% | +15.3% | |
| Buy | NEOGENOMICS INCnote 1.250% 5/0 | $2,756,135 | +59.8% | 3,250,000 | +62.5% | 0.38% | +55.7% | |
| STNG | New | SCORPIO TANKERS INC | $2,688,500 | – | 50,000 | +100.0% | 0.37% | – |
| AVDL | Buy | AVADEL PHARMACEUTICALS PLCcall | $2,690,728 | +79.0% | 375,800 | +25.3% | 0.37% | +74.2% |
| Buy | AIRBNB INCnote 3/1 | $2,591,969 | +25.0% | 3,125,000 | +25.0% | 0.36% | +21.8% | |
| New | EXACT SCIENCES CORPnote 0.375% 3/1 | $2,486,421 | – | 3,000,000 | +100.0% | 0.34% | – | |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $2,065,800 | -3.9% | 220,000 | +4.8% | 0.28% | -6.6% |
| New | LIVONGO HEALTH INCnote 0.875% 6/0 | $1,751,250 | – | 2,000,000 | +100.0% | 0.24% | – | |
| Buy | BLACKLINE INCnote 3/1 | $1,718,750 | +110.6% | 2,000,000 | +100.0% | 0.24% | +104.3% | |
| PRCH | New | PORCH GROUP INC | $334,884 | – | 178,130 | +100.0% | 0.05% | – |
| RMBL | New | RUMBLEON INCcall | $323,500 | – | 50,000 | +100.0% | 0.04% | – |
| VRM | New | VROOM INC | $255,000 | – | 250,000 | +100.0% | 0.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.