WHITEBOX ADVISORS LLC - Q3 2014 holdings

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$2.58 Billion is the total value of WHITEBOX ADVISORS LLC's 386 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 57.0% .

All

			Value		Shares		↓ Weighting
	Sell	CADENCE DESIGN SYSTEM INCnote 2.625% 6/0	$89,585,000	-2.0%	39,281,000	-0.2%	3.47%	-3.6%
	Sell	OMNICARE INCnote 3.750% 4/0	$45,026,000	-7.4%	28,828,000	-1.9%	1.75%	-8.9%
	Sell	ISIS PHARMACEUTICALS INC DELnote 2.750%10/0	$44,066,000	+1.5%	18,228,000	-7.6%	1.71%	-0.2%
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$39,591,000	-39.9%	200,951	-40.3%	1.54%	-40.9%
	Sell	UNITED THERAPEUTICS CORP DELnote 1.000% 9/1	$27,791,000	-32.5%	10,329,000	-52.7%	1.08%	-33.5%
	Sell	CEMEX SAB DE CVnote 3.250% 3/1	$19,027,000	-18.1%	13,500,000	-15.6%	0.74%	-19.4%
GILD	Sell	GILEAD SCIENCES INC	$17,287,000	-11.2%	162,392	-30.8%	0.67%	-12.6%
CELG	Sell	CELGENE CORP	$16,909,000	+4.2%	178,405	-5.6%	0.66%	+2.5%
BIIB	Sell	BIOGEN IDEC INC	$16,212,000	+1.9%	49,008	-2.9%	0.63%	+0.3%
AMGN	Sell	AMGEN INC	$16,125,000	+0.9%	114,802	-14.9%	0.62%	-0.8%
	Sell	CALLAWAY GOLF COnote 3.750% 8/1	$14,283,000	-28.1%	12,753,000	-21.2%	0.55%	-29.2%
MBI	Sell	MBIA INC	$14,206,000	-23.7%	1,547,475	-8.3%	0.55%	-24.9%
ALXN	Sell	ALEXION PHARMACEUTICALS INC	$14,066,000	-4.4%	84,825	-10.0%	0.54%	-6.0%
NNI	Sell	NELNET INCcl a	$11,471,000	-18.4%	266,200	-21.5%	0.44%	-19.7%
BJRI	Sell	BJS RESTAURANTS INC	$10,558,000	-32.2%	293,359	-34.2%	0.41%	-33.4%
NEM	Sell	NEWMONT MINING CORP	$10,391,000	-26.3%	450,797	-18.6%	0.40%	-27.4%
PIR	Sell	PIER 1 IMPORTS INC	$8,346,000	-30.5%	701,895	-9.9%	0.32%	-31.5%
XLK	Sell	SELECT SECTOR SPDR TRtechnology	$8,149,000	+1.4%	204,247	-2.6%	0.32%	-0.3%
VZ	Sell	VERIZON COMMUNICATIONS INC	$8,117,000	+1.2%	162,381	-0.9%	0.32%	-0.3%
XLI	Sell	SELECT SECTOR SPDR TRsbi int-inds	$7,873,000	-79.2%	148,124	-78.9%	0.30%	-79.6%
	Sell	SEACOR HOLDINGS INCnote 2.500%12/1	$7,270,000	-20.4%	6,700,000	-16.2%	0.28%	-21.7%
ECPG	Sell	ENCORE CAP GROUP INC	$6,861,000	-15.1%	154,838	-13.0%	0.27%	-16.6%
ABC	Sell	AMERISOURCEBERGEN CORP	$6,532,000	+5.9%	84,500	-0.5%	0.25%	+4.1%
	Sell	ARES COML REAL ESTATE CORPnote 7.000%12/1	$6,143,000	-14.2%	6,000,000	-14.3%	0.24%	-15.6%
ANGI	Sell	ANGIES LIST INC	$6,053,000	-53.7%	950,157	-13.2%	0.24%	-54.4%
LRCX	Sell	LAM RESEARCH CORP	$6,069,000	-5.8%	81,244	-14.8%	0.24%	-7.5%
F	Sell	FORD MTR CO DEL	$5,895,000	-14.7%	398,612	-0.5%	0.23%	-15.8%
EMC	Sell	E M C CORP MASS	$5,852,000	-66.2%	200,000	-69.6%	0.23%	-66.8%
MPAA	Sell	MOTORCAR PTS AMER INC	$5,639,000	-28.5%	207,233	-36.0%	0.22%	-29.6%
SYMC	Sell	SYMANTEC CORP	$5,266,000	-2.1%	224,000	-4.6%	0.20%	-3.8%
BXMT	Sell	BLACKSTONE MTG TR INC	$5,191,000	-7.4%	191,540	-0.9%	0.20%	-9.0%
KKR	Sell	KKR & CO L P DEL	$5,168,000	-9.1%	231,733	-0.8%	0.20%	-10.7%
MDT	Sell	MEDTRONIC INC	$4,318,000	-38.5%	69,708	-36.7%	0.17%	-39.7%
PEP	Sell	PEPSICO INC	$4,060,000	-20.9%	43,616	-24.0%	0.16%	-22.3%
VTGDF	Sell	VANTAGE DRILLING COMPANY	$3,839,000	-46.7%	3,023,054	-19.4%	0.15%	-47.5%
FLR	Sell	FLUOR CORP NEW	$3,791,000	-31.8%	56,762	-21.5%	0.15%	-32.9%
	Sell	SPDR S&P 500 ETF TRput	$3,500,000	+24.1%	18,904	-11.5%	0.14%	+22.5%
PTRY	Sell	PANTRY INC	$3,412,000	-15.1%	168,659	-32.0%	0.13%	-16.5%
RDN	Sell	RADIAN GROUP INC	$2,996,000	-6.4%	210,089	-2.8%	0.12%	-7.9%
MET	Sell	METLIFE INC	$2,930,000	-10.9%	54,535	-7.9%	0.11%	-12.3%
HTLD	Sell	HEARTLAND EXPRESS INC	$2,710,000	-33.2%	113,089	-40.5%	0.10%	-34.4%
HLX	Sell	HELIX ENERGY SOLUTIONS GRP I	$2,645,000	-22.6%	119,900	-7.7%	0.10%	-23.7%
BX	Sell	BLACKSTONE GROUP L P	$2,658,000	-7.1%	84,426	-1.3%	0.10%	-8.8%
GPK	Sell	GRAPHIC PACKAGING HLDG CO	$2,625,000	-38.9%	211,219	-42.4%	0.10%	-39.6%
LNC	Sell	LINCOLN NATL CORP IND	$2,599,000	-23.4%	48,514	-26.4%	0.10%	-24.6%
REGI	Sell	RENEWABLE ENERGY GROUP INC	$2,467,000	-14.4%	243,050	-3.2%	0.10%	-15.8%
CONN	Sell	CONNS INC	$2,460,000	-72.8%	81,281	-55.5%	0.10%	-73.3%
DLTR	Sell	DOLLAR TREE INC	$2,398,000	-29.8%	42,776	-31.8%	0.09%	-31.1%
SKH	Sell	SKILLED HEALTHCARE GROUP INCcl a	$2,243,000	-9.1%	339,850	-13.4%	0.09%	-10.3%
KBH	Sell	KB HOME	$2,046,000	-35.9%	136,935	-19.9%	0.08%	-37.3%
CAB	Sell	CABELAS INC	$2,008,000	-7.6%	34,098	-2.1%	0.08%	-9.3%
SYKE	Sell	SYKES ENTERPRISES INC	$2,000,000	-39.6%	100,120	-34.3%	0.08%	-40.5%
LKQ	Sell	LKQ CORP	$1,957,000	-13.7%	73,588	-13.4%	0.08%	-14.6%
ZHNE	Sell	ZHONE TECHNOLOGIES INC NEW	$1,938,000	-21.2%	717,780	-9.6%	0.08%	-22.7%
PCLN	Sell	PRICELINE GRP INC	$1,727,000	-72.9%	1,491	-71.9%	0.07%	-73.4%
FIVE	Sell	FIVE BELOW INC	$1,685,000	-6.1%	42,538	-5.4%	0.06%	-8.5%
HCI	Sell	HCI GROUP INC	$1,457,000	-40.1%	40,471	-32.5%	0.06%	-40.6%
AHT	Sell	ASHFORD HOSPITALITY TR INC	$1,482,000	-45.1%	145,040	-38.0%	0.06%	-46.2%
CYH	Sell	COMMUNITY HEALTH SYS INC NEW	$1,478,000	-40.5%	26,982	-50.7%	0.06%	-41.8%
TPC	Sell	TUTOR PERINI CORP	$1,456,000	-52.9%	55,142	-43.4%	0.06%	-54.1%
AER	Sell	AERCAP HOLDINGS NV	$1,408,000	-38.6%	34,420	-31.3%	0.06%	-38.9%
FTNT	Sell	FORTINET INC	$1,421,000	-17.1%	56,239	-17.5%	0.06%	-19.1%
ENT	Sell	GLOBAL EAGLE ENTMT INC	$1,399,000	-67.6%	124,687	-64.2%	0.05%	-68.2%
VRNG	Sell	VRINGO INC	$1,282,000	-79.2%	1,356,816	-24.8%	0.05%	-79.4%
TSYS	Sell	TELECOMMUNICATION SYS INCcl a	$1,182,000	-31.1%	423,537	-18.8%	0.05%	-32.4%
IDTI	Sell	INTEGRATED DEVICE TECHNOLOGY	$1,105,000	-57.8%	69,263	-59.1%	0.04%	-58.3%
WLBAQ	Sell	WESTMORELAND COAL CO	$962,000	-29.7%	25,715	-31.9%	0.04%	-31.5%
ATML	Sell	ATMEL CORP	$937,000	-50.0%	116,004	-42.0%	0.04%	-51.4%
PLPM	Sell	PLANET PAYMENT INC	$896,000	-36.7%	457,180	-8.2%	0.04%	-37.5%
CKP	Sell	CHECKPOINT SYS INC	$845,000	-20.4%	69,087	-9.0%	0.03%	-21.4%
BXE	Sell	BELLATRIX EXPLORATION LTD	$822,000	-73.4%	133,624	-62.4%	0.03%	-73.8%
MRC	Sell	MRC GLOBAL INC	$816,000	-53.4%	35,011	-43.4%	0.03%	-53.6%
OMN	Sell	OMNOVA SOLUTIONS INC	$783,000	-42.9%	145,813	-3.3%	0.03%	-44.4%
SB	Sell	SAFE BULKERS INC	$732,000	-58.1%	109,924	-38.6%	0.03%	-59.4%
TOWR	Sell	TOWER INTL INC	$557,000	-88.6%	22,117	-83.3%	0.02%	-88.5%
MFRI	Sell	MFRI INC	$522,000	-20.5%	54,949	-4.5%	0.02%	-23.1%
HEAR	Sell	TURTLE BEACH CORP	$443,000	-59.4%	57,946	-50.9%	0.02%	-60.5%
DLX	Sell	DELUXE CORP	$409,000	-94.0%	7,408	-93.6%	0.02%	-94.0%
	Sell	MARKET VECTORS ETF TRcall	$366,000	-77.4%	3,994	-6.4%	0.01%	-78.1%
NTK	Sell	NORTEK INC	$323,000	-81.9%	4,330	-78.2%	0.01%	-81.4%
IG	Sell	IGI LABS INC	$245,000	-62.4%	26,309	-78.6%	0.01%	-61.5%
	Sell	AMBAC FINL GROUP INCcall	$263,000	-78.5%	2,500	-50.0%	0.01%	-79.2%
ENDRQ	Sell	ENDEAVOUR INTL CORP	$5,000	-99.9%	17,414	-99.4%	0.00%	-100.0%
CRMBW	Exit	CRUMBS BAKE SHOP INC*w exp 05/05/201	$0	–	-52,340	-100.0%	0.00%	–
NEON	Exit	NEONODE INC	$0	–	-16,649	-100.0%	-0.00%	–
GRVY	Exit	GRAVITY CO LTDsponsored adr	$0	–	-86,725	-100.0%	-0.00%	–
INWK	Exit	INNERWORKINGS INC	$0	–	-16,239	-100.0%	-0.01%	–
WHZT	Exit	WHITING USA TR IItr unit	$0	–	-10,200	-100.0%	-0.01%	–
BLT	Exit	BLOUNT INTL INC NEW	$0	–	-14,300	-100.0%	-0.01%	–
FNBCQ	Exit	FIRST NBC BK HLDG CO	$0	–	-6,600	-100.0%	-0.01%	–
HIIQ	Exit	HEALTH INS INNOVATIONS INC	$0	–	-20,419	-100.0%	-0.01%	–
NDSN	Exit	NORDSON CORP	$0	–	-3,600	-100.0%	-0.01%	–
SRCL	Exit	STERICYCLE INC	$0	–	-2,500	-100.0%	-0.01%	–
CBI	Exit	CHICAGO BRIDGE & IRON CO N V	$0	–	-4,300	-100.0%	-0.01%	–
WEC	Exit	WISCONSIN ENERGY CORP	$0	–	-6,500	-100.0%	-0.01%	–
LB	Exit	L BRANDS INC	$0	–	-5,000	-100.0%	-0.01%	–
HTGC	Exit	HERCULES TECH GROWTH CAP INC	$0	–	-18,900	-100.0%	-0.01%	–
MOV	Exit	MOVADO GROUP INC	$0	–	-7,437	-100.0%	-0.01%	–
BMY	Exit	BRISTOL MYERS SQUIBB CO	$0	–	-6,200	-100.0%	-0.01%	–
BRKR	Exit	BRUKER CORP	$0	–	-12,600	-100.0%	-0.01%	–
PB	Exit	PROSPERITY BANCSHARES INC	$0	–	-4,900	-100.0%	-0.01%	–
LECO	Exit	LINCOLN ELEC HLDGS INC	$0	–	-4,200	-100.0%	-0.01%	–
PEG	Exit	PUBLIC SVC ENTERPRISE GROUP	$0	–	-7,700	-100.0%	-0.01%	–
SO	Exit	SOUTHERN CO	$0	–	-6,700	-100.0%	-0.01%	–
DLR	Exit	DIGITAL RLTY TR INC	$0	–	-5,100	-100.0%	-0.01%	–
BB	Exit	BLACKBERRY LTD	$0	–	-31,700	-100.0%	-0.01%	–
NMBL	Exit	NIMBLE STORAGE INC	$0	–	-11,200	-100.0%	-0.01%	–
	Exit	ASSURED GUARANTY LTDcall	$0	–	-5,400	-100.0%	-0.01%	–
WMGIZ	Exit	WRIGHT MED GROUP INCright 03/01/2019	$0	–	-255,650	-100.0%	-0.02%	–
	Exit	AMERICAN CAP LTDcall	$0	–	-9,000	-100.0%	-0.02%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-16,400	-100.0%	-0.02%	–
CHTP	Exit	CHELSEA THERAPEUTICS INTL LT	$0	–	-2,777,092	-100.0%	-0.02%	–
	Exit	NEWMONT MINING CORPcall	$0	–	-11,197	-100.0%	-0.02%	–
SMA	Exit	SYMMETRY MED INC	$0	–	-70,810	-100.0%	-0.02%	–
GOOG	Exit	GOOGLE INCcl c	$0	–	-1,211	-100.0%	-0.03%	–
AVB	Exit	AVALONBAY CMNTYS INC	$0	–	-4,934	-100.0%	-0.03%	–
TISUQ	Exit	ORCHIDS PAPER PRODS CO DEL	$0	–	-23,211	-100.0%	-0.03%	–
MTSN	Exit	MATTSON TECHNOLOGY INC	$0	–	-337,100	-100.0%	-0.03%	–
	Exit	VECTOR GROUP LTDfrnt 11/1	$0	–	-500,000	-100.0%	-0.03%	–
GPI	Exit	GROUP 1 AUTOMOTIVE INC	$0	–	-9,658	-100.0%	-0.03%	–
TITN	Exit	TITAN MACHY INC	$0	–	-48,780	-100.0%	-0.03%	–
SAVE	Exit	SPIRIT AIRLS INC	$0	–	-13,232	-100.0%	-0.03%	–
HEIA	Exit	HEICO CORP NEWcl a	$0	–	-21,091	-100.0%	-0.03%	–
SKX	Exit	SKECHERS U S A INCcl a	$0	–	-20,562	-100.0%	-0.04%	–
FBP	Exit	FIRST BANCORP P R	$0	–	-176,990	-100.0%	-0.04%	–
ETH	Exit	ETHAN ALLEN INTERIORS INC	$0	–	-40,314	-100.0%	-0.04%	–
FFKT	Exit	FARMERS CAP BK CORP	$0	–	-43,492	-100.0%	-0.04%	–
3101SC	Exit	COMMONWEALTH REIT	$0	–	-38,866	-100.0%	-0.04%	–
USPH	Exit	U S PHYSICAL THERAPY INC	$0	–	-31,148	-100.0%	-0.04%	–
URI	Exit	UNITED RENTALS INC	$0	–	-10,191	-100.0%	-0.04%	–
TEAR	Exit	TEARLAB CORP	$0	–	-224,057	-100.0%	-0.04%	–
TFM	Exit	FRESH MKT INC	$0	–	-43,321	-100.0%	-0.06%	–
SRI	Exit	STONERIDGE INC	$0	–	-143,225	-100.0%	-0.06%	–
MDAS	Exit	MEDASSETS INC	$0	–	-67,816	-100.0%	-0.06%	–
SCS	Exit	STEELCASE INCcl a	$0	–	-102,628	-100.0%	-0.06%	–
CTB	Exit	COOPER TIRE & RUBR CO	$0	–	-53,119	-100.0%	-0.06%	–
INT	Exit	WORLD FUEL SVCS CORP	$0	–	-33,181	-100.0%	-0.06%	–
SVU	Exit	SUPERVALU INC	$0	–	-199,827	-100.0%	-0.06%	–
GT	Exit	GOODYEAR TIRE & RUBR CO	$0	–	-61,202	-100.0%	-0.07%	–
SNCR	Exit	SYNCHRONOSS TECHNOLOGIES INC	$0	–	-49,852	-100.0%	-0.07%	–
AKS	Exit	AK STL HLDG CORP	$0	–	-221,145	-100.0%	-0.07%	–
QLIK	Exit	QLIK TECHNOLOGIES INC	$0	–	-79,051	-100.0%	-0.07%	–
LEA	Exit	LEAR CORP	$0	–	-19,754	-100.0%	-0.07%	–
ANF	Exit	ABERCROMBIE & FITCH COcl a	$0	–	-41,456	-100.0%	-0.07%	–
TTEC	Exit	TELETECH HOLDINGS INC	$0	–	-64,499	-100.0%	-0.07%	–
MGA	Exit	MAGNA INTL INC	$0	–	-18,518	-100.0%	-0.08%	–
	Exit	SELECT SECTOR SPDR TRput	$0	–	-12,000	-100.0%	-0.08%	–
GNRC	Exit	GENERAC HLDGS INC	$0	–	-43,773	-100.0%	-0.08%	–
PRISY	Exit	PROMOTORA DE INFORMACIONES S	$0	–	-1,153,064	-100.0%	-0.08%	–
OI	Exit	OWENS ILL INC	$0	–	-62,063	-100.0%	-0.08%	–
SIR	Exit	SELECT INCOME REIT	$0	–	-73,243	-100.0%	-0.09%	–
BLL	Exit	BALL CORP	$0	–	-36,018	-100.0%	-0.09%	–
JAZZ	Exit	JAZZ PHARMACEUTICALS PLC	$0	–	-15,462	-100.0%	-0.09%	–
CTRX	Exit	CATAMARAN CORP	$0	–	-52,461	-100.0%	-0.09%	–
FL	Exit	FOOT LOCKER INC	$0	–	-45,829	-100.0%	-0.09%	–
CTSH	Exit	COGNIZANT TECHNOLOGY SOLUTIOcl a	$0	–	-50,448	-100.0%	-0.10%	–
ATI	Exit	ALLEGHENY TECHNOLOGIES INC	$0	–	-54,958	-100.0%	-0.10%	–
NLY	Exit	ANNALY CAP MGMT INC	$0	–	-222,301	-100.0%	-0.10%	–
CONE	Exit	CYRUSONE INC	$0	–	-102,039	-100.0%	-0.10%	–
WMT	Exit	WAL-MART STORES INC	$0	–	-34,833	-100.0%	-0.10%	–
RSX	Exit	MARKET VECTORS ETF TRrussia etf	$0	–	-100,000	-100.0%	-0.10%	–
THOR	Exit	THORATEC CORP	$0	–	-78,861	-100.0%	-0.11%	–
STCK	Exit	STOCK BLDG SUPPLY HLDGS INC	$0	–	-146,657	-100.0%	-0.11%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-42,936	-100.0%	-0.12%	–
FCX	Exit	FREEPORT-MCMORAN COPPER & GO	$0	–	-82,481	-100.0%	-0.12%	–
BEAV	Exit	B/E AEROSPACE INC	$0	–	-33,382	-100.0%	-0.12%	–
GEO	Exit	GEO GROUP INC	$0	–	-90,865	-100.0%	-0.13%	–
MMM	Exit	3M CO	$0	–	-24,034	-100.0%	-0.14%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-45,075	-100.0%	-0.14%	–
BWLD	Exit	BUFFALO WILD WINGS INC	$0	–	-21,150	-100.0%	-0.14%	–
HSY	Exit	HERSHEY CO	$0	–	-38,212	-100.0%	-0.15%	–
DHR	Exit	DANAHER CORP DEL	$0	–	-51,385	-100.0%	-0.16%	–
YUM	Exit	YUM BRANDS INC	$0	–	-53,635	-100.0%	-0.17%	–
GS	Exit	GOLDMAN SACHS GROUP INC	$0	–	-26,900	-100.0%	-0.18%	–
WW	Exit	WEIGHT WATCHERS INTL INC NEW	$0	–	-235,767	-100.0%	-0.19%	–
BBY	Exit	BEST BUY INC	$0	–	-170,400	-100.0%	-0.21%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-150,016	-100.0%	-0.25%	–
JGW	Exit	JGWPT HLDGS INCcl a	$0	–	-582,269	-100.0%	-0.26%	–
V107SC	Exit	WELLPOINT INC	$0	–	-65,798	-100.0%	-0.28%	–
	Exit	CONTINENTAL AIRLS INCnote 4.500% 1/1	$0	–	-3,520,000	-100.0%	-0.30%	–
FURX	Exit	FURIEX PHARMACEUTICALS INC	$0	–	-95,200	-100.0%	-0.40%	–
INTC	Exit	INTEL CORP	$0	–	-403,479	-100.0%	-0.49%	–
PRISB	Exit	PROMOTORA DE INFORMACIONES Sadr cl b conv	$0	–	-5,050,417	-100.0%	-0.51%	–
A309PS	Exit	DIRECTV	$0	–	-178,650	-100.0%	-0.60%	–
	Exit	XPO LOGISTICS INCnote 4.500%10/0	$0	–	-8,463,000	-100.0%	-0.62%	–
AAPL	Exit	APPLE INC	$0	–	-178,500	-100.0%	-0.65%	–
GMWSA	Exit	GENERAL MTRS CO*w exp 07/10/201	$0	–	-779,013	-100.0%	-0.81%	–
NCT	Exit	NEWCASTLE INVT CORP	$0	–	-4,429,967	-100.0%	-0.84%	–
YRCW	Exit	YRC WORLDWIDE INC	$0	–	-836,874	-100.0%	-0.93%	–
	Exit	HERCULES TECH GROWTH CAP INCnote 6.000% 4/1	$0	–	-25,885,000	-100.0%	-1.40%	–
	Exit	GLOBALSTAR INCnote 8.000% 4/0	$0	–	-6,138,035	-100.0%	-1.73%	–
	Exit	MICRON TECHNOLOGY INCnote 1.875% 8/0	$0	–	-14,700,000	-100.0%	-2.02%	–
	Exit	CTRIP COM INTL LTDnote 0.500% 9/1	$0	–	-18,054,000	-100.0%	-2.36%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Whitebox Multi-Strategy Advisors, LLC #1
Whitebox Concentrated Convertible Arbitrage Advisors, LLC #2
Whitebox Credit Arbitrage Advisors, LLC #3
Whitebox Special Opportunities Advisors, LLC #4
Whitebox Asymmetric Advisors, LLC #5
Pandora Select Advisors, LLC #6

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2014-11-14

Signatures

The EDGAR filing(s) were signed by:

Mark Strefling — Chief Operating Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
LIBERTY MEDIA CORP DEL	32	Q3 2023	0.9%
SPDR S&P 500 ETF TR	28	Q4 2020	52.4%
TENET HEALTHCARE CORP	28	Q3 2023	0.4%
SANOFI	27	Q4 2019	1.8%
AMERICAN AXLE & MFG HLDGS IN	26	Q3 2023	0.4%
MBIA INC	25	Q3 2023	0.9%
NOVAVAX INC	24	Q4 2022	3.2%
RYDER SYS INC	24	Q3 2023	0.1%
PAR PETE CORP	23	Q1 2020	7.9%
GRIFOLS S A	22	Q3 2023	2.7%

View WHITEBOX ADVISORS LLC's complete holdings history.

Latest significant ownerships (13-D/G)

WHITEBOX ADVISORS LLC Q3 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Quotient Ltd^{Sold out}	February 21, 2023	0	0.0%
REED'S, INC.	February 14, 2023	12,885,916	9.9%
Rockley Photonics Holdings Ltd	February 14, 2023	6,839,781	4.9%
Protalix BioTherapeutics, Inc.	June 09, 2022	2,816,108	5.6%
HYCROFT MINING HOLDING CORP	March 10, 2022	735,117	1.2%
Dune Acquisition Corp	February 14, 2022	459,595	2.7%
Garrett Motion Inc.^{Sold out}	May 06, 2021	0	0.0%
Alpha Metallurgical Resources, Inc.	February 16, 2021	605,833	3.3%
Clovis Oncology, Inc.	February 16, 2021	1,276,152	1.2%
SAExploration Holdings, Inc.	July 31, 2020	2,336,520	35.3%

View WHITEBOX ADVISORS LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-15
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G	2023-11-27
13F-HR	2023-11-14
13F-HR	2023-08-14
13F-HR	2023-05-15
SC 13D/A	2023-02-21

View WHITEBOX ADVISORS LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Export WHITEBOX ADVISORS LLC's holdings