$3.43 Billion is the total value of WHITEBOX ADVISORS LLC's 88 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 95.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SPDR S&P 500 ETF TRput | $842,796,000 | +16.8% | 4,100,000 | +15.8% | 24.60% | +25.0% | |
| Buy | SPDR S&P 500 ETF TRcall | $791,406,000 | +29.4% | 3,850,000 | +28.3% | 23.10% | +38.5% | |
| Buy | TELEFLEX INCnote 3.875% 8/0 | $128,367,000 | +52.1% | 50,273,000 | +27.1% | 3.75% | +62.8% | |
| Buy | TESLA MTRS INCnote 1.500% 6/0 | $112,975,000 | +11.1% | 61,483,000 | +18.3% | 3.30% | +18.9% | |
| TWO | Buy | TWO HBRS INVT CORP | $71,974,000 | +180.8% | 9,064,748 | +186.4% | 2.10% | +200.6% |
| Buy | SANDISK CORPnote 1.500% 8/1 | $42,178,000 | +330.5% | 26,748,000 | +328.1% | 1.23% | +361.0% | |
| Buy | ENCORE CAP GROUP INCnote 3.000%11/2 | $30,430,000 | +0.9% | 30,776,000 | +7.3% | 0.89% | +8.0% | |
| Buy | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $28,045,000 | -18.8% | 11,246,000 | +21.6% | 0.82% | -13.1% | |
| MTGE | Buy | AMERICAN CAP MTG INVT CORP | $23,805,000 | +40.8% | 1,621,576 | +33.9% | 0.70% | +50.8% |
| Buy | ENCORE CAP GROUP INCnote 3.000% 7/0 | $23,466,000 | -2.3% | 30,450,000 | +8.1% | 0.68% | +4.6% | |
| New | FACEBOOK INCcall | $22,820,000 | – | 200,000 | +100.0% | 0.67% | – | |
| Buy | CORENERGY INFRASTRUCTURE TRnote 7.000% 6/1 | $22,681,000 | +24.8% | 29,125,000 | +21.4% | 0.66% | +33.5% | |
| BXLT | New | BAXALTA INC | $20,200,000 | – | 500,000 | +100.0% | 0.59% | – |
| Buy | CORSICANTO LTDnote 3.500% 1/1 | $19,183,000 | -2.4% | 23,370,000 | +7.6% | 0.56% | +4.5% | |
| AGN | Buy | ALLERGAN PLC | $18,548,000 | +61.0% | 69,200 | +87.7% | 0.54% | +72.3% |
| Buy | PDL BIOPHARMA INCnote 4.000% 2/0 | $17,819,000 | +51.2% | 19,730,000 | +34.1% | 0.52% | +62.0% | |
| New | XILINX INCnote 2.625% 6/1 | $17,210,000 | – | 10,470,000 | +100.0% | 0.50% | – | |
| New | JAZZ US HLDGS INCnote 8.000%12/3 | $16,549,000 | – | 11,779,000 | +100.0% | 0.48% | – | |
| Buy | CONOCOPHILLIPSput | $16,108,000 | +72.5% | 400,000 | +100.0% | 0.47% | +84.3% | |
| ADT | New | THE ADT CORPORATION | $15,349,000 | – | 372,000 | +100.0% | 0.45% | – |
| Buy | COWEN GROUP INC NEWnote 3.000% 3/1 | $14,840,000 | +14.4% | 16,000,000 | +18.5% | 0.43% | +22.3% | |
| RAD | New | RITE AID CORP | $10,308,000 | – | 1,264,756 | +100.0% | 0.30% | – |
| HTS | New | HATTERAS FINL CORP | $9,826,000 | – | 687,098 | +100.0% | 0.29% | – |
| IVR | Buy | INVESCO MORTGAGE CAPITAL INC | $9,594,000 | +16.1% | 787,644 | +18.1% | 0.28% | +24.4% |
| Buy | ENCORE CAP GROUP INCnote 2.875% 3/1 | $8,411,000 | -2.1% | 12,212,000 | +6.9% | 0.24% | +4.7% | |
| AMTG | Buy | APOLLO RESIDENTIAL MTG INC | $8,040,000 | +48.1% | 599,074 | +31.9% | 0.24% | +58.8% |
| BAC | New | BANK AMER CORP | $7,996,000 | – | 591,400 | +100.0% | 0.23% | – |
| New | LAYNE CHRISTENSEN COnote 8.000% 5/0 | $7,623,000 | – | 7,700,000 | +100.0% | 0.22% | – | |
| New | WHITING PETE CORPnew note 5.000% 3/1 | $5,036,000 | – | 6,000,000 | +100.0% | 0.15% | – | |
| ALRPRB | New | ALERE INCperp pfd conv se | $4,797,000 | – | 12,800 | +100.0% | 0.14% | – |
| New | TWITTER INCnote 0.250% 9/1 | $4,378,000 | – | 5,000,000 | +100.0% | 0.13% | – | |
| GOL | New | GOL LINHAS AEREAS INTLG S Aspon adr pfd new | $4,114,000 | – | 546,290 | +100.0% | 0.12% | – |
| CBD | New | COMPANHIA BRASILEIRA DEdist spn adr pfd cl a | $3,362,000 | – | 241,680 | +100.0% | 0.10% | – |
| New | JINKOSOLAR HLDG CO LTDdebt 4.000% 2/0 | $3,173,000 | – | 3,600,000 | +100.0% | 0.09% | – | |
| Buy | AEGERION PHARMACEUTICALS INCnote 2.000% 8/1 | $3,003,000 | +352.3% | 5,910,000 | +491.0% | 0.09% | +388.9% | |
| New | MYLAN N Vcall | $2,086,000 | – | 45,000 | +100.0% | 0.06% | – | |
| CHTR | New | CHARTER COMMUNICATIONS INC Dcl a new | $906,000 | – | 4,476 | +100.0% | 0.03% | – |
| MITT | New | AG MTG INVT TR INC | $245,000 | – | 18,709 | +100.0% | 0.01% | – |
| OAKS | New | FIVE OAKS INVT CORP | $67,000 | – | 11,900 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-05-03
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.