$2.53 Billion is the total value of WHITEBOX ADVISORS LLC's 76 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 74.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | SPDR S&P 500 ETF TRput | $639,296,000 | -35.8% | 2,860,000 | -37.9% | 25.24% | -39.3% | |
| Buy | SPDR S&P 500 ETF TRcall | $424,707,000 | +881.8% | 1,900,000 | +850.0% | 16.77% | +829.4% | |
| New | ISHARES TRput | $215,760,000 | – | 1,600,000 | +100.0% | 8.52% | – | |
| YHOO | Buy | YAHOO INC | $190,744,000 | +3.8% | 4,932,603 | +15.7% | 7.53% | -1.8% |
| PARR | Sell | PAR PACIFIC HOLDINGS INC | $104,073,000 | -0.5% | 7,157,688 | -10.5% | 4.11% | -5.8% |
| Buy | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $65,142,000 | -2.3% | 48,750,000 | +3.2% | 2.57% | -7.5% | |
| BASX | New | BASIC ENERGY SVCS INC NEW | $63,588,000 | – | 1,798,813 | +100.0% | 2.51% | – |
| HPE | Buy | HEWLETT PACKARD ENTERPRISE C | $53,591,000 | +30.4% | 2,315,947 | +28.2% | 2.12% | +23.4% |
| Buy | HORNBECK OFFSHORE SVCS INCn note 1.500% 9/0 | $50,240,000 | +43.3% | 70,823,000 | +15.2% | 1.98% | +35.6% | |
| New | VANECK VECTORS ETF TRput | $33,350,000 | – | 1,000,000 | +100.0% | 1.32% | – | |
| Buy | YAHOO INCnote 12/0 | $32,539,000 | +63.0% | 32,930,000 | +68.9% | 1.28% | +54.3% | |
| Sell | ENCORE CAP GROUP INCnote 3.000%11/2 | $30,808,000 | +1.1% | 28,776,000 | -6.5% | 1.22% | -4.3% | |
| IOC | Buy | INTEROIL CORP | $30,355,000 | -0.8% | 637,971 | +6.1% | 1.20% | -6.2% |
| Buy | TESLA MTRS INCnote 1.500% 6/0 | $29,770,000 | +36.9% | 17,146,000 | +27.0% | 1.18% | +29.5% | |
| YAHOO INCput | $29,003,000 | -10.3% | 750,000 | 0.0% | 1.14% | -15.1% | ||
| Buy | COBALT INTL ENERGY INCnote 2.625%12/0 | $22,807,000 | -22.3% | 58,107,000 | +0.7% | 0.90% | -26.5% | |
| New | PDL BIOPHARMA INCnote 2.750%12/0 | $22,456,000 | – | 27,961,000 | +100.0% | 0.89% | – | |
| MTGE | New | MTGE INVT CORP | $22,211,000 | – | 1,414,713 | +100.0% | 0.88% | – |
| KEGX | New | KEY ENERGY SVCS INC DEL | $20,902,000 | – | 657,085 | +100.0% | 0.82% | – |
| Sell | ENCORE CAP GROUP INCnote 3.000% 7/0 | $20,076,000 | -20.7% | 21,500,000 | -29.4% | 0.79% | -24.9% | |
| NXPI | New | NXP SEMICONDUCTORS N V | $20,092,000 | – | 205,000 | +100.0% | 0.79% | – |
| SAEX | SAEXPLORATION HLDGS INC | $19,046,000 | -11.2% | 2,609,039 | 0.0% | 0.75% | -16.0% | |
| Buy | JAZZ US HLDGS INCnote 8.000%12/3 | $18,531,000 | +32.3% | 9,506,000 | +8.3% | 0.73% | +25.3% | |
| Sell | CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $18,330,000 | -35.3% | 16,348,000 | -41.9% | 0.72% | -38.7% | |
| SPDR SERIES TRUSTput | $16,925,000 | -0.3% | 500,000 | 0.0% | 0.67% | -5.6% | ||
| Sell | GOGO INCnote 3.750% 3/0 | $16,532,000 | -35.3% | 22,225,000 | -34.1% | 0.65% | -38.7% | |
| New | BLACKSTONE MTG TR INCnote 5.250%12/0 | $15,945,000 | – | 14,300,000 | +100.0% | 0.63% | – | |
| New | HARMONIC INCnote 4.000%12/0 | $15,636,000 | – | 14,000,000 | +100.0% | 0.62% | – | |
| CAB | New | CABELAS INC | $14,489,000 | – | 247,470 | +100.0% | 0.57% | – |
| New | SANDRIDGE ENERGY INCnote 10/0 | $14,325,000 | – | 11,500,000 | +100.0% | 0.56% | – | |
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $13,630,000 | -3.6% | 22,907,000 | 0.0% | 0.54% | -8.8% | ||
| TITAN MACHY INCnote 3.750% 5/0 | $13,482,000 | +2.2% | 15,191,000 | 0.0% | 0.53% | -3.3% | ||
| ACAS | AMERICAN CAP LTD | $11,314,000 | +6.0% | 631,357 | 0.0% | 0.45% | +0.4% | |
| ALIBABA GROUP HLDG LTDput | $10,757,000 | -17.0% | 122,500 | 0.0% | 0.42% | -21.4% | ||
| DVMT | DELL TECHNOLOGIES INC | $10,593,000 | +15.0% | 192,704 | 0.0% | 0.42% | +8.9% | |
| Sell | COWEN GROUP INC NEWnote 3.000% 3/1 | $10,512,000 | -1.0% | 10,538,000 | -4.2% | 0.42% | -6.3% | |
| New | AK STL CORPnote 5.000%11/1 | $10,309,000 | – | 5,000,000 | +100.0% | 0.41% | – | |
| RAI | New | REYNOLDS AMERICAN INC | $10,311,000 | – | 184,000 | +100.0% | 0.41% | – |
| LVLT | New | LEVEL 3 COMMUNICATIONS INC | $10,297,000 | – | 182,695 | +100.0% | 0.41% | – |
| AMTRUST FINL SVCS INCnote 2.750%12/1 | $10,178,000 | -1.7% | 12,000,000 | 0.0% | 0.40% | -6.9% | ||
| ARCH | New | ARCH COAL INCcl a | $8,747,000 | – | 112,070 | +100.0% | 0.34% | – |
| Sell | GREEN PLAINS INCnote 3.250%10/0 | $8,633,000 | -22.1% | 6,000,000 | -25.0% | 0.34% | -26.2% | |
| SINA | Buy | SINA CORPord | $8,189,000 | -14.0% | 134,706 | +4.4% | 0.32% | -18.6% |
| GSV CAP CORPnote 5.250% 9/1 | $7,637,000 | +0.5% | 8,245,000 | 0.0% | 0.30% | -5.0% | ||
| SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $7,572,000 | +2.0% | 7,316,000 | 0.0% | 0.30% | -3.5% | ||
| ALLY | Sell | ALLY FINL INC | $7,561,000 | -21.9% | 397,550 | -20.1% | 0.30% | -26.2% |
| CLF | Buy | CLIFFS NAT RES INC | $6,766,000 | +179.9% | 804,492 | +94.7% | 0.27% | +164.4% |
| Sell | TWITTER INCnote 0.250% 9/1 | $6,545,000 | -68.9% | 7,000,000 | -68.0% | 0.26% | -70.6% | |
| Sell | ENCORE CAP GROUP INCnote 2.875% 3/1 | $6,520,000 | -38.7% | 7,462,000 | -46.6% | 0.26% | -42.0% | |
| MGM RESORTS INTERNATIONALput | $5,766,000 | +10.8% | 200,000 | 0.0% | 0.23% | +5.1% | ||
| TWX | New | TIME WARNER INC | $5,454,000 | – | 56,500 | +100.0% | 0.22% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $5,394,000 | – | 40,000 | +100.0% | 0.21% | – |
| TESLA MTRS INCput | $5,342,000 | +4.7% | 25,000 | 0.0% | 0.21% | -0.9% | ||
| HAR | New | HARMAN INTL INDS INC | $5,113,000 | – | 46,000 | +100.0% | 0.20% | – |
| BEAV | New | B/E AEROSPACE INC | $5,092,000 | – | 84,600 | +100.0% | 0.20% | – |
| MEG | MEDIA GEN INC NEW | $5,012,000 | +2.2% | 266,193 | 0.0% | 0.20% | -3.4% | |
| RYAAY | Sell | RYANAIR HLDGS PLCsponsored adr ne | $4,645,000 | -45.1% | 55,792 | -50.5% | 0.18% | -48.2% |
| TRINA SOLAR LIMITEDnote 4.000%10/1 | $4,619,000 | -1.1% | 5,000,000 | 0.0% | 0.18% | -6.7% | ||
| New | COBALT INTL ENERGY INCnote 3.125% 5/1 | $4,390,000 | – | 15,679,000 | +100.0% | 0.17% | – | |
| GCVRZ | Sell | SANOFIright 12/31/2020 | $4,252,000 | -1.5% | 11,189,907 | -30.8% | 0.17% | -6.7% |
| ENERNOC INCdbcv 2.250% 8/1 | $3,358,000 | +12.7% | 4,250,000 | 0.0% | 0.13% | +7.3% | ||
| JONE | New | JONES ENERGY INC | $3,341,000 | – | 668,150 | +100.0% | 0.13% | – |
| New | SUCAMPO PHARMACEUTICALS INCdbcv 3.250%12/1 | $3,025,000 | – | 2,840,000 | +100.0% | 0.12% | – | |
| TRANSOCEAN LTDput | $2,948,000 | +38.3% | 200,000 | 0.0% | 0.12% | +30.3% | ||
| BOYD GAMING CORPput | $2,219,000 | +2.0% | 110,000 | 0.0% | 0.09% | -3.3% | ||
| GOGO | Buy | GOGO INC | $2,221,000 | +614.1% | 240,864 | +755.8% | 0.09% | +576.9% |
| NIHD | Sell | NII HLDGS INC | $1,860,000 | -63.8% | 865,158 | -43.9% | 0.07% | -65.9% |
| New | COMSTOCK RES INCnote 7.750% 4/0 | $1,774,000 | – | 2,039,000 | +100.0% | 0.07% | – | |
| SD | New | SANDRIDGE ENERGY INC | $1,634,000 | – | 69,386 | +100.0% | 0.06% | – |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $1,214,000 | – | 25,000 | +100.0% | 0.05% | – |
| CBD | Sell | COMPANHIA BRASILEIRA DEdist spn adr pfd cl a | $1,176,000 | -25.3% | 71,068 | -26.0% | 0.05% | -30.3% |
| VEDL | Sell | VEDANTA LTDsponsored adr | $932,000 | -12.0% | 75,036 | -26.5% | 0.04% | -15.9% |
| CYH | New | COMMUNITY HEALTH SYS INC NEW | $891,000 | – | 159,400 | +100.0% | 0.04% | – |
| SWN | New | SOUTHWESTERN ENERGY CO | $463,000 | – | 42,800 | +100.0% | 0.02% | – |
| FTK | Sell | FLOTEK INDS INC DEL | $156,000 | -95.5% | 16,600 | -93.1% | 0.01% | -95.9% |
| CHK | New | CHESAPEAKE ENERGY CORP | $90,000 | – | 12,841 | +100.0% | 0.00% | – |
| AKS | Exit | AK STL HLDG CORP | $0 | – | -17,300 | -100.0% | -0.00% | – |
| AMBCWS | Exit | AMBAC FINL GROUP INC*w exp 04/30/202 | $0 | – | -47,701 | -100.0% | -0.02% | – |
| RVP | Exit | RETRACTABLE TECHNOLOGIES INC | $0 | – | -170,801 | -100.0% | -0.02% | – |
| OAKS | Exit | FIVE OAKS INVT CORP | $0 | – | -111,900 | -100.0% | -0.03% | – |
| Exit | TETRALOGIC PHARMACEUTICALSc note 8.000% 6/1 | $0 | – | -10,804,000 | -100.0% | -0.03% | – | |
| GOL | Exit | GOL LINHAS AEREAS INTLG S Aspon adr pfd new | $0 | – | -41,014 | -100.0% | -0.03% | – |
| OCN | Exit | OCWEN FINL CORP | $0 | – | -256,849 | -100.0% | -0.04% | – |
| ODP | Exit | OFFICE DEPOT INC | $0 | – | -285,592 | -100.0% | -0.04% | – |
| SGMS | Exit | SCIENTIFIC GAMES CORPcl a | $0 | – | -159,735 | -100.0% | -0.08% | – |
| Exit | ABBOTT LABSput | $0 | – | -50,000 | -100.0% | -0.09% | – | |
| AMBC | Exit | AMBAC FINL GROUP INC | $0 | – | -123,546 | -100.0% | -0.10% | – |
| DCUD | Exit | DOMINION RES INC VA NEW | $0 | – | -47,000 | -100.0% | -0.10% | – |
| MITT | Exit | AG MTG INVT TR INC | $0 | – | -156,075 | -100.0% | -0.10% | – |
| TBRA | Exit | TOBIRA THERAPEUTICS INC | $0 | – | -125,000 | -100.0% | -0.21% | – |
| AGNC | Exit | AMERICAN CAPITAL AGENCY CORP | $0 | – | -300,072 | -100.0% | -0.24% | – |
| RYAMPRA | Exit | RAYONIER ADVANCED MATLS INCpfd cv ser a | $0 | – | -60,000 | -100.0% | -0.26% | – |
| Exit | GAMING & LEISURE PPTYS INCput | $0 | – | -220,000 | -100.0% | -0.31% | – | |
| RAD | Exit | RITE AID CORP | $0 | – | -1,077,972 | -100.0% | -0.35% | – |
| Exit | AMERICAN AIRLS GROUP INCcall | $0 | – | -250,000 | -100.0% | -0.38% | – | |
| AGN | Exit | ALLERGAN PLC | $0 | – | -48,699 | -100.0% | -0.47% | – |
| Exit | WHITING PETE CORP NEWnote 5.750% 3/1 | $0 | – | -14,036,400 | -100.0% | -0.60% | – | |
| Exit | PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $0 | – | -11,350,000 | -100.0% | -0.71% | – | |
| ARR | Exit | ARMOUR RESIDENTIAL REIT INC | $0 | – | -819,760 | -100.0% | -0.77% | – |
| IVR | Exit | INVESCO MORTGAGE CAPITAL INC | $0 | – | -1,341,047 | -100.0% | -0.85% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -2,440,082 | -100.0% | -0.87% | – |
| STJ | Exit | ST JUDE MED INC | $0 | – | -299,674 | -100.0% | -1.00% | – |
| Exit | PDL BIOPHARMA INCnote 4.000% 2/0 | $0 | – | -27,730,000 | -100.0% | -1.12% | – | |
| MTGE | Exit | AMERICAN CAP MTG INVT CORP | $0 | – | -2,140,385 | -100.0% | -1.54% | – |
| Exit | HUTCHINSON TECHNOLOGY INCnote 8.500%10/3 | $0 | – | -37,500,000 | -100.0% | -2.06% | – | |
| Exit | WHITING PETE CORP NEWdbcv 1.250% 6/0 | $0 | – | -52,428,000 | -100.0% | -2.10% | – | |
| Exit | LINKEDIN CORPnote 0.500%11/0 | $0 | – | -71,400,000 | -100.0% | -2.95% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.