$837 Million is the total value of SILVERBACK ASSET MANAGEMENT LLC's 79 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 57.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | DISH Network Corpnote 0.0000% 15-dec-2025 | $31,042,000 | -19.6% | 31,100,000 | -3.7% | 3.71% | -34.5% | |
| Sell | II-VI INCnote 0.250% 9/0 | $19,847,000 | -6.0% | 13,399,000 | -15.7% | 2.37% | -23.5% | |
| Sell | HARMONIC INCdbcv 2.000% 9/0 | $18,083,000 | -17.7% | 12,000,000 | -33.3% | 2.16% | -33.0% | |
| Sell | EAGLE BULK SHIPPING INCnote 5.000% 8/0 | $17,871,000 | -11.4% | 12,530,000 | -7.4% | 2.14% | -27.8% | |
| Sell | Scorpio Tankers Inc (Exchange)note 3.0000% 15-may-2025 | $17,868,000 | -12.6% | 18,209,000 | -10.6% | 2.14% | -28.8% | |
| Sell | WESTERN DIGITAL CORP.note 1.500% 2/0 | $14,627,000 | -3.8% | 14,500,000 | -3.7% | 1.75% | -21.6% | |
| Sell | PURE STORAGE INCnote 0.125% 4/1 | $13,640,000 | -17.2% | 10,217,000 | -28.1% | 1.63% | -32.6% | |
| RMBL | Sell | RUMBLEON INC | $10,210,000 | -22.6% | 245,896 | -27.3% | 1.22% | -37.0% |
| Sell | COUPA SOFTWARE INCnote 0.125% 6/1 | $10,026,000 | -64.3% | 8,172,000 | -56.0% | 1.20% | -70.9% | |
| Sell | Magnite Incnote 0.2500% 15-mar-2026 | $7,994,000 | -26.8% | 10,000,000 | -22.2% | 0.96% | -40.5% | |
| Sell | PARATEK PHARMACEUTICALS INCnote 4.750% 5/0 | $7,550,000 | -7.5% | 8,207,000 | -11.3% | 0.90% | -24.7% | |
| Sell | INFINERA CORPnote 2.500% 3/0 | $3,694,000 | -30.6% | 2,501,000 | -37.5% | 0.44% | -43.5% | |
| MX | Sell | MAGNACHIP SEMICONDUCTOR CORP | $2,957,000 | -33.7% | 141,013 | -43.8% | 0.35% | -46.0% |
| Sell | PETIQ INCnote 4.000% 6/0 | $1,456,000 | -82.5% | 1,240,000 | -82.3% | 0.17% | -85.7% | |
| FLDM | Sell | FLUIDIGM CORP DEL | $784,000 | -58.4% | 200,000 | -30.0% | 0.09% | -65.9% |
| AAQCWS | Sell | ACCELERATE ACQUISITION CORP*w exp 06/15/202 | $21,000 | -32.3% | 25,000 | -24.8% | 0.00% | -40.0% |
| TBCPW | Exit | THUNDER BRIDGE CAP PRTNRS II*w exp 02/15/202 | $0 | – | -2,000 | -100.0% | 0.00% | – |
| MACQW | Exit | MCAP ACQUISITION CORP*w exp 03/02/202 | $0 | – | -27,191 | -100.0% | -0.00% | – |
| Exit | TELIGENT INC NEW | $0 | – | -899,000 | -100.0% | -0.05% | – | |
| NOTV | Exit | INOTIV INC | $0 | – | -15,000 | -100.0% | -0.06% | – |
| MACQ | Exit | MCAP ACQUISITION CORP | $0 | – | -134,300 | -100.0% | -0.20% | – |
| PLUG | Exit | PLUG POWER INC | $0 | – | -101,300 | -100.0% | -0.38% | – |
| Exit | TRAVERE THERAPEUTICS INCnote 2.500% 9/1 | $0 | – | -3,000,000 | -100.0% | -0.44% | – | |
| Exit | MicroStrategy Incnote 0.0000% 15-feb-2027 | $0 | – | -8,000,000 | -100.0% | -0.87% | – | |
| Exit | PATRICK INDS INCdbcv 1.000% 2/0 | $0 | – | -6,525,000 | -100.0% | -1.08% | – | |
| Exit | RADIUS HEALTH INCnote 3.000% 9/0 | $0 | – | -9,000,000 | -100.0% | -1.20% | – | |
| Exit | FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $0 | – | -9,210,000 | -100.0% | -1.21% | – | |
| Exit | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $0 | – | -6,652,000 | -100.0% | -1.41% | – | |
| Exit | TWITTER INCnote 0.250% 6/1 | $0 | – | -8,000,000 | -100.0% | -1.48% | – | |
| Exit | Beyond Meat Incnote 0.0000% 15-mar-2027 | $0 | – | -11,750,000 | -100.0% | -1.49% | – | |
| Exit | PALO ALTO NETWORKS INCnote 0.375% 6/0 | $0 | – | -7,125,000 | -100.0% | -1.73% | – | |
| Exit | BLOOM ENERGY CORPnote 2.500% 8/1 | $0 | – | -8,775,000 | -100.0% | -1.76% | – | |
| Exit | VARONIS SYS INCnote 1.250% 8/1 | $0 | – | -6,000,000 | -100.0% | -1.81% | – | |
| Exit | Enphase Energy Inc Tranche Anote 0.0000% 01-mar-2026 | $0 | – | -13,577,000 | -100.0% | -1.87% | – | |
| Exit | LYFT INCnote 1.500% 5/1 | $0 | – | -12,000,000 | -100.0% | -2.74% | – | |
| Exit | ENCORE CAP GROUP INCnote 3.250%10/0 | $0 | – | -14,250,000 | -100.0% | -2.91% | – | |
| Exit | SAILPOINT TECHNOLOGIES HLDGSnote 0.125% 9/1 | $0 | – | -12,500,000 | -100.0% | -2.95% | – | |
| Exit | CHEGG INCnote 0.125% 3/1 | $0 | – | -16,500,000 | -100.0% | -3.48% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAGNACHIP SEMICONDUCTOR CORP | 25 | Q3 2023 | 1.4% |
| SREV Equity | 24 | Q1 2022 | 2.0% |
| Sanofi Aventis CVR-WI | 21 | Q3 2019 | 0.3% |
| INFINERA CORPORATION | 19 | Q1 2023 | 6.1% |
| SPY 07/31/15 P190 | 17 | Q2 2023 | 31.6% |
| VECTOR GROUP LTD | 17 | Q2 2018 | 6.5% |
| AKTS Equity | 17 | Q3 2023 | 2.1% |
| DISH NETWORK CORPORATION | 16 | Q3 2023 | 3.5% |
| FLEXION THERAPEUTICS INC | 14 | Q3 2021 | 4.2% |
| PATRICK INDS INC | 14 | Q3 2022 | 2.7% |
View SILVERBACK ASSET MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| James River Coal CO | February 12, 2014 | 3,444,400 | 8.7% |
| TRICO MARINE SERVICES INCSold out | February 07, 2011 | 0 | 0.0% |
| ORBITAL SCIENCES CORP /DE/Sold out | March 12, 2009 | 0 | 0.0% |
| DOR BIOPHARMA INCSold out | February 14, 2007 | 0 | 0.0% |
| OXIS INTERNATIONAL INCSold out | February 14, 2007 | 0 | 0.0% |
| YM BIOSCIENCES INC | February 14, 2006 | 870,100 | 2.3% |
View SILVERBACK ASSET MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13D/A | 2024-04-11 |
| 4 | 2024-03-15 |
| SC 13D/A | 2024-03-15 |
| SC 13D/A | 2024-02-15 |
| 13F-HR | 2024-02-13 |
| SC 13D/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR/A | 2023-10-06 |
| SC 13D/A | 2023-09-14 |
| 13F-HR/A | 2023-08-17 |
View SILVERBACK ASSET MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.