$1.75 Billion is the total value of ARES MANAGEMENT LLC's 54 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 26.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CWEI | Sell | Williams Clayton Energy, Inc | $697,970,000 | +34.1% | 5,852,509 | -4.0% | 39.86% | +19.5% |
| SFS | Smart& Final Stores Inc | $623,485,000 | +10.4% | 44,218,762 | 0.0% | 35.60% | -1.6% | |
| HKRSQ | Halcon Resources Corporation | $167,950,000 | -0.4% | 17,981,822 | 0.0% | 9.59% | -11.2% | |
| ARCC | Buy | Ares Capital Corp | $24,318,000 | +20.9% | 1,474,695 | +13.7% | 1.39% | +7.8% |
| FSK | Buy | FS Investment Corp | $19,518,000 | +13.5% | 1,894,909 | +4.3% | 1.12% | +1.2% |
| AINV | Buy | Apollo Investment Corp | $13,876,000 | +44.2% | 2,367,945 | +42.7% | 0.79% | +28.6% |
| NMFC | Buy | New Mountain Finance Corp | $12,478,000 | +14.3% | 884,953 | +11.6% | 0.71% | +2.0% |
| TVPT | Sell | Travelport Worldwide Ltd | $11,244,000 | -32.1% | 797,440 | -27.6% | 0.64% | -39.4% |
| AAL | Sell | American Airlines, Inc. | $11,172,000 | -69.9% | 239,276 | -76.4% | 0.64% | -73.1% |
| FSC | Buy | Fifth Street Finance Corp | $10,871,000 | -0.3% | 2,024,406 | +7.9% | 0.62% | -11.2% |
| GBDC | Buy | Golub Capital BDC Inc. | $10,855,000 | +417.4% | 590,255 | +422.3% | 0.62% | +362.7% |
| TCRD | Sell | THL Credit Inc. | $10,185,000 | +2.9% | 1,017,451 | -2.0% | 0.58% | -8.2% |
| MPO | New | Midstates Petroleum Company Inc | $9,895,000 | – | 477,081 | +100.0% | 0.56% | – |
| PSEC | Buy | Prospect Capital Corp | $8,989,000 | +193.6% | 1,076,478 | +184.8% | 0.51% | +161.7% |
| BKCC | Buy | BlackRock Capital Investment | $8,814,000 | -6.3% | 1,266,354 | +11.4% | 0.50% | -16.6% |
| FSFR | Buy | Fifth Street Senior Floating | $8,112,000 | +2.9% | 931,373 | +1.1% | 0.46% | -8.3% |
| TCAP | Buy | Triangle Capital Corp | $7,915,000 | +197.9% | 431,580 | +219.9% | 0.45% | +165.9% |
| TCPC | Sell | TCP Capital Corp | $7,594,000 | -2.1% | 449,342 | -5.1% | 0.43% | -12.7% |
| SLRC | Buy | Solar Capital LTD | $6,736,000 | +14.2% | 323,517 | +12.5% | 0.38% | +1.9% |
| FDUS | Buy | Fidus Investment Corp | $6,632,000 | +36.7% | 421,623 | +36.9% | 0.38% | +21.9% |
| MCC | Buy | Medley Capital Corp | $6,272,000 | +2.7% | 835,110 | +4.3% | 0.36% | -8.4% |
| TPVG | Sell | TriplePoint Venture Growth | $5,674,000 | -1.1% | 481,669 | -11.0% | 0.32% | -11.7% |
| PFLT | Sell | PenantPark Floating Rate | $5,641,000 | -22.6% | 399,768 | -27.4% | 0.32% | -31.0% |
| ABDC | Buy | Alcentra Capital Corp | $5,022,000 | +21.4% | 419,524 | +31.8% | 0.29% | +8.3% |
| SCM | Buy | Stellus Capital Investment Corp | $4,908,000 | +20.7% | 406,962 | +9.0% | 0.28% | +7.7% |
| PNNT | Sell | PenantPark Investment Corp | $4,854,000 | -33.0% | 633,629 | -34.2% | 0.28% | -40.3% |
| WHF | Buy | WhiteHorse Finance Inc | $4,791,000 | +18.8% | 393,691 | +6.7% | 0.27% | +6.2% |
| SUNS | Buy | Solar Senior Capital LTD | $4,386,000 | +17.1% | 266,784 | +15.5% | 0.25% | +4.2% |
| CPTA | Buy | Capitala Finance Corp | $4,114,000 | +21.4% | 318,213 | +23.1% | 0.24% | +8.3% |
| PMT | PennyMac Mortgage | $3,947,000 | +5.1% | 241,121 | 0.0% | 0.22% | -6.6% | |
| Buy | Garrison Capital Inc | $2,868,000 | +34.8% | 306,744 | +46.0% | 0.16% | +20.6% | |
| TWO | New | Two Harbors Invt Corp | $2,579,000 | – | 295,700 | +100.0% | 0.15% | – |
| CIM | Buy | Chimera Investment Corp | $2,241,000 | +40.9% | 131,673 | +32.1% | 0.13% | +25.5% |
| BXMT | Sell | Blackstone Mortgage Trust Inc | $1,934,000 | -47.7% | 64,300 | -48.8% | 0.11% | -53.6% |
| LADR | New | Ladder Cap Corpcl a | $1,902,000 | – | 138,610 | +100.0% | 0.11% | – |
| TSLX | Sell | TPG Specialty Lending Inc | $1,804,000 | -29.4% | 96,587 | -31.6% | 0.10% | -37.2% |
| HTGC | Buy | Hercules Capital Inc. | $1,428,000 | +12.8% | 101,239 | +8.5% | 0.08% | +1.2% |
| OFS | Sell | OFS Capital Corp | $1,119,000 | -27.4% | 81,328 | -31.3% | 0.06% | -35.4% |
| DSL | Doubline Income Solutions | $1,063,000 | +3.5% | 56,000 | 0.0% | 0.06% | -7.6% | |
| HRZN | New | Horizon Technology Fin Corp | $1,024,000 | – | 97,253 | +100.0% | 0.06% | – |
| HKWS | Halcon Resources Corporationw exp 09/09/202 | $784,000 | +4.5% | 340,906 | 0.0% | 0.04% | -6.2% | |
| ECC | New | Eagle Ppoint CR CO LLC | $765,000 | – | 45,653 | +100.0% | 0.04% | – |
| INCR | New | INC Research Hldgs Inccl a | $738,000 | – | 13,252 | +100.0% | 0.04% | – |
| KCAP | Sell | KCAP Financial Inc | $592,000 | -60.8% | 148,835 | -54.3% | 0.03% | -64.9% |
| CMFN | Sell | CM Finance Inc. | $498,000 | -60.5% | 53,600 | -61.3% | 0.03% | -65.4% |
| Royal Bank of Scotland Groupnote 8.0% | $383,000 | +1.9% | 400,000 | 0.0% | 0.02% | -8.3% | ||
| ARDC | Buy | Ares Dynamic Credit | $371,000 | +11.7% | 24,593 | +10.2% | 0.02% | 0.0% |
| Lloyds Banking Group PLCsdcv | $258,000 | 0.0% | 250,000 | 0.0% | 0.02% | -11.8% | ||
| ACRE | Buy | Ares Commercial Real Estate | $254,000 | +10.0% | 18,466 | +0.6% | 0.02% | 0.0% |
| BGB | New | Blackstone / GSO Strategic CR | $156,000 | – | 10,200 | +100.0% | 0.01% | – |
| CMO | Buy | Capstead Mortgage Corp | $143,000 | +26.5% | 14,000 | +16.7% | 0.01% | +14.3% |
| CYS | Buy | CYS Investments Inc | $124,000 | +9.7% | 16,000 | +23.1% | 0.01% | 0.0% |
| FUEL | Rocket Fuel Inc | $20,000 | -33.3% | 11,405 | 0.0% | 0.00% | -50.0% | |
| BIOS | New | BioScrip, Inc. | $12,000 | – | 11,800 | +100.0% | 0.00% | – |
| Exit | Harvest Capital Credit Corp | $0 | – | -18,289 | -100.0% | -0.01% | – | |
| CMLS | Exit | Cumulus Media, Inc.cl a | $0 | – | -4,434,209 | -100.0% | -0.09% | – |
| STWD | Exit | Starwood Property Trust, Inc. | $0 | – | -106,815 | -100.0% | -0.15% | – |
| GSBD | Exit | Goldman Sachs BDC Inc. | $0 | – | -202,866 | -100.0% | -0.28% | – |
| DOOR | Exit | Masonite International Corporation | $0 | – | -322,000 | -100.0% | -1.28% | – |
| ALLY | Exit | Ally Financial, Inc. | $0 | – | -1,771,000 | -100.0% | -2.21% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- ACOF OPERATING MANAGER LP #1
- ACOF Operating Manager II, L.P. #2
- ACOF Operating Manager III LLC #3
- ASSF Operating Manager, LLC #4
- Ares Capital Management LLC #5
- ARES CAPITAL MANAGEMENT II LLC #6
- ACOF Operating Manager IV, LLC #7
- Ares Cactus Operating Manager, L.P. #8
- Ares Capital Management III LLC #9
- Ares Management Ltd #10
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-13
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Ares Capital Corporation | 32 | Q3 2023 | 6.1% |
| Solar Cap Ltd | 30 | Q3 2023 | 1.3% |
| BlackRock Corporate High Yield Fund | 30 | Q3 2023 | 0.9% |
| Golub Capital BDC Inc. | 28 | Q3 2023 | 1.5% |
| PennantPark Investment Corp | 26 | Q3 2023 | 1.5% |
| American Airls Group Inc | 23 | Q2 2020 | 11.2% |
| New Mtn Fin Corp | 23 | Q3 2023 | 0.7% |
| BlackRock Debt Strat Fd Inc | 23 | Q4 2022 | 0.0% |
| Barings BDC Inc | 21 | Q3 2023 | 2.3% |
| WhiteHorse Fin Inc | 21 | Q4 2021 | 0.8% |
View ARES MANAGEMENT LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Global Business Travel Group, Inc. | August 04, 2023 | 4,337,784 | 0.9% |
| Frontier Communications Parent, Inc. | May 26, 2023 | 258,196 | 0.1% |
| BlackRock Capital Investment Corp | April 12, 2023 | 767,894 | 1.1% |
| FTAI Infrastructure Inc. | February 10, 2023 | 2,523,316 | 2.5% |
| PENNANTPARK INVESTMENT CORP | February 09, 2023 | 661,283 | 1.0% |
| Clear Channel Outdoor Holdings, Inc. | January 26, 2023 | 16,774,031 | 3.5% |
| Infrastructure & Energy Alternatives, Inc.Sold out | October 11, 2022 | 0 | 0.0% |
| California Resources Corp | August 15, 2022 | 64,083 | 0.1% |
| OPAL Fuels Inc. | August 01, 2022 | 3,059,533 | 12.2% |
| Barings BDC, Inc. | April 14, 2022 | 1,024,687 | 0.9% |
View ARES MANAGEMENT LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 3 | 2024-03-28 |
| 3 | 2024-03-28 |
| 13F-HR/A | 2024-02-16 |
| 13F-HR/A | 2024-02-16 |
| 13F-HR/A | 2024-02-16 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G | 2024-02-13 |
View ARES MANAGEMENT LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.