$706 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 134 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 66.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRput | $23,573,880 | -70.2% | 66,000 | -68.6% | 3.34% | -72.6% |
| SPY | Sell | SPDR S&P 500 ETF TRcall | $17,859,000 | -84.7% | 50,000 | -83.9% | 2.53% | -86.0% |
| Sell | INFINERA CORPnote 2.125% 9/0 | $13,714,529 | -25.7% | 14,933,000 | -25.3% | 1.94% | -31.7% | |
| Sell | BANDWIDTH INCnote 0.250% 3/0 | $13,055,000 | -8.5% | 20,000,000 | -2.4% | 1.85% | -15.8% | |
| Sell | CHEGG INCnote 9/0 | $10,279,350 | -17.6% | 13,500,000 | -20.6% | 1.46% | -24.2% | |
| Sell | Impinj Incnote 1.1250% 15-may-2027 | $9,525,967 | -5.4% | 9,500,000 | -20.8% | 1.35% | -13.0% | |
| Sell | NOVA LTDnote 10/1 | $9,401,000 | -27.3% | 7,500,000 | -25.0% | 1.33% | -33.1% | |
| Sell | PATRICK INDS INCdbcv 1.000% 2/0 | $8,346,610 | -19.2% | 8,500,000 | -19.0% | 1.18% | -25.7% | |
| Sell | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $6,524,051 | -35.1% | 9,431,000 | -36.8% | 0.92% | -40.3% | |
| BOAS | Exit | BOA Acquisition Corp | $0 | – | -10,208 | -100.0% | -0.02% | – |
| TBCP | Exit | THUNDER BRIDGE CAP PRTNRS II | $0 | – | -10,000 | -100.0% | -0.02% | – |
| SPTK | Exit | Sportstek Acquisition Corp | $0 | – | -10,000 | -100.0% | -0.02% | – |
| TWLV | Exit | TWELVE SEAS INVESTMENT CO II | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ASPN | Exit | ASPEN AEROGELS INCcall | $0 | – | -25,000 | -100.0% | -0.04% | – |
| FLDM | Exit | STANDARD BIOTOOLS INC | $0 | – | -200,000 | -100.0% | -0.05% | – |
| GLHA | Exit | GLASS HOUSES ACQUISITION COR | $0 | – | -50,000 | -100.0% | -0.08% | – |
| Exit | LUCID GROUP INC | $0 | – | -100,000 | -100.0% | -0.26% | – | |
| Exit | 8X8 INC NEWnote 0.500% 2/0 | $0 | – | -2,500,000 | -100.0% | -0.33% | – | |
| Exit | Apellis Pharmaceuticals Incnote 3.500% 9/1 | $0 | – | -2,000,000 | -100.0% | -0.46% | – | |
| Exit | AVADEL FIN CAYMAN LTDnote 4.500%10/0 | $0 | – | -5,300,000 | -100.0% | -0.58% | – | |
| Exit | II-VI Incnote 0.250% 9/0 | $0 | – | -3,500,000 | -100.0% | -0.60% | – | |
| Exit | Aerie Pharmaceuticals Incnote 1.500%10/0 | $0 | – | -5,584,000 | -100.0% | -0.74% | – | |
| Exit | Vroom Incnote 0.7500% 01-jul-2026 | $0 | – | -17,250,000 | -100.0% | -0.74% | – | |
| Exit | Workday Incnote 0.250%10/0 | $0 | – | -5,000,000 | -100.0% | -0.81% | – | |
| Exit | 1Life Healthcare Incnote 3.000% 6/1 | $0 | – | -7,939,000 | -100.0% | -1.02% | – | |
| Exit | Workiva Incnote 1.125% 8/1 | $0 | – | -7,000,000 | -100.0% | -1.17% | – | |
| Exit | ALLSCRIPTS HEALTHCARE SOLUTInote 0.875% 1/0 | $0 | – | -8,400,000 | -100.0% | -1.63% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2023-03-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.