| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ETG | Exit | EATON VANCE T/A GL DVD INCM | $0 | – | -11,712 | -100.0% | -0.27% | – |
| JQC | Exit | NUVEEN CREDIT STRATEGIES INC | $0 | – | -22,372 | -100.0% | -0.28% | – |
| NXZ | Exit | NUVEEN DIV ADV MUNI 2 | $0 | – | -15,119 | -100.0% | -0.28% | – |
| NUV | Exit | NUVEEN MUNI VALUE | $0 | – | -24,963 | -100.0% | -0.32% | – |
| PBR | Exit | PETROLEO BRASILEIRO S.A.-ADRadr | $0 | – | -16,589 | -100.0% | -0.32% | – |
| QQQX | Exit | NASDAQ PREMIUM INCOME & GROW | $0 | – | -13,030 | -100.0% | -0.32% | – |
| IIM | Exit | INVESCO VALUE MUNICIPAL INCO | $0 | – | -16,788 | -100.0% | -0.33% | – |
| EWM | Exit | ISHARES MSCI MALAYSIA ETFetf | $0 | – | -16,086 | -100.0% | -0.34% | – |
| EOS | Exit | EATON VANCE ENH EQT INC II | $0 | – | -19,005 | -100.0% | -0.34% | – |
| NKX | Exit | NUVEEN CALIFORNIA AMT-FREE M | $0 | – | -19,704 | -100.0% | -0.36% | – |
| IGD | Exit | VOYA GLOBAL EQUITY DIVIDEND | $0 | – | -28,884 | -100.0% | -0.37% | – |
| NQM | Exit | NUVEEN INV QUALITY MUNI FD | $0 | – | -19,557 | -100.0% | -0.38% | – |
| BTZ | Exit | BLACKROCK CREDIT ALLOCATION | $0 | – | -23,402 | -100.0% | -0.43% | – |
| VTA | Exit | INVESCO DYNAMIC CREDIT OPP | $0 | – | -29,535 | -100.0% | -0.51% | – |
| EWJ | Exit | ISHARES MSCI JAPAN ETFetf | $0 | – | -33,647 | -100.0% | -0.54% | – |
| BCF | Exit | BLACKROCK REAL ASSET EQUITY | $0 | – | -43,599 | -100.0% | -0.54% | – |
| GDX | Exit | MARKET VECTORS GOLD MINERSetf | $0 | – | -16,753 | -100.0% | -0.59% | – |
| EWH | Exit | ISHARES MSCI HONG KONG ETFetf | $0 | – | -21,338 | -100.0% | -0.59% | – |
| KYN | Exit | KAYNE ANDERSON MLP INVESTMEN | $0 | – | -11,643 | -100.0% | -0.61% | – |
| ETV | Exit | EATON VANCE T/M BUY-WRITE OP | $0 | – | -31,237 | -100.0% | -0.61% | – |
| EWT | Exit | ISHARES INCetf | $0 | – | -32,024 | -100.0% | -0.67% | – |
| MTCN | Exit | ARCELORMITTALmand cv nt 16 | $0 | – | -22,465 | -100.0% | -0.67% | – |
| EEQ | Exit | ENBRIDGE ENERGY MANAGEMENT Lunits lli | $0 | – | -14,533 | -100.0% | -0.68% | – |
| GDV | Exit | GABELLI DIVIDEND & INCOME | $0 | – | -23,732 | -100.0% | -0.69% | – |
| FXI | Exit | ISHARES CHINA LARGE-CAP ETFetf | $0 | – | -16,866 | -100.0% | -0.83% | – |
| OABC | Exit | OMNIAMERICAN BANCORP INC | $0 | – | -25,500 | -100.0% | -0.84% | – |
| GMWSA | Exit | GENERAL MOTORS CO*w exp 07/10/201 | $0 | – | -24,355 | -100.0% | -0.86% | – |
| IDX | Exit | MARKET VECTORS INDONESIA INDetf | $0 | – | -26,570 | -100.0% | -0.87% | – |
| BKD | Exit | BROOKDALE SENIOR LIVING INC | $0 | – | -19,856 | -100.0% | -0.88% | – |
| PCI | Exit | PIMCO DYNAMIC CREDIT INCOME | $0 | – | -28,336 | -100.0% | -0.89% | – |
| BAC | Exit | BANK OF AMERICA CORP | $0 | – | -47,158 | -100.0% | -0.96% | – |
| TIAIY | Exit | TELECOM ITALIA SPA-SPON ADRspon adr svgs | $0 | – | -74,450 | -100.0% | -0.97% | – |
| ETW | Exit | EATON VANCE TAX MAN GLBL BR | $0 | – | -57,820 | -100.0% | -0.98% | – |
| NHCPRA | Exit | NATL HEALTHCARE CORPconv ser a | $0 | – | -51,384 | -100.0% | -1.02% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -13,399 | -100.0% | -1.02% | – |
| AMOV | Exit | AMERICA MOVIL S A DE C V | $0 | – | -38,150 | -100.0% | -1.05% | – |
| FAX | Exit | ABERDEEN ASIA PAC INC FD | $0 | – | -146,936 | -100.0% | -1.22% | – |
| SLV | Exit | ISHARES SILVER TRUSTishares | $0 | – | -46,349 | -100.0% | -1.24% | – |
| VTR | Exit | VENTAS INC | $0 | – | -15,038 | -100.0% | -1.28% | – |
| NRF | Exit | NorthStar Realty Finance Corp | $0 | – | -55,570 | -100.0% | -1.28% | – |
| TQNT | Exit | TRIQUINT SEMICONDUCTER INC | $0 | – | -61,200 | -100.0% | -1.28% | – |
| FRX | Exit | FOREST LABORATORIES INC | $0 | – | -10,183 | -100.0% | -1.34% | – |
| NEEPRO | Exit | NEXTERA ENERGY INCunit 09/01/2015 | $0 | – | -16,157 | -100.0% | -1.39% | – |
| WEC | Exit | WISCONSIN ENERGY CORP | $0 | – | -24,365 | -100.0% | -1.52% | – |
| HAWKB | Exit | BLACKHAWK NETWORK HD-Bcl b | $0 | – | -43,989 | -100.0% | -1.57% | – |
| VGK | Exit | VANGUARD FTSE EUROPE ETFetf | $0 | – | -20,182 | -100.0% | -1.60% | – |
| BSBR | Exit | BANCO SANTANDER BRASIL-ADSads rep 1 unit | $0 | – | -175,675 | -100.0% | -1.61% | – |
| BHP | Exit | BHP BILLITON LTD ADRadr | $0 | – | -19,236 | -100.0% | -1.74% | – |
| FNF | Exit | FID NATL TITLE GROUP INCcl a | $0 | – | -48,399 | -100.0% | -2.10% | – |
| AIG | Exit | AMERICAN INTERNATIONAL GROUP | $0 | – | -29,492 | -100.0% | -2.13% | – |
| CBSA | Exit | CBS CORP-CLASS A VOTINGcl a | $0 | – | -25,940 | -100.0% | -2.14% | – |
| F113PS | Exit | COVIDIEN PLC | $0 | – | -18,751 | -100.0% | -2.24% | – |
| GWRU | Exit | GENESEE & WYOMING INCunit 10/01/2015 | $0 | – | -14,724 | -100.0% | -2.63% | – |
| T | Exit | AT&T INC | $0 | – | -65,203 | -100.0% | -3.06% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -28,426 | -100.0% | -3.10% | – |
| 4945SC | Exit | KINDER MORGAN ENERGY PARTNERpartner | $0 | – | -32,296 | -100.0% | -3.52% | – |
| EPRPRC | Exit | EPR PROPERTIEScnv 5.75% | $0 | – | -149,518 | -100.0% | -4.56% | – |
| GM | Exit | GENERAL MOTORS CO | $0 | – | -106,306 | -100.0% | -5.12% | – |
| TWC | Exit | TIME WARNER CABLE | $0 | – | -29,703 | -100.0% | -5.80% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRUSTtrust unit | $0 | – | -412,797 | -100.0% | -6.02% | – |
| OCRPRB | Exit | OMNICARE CAP TRUST IIb tr 4.00% | $0 | – | -169,372 | -100.0% | -18.31% | – |
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| OMNICARE CAP TRUST II | 1 | Q2 2014 | 18.3% |
| SPROTT PHYSICAL GOLD TRUST | 1 | Q2 2014 | 6.0% |
| TIME WARNER CABLE | 1 | Q2 2014 | 5.8% |
| GENERAL MOTORS CO | 1 | Q2 2014 | 5.1% |
| EPR PROPERTIES | 1 | Q2 2014 | 4.6% |
| KINDER MORGAN ENERGY PARTNER | 1 | Q2 2014 | 3.5% |
| ROYAL DUTCH SHELL PLC | 1 | Q2 2014 | 3.1% |
| AT&T INC | 1 | Q2 2014 | 3.1% |
| GENESEE & WYOMING INC | 1 | Q2 2014 | 2.6% |
| COVIDIEN PLC | 1 | Q2 2014 | 2.2% |
View OTA LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| MZT Holdings, Inc. | February 10, 2011 | 2,108,058 | 3.4% |
| QIAO XING UNIVERSAL RESOURCES, INC | February 10, 2011 | 1,986,717 | 2.3% |
| ROCKWELL MEDICAL TECHNOLOGIES INC | February 10, 2011 | 220,335 | 1.3% |
| SPECTRUM PHARMACEUTICALS INC | January 08, 2010 | 1,612,619 | 3.3% |
View OTA LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-NT | 2023-08-17 |
| 13F-NT | 2023-05-04 |
| 13F-NT | 2023-02-09 |
| 13F-NT | 2022-10-17 |
| 13F-NT | 2022-07-15 |
| 13F-NT | 2022-04-19 |
| 13F-NT | 2022-01-28 |
| 13F-NT | 2021-10-12 |
| 13F-NT | 2021-07-28 |
| 13F-NT | 2021-04-14 |
View OTA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.