Q1 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NWSA | Buy | NEWS CORP NEWcl a | $7,749,000 | +56.4% | 450,000 | +63.6% | 8.54% | +107.6% |
| CLF | New | CLIFFS NAT RES INCput | $7,161,000 | – | 350,000 | – | 7.89% | – |
| ORCL | Sell | ORACLE CORP | $6,955,000 | -9.1% | 170,000 | -15.0% | 7.67% | +20.7% |
| MSFT | Sell | MICROSOFT CORP | $6,763,000 | -19.7% | 165,000 | -26.7% | 7.46% | +6.6% |
| MSFT | New | MICROSOFT CORPput | $6,149,000 | – | 150,000 | – | 6.78% | – |
| PFE | New | PFIZER INC | $5,621,000 | – | 175,000 | – | 6.20% | – |
| X | New | UNITED STATES STL CORP NEWput | $5,522,000 | – | 200,000 | – | 6.09% | – |
| XLS | Sell | EXELIS INC | $4,753,000 | -30.7% | 250,000 | -30.6% | 5.24% | -8.0% |
| HES | Sell | HESS CORP | $4,724,000 | -5.1% | 57,000 | -5.0% | 5.21% | +25.9% |
| DFODQ | Sell | DEAN FOODS CO NEW | $4,097,000 | -20.6% | 265,000 | -11.7% | 4.52% | +5.5% |
| NBHC | Buy | NATIONAL BK HLDGS CORPcl a | $3,512,000 | +9.4% | 175,000 | +16.7% | 3.87% | +45.3% |
| CNSI | Buy | COMVERSE INC | $3,112,000 | +43.2% | 90,000 | +60.7% | 3.43% | +90.1% |
| MRO | Sell | MARATHON OIL CORP | $3,019,000 | -14.5% | 85,000 | -15.0% | 3.33% | +13.5% |
| CHFN | Buy | CHARTER FINL CORP MD | $2,811,000 | +11.1% | 260,000 | +10.6% | 3.10% | +47.5% |
| AIG | Sell | AMERICAN INTL GROUP INC | $2,501,000 | -34.7% | 50,000 | -33.3% | 2.76% | -13.3% |
| MU | Sell | MICRON TECHNOLOGY INCcall | $2,366,000 | -36.0% | 100,000 | -41.2% | 2.61% | -15.1% |
| CIT | Sell | CIT GROUP INC | $2,304,000 | -28.7% | 47,000 | -24.2% | 2.54% | -5.3% |
| MSG | New | MADISON SQUARE GARDEN COcl a | $1,136,000 | – | 20,000 | – | 1.25% | – |
| MSO | New | MARTHA STEWART LIVING OMNIMEcl a | $906,000 | – | 200,000 | – | 1.00% | – |
| FTDCQ | New | FTD COS INC | $864,000 | – | 27,161 | – | 0.95% | – |
| CALL | New | MAGICJACK VOCALTEC LTD | $637,000 | – | 30,000 | – | 0.70% | – |
| GOLD | Exit | BARRICK GOLD CORPcall | $0 | – | -140,000 | – | -2.05% | – |
| CHS | Exit | CHICOS FAS INC | $0 | – | -165,000 | – | -2.58% | – |
| TSLA | Exit | TESLA MTRS INCput | $0 | – | -30,000 | – | -3.74% | – |
| AIGWS | Exit | AMERICAN INTL GROUP INC*w exp 01/19/202 | $0 | – | -224,000 | – | -3.77% | – |
| AZN | Exit | ASTRAZENECA PLCsponsored adr | $0 | – | -105,000 | – | -5.18% | – |
| L | Exit | LOEWS CORP | $0 | – | -160,000 | – | -6.41% | – |
| IWM | Exit | ISHARESput | $0 | – | -200,000 | – | -19.15% | – |
Q4 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | New | ISHARESput | $23,062,000 | – | 200,000 | – | 19.15% | – |
| MSFT | Sell | MICROSOFT CORP | $8,422,000 | -8.1% | 225,000 | -18.2% | 6.99% | +40.1% |
| L | Sell | LOEWS CORP | $7,718,000 | -17.4% | 160,000 | -20.0% | 6.41% | +25.8% |
| ORCL | Sell | ORACLE CORP | $7,652,000 | -29.0% | 200,000 | -38.5% | 6.35% | +8.1% |
| XLS | Sell | EXELIS INC | $6,862,000 | -12.6% | 360,000 | -28.0% | 5.70% | +33.1% |
| AZN | Sell | ASTRAZENECA PLCsponsored adr | $6,234,000 | -31.4% | 105,000 | -40.0% | 5.18% | +4.5% |
| 6107SC | Buy | URS CORP NEW | $5,299,000 | +30.6% | 100,000 | +32.5% | 4.40% | +98.9% |
| DFODQ | Sell | DEAN FOODS CO NEW | $5,157,000 | -37.1% | 300,000 | -29.4% | 4.28% | -4.2% |
| HES | Sell | HESS CORP | $4,980,000 | -41.5% | 60,000 | -45.5% | 4.14% | -10.8% |
| NWSA | Buy | NEWS CORP NEWcl a | $4,956,000 | +37.1% | 275,000 | +22.2% | 4.12% | +108.9% |
| AIGWS | Sell | AMERICAN INTL GROUP INC*w exp 01/19/202 | $4,536,000 | -17.5% | 224,000 | -22.8% | 3.77% | +25.7% |
| TSLA | Sell | TESLA MTRS INCput | $4,511,000 | -92.5% | 30,000 | -90.4% | 3.74% | -88.6% |
| AIG | Buy | AMERICAN INTL GROUP INC | $3,829,000 | +31.2% | 75,000 | +25.0% | 3.18% | +99.9% |
| MU | Sell | MICRON TECHNOLOGY INCcall | $3,699,000 | +5.9% | 170,000 | -15.0% | 3.07% | +61.3% |
| MRO | Sell | MARATHON OIL CORP | $3,530,000 | -45.3% | 100,000 | -45.9% | 2.93% | -16.7% |
| CIT | Sell | CIT GROUP INC | $3,232,000 | -11.6% | 62,000 | -17.3% | 2.68% | +34.6% |
| NBHC | Sell | NATIONAL BK HLDGS CORPcl a | $3,210,000 | -30.5% | 150,000 | -33.3% | 2.66% | +5.8% |
| CHS | New | CHICOS FAS INC | $3,109,000 | – | 165,000 | – | 2.58% | – |
| CHFN | Buy | CHARTER FINL CORP MD | $2,531,000 | +803.9% | 235,000 | +807.3% | 2.10% | +1273.2% |
| CNSI | New | COMVERSE INC | $2,173,000 | – | 56,000 | – | 1.80% | – |
| EGL | Exit | ENGILITY HLDGS INC | $0 | – | -11,612 | – | -0.20% | – |
| ENZN | Exit | ENZON PHARMACEUTICALS INC | $0 | – | -241,800 | – | -0.22% | – |
| GCVRZ | Exit | SANOFIcall | $0 | – | -500,000 | – | -0.55% | – |
| HBIO | Exit | HARVARD BIOSCIENCE INC | $0 | – | -225,000 | – | -0.64% | – |
| CLF | Exit | CLIFFS NAT RES INCput | $0 | – | -100,000 | – | -1.12% | – |
| SAI | Exit | SAIC INC | $0 | – | -56,250 | – | -1.40% | – |
| GTS | Exit | TRIPLE-S MGMT CORPcl b | $0 | – | -224,000 | – | -2.24% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDadr | $0 | – | -225,000 | – | -4.63% | – |
Q3 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TSLA | Sell | TESLA MTRS INCput | $60,154,000 | +75.0% | 311,000 | -2.8% | 32.78% | +59.9% |
| ORCL | Sell | ORACLE CORP | $10,780,000 | +0.3% | 325,000 | -7.1% | 5.88% | -8.4% |
| MSFT | New | MICROSOFT CORP | $9,160,000 | – | 275,000 | – | 4.99% | – |
| AZN | New | ASTRAZENECA PLCsponsored adr | $9,088,000 | – | 175,000 | – | 4.95% | – |
| TEVA | Sell | TEVA PHARMACEUTICAL INDS LTDadr | $8,501,000 | -13.3% | 225,000 | -10.0% | 4.63% | -20.7% |
| DFODQ | New | DEAN FOODS CO NEW | $8,203,000 | – | 425,000 | – | 4.47% | – |
| XLS | Sell | EXELIS INC | $7,855,000 | -36.7% | 500,000 | -44.4% | 4.28% | -42.1% |
| MRO | Sell | MARATHON OIL CORP | $6,453,000 | -25.4% | 185,000 | -26.0% | 3.52% | -31.8% |
| NBHC | Sell | NATIONAL BK HLDGS CORPcl a | $4,622,000 | -9.4% | 225,000 | -13.1% | 2.52% | -17.1% |
| GTS | New | TRIPLE-S MGMT CORPcl b | $4,119,000 | – | 224,000 | – | 2.24% | – |
| 6107SC | New | URS CORP NEW | $4,058,000 | – | 75,500 | – | 2.21% | – |
| CIT | Sell | CIT GROUP INC | $3,658,000 | -12.8% | 75,000 | -16.7% | 1.99% | -20.3% |
| NWSA | New | NEWS CORP NEWcl a | $3,614,000 | – | 225,000 | – | 1.97% | – |
| MU | Buy | MICRON TECHNOLOGY INCcall | $3,494,000 | +1117.4% | 200,000 | +900.0% | 1.90% | +1013.5% |
| AIG | Sell | AMERICAN INTL GROUP INC | $2,918,000 | -23.2% | 60,000 | -29.4% | 1.59% | -29.8% |
| GOLD | Sell | BARRICK GOLD CORPcall | $2,607,000 | +10.4% | 140,000 | -6.7% | 1.42% | +0.9% |
| SAI | New | SAIC INC | $2,561,000 | – | 56,250 | – | 1.40% | – |
| CLF | Sell | CLIFFS NAT RES INCput | $2,050,000 | -51.5% | 100,000 | -61.5% | 1.12% | -55.7% |
| HBIO | Sell | HARVARD BIOSCIENCE INC | $1,184,000 | -24.6% | 225,000 | -32.2% | 0.64% | -31.1% |
| GCVRZ | New | SANOFIcall | $1,010,000 | – | 500,000 | – | 0.55% | – |
| ENZN | Sell | ENZON PHARMACEUTICALS INC | $406,000 | -42.2% | 241,800 | -31.2% | 0.22% | -47.3% |
| EGL | Sell | ENGILITY HLDGS INC | $368,000 | -92.6% | 11,612 | -93.4% | 0.20% | -93.2% |
| CHFN | New | CHARTER FINL CORP MD | $280,000 | – | 25,900 | – | 0.15% | – |
| NDZ | Exit | NORDION INC | $0 | – | -100,000 | – | -0.44% | – |
| GCVRZ | Exit | SANOFIright 12/31/2020 | $0 | – | -500,000 | – | -0.58% | – |
| NWSA | Exit | NEWS CORPcl a | $0 | – | -150,000 | – | -1.37% | – |
| CRRTQ | Exit | CARBO CERAMICS INCput | $0 | – | -40,000 | – | -1.61% | – |
| IPG | Exit | INTERPUBLIC GROUP COS INC | $0 | – | -250,000 | – | -2.17% | – |
| SAFT | Exit | SAFETY INS GROUP INC | $0 | – | -90,000 | – | -2.60% | – |
| WWAVB | Exit | WHITEWAVE FOODS CO | $0 | – | -350,000 | – | -3.17% | – |
| CFN | Exit | CAREFUSION CORP | $0 | – | -150,000 | – | -3.30% | – |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -225,000 | – | -3.44% | – |
| DF | Exit | DEAN FOODS CO NEW | $0 | – | -875,000 | – | -5.23% | – |
Q2 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TSLA | New | TESLA MTRS INCput | $34,378,000 | – | 320,000 | – | 20.50% | – |
| XLS | New | EXELIS INC | $12,411,000 | – | 900,000 | – | 7.40% | – |
| ORCL | New | ORACLE CORP | $10,752,000 | – | 350,000 | – | 6.41% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDadr | $9,800,000 | – | 250,000 | – | 5.84% | – |
| L | New | LOEWS CORP | $8,880,000 | – | 200,000 | – | 5.30% | – |
| DF | New | DEAN FOODS CO NEW | $8,768,000 | – | 875,000 | – | 5.23% | – |
| MRO | New | MARATHON OIL CORP | $8,645,000 | – | 250,000 | – | 5.16% | – |
| HES | New | HESS CORP | $7,314,000 | – | 110,000 | – | 4.36% | – |
| TSN | New | TYSON FOODS INCcl a | $5,778,000 | – | 225,000 | – | 3.44% | – |
| CFN | New | CAREFUSION CORP | $5,528,000 | – | 150,000 | – | 3.30% | – |
| WWAVB | New | WHITEWAVE FOODS CO | $5,320,000 | – | 350,000 | – | 3.17% | – |
| AIGWS | New | AMERICAN INTL GROUP INC*w exp 01/19/202 | $5,290,000 | – | 290,000 | – | 3.15% | – |
| NBHC | New | NATIONAL BK HLDGS CORPcl a | $5,099,000 | – | 258,822 | – | 3.04% | – |
| EGL | New | ENGILITY HLDGS INC | $4,974,000 | – | 175,000 | – | 2.97% | – |
| SAFT | New | SAFETY INS GROUP INC | $4,366,000 | – | 90,000 | – | 2.60% | – |
| CLF | New | CLIFFS NAT RES INCput | $4,225,000 | – | 260,000 | – | 2.52% | – |
| CIT | New | CIT GROUP INC | $4,197,000 | – | 90,000 | – | 2.50% | – |
| AIG | New | AMERICAN INTL GROUP INC | $3,800,000 | – | 85,000 | – | 2.27% | – |
| IPG | New | INTERPUBLIC GROUP COS INC | $3,638,000 | – | 250,000 | – | 2.17% | – |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $2,924,000 | – | 150,000 | – | 1.74% | – |
| CRRTQ | New | CARBO CERAMICS INCput | $2,697,000 | – | 40,000 | – | 1.61% | – |
| GOLD | New | BARRICK GOLD CORPcall | $2,361,000 | – | 150,000 | – | 1.41% | – |
| NWSA | New | NEWS CORPcl a | $2,295,000 | – | 150,000 | – | 1.37% | – |
| HBIO | New | HARVARD BIOSCIENCE INC | $1,570,000 | – | 332,000 | – | 0.94% | – |
| GCVRZ | New | SANOFIright 12/31/2020 | $965,000 | – | 500,000 | – | 0.58% | – |
| NDZ | New | NORDION INC | $740,000 | – | 100,000 | – | 0.44% | – |
| ENZN | New | ENZON PHARMACEUTICALS INC | $703,000 | – | 351,700 | – | 0.42% | – |
| MU | New | MICRON TECHNOLOGY INCcall | $287,000 | – | 20,000 | – | 0.17% | – |