$706 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 134 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 169.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | INFINERA CORPdebt 3.750% 8/0 | $27,910,400 | – | 28,000,000 | +100.0% | 3.95% | – | |
| Buy | SPLUNK INCnote 0.500% 9/1 | $19,235,512 | +2.6% | 20,169,000 | +3.5% | 2.72% | -5.6% | |
| IWM | New | ISHARES TRput | $18,965,800 | – | 115,000 | +100.0% | 2.69% | – |
| HYG | New | ISHARES TRput | $17,847,500 | – | 250,000 | +100.0% | 2.53% | – |
| Buy | LUMENTUM HLDGS INCnote 0.500%12/1 | $17,073,200 | +9.1% | 18,203,000 | +19.8% | 2.42% | +0.4% | |
| New | INSULET CORPnote 0.375% 9/0 | $15,389,001 | – | 13,043,000 | +100.0% | 2.18% | – | |
| Buy | FUBOTV INCnote 3.250% 2/1 | $14,733,533 | +86.7% | 30,500,000 | +22.0% | 2.09% | +71.6% | |
| Buy | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $14,440,202 | +2.7% | 7,785,000 | +3.8% | 2.05% | -5.5% | |
| Buy | WAYFAIR INCnote 1.000% 8/1 | $13,835,995 | +71.5% | 21,937,000 | +76.9% | 1.96% | +57.7% | |
| Buy | ACCURAY INC DELnote 3.750% 6/0 | $13,058,778 | +26.3% | 15,781,000 | +20.5% | 1.85% | +16.1% | |
| Buy | Ivanhoe Mines Ltdnote 2.5000% 15-apr-2026 | $12,845,781 | +16.4% | 11,875,000 | +10.7% | 1.82% | +7.0% | |
| Buy | DISH NETWORK CORPORATIONnote 12/1 | $12,793,300 | +100.9% | 19,500,000 | +116.7% | 1.81% | +84.7% | |
| Buy | BOX INCnote 1/1 | $12,368,620 | +97.8% | 11,161,000 | +102.9% | 1.75% | +81.9% | |
| New | MESA LABS INCnote 1.375% 8/1 | $11,741,450 | – | 14,000,000 | +100.0% | 1.66% | – | |
| Buy | OMNICELL COMnote 0.250% 9/1 | $11,714,890 | +52.6% | 11,000,000 | +83.3% | 1.66% | +40.4% | |
| Buy | LIVEPERSON INCnote 12/1 | $10,653,963 | +19.5% | 15,520,000 | +26.7% | 1.51% | +9.9% | |
| Buy | FASTLY INCnote 3/1 | $10,579,925 | +36.9% | 14,500,000 | +38.1% | 1.50% | +25.9% | |
| Buy | TABULA RASA HEALTHCARE INCnote 1.750% 2/1 | $10,043,311 | +25.6% | 12,450,000 | +8.7% | 1.42% | +15.6% | |
| New | NEOGENOMICS INCnote 0.250% 1/1 | $9,884,850 | – | 15,000,000 | +100.0% | 1.40% | – | |
| Buy | NANOSTRING TECHNOLOGIES INCnote 2.625% 3/0 | $9,616,092 | +296.7% | 11,450,000 | +281.7% | 1.36% | +265.1% | |
| Buy | PURE STORAGE INCnote 0.125% 4/1 | $9,348,818 | +108.3% | 8,250,000 | +106.2% | 1.32% | +91.6% | |
| New | HEALTH CATALYST INCnote 2.500% 4/1 | $8,329,262 | – | 9,750,000 | +100.0% | 1.18% | – | |
| Buy | COUPA SOFTWARE INCnote 0.375% 6/1 | $7,911,770 | +2.8% | 10,250,000 | +0.5% | 1.12% | -5.4% | |
| Buy | LYFT INCnote 1.500% 5/1 | $7,739,447 | +20.7% | 9,046,000 | +20.6% | 1.10% | +10.9% | |
| Buy | MAGNITE INCnote 0.250% 3/1 | $7,488,000 | +33.7% | 10,000,000 | +33.3% | 1.06% | +22.9% | |
| New | PAR TECHNOLOGY CORPnote 1.500%10/1 | $7,426,600 | – | 10,000,000 | +100.0% | 1.05% | – | |
| Buy | WESTERN DIGITAL CORP.note 1.500% 2/0 | $7,276,023 | +52.0% | 7,659,000 | +53.2% | 1.03% | +39.7% | |
| Buy | PEGASYSTEMS INCnote 0.750% 3/0 | $7,264,575 | +20.7% | 9,000,000 | +20.0% | 1.03% | +11.0% | |
| Buy | Porch Group Incnote 0.7500% 15-sep-2026 | $6,924,750 | +774.3% | 12,000,000 | +700.0% | 0.98% | +704.1% | |
| New | FORD MTR CO DELnote 3/1 | $6,887,438 | – | 7,500,000 | +100.0% | 0.98% | – | |
| New | VROOM INCnote 0.750% 7/0 | $6,480,000 | – | 20,250,000 | +100.0% | 0.92% | – | |
| New | EVERBRIDGE INCnote 3/1 | $6,480,188 | – | 7,500,000 | +100.0% | 0.92% | – | |
| Buy | BEYOND MEAT INCnote 3/1 | $6,150,941 | -0.1% | 19,761,000 | +27.4% | 0.87% | -8.1% | |
| Buy | THE REALREAL INCnote 3.000% 6/1 | $5,690,963 | +19.9% | 9,605,000 | +28.1% | 0.81% | +10.3% | |
| Buy | GUARDANT HEALTH INCnote 11/1 | $5,512,250 | +72.7% | 7,500,000 | +50.0% | 0.78% | +58.7% | |
| Buy | GROUPON INCnote 1.125% 3/1 | $4,826,750 | +16.0% | 7,500,000 | +15.4% | 0.68% | +6.7% | |
| New | UPWORK INCnote 0.250% 8/1 | $4,804,042 | – | 6,500,000 | +100.0% | 0.68% | – | |
| AKTS | Buy | AKOUSTIS TECHNOLOGIES INC | $4,752,000 | -12.9% | 1,600,000 | +8.5% | 0.67% | -20.0% |
| Buy | FIVERR INTL LTDnote 11/0 | $4,737,708 | +22.7% | 6,060,000 | +19.8% | 0.67% | +12.8% | |
| New | STANDARD BIOTOOLS INCnote 5.250%12/0 | $4,293,500 | – | 5,000,000 | +100.0% | 0.61% | – | |
| Buy | OAK STR HEALTH INCnote 3/1 | $4,237,475 | +69.9% | 5,500,000 | +57.1% | 0.60% | +56.2% | |
| Buy | LUCID GROUP INCput | $4,136,517 | +9.0% | 296,100 | +33.9% | 0.59% | +0.3% | |
| IWM | New | ISHARES TRrussell 2000 etf | $4,123,000 | – | 25,000 | +100.0% | 0.58% | – |
| New | DOCUSIGN INCnote 1/1 | $4,025,660 | – | 4,300,000 | +100.0% | 0.57% | – | |
| New | RINGCENTRAL INCnote 3/0 | $4,009,436 | – | 4,750,000 | +100.0% | 0.57% | – | |
| New | Arrival Groupnote 3.5000% 01-dec-2026 | $3,926,210 | – | 13,041,000 | +100.0% | 0.56% | – | |
| New | RINGCENTRAL INCnote 3/1 | $3,675,134 | – | 4,750,000 | +100.0% | 0.52% | – | |
| VAL | New | VALARIS LIMITEDcl a | $3,425,800 | – | 70,000 | +100.0% | 0.48% | – |
| Buy | LENDINGTREE INCnote 0.500% 7/1 | $3,342,942 | +96.0% | 4,670,000 | +86.8% | 0.47% | +80.2% | |
| Buy | BRIDGEBIO PHARMA INCnote 2.500% 3/1 | $2,983,417 | +37.0% | 5,000,000 | +25.0% | 0.42% | +25.9% | |
| Buy | THE REALREAL INCnote 1.000% 3/0 | $2,829,425 | +55.2% | 6,307,000 | +57.7% | 0.40% | +42.7% | |
| New | BIGCOMMERCE HLDGS INCnote 0.250%10/0 | $2,576,875 | – | 3,500,000 | +100.0% | 0.36% | – | |
| MX | Buy | MAGNACHIP SEMICONDUCTOR CORP | $2,150,400 | -27.8% | 210,000 | +2.4% | 0.30% | -33.6% |
| New | AIRBNB INCnote 3/1 | $2,073,250 | – | 2,500,000 | +100.0% | 0.29% | – | |
| New | OKTA INCnote 0.375% 6/1 | $1,962,708 | – | 2,500,000 | +100.0% | 0.28% | – | |
| New | BENTLEY SYS INCnote 0.375% 7/0 | $1,899,792 | – | 2,500,000 | +100.0% | 0.27% | – | |
| New | AVAYA HLDGS CORPnote 2.250% 6/1 | $1,863,354 | – | 4,241,000 | +100.0% | 0.26% | – | |
| New | NEOGENOMICS INCnote 1.250% 5/0 | $1,725,267 | – | 2,000,000 | +100.0% | 0.24% | – | |
| New | EVENTBRITE INCnote 0.750% 9/1 | $1,698,438 | – | 2,500,000 | +100.0% | 0.24% | – | |
| AVDL | New | AVADEL PHARMACEUTICALS PLCcall | $1,503,000 | – | 300,000 | +100.0% | 0.21% | – |
| New | BIORA THERAPEUTICS INCnote 7.250%12/0 | $1,478,583 | – | 2,500,000 | +100.0% | 0.21% | – | |
| New | PEARL HOLDINGS ACQUISITN CORunit 12/15/2026 | $1,256,875 | – | 125,000 | +100.0% | 0.18% | – | |
| New | TARGET GLOBAL ACQUISI I CORPunit 99/99/9999 | $1,006,000 | – | 100,000 | +100.0% | 0.14% | – | |
| New | BLACKLINE INCnote 3/1 | $816,250 | – | 1,000,000 | +100.0% | 0.12% | – | |
| New | SPREE ACQUISITION CORP 1 LTDunit 99/99/9999 | $556,875 | – | 55,000 | +100.0% | 0.08% | – | |
| PRSR | New | PROSPECTOR CAPITAL CORPcl a | $521,012 | – | 52,258 | +100.0% | 0.07% | – |
| ITQ | New | ITIQUIRA ACQUISITION CORP | $497,000 | – | 50,000 | +100.0% | 0.07% | – |
| KIII | New | KISMET ACQUISITION THREE CORcl a shares | $495,000 | – | 50,000 | +100.0% | 0.07% | – |
| FTEV | New | FINTECH EVOLUTION ACQUIS GRO | $496,000 | – | 50,000 | +100.0% | 0.07% | – |
| TELL | New | TELLURIAN INC NEW | $382,400 | – | 160,000 | +100.0% | 0.05% | – |
| DLCA | New | DEEP LAKE CAPITAL ACQUSTN CO | $348,950 | – | 35,000 | +100.0% | 0.05% | – |
| BLUA | New | BLUERIVER ACQUISITION CORP | $315,503 | – | 31,869 | +100.0% | 0.04% | – |
| IBER | New | IBERE PHARMACEUTICALS | $297,300 | – | 30,000 | +100.0% | 0.04% | – |
| KAII | New | KISMET ACQUISITION TWO CORP | $259,173 | – | 26,100 | +100.0% | 0.04% | – |
| NVSA | New | NEW VISTA ACQUISITION CORP | $248,500 | – | 25,000 | +100.0% | 0.04% | – |
| HHLA | New | HH&L ACQUISITION CO | $248,500 | – | 25,000 | +100.0% | 0.04% | – |
| KAIR | New | KAIROS ACQUISITION CORP | $249,000 | – | 25,000 | +100.0% | 0.04% | – |
| KRNL | New | KERNEL GROUP HOLDINGS INC | $248,000 | – | 25,000 | +100.0% | 0.04% | – |
| OPA | New | MAGNUM OPUS ACQUISITION LTD | $248,250 | – | 25,000 | +100.0% | 0.04% | – |
| PNTM | New | PONTEM CORPORATION | $248,500 | – | 25,000 | +100.0% | 0.04% | – |
| MACA | New | MORINGA ACQUISITION CORP | $99,300 | – | 10,000 | +100.0% | 0.01% | – |
| MSAC | New | MEDICUS SCIENCES ACQUISITION | $99,000 | – | 10,000 | +100.0% | 0.01% | – |
| NRAC | New | NOBLE ROCK ACQUISITION CORP | $99,400 | – | 10,000 | +100.0% | 0.01% | – |
| FRON | New | FRONTIER ACQUISITION CORP | $6,729 | – | 679 | +100.0% | 0.00% | – |
| New | ADTHEORENT HOLDING COMPANY*w exp 12/26/202 | $4,889 | – | 27,191 | +100.0% | 0.00% | – | |
| FTEVWS | New | FINTECH EVOLUTION ACQUIS GRO*w exp 03/31/202 | $1,630 | – | 16,666 | +100.0% | 0.00% | – |
| KAIIW | New | KISMET ACQUISITION TWO CORP*w exp 06/30/202 | $17 | – | 366 | +100.0% | 0.00% | – |
| TBSAW | New | TB SA ACQUISITION CORP*w exp 03/25/202 | $227 | – | 4,433 | +100.0% | 0.00% | – |
| BYTSW | New | BYTE ACQUISITION CORP*w exp 03/18/202 | $1,241 | – | 12,500 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2023-03-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.