$3.37 Billion is the total value of WHITEBOX ADVISORS LLC's 92 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 56.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SPDR S&P 500 ETF TRput | $1,245,278,000 | -0.7% | 4,732,200 | +0.7% | 36.94% | +4.6% | |
| AABA | Buy | ALTABA INC | $577,990,000 | +20.0% | 7,806,452 | +13.2% | 17.15% | +26.3% |
| Buy | TESLA INCnote 1.250% 3/0 | $105,261,000 | +70.8% | 106,000,000 | +86.0% | 3.12% | +79.8% | |
| Sell | SPDR S&P 500 ETF TRcall | $105,260,000 | -24.1% | 400,000 | -23.1% | 3.12% | -20.1% | |
| TWX | Sell | TIME WARNER INC | $84,388,000 | -13.9% | 892,240 | -16.8% | 2.50% | -9.4% |
| DVMT | Buy | DELL TECHNOLOGIES INC | $69,632,000 | -9.0% | 951,126 | +1.1% | 2.07% | -4.1% |
| PARR | Sell | PAR PACIFIC HOLDINGS INC | $67,960,000 | -14.2% | 3,958,094 | -3.7% | 2.02% | -9.7% |
| Sell | TESLA INCnote 2.375% 3/1 | $66,506,000 | -17.1% | 63,843,000 | -7.5% | 1.97% | -12.7% | |
| Buy | ISHARES TRput | $60,732,000 | +59.3% | 400,000 | +60.0% | 1.80% | +67.8% | |
| Sell | CAESARS ENTMT CORPnote 5.000%10/0 | $55,234,000 | -27.5% | 31,686,560 | -19.5% | 1.64% | -23.7% | |
| Buy | TWO HBRS INVT CORPnote 6.250% 1/1 | $53,816,000 | +1.8% | 51,523,000 | +3.2% | 1.60% | +7.1% | |
| CJ | Sell | C&J ENERGY SVCS INC NEW | $52,401,000 | -33.9% | 2,029,484 | -14.3% | 1.55% | -30.4% |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $45,078,000 | +5.8% | 385,280 | +5.9% | 1.34% | +11.4% |
| Sell | RENEWABLE ENERGY GROUP INCnote 4.000% 6/1 | $42,091,000 | +5.0% | 31,200,000 | -0.6% | 1.25% | +10.6% | |
| Sell | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $40,023,000 | -26.6% | 21,961,000 | -25.5% | 1.19% | -22.7% | |
| SINA | Sell | SINA CORPord | $38,027,000 | -37.5% | 364,698 | -39.9% | 1.13% | -34.2% |
| BCEI | Sell | BONANZA CREEK ENERGY INC | $34,695,000 | -27.1% | 1,252,061 | -27.4% | 1.03% | -23.3% |
| Buy | ARBOR RLTY TR INCnote 6.500%10/0 | $31,853,000 | +87.4% | 29,358,000 | +86.4% | 0.94% | +97.3% | |
| CTRIP COM INTL LTDnote 1.250%10/1 | $30,438,000 | +3.3% | 25,000,000 | 0.0% | 0.90% | +8.8% | ||
| AVYA | New | AVAYA HLDGS CORP | $28,697,000 | – | 1,281,111 | +100.0% | 0.85% | – |
| Sell | TESLA INCnote 0.250% 3/0 | $28,407,000 | -13.2% | 28,500,000 | -8.1% | 0.84% | -8.6% | |
| YAHOO INCnote 12/0 | $27,813,000 | +3.7% | 19,903,000 | 0.0% | 0.82% | +9.1% | ||
| Buy | AT&T INCput | $24,673,000 | +135.0% | 692,100 | +156.3% | 0.73% | +147.3% | |
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $23,270,000 | +4.1% | 13,125,000 | 0.0% | 0.69% | +9.7% | ||
| New | TERADYNE INCnote 1.250%12/1 | $22,907,000 | – | 15,024,000 | +100.0% | 0.68% | – | |
| Sell | PDL BIOPHARMA INCnote 2.750%12/0 | $22,074,000 | +5.2% | 21,684,000 | -0.6% | 0.66% | +10.8% | |
| Buy | BLACKSTONE MTG TR INCnote 5.250%12/0 | $20,764,000 | +23.7% | 18,300,000 | +28.0% | 0.62% | +30.2% | |
| New | ENCORE CAP GROUP INCnote 3.250% 3/1 | $19,797,000 | – | 17,000,000 | +100.0% | 0.59% | – | |
| BG | New | BUNGE LIMITED | $19,365,000 | – | 261,904 | +100.0% | 0.57% | – |
| BASX | BASIC ENERGY SVCS INC NEW | $18,259,000 | -38.5% | 1,264,508 | 0.0% | 0.54% | -35.2% | |
| CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $18,032,000 | -2.1% | 15,448,000 | 0.0% | 0.54% | +3.1% | ||
| Sell | NOVAVAX INCnote 3.750% 2/0 | $16,882,000 | +9.3% | 24,049,000 | -27.2% | 0.50% | +15.2% | |
| Buy | SOLARCITY CORPnote 2.750%11/0 | $16,639,000 | +19.7% | 17,000,000 | +21.4% | 0.49% | +26.3% | |
| Sell | ENCORE CAP GROUP INCnote 3.000% 7/0 | $16,559,000 | -12.1% | 14,500,000 | -14.7% | 0.49% | -7.4% | |
| Sell | AT&T INCcall | $14,973,000 | -58.1% | 420,000 | -54.3% | 0.44% | -56.0% | |
| Buy | TESLA INCput | $14,637,000 | +56.7% | 55,000 | +83.3% | 0.43% | +65.0% | |
| AET | Buy | AETNA INC NEW | $14,213,000 | -5.6% | 84,100 | +0.8% | 0.42% | -0.5% |
| Sell | NEW YORK MTG TR INCnote 6.250% 1/1 | $11,695,000 | -18.9% | 11,558,000 | -18.4% | 0.35% | -14.5% | |
| OIH | VANECK VECTORS ETF TRoil svcs etf | $10,192,000 | -8.4% | 426,985 | 0.0% | 0.30% | -3.5% | |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $9,926,000 | +100.3% | 603,378 | +117.7% | 0.29% | +110.0% |
| HARMONIC INCnote 4.000%12/0 | $9,763,000 | -2.1% | 9,950,000 | 0.0% | 0.29% | +3.2% | ||
| Buy | GOPRO INCnote 3.500% 4/1 | $9,718,000 | -1.0% | 11,500,000 | +15.0% | 0.29% | +4.3% | |
| Sell | HERBALIFE LTDnote 2.000% 8/1 | $9,691,000 | -67.9% | 8,000,000 | -73.3% | 0.29% | -66.2% | |
| RHput | $9,290,000 | +10.5% | 97,500 | 0.0% | 0.28% | +16.5% | ||
| CIM | New | CHIMERA INVT CORP | $8,410,000 | – | 483,031 | +100.0% | 0.25% | – |
| GSV CAP CORPnote 5.250% 9/1 | $8,338,000 | +0.7% | 8,245,000 | 0.0% | 0.25% | +6.0% | ||
| New | AMYRIS INCnote 9.500% 4/1 | $8,308,000 | – | 9,136,000 | +100.0% | 0.25% | – | |
| Sell | TWITTER INCnote 0.250% 9/1 | $7,693,000 | -42.5% | 8,000,000 | -42.9% | 0.23% | -39.5% | |
| AMBC | New | AMBAC FINL GROUP INC | $6,509,000 | – | 415,100 | +100.0% | 0.19% | – |
| SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $5,627,000 | +0.2% | 5,516,000 | 0.0% | 0.17% | +5.7% | ||
| CI | New | CIGNA CORPORATION | $4,973,000 | – | 29,650 | +100.0% | 0.15% | – |
| New | BLACKSTONE MTG TR INCnote 4.750% 3/1 | $4,911,000 | – | 5,000,000 | +100.0% | 0.15% | – | |
| MDR | New | MCDERMOTT INTL INC | $4,737,000 | – | 777,900 | +100.0% | 0.14% | – |
| New | SENSEONICS HLDGS INCnote 5.250% 2/0 | $4,565,000 | – | 4,250,000 | +100.0% | 0.14% | – | |
| THC | Sell | TENET HEALTHCARE CORP | $4,433,000 | -37.7% | 182,821 | -61.1% | 0.13% | -34.3% |
| New | GOLAR LNG LTDnote 2.750% 2/1 | $4,281,000 | – | 4,200,000 | +100.0% | 0.13% | – | |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $4,159,000 | – | 60,200 | +100.0% | 0.12% | – |
| VICI | New | VICI PPTYS INC | $4,007,000 | – | 218,697 | +100.0% | 0.12% | – |
| GOGO | Buy | GOGO INC | $3,940,000 | -14.8% | 456,575 | +11.4% | 0.12% | -10.0% |
| TERP | Sell | TERRAFORM PWR INC | $3,808,000 | -13.9% | 354,913 | -4.0% | 0.11% | -9.6% |
| KEGX | Sell | KEY ENERGY SVCS INC DEL | $3,611,000 | -58.8% | 308,106 | -58.5% | 0.11% | -56.7% |
| SAEX | SAEXPLORATION HLDGS INC | $3,522,000 | -38.6% | 2,609,039 | 0.0% | 0.10% | -35.8% | |
| UPLCQ | Sell | ULTRA PETROLEUM CORP | $3,322,000 | -89.9% | 796,536 | -78.1% | 0.10% | -89.3% |
| AXL | Buy | AMERICAN AXLE & MFG HLDGS IN | $3,100,000 | +138.5% | 203,698 | +166.9% | 0.09% | +148.6% |
| LADR | New | LADDER CAP CORPcl a | $3,024,000 | – | 200,502 | +100.0% | 0.09% | – |
| GCVRZ | SANOFIright 12/31/2020 | $2,940,000 | +11.2% | 6,956,279 | 0.0% | 0.09% | +17.6% | |
| Sell | UNISYS CORPnote 5.500% 3/0 | $2,627,000 | -53.6% | 2,000,000 | -60.0% | 0.08% | -51.2% | |
| NRG | Buy | NRG ENERGY INC | $1,755,000 | +30.8% | 57,489 | +22.0% | 0.05% | +36.8% |
| BZH | Buy | BEAZER HOMES USA INC | $1,764,000 | +25.6% | 110,592 | +51.3% | 0.05% | +30.0% |
| CAR | New | AVIS BUDGET GROUP | $1,532,000 | – | 32,716 | +100.0% | 0.04% | – |
| AKS | New | AK STL HLDG CORP | $1,125,000 | – | 248,337 | +100.0% | 0.03% | – |
| HTZGQ | Buy | HERTZ GLOBAL HLDGS INC | $1,015,000 | +47.5% | 51,153 | +64.2% | 0.03% | +57.9% |
| WDC | New | WESTERN DIGITAL CORP | $987,000 | – | 10,700 | +100.0% | 0.03% | – |
| KBH | Buy | KB HOME | $845,000 | +118.3% | 29,700 | +145.2% | 0.02% | +127.3% |
| CSTM | Sell | CONSTELLIUM NVcl a | $798,000 | -34.0% | 73,552 | -32.2% | 0.02% | -29.4% |
| AES | Buy | AES CORP | $711,000 | +75.1% | 62,529 | +66.7% | 0.02% | +90.9% |
| DYN | New | DYNEGY INC NEW DEL | $500,000 | – | 36,979 | +100.0% | 0.02% | – |
| TGNA | Buy | TEGNA INC | $448,000 | -1.5% | 39,307 | +21.7% | 0.01% | 0.0% |
| AMKR | Buy | AMKOR TECHNOLOGY INC | $404,000 | +19.5% | 39,900 | +18.6% | 0.01% | +20.0% |
| PKD | Buy | PARKER DRILLING CO | $383,000 | -34.0% | 603,153 | +4.0% | 0.01% | -31.2% |
| VIAB | New | VIACOM INC NEWcl b | $362,000 | – | 11,640 | +100.0% | 0.01% | – |
| SVU | New | SUPERVALU INC | $373,000 | – | 24,498 | +100.0% | 0.01% | – |
| MNIQQ | Sell | MCCLATCHY COcl a new | $325,000 | -6.6% | 35,153 | -9.8% | 0.01% | 0.0% |
| MTOR | New | MERITOR INC | $320,000 | – | 15,572 | +100.0% | 0.01% | – |
| NWL | New | NEWELL BRANDS INC | $303,000 | – | 11,900 | +100.0% | 0.01% | – |
| STAR | New | ISTAR INC | $225,000 | – | 22,088 | +100.0% | 0.01% | – |
| XRM | New | XERIUM TECHNOLOGIES INC | $191,000 | – | 29,663 | +100.0% | 0.01% | – |
| MTGE | Sell | MTGE INVT CORP | $199,000 | -39.3% | 11,117 | -37.3% | 0.01% | -33.3% |
| R | Sell | RYDER SYS INC | $212,000 | -17.8% | 2,919 | -4.6% | 0.01% | -14.3% |
| APA | New | APACHE CORP | $215,000 | – | 5,600 | +100.0% | 0.01% | – |
| URI | Sell | UNITED RENTALS INC | $219,000 | -24.2% | 1,269 | -24.5% | 0.01% | -25.0% |
| GOLD | BARRICK GOLD CORP | $132,000 | -13.7% | 10,601 | 0.0% | 0.00% | 0.0% | |
| SNECQ | Exit | SANCHEZ ENERGY CORP | $0 | – | -20,000 | -100.0% | -0.00% | – |
| SWN | Exit | SOUTHWESTERN ENERGY CO | $0 | – | -42,800 | -100.0% | -0.01% | – |
| EVBG | Exit | EVERBRIDGE INC | $0 | – | -11,403 | -100.0% | -0.01% | – |
| OLN | Exit | OLIN CORP | $0 | – | -11,887 | -100.0% | -0.01% | – |
| AMC | Exit | AMC ENTMT HLDGS INC | $0 | – | -27,472 | -100.0% | -0.01% | – |
| VEDL | Exit | VEDANTA LTDsponsored adr | $0 | – | -25,036 | -100.0% | -0.02% | – |
| JONE | Exit | JONES ENERGY INC | $0 | – | -515,700 | -100.0% | -0.02% | – |
| RRD | Exit | DONNELLEY R R & SONS CO | $0 | – | -79,497 | -100.0% | -0.02% | – |
| Exit | GOGO INCnote 3.750% 3/0 | $0 | – | -1,000,000 | -100.0% | -0.03% | – | |
| Exit | GNC HLDGS INCput | $0 | – | -500,000 | -100.0% | -0.05% | – | |
| Exit | TRANSOCEAN LTDput | $0 | – | -200,000 | -100.0% | -0.06% | – | |
| WFTIQ | Exit | WEATHERFORD INTL PLC | $0 | – | -586,421 | -100.0% | -0.07% | – |
| GRFS | Exit | GRIFOLS S Asp adr rep b nvt | $0 | – | -118,665 | -100.0% | -0.08% | – |
| CLF | Exit | CLEVELAND CLIFFS INC | $0 | – | -431,100 | -100.0% | -0.09% | – |
| Exit | BRISTOW GROUP INCnote 4.500% 6/0 | $0 | – | -3,000,000 | -100.0% | -0.09% | – | |
| Exit | BANK AMER CORPcall | $0 | – | -125,000 | -100.0% | -0.10% | – | |
| Exit | LIBERTY MEDIA CORPdeb 4.000%11/1 | $0 | – | -7,029,000 | -100.0% | -0.14% | – | |
| Exit | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $0 | – | -5,000,000 | -100.0% | -0.15% | – | |
| Exit | COMSTOCK RES INCnote 7.750% 4/0 | $0 | – | -6,778,005 | -100.0% | -0.18% | – | |
| Exit | COMSTOCK RES INCnote 9.500% 6/1 | $0 | – | -9,510,617 | -100.0% | -0.24% | – | |
| Exit | CTRIP COM INTL LTDnote 1.000% 7/0 | $0 | – | -9,500,000 | -100.0% | -0.28% | – | |
| Exit | GENERAL MTRS COput | $0 | – | -480,000 | -100.0% | -0.55% | – | |
| Exit | SPDR SERIES TRUSTput | $0 | – | -500,000 | -100.0% | -0.62% | – | |
| Exit | RYLAND GROUP INCnote 0.250% 6/0 | $0 | – | -47,000,000 | -100.0% | -1.33% | – | |
| Exit | POWERSHARES QQQ TRUSTput | $0 | – | -700,000 | -100.0% | -3.07% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.