$2.41 Billion is the total value of WHITEBOX ADVISORS LLC's 95 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 70.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | TESLA INCnote 2.000% 5/1 | $597,619,000 | +89.9% | 86,455,000 | -3.6% | 24.77% | +41.7% | |
| Buy | SPDR S&P 500 ETF TRput | $133,956,000 | +14.3% | 400,000 | +5.3% | 5.55% | -14.7% | |
| Buy | TESLA INCput | $107,253,000 | +98.6% | 250,000 | +400.0% | 4.45% | +48.2% | |
| HYMC | HYCROFT MINING HOLDING CORP | $101,636,000 | -1.9% | 12,099,499 | 0.0% | 4.21% | -26.8% | |
| New | WAYFAIR INCnote 1.000% 8/1 | $98,548,000 | – | 47,549,000 | +100.0% | 4.08% | – | |
| New | SQUARE INCnote 0.500% 5/1 | $98,472,000 | – | 45,684,000 | +100.0% | 4.08% | – | |
| Buy | SEA LTDdebt 2.375%12/0 | $77,769,000 | +123.6% | 41,600,000 | +65.7% | 3.22% | +66.9% | |
| Buy | NOVAVAX INCnote 3.750% 2/0 | $76,615,000 | +35.4% | 64,034,000 | +7.6% | 3.18% | +1.0% | |
| NIO INCdebt 4.500% 2/0 | $73,800,000 | +140.9% | 31,000,000 | 0.0% | 3.06% | +79.7% | ||
| MPC | Sell | MARATHON PETE CORP | $70,178,000 | -42.7% | 2,391,876 | -27.0% | 2.91% | -57.3% |
| Sell | DEXCOM INCnote 0.750%12/0 | $68,959,000 | -42.4% | 27,297,000 | -43.4% | 2.86% | -57.0% | |
| New | ZILLOW GROUP INCnote 1.375% 9/0 | $57,940,000 | – | 24,250,000 | +100.0% | 2.40% | – | |
| GRFS | Buy | GRIFOLS S Asp adr rep b nvt | $54,243,000 | +11.1% | 3,126,410 | +16.8% | 2.25% | -17.1% |
| New | SEA LTDdebt 1.000%12/0 | $52,402,000 | – | 17,000,000 | +100.0% | 2.17% | – | |
| Buy | AMERICAN AIRLS GROUP INCnote 6.500% 7/0 | $40,563,000 | +39.2% | 44,000,000 | +41.9% | 1.68% | +3.8% | |
| NEEPRQ | New | NEXTERA ENERGY INCunit 99/99/9999 | $38,200,000 | – | 800,000 | +100.0% | 1.58% | – |
| Buy | SPIRIT AIRLS INCnote 4.750% 5/1 | $37,409,000 | +30.3% | 25,746,000 | +34.7% | 1.55% | -2.8% | |
| New | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $34,241,000 | – | 37,300,000 | +100.0% | 1.42% | – | |
| New | COUPA SOFTWARE INCnote 0.125% 6/1 | $33,705,000 | – | 18,500,000 | +100.0% | 1.40% | – | |
| Buy | GOGO INCnote 6.000% 5/1 | $28,660,000 | +223.7% | 17,725,000 | +39.3% | 1.19% | +141.5% | |
| Buy | ENCORE CAP EUROPE FIN LTDnote 4.500% 9/0 | $28,171,000 | +38.2% | 25,850,000 | +22.2% | 1.17% | +3.1% | |
| Buy | IQIYI INCnote 2.000% 4/0 | $26,091,000 | +7.4% | 27,500,000 | +12.2% | 1.08% | -19.9% | |
| New | ENCORE CAP GROUP INCnote 3.250%10/0 | $24,523,000 | – | 21,550,000 | +100.0% | 1.02% | – | |
| BBL | BHP GROUP PLCsponsored adr | $23,403,000 | +3.7% | 548,592 | 0.0% | 0.97% | -22.6% | |
| TESLA INCnote 1.250% 3/0 | $20,766,000 | +98.6% | 3,490,000 | 0.0% | 0.86% | +48.2% | ||
| New | WAYFAIR INCnote 1.125%11/0 | $20,556,000 | – | 8,000,000 | +100.0% | 0.85% | – | |
| New | SPLUNK INCnote 0.500% 9/1 | $19,324,000 | – | 13,903,000 | +100.0% | 0.80% | – | |
| Sell | BILIBILI INCdebt 1.250% 6/1 | $19,243,000 | -18.2% | 16,000,000 | -13.5% | 0.80% | -38.9% | |
| Sell | ENCORE CAP GROUP INCnote 3.250% 3/1 | $17,538,000 | -3.1% | 16,250,000 | -13.3% | 0.73% | -27.7% | |
| Buy | WIX COM LTDnote 7/0 | $16,831,000 | +386.0% | 8,978,000 | +381.1% | 0.70% | +263.5% | |
| INPHI CORPnote 0.750% 9/0 | $16,578,000 | -4.1% | 8,250,000 | 0.0% | 0.69% | -28.4% | ||
| Buy | UNITED STATES STL CORP NEWput | $14,680,000 | +35.5% | 2,000,000 | +33.3% | 0.61% | +1.0% | |
| MARATHON PETE CORPcall | $14,670,000 | -21.5% | 500,000 | 0.0% | 0.61% | -41.4% | ||
| IAC | New | IAC INTERACTIVECORP NEW | $14,160,000 | – | 118,215 | +100.0% | 0.59% | – |
| New | SPLUNK INCnote 1.125% 9/1 | $13,711,000 | – | 9,500,000 | +100.0% | 0.57% | – | |
| Sell | TESLA INCnote 2.375% 3/1 | $13,079,000 | -83.1% | 2,000,000 | -91.5% | 0.54% | -87.4% | |
| New | VEONEER INCnote 4.000% 6/0 | $13,058,000 | – | 13,350,000 | +100.0% | 0.54% | – | |
| New | AMERICAN AIRLS GROUP INCput | $12,290,000 | – | 1,000,000 | +100.0% | 0.51% | – | |
| Sell | AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $11,239,000 | +2.6% | 12,518,000 | -10.7% | 0.47% | -23.5% | |
| Buy | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $11,175,000 | +15.1% | 13,900,000 | +7.8% | 0.46% | -14.1% | |
| Buy | INFINERA CORPnote 2.125% 9/0 | $9,228,000 | +80.8% | 10,000,000 | +66.7% | 0.38% | +34.9% | |
| New | NABORS INDS INC NEWnote 0.750% 1/1 | $9,055,000 | – | 33,849,000 | +100.0% | 0.38% | – | |
| New | OMEROS CORPnote 5.250% 2/1 | $8,897,000 | – | 10,500,000 | +100.0% | 0.37% | – | |
| New | CLOVIS ONCOLOGY INCnote 4.500% 8/0 | $8,861,000 | – | 9,300,000 | +100.0% | 0.37% | – | |
| PCGU | New | PG&E CORPunit 99/99/9999 | $8,828,000 | – | 90,000 | +100.0% | 0.37% | – |
| New | CHEGG INCnote 0.125% 3/1 | $7,912,000 | – | 5,200,000 | +100.0% | 0.33% | – | |
| AXL | Buy | AMERICAN AXLE & MFG HLDGS IN | $7,735,000 | +42.7% | 1,340,528 | +87.9% | 0.32% | +6.6% |
| Sell | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $7,235,000 | -53.9% | 7,756,000 | -57.0% | 0.30% | -65.6% | |
| New | BILIBILI INCnote 1.375% 4/0 | $7,058,000 | – | 4,000,000 | +100.0% | 0.29% | – | |
| Buy | INTREXON CORPnote 3.500% 7/0 | $6,528,000 | +38.3% | 13,600,000 | +12.4% | 0.27% | +3.4% | |
| CTRA | Sell | CONTURA ENERGY INC | $6,095,000 | +100.4% | 832,650 | -16.8% | 0.25% | +49.7% |
| New | AEGERION PHARMACEUTICALS INCnote 5.000% 4/0 | $5,853,000 | – | 4,898,060 | +100.0% | 0.24% | – | |
| New | ZENDESK INCnote 0.250% 3/1 | $5,660,000 | – | 3,304,000 | +100.0% | 0.24% | – | |
| THC | Sell | TENET HEALTHCARE CORP | $5,624,000 | +5.2% | 229,463 | -22.3% | 0.23% | -21.5% |
| WLL | New | WHITING PETE CORP NEW | $5,407,000 | – | 312,738 | +100.0% | 0.22% | – |
| PROTALIX BIOTHERAPEUTICS INCnote 7.500%11/1 | $4,566,000 | +0.7% | 5,000,000 | 0.0% | 0.19% | -25.0% | ||
| CCO | Buy | CLEAR CHANNEL OUTDOOR HLDGS | $4,313,000 | -3.0% | 4,312,514 | +0.8% | 0.18% | -27.5% |
| New | HOPE BANCORP INCnote 2.000% 5/1 | $4,078,000 | – | 5,000,000 | +100.0% | 0.17% | – | |
| TILRAY INCnote 5.000%10/0 | $3,760,000 | -11.6% | 9,400,000 | 0.0% | 0.16% | -33.9% | ||
| RRD | Buy | DONNELLEY R R & SONS CO | $3,545,000 | +60.9% | 2,428,035 | +31.2% | 0.15% | +20.5% |
| AMYT | New | AMRYT PHARMA PLCsponsored ads | $3,341,000 | – | 271,624 | +100.0% | 0.14% | – |
| OVV | Buy | OVINTIV INC | $3,127,000 | +411.8% | 383,255 | +498.8% | 0.13% | +282.4% |
| OI | Sell | O-I GLASS INC | $3,040,000 | +13.3% | 287,018 | -3.9% | 0.13% | -15.4% |
| New | REALPAGE INCnote 1.500%11/1 | $2,933,000 | – | 2,000,000 | +100.0% | 0.12% | – | |
| BZH | Sell | BEAZER HOMES USA INC | $2,856,000 | -5.4% | 216,356 | -27.9% | 0.12% | -29.8% |
| INVACARE CORPnote 5.000%11/1 | $2,849,000 | +1.2% | 3,325,000 | 0.0% | 0.12% | -24.4% | ||
| GOL EQUITY FINdebt 3.750% 7/1 | $2,497,000 | +29.8% | 4,000,000 | 0.0% | 0.10% | -2.8% | ||
| APA | Buy | APACHE CORP | $2,488,000 | -16.5% | 262,773 | +19.0% | 0.10% | -38.0% |
| CSTM | Buy | CONSTELLIUM SE | $2,379,000 | +13.4% | 303,019 | +11.0% | 0.10% | -14.7% |
| FMCIW | New | FORUM MERGER II CORPcall | $2,253,000 | – | 254,000 | +100.0% | 0.09% | – |
| COMM | New | COMMSCOPE HLDG CO INC | $2,205,000 | – | 245,021 | +100.0% | 0.09% | – |
| CNR | Buy | CORNERSTONE BLDG BRANDS INC | $1,951,000 | +128.7% | 244,481 | +73.8% | 0.08% | +72.3% |
| NLSN | Buy | NIELSEN HLDGS PLC | $1,541,000 | 0.0% | 108,700 | +4.8% | 0.06% | -25.6% |
| CIM | CHIMERA INVT CORP | $1,476,000 | -14.7% | 180,000 | 0.0% | 0.06% | -36.5% | |
| HYMCW | HYCROFT MINING HOLDING CORPcall | $1,433,000 | +25.6% | 913,017 | 0.0% | 0.06% | -6.3% | |
| New | MACYS INCput | $1,425,000 | – | 250,000 | +100.0% | 0.06% | – | |
| DXC | DXC TECHNOLOGY CO | $1,176,000 | +8.2% | 65,861 | 0.0% | 0.05% | -18.3% | |
| GT | Sell | GOODYEAR TIRE & RUBR CO | $1,054,000 | -16.0% | 137,356 | -2.1% | 0.04% | -37.1% |
| DVN | Sell | DEVON ENERGY CORP NEW | $1,045,000 | -20.2% | 110,500 | -4.3% | 0.04% | -41.1% |
| CLEVELAND-CLIFFS INC NEWdbcv 1.500% 1/1 | $1,033,000 | +13.5% | 1,000,000 | 0.0% | 0.04% | -15.7% | ||
| HAL | Sell | HALLIBURTON CO | $894,000 | -36.3% | 74,182 | -31.4% | 0.04% | -52.6% |
| R | RYDER SYS INC | $813,000 | +12.6% | 19,258 | 0.0% | 0.03% | -15.0% | |
| MGM | Sell | MGM RESORTS INTERNATIONAL | $707,000 | -22.8% | 32,514 | -40.4% | 0.03% | -43.1% |
| CLAU | New | COLONNADE ACQUISITION CORPunit 99/99/9999 | $679,000 | – | 68,200 | +100.0% | 0.03% | – |
| TECK | Sell | TECK RESOURCES LTDcl b | $533,000 | -25.0% | 38,267 | -43.9% | 0.02% | -43.6% |
| TEN | New | TENNECO INC | $486,000 | – | 70,000 | +100.0% | 0.02% | – |
| VIAC | Sell | VIACOMCBS INCcl b | $478,000 | -2.6% | 17,070 | -19.0% | 0.02% | -25.9% |
| BHC | BAUSCH HEALTH COS INC | $471,000 | -15.0% | 30,315 | 0.0% | 0.02% | -35.5% | |
| ETM | ENTERCOM COMMUNICATIONS CORPcl a | $468,000 | +16.7% | 290,474 | 0.0% | 0.02% | -13.6% | |
| CAR | New | AVIS BUDGET GROUP | $427,000 | – | 16,207 | +100.0% | 0.02% | – |
| LCAHW | New | LANDCADIA HLDGS II INCcall | $351,000 | – | 80,000 | +100.0% | 0.02% | – |
| SPAQWS | New | SPARTAN ENERGY ACQUISITION Ccall | $241,000 | – | 55,000 | +100.0% | 0.01% | – |
| UTZWS | New | UTZ BRANDS INCcall | $196,000 | – | 30,000 | +100.0% | 0.01% | – |
| IHRT | New | IHEARTMEDIA INC | $142,000 | – | 17,458 | +100.0% | 0.01% | – |
| TZACW | New | TENZING ACQUISITION CORPcall | $31,000 | – | 60,000 | +100.0% | 0.00% | – |
| AER | Exit | AERCAP HOLDINGS NV | $0 | – | -11,470 | -100.0% | -0.02% | – |
| ATI | Exit | ALLEGHENY TECHNOLOGIES INC | $0 | – | -65,300 | -100.0% | -0.04% | – |
| ROCHU | Exit | ROTH CH ACQUISITION I COunit 01/28/2025 | $0 | – | -99,846 | -100.0% | -0.06% | – |
| Exit | NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $0 | – | -1,500,000 | -100.0% | -0.10% | – | |
| Exit | EXACT SCIENCES CORPnote 0.375% 3/0 | $0 | – | -4,000,000 | -100.0% | -0.21% | – | |
| Exit | XERIS PHARMACEUTICALS INCnote 5.000% 7/1 | $0 | – | -4,000,000 | -100.0% | -0.22% | – | |
| Exit | OASIS PETROLEUM INCnote 2.625% 9/1 | $0 | – | -30,863,000 | -100.0% | -0.26% | – | |
| Exit | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $0 | – | -4,500,000 | -100.0% | -0.37% | – | |
| CARR | Exit | CARRIER GLOBAL CORPORATION | $0 | – | -307,602 | -100.0% | -0.38% | – |
| OTIS | Exit | OTIS WORLDWIDE CORP | $0 | – | -127,804 | -100.0% | -0.40% | – |
| Exit | CARNIVAL CORPput | $0 | – | -500,000 | -100.0% | -0.46% | – | |
| DELL | Exit | DELL TECHNOLOGIES INCcl c | $0 | – | -517,591 | -100.0% | -1.58% | – |
| Exit | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $0 | – | -19,125,000 | -100.0% | -2.37% | – | |
| IAC | Exit | IAC INTERACTIVECORP | $0 | – | -806,798 | -100.0% | -14.50% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.