$3.42 Billion is the total value of WHITEBOX ADVISORS LLC's 93 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 52.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SPDR S&P 500 ETF TRput | $1,117,974,000 | +172.0% | 4,450,000 | +161.8% | 32.72% | +97.8% | |
| Buy | SPDR S&P 500 ETF TRcall | $489,899,000 | +305.2% | 1,950,000 | +290.0% | 14.34% | +194.7% | |
| AABA | Sell | ALTABA INC | $373,451,000 | -2.9% | 5,637,847 | -20.1% | 10.93% | -29.4% |
| PARR | Sell | PAR PACIFIC HOLDINGS INC | $110,938,000 | -9.2% | 5,333,567 | -21.2% | 3.25% | -34.0% |
| Buy | TESLA INCnote 2.375% 3/1 | $84,741,000 | +124.8% | 69,000,000 | +130.0% | 2.48% | +63.5% | |
| CJ | Buy | C&J ENERGY SVCS INC NEW | $78,400,000 | -9.7% | 2,615,941 | +3.2% | 2.30% | -34.4% |
| BCEI | Buy | BONANZA CREEK ENERGY INC | $76,556,000 | +4.1% | 2,320,588 | +0.1% | 2.24% | -24.3% |
| Sell | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $60,593,000 | +7.4% | 33,111,000 | -16.4% | 1.77% | -21.9% | |
| SINA | Buy | SINA CORPord | $57,520,000 | +67.3% | 501,702 | +24.0% | 1.68% | +21.7% |
| DVMT | Buy | DELL TECHNOLOGIES INC | $51,047,000 | +109.3% | 661,140 | +65.7% | 1.49% | +52.1% |
| UPLCQ | ULTRA PETROLEUM CORP | $48,896,000 | -20.1% | 5,639,667 | 0.0% | 1.43% | -41.9% | |
| Sell | POWERSHARES QQQ TRUSTput | $43,635,000 | -47.2% | 300,000 | -50.0% | 1.28% | -61.6% | |
| Buy | TESLA INCnote 1.250% 3/0 | $42,798,000 | +48.2% | 38,000,000 | +52.0% | 1.25% | +7.8% | |
| Sell | RENEWABLE ENERGY GROUP INCnote 4.000% 6/1 | $40,460,000 | -14.9% | 30,900,000 | -11.5% | 1.18% | -38.1% | |
| Sell | YAHOO INCnote 12/0 | $37,099,000 | -47.5% | 28,593,000 | -54.0% | 1.09% | -61.8% | |
| CTRIP COM INTL LTDnote 1.250%10/1 | $34,516,000 | -2.3% | 25,000,000 | 0.0% | 1.01% | -29.0% | ||
| Buy | TESLA INCnote 0.250% 3/0 | $34,042,000 | +41.9% | 31,000,000 | +47.6% | 1.00% | +3.1% | |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $33,927,000 | -35.9% | 300,000 | -38.0% | 0.99% | -53.4% |
| New | RHput | $31,468,000 | – | 447,500 | +100.0% | 0.92% | – | |
| ESV | New | ENSCO PLC | $25,084,000 | – | 4,201,705 | +100.0% | 0.73% | – |
| TWX | Sell | TIME WARNER INC | $24,631,000 | -10.9% | 240,420 | -12.7% | 0.72% | -35.2% |
| BASX | Buy | BASIC ENERGY SVCS INC NEW | $24,405,000 | +271.9% | 1,264,508 | +379.7% | 0.71% | +170.5% |
| Sell | PDL BIOPHARMA INCnote 2.750%12/0 | $24,177,000 | +6.7% | 22,309,000 | -11.4% | 0.71% | -22.4% | |
| New | VANECK VECTORS ETF TRcall | $22,960,000 | – | 1,000,000 | +100.0% | 0.67% | – | |
| SPDR SERIES TRUSTput | $19,910,000 | +3.3% | 500,000 | 0.0% | 0.58% | -24.8% | ||
| ENCORE CAP GROUP INCnote 3.000% 7/0 | $19,444,000 | +7.1% | 17,000,000 | 0.0% | 0.57% | -22.1% | ||
| GENERAL MTRS COput | $19,382,000 | +15.6% | 480,000 | 0.0% | 0.57% | -16.0% | ||
| Buy | CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $17,900,000 | +4.5% | 15,448,000 | +0.7% | 0.52% | -23.9% | |
| Sell | NEW YORK MTG TR INCnote 6.250% 1/1 | $17,743,000 | -1.7% | 17,810,000 | -0.6% | 0.52% | -28.5% | |
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $17,668,000 | +16.0% | 10,125,000 | 0.0% | 0.52% | -15.7% | ||
| NEW RESIDENTIAL INVT CORPcall | $16,730,000 | +7.5% | 1,000,000 | 0.0% | 0.49% | -21.7% | ||
| Buy | NOVAVAX INCnote 3.750% 2/0 | $16,553,000 | +57.0% | 35,549,000 | +44.5% | 0.48% | +14.4% | |
| BLACKSTONE MTG TR INCnote 5.250%12/0 | $16,329,000 | -1.3% | 14,300,000 | 0.0% | 0.48% | -28.2% | ||
| RYAAY | Buy | RYANAIR HLDGS PLCsponsored adr ne | $15,884,000 | -0.4% | 150,678 | +1.7% | 0.46% | -27.6% |
| Buy | SOLARCITY CORPnote 2.750%11/0 | $13,904,000 | +365.5% | 14,000,000 | +366.7% | 0.41% | +239.2% | |
| NRZ | NEW RESIDENTIAL INVT CORP | $13,864,000 | +7.5% | 828,668 | 0.0% | 0.41% | -21.8% | |
| GOGO | Buy | GOGO INC | $11,234,000 | +28.9% | 951,262 | +25.9% | 0.33% | -6.3% |
| AT&T INCput | $10,576,000 | +3.8% | 270,000 | 0.0% | 0.31% | -24.4% | ||
| TESLA INCput | $10,233,000 | -5.7% | 30,000 | 0.0% | 0.30% | -31.4% | ||
| CACQ | New | CAESARS ACQUISITION COcl a | $9,886,000 | – | 460,909 | +100.0% | 0.29% | – |
| KEGX | Buy | KEY ENERGY SVCS INC DEL | $9,781,000 | -26.8% | 742,706 | +7.0% | 0.29% | -46.8% |
| Sell | LIBERTY MEDIA CORPdeb 4.000%11/1 | $9,073,000 | -44.0% | 12,779,000 | -47.2% | 0.27% | -59.2% | |
| NETFLIX INCput | $9,068,000 | +21.4% | 50,000 | 0.0% | 0.26% | -12.0% | ||
| Sell | HARMONIC INCnote 4.000%12/0 | $8,843,000 | -33.2% | 9,950,000 | -13.5% | 0.26% | -51.4% | |
| FORD MTR CO DELput | $8,618,000 | +7.0% | 720,000 | 0.0% | 0.25% | -22.2% | ||
| New | WESTERN ASSET MTG CAP CORPnote 6.750%10/0 | $8,505,000 | – | 8,500,000 | +100.0% | 0.25% | – | |
| New | DISH NETWORK CORPnote 3.375% 8/1 | $8,391,000 | – | 7,500,000 | +100.0% | 0.25% | – | |
| GSV CAP CORPnote 5.250% 9/1 | $8,276,000 | +2.2% | 8,245,000 | 0.0% | 0.24% | -25.8% | ||
| MTGE | Sell | MTGE INVT CORP | $7,723,000 | -64.7% | 398,072 | -65.8% | 0.23% | -74.3% |
| COMSTOCK RES INCnote 7.750% 4/0 | $7,723,000 | +3.9% | 9,653,923 | 0.0% | 0.23% | -24.4% | ||
| New | ARBOR RLTY TR INCnote 6.500%10/0 | $7,477,000 | – | 7,000,000 | +100.0% | 0.22% | – | |
| Sell | GOGO INCnote 3.750% 3/0 | $6,881,000 | -41.6% | 7,525,000 | -42.1% | 0.20% | -57.7% | |
| PCLN | New | PRICELINE GRP INC | $6,774,000 | – | 3,700 | +100.0% | 0.20% | – |
| SAEX | SAEXPLORATION HLDGS INC | $6,549,000 | -22.6% | 2,609,039 | 0.0% | 0.19% | -43.7% | |
| THC | Buy | TENET HEALTHCARE CORP | $5,908,000 | +1.1% | 359,582 | +19.0% | 0.17% | -26.4% |
| CITRIX SYS INCnote 0.500% 4/1 | $5,800,000 | -3.4% | 5,000,000 | 0.0% | 0.17% | -29.8% | ||
| COWEN INCnote 3.000% | $5,811,000 | +2.4% | 5,538,000 | 0.0% | 0.17% | -25.4% | ||
| Sell | UNISYS CORPnote 5.500% 3/0 | $5,784,000 | -41.7% | 5,000,000 | -23.1% | 0.17% | -57.6% | |
| Buy | TWITTER INCnote 0.250% 9/1 | $5,685,000 | +20.4% | 6,000,000 | +20.0% | 0.17% | -12.6% | |
| SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $5,565,000 | +0.9% | 5,416,000 | 0.0% | 0.16% | -26.6% | ||
| New | BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $5,066,000 | – | 5,000,000 | +100.0% | 0.15% | – | |
| GRFS | New | GRIFOLS S Asp adr rep b nvt | $4,787,000 | – | 218,665 | +100.0% | 0.14% | – |
| GNC HLDGS INCput | $4,420,000 | +4.9% | 500,000 | 0.0% | 0.13% | -24.1% | ||
| COMSTOCK RES INCnote 9.500% 6/1 | $4,074,000 | +4.0% | 5,156,479 | 0.0% | 0.12% | -24.7% | ||
| DYN | Buy | DYNEGY INC NEW DEL | $4,017,000 | +145.4% | 410,267 | +107.2% | 0.12% | +78.8% |
| CYH | Buy | COMMUNITY HEALTH SYS INC NEW | $3,869,000 | -10.3% | 503,782 | +16.3% | 0.11% | -35.1% |
| HUN | New | HUNTSMAN CORP | $3,810,000 | – | 138,958 | +100.0% | 0.11% | – |
| CLF | New | CLEVELAND CLIFFS INC | $3,204,000 | – | 448,100 | +100.0% | 0.09% | – |
| GCVRZ | SANOFIright 12/31/2020 | $2,585,000 | -5.3% | 7,181,707 | 0.0% | 0.08% | -30.9% | |
| TRANSOCEAN LTDput | $2,152,000 | +30.7% | 200,000 | 0.0% | 0.06% | -4.5% | ||
| New | RAIT FINANCIAL TRUSTnote 4.000%10/0 | $1,840,000 | – | 2,000,000 | +100.0% | 0.05% | – | |
| AMBC | Sell | AMBAC FINL GROUP INC | $1,605,000 | -63.7% | 92,969 | -63.5% | 0.05% | -73.6% |
| CSTM | Sell | CONSTELLIUM NVcl a | $1,369,000 | +14.3% | 133,552 | -23.0% | 0.04% | -16.7% |
| VRX | New | VALEANT PHARMACEUTICALS INTL | $952,000 | – | 66,414 | +100.0% | 0.03% | – |
| IAC | New | IAC INTERACTIVECORP | $870,000 | – | 7,400 | +100.0% | 0.02% | – |
| IVR | Sell | INVESCO MORTGAGE CAPITAL INC | $751,000 | -51.1% | 43,833 | -52.4% | 0.02% | -64.5% |
| BZH | New | BEAZER HOMES USA INC | $630,000 | – | 33,600 | +100.0% | 0.02% | – |
| JCPNQ | PENNEY J C INC | $588,000 | -18.0% | 154,288 | 0.0% | 0.02% | -41.4% | |
| AMKR | New | AMKOR TECHNOLOGY INC | $527,000 | – | 49,906 | +100.0% | 0.02% | – |
| AXL | New | AMERICAN AXLE & MFG HLDGS IN | $501,000 | – | 28,523 | +100.0% | 0.02% | – |
| COBALT INTL ENERGY INCnote 2.625%12/0 | $500,000 | -3.8% | 2,000,000 | 0.0% | 0.02% | -28.6% | ||
| VEDL | Sell | VEDANTA LTDsponsored adr | $485,000 | -10.8% | 25,036 | -28.5% | 0.01% | -36.4% |
| HTZGQ | Sell | HERTZ GLOBAL HLDGS INC | $404,000 | -49.2% | 18,053 | -73.9% | 0.01% | -62.5% |
| NBR | Buy | NABORS INDUSTRIES LTD | $385,000 | +111.5% | 47,699 | +112.9% | 0.01% | +57.1% |
| M | New | MACYS INC | $337,000 | – | 15,446 | +100.0% | 0.01% | – |
| AES | New | AES CORP | $298,000 | – | 27,019 | +100.0% | 0.01% | – |
| TGNA | New | TEGNA INC | $261,000 | – | 19,600 | +100.0% | 0.01% | – |
| GPS | New | GAP INC | $260,000 | – | 8,789 | +100.0% | 0.01% | – |
| GT | New | GOODYEAR TIRE & RUBR CO | $269,000 | – | 8,100 | +100.0% | 0.01% | – |
| KSS | New | KOHLS CORP | $259,000 | – | 5,684 | +100.0% | 0.01% | – |
| SWN | SOUTHWESTERN ENERGY CO | $262,000 | +0.8% | 42,800 | 0.0% | 0.01% | -20.0% | |
| DVN | New | DEVON ENERGY CORP NEW | $251,000 | – | 6,840 | +100.0% | 0.01% | – |
| OASPQ | OASIS PETE INC NEW | $187,000 | +12.7% | 20,559 | 0.0% | 0.01% | -28.6% | |
| MNIQQ | Exit | MCCLATCHY COcl a new | $0 | – | -50,000 | -100.0% | -0.02% | – |
| GLBL | Exit | TERRAFORM GLOBAL INCcl a | $0 | – | -114,845 | -100.0% | -0.02% | – |
| Exit | FIAT CHRYSLER AUTOMOBILES Ncall | $0 | – | -135,000 | -100.0% | -0.06% | – | |
| ALLY | Exit | ALLY FINL INC | $0 | – | -69,350 | -100.0% | -0.06% | – |
| WB | Exit | WEIBO CORPsponsored adr | $0 | – | -23,139 | -100.0% | -0.06% | – |
| WIN | Exit | WINDSTREAM HLDGS INC | $0 | – | -429,050 | -100.0% | -0.07% | – |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -450,000 | -100.0% | -0.12% | – |
| TREE | Exit | LENDINGTREE INC NEW | $0 | – | -20,480 | -100.0% | -0.14% | – |
| Exit | GENERAL MTRS COcall | $0 | – | -120,000 | -100.0% | -0.17% | – | |
| Exit | ENCORE CAP GROUP INCnote 3.000%11/2 | $0 | – | -3,376,000 | -100.0% | -0.18% | – | |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INC | $0 | – | -85,150 | -100.0% | -0.20% | – |
| WFTIQ | Exit | WEATHERFORD INTL PLC | $0 | – | -1,350,108 | -100.0% | -0.21% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE C | $0 | – | -426,750 | -100.0% | -0.28% | – |
| Exit | ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $0 | – | -5,000,000 | -100.0% | -0.35% | – | |
| OIH | Exit | VANECK VECTORS ETF TRoil svcs etf | $0 | – | -500,000 | -100.0% | -0.50% | – |
| Exit | VANECK VECTORS ETF TRput | $0 | – | -500,000 | -100.0% | -0.50% | – | |
| Exit | IMMUNOGEN INCnote 4.500% 7/0 | $0 | – | -8,000,000 | -100.0% | -0.59% | – | |
| Exit | TWITTER INCnote 1.000% 9/1 | $0 | – | -18,000,000 | -100.0% | -0.66% | – | |
| Exit | CHIMERA INVT CORPput | $0 | – | -1,000,000 | -100.0% | -0.75% | – | |
| Exit | JAZZ US HLDGS INCnote 8.000%12/3 | $0 | – | -11,049,000 | -100.0% | -1.08% | – | |
| Exit | TWO HBRS INVT CORPnote 6.250% 1/1 | $0 | – | -26,976,000 | -100.0% | -1.14% | – | |
| Exit | ISHARES TRcall | $0 | – | -500,000 | -100.0% | -1.31% | – | |
| Exit | ISHARES TRput | $0 | – | -500,000 | -100.0% | -2.84% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.