$2.58 Billion is the total value of WHITEBOX ADVISORS LLC's 386 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 60.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PARR | New | PAR PETE CORP | $116,151,000 | – | 8,616,576 | +100.0% | 4.50% | – |
| JETBLUE AIRWAYS CORPdbcv 5.500%10/1 | $99,265,000 | -2.1% | 41,061,000 | 0.0% | 3.85% | -3.7% | ||
| Sell | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $89,585,000 | -2.0% | 39,281,000 | -0.2% | 3.47% | -3.6% | |
| Buy | TESLA MTRS INCnote 1.500% 6/0 | $73,527,000 | +23.1% | 36,456,000 | +23.6% | 2.85% | +21.1% | |
| ACAS | Buy | AMERICAN CAP LTD | $68,498,000 | -1.3% | 4,837,396 | +6.6% | 2.66% | -2.9% |
| AGNC | New | AMERICAN CAPITAL AGENCY CORP | $62,607,000 | – | 2,946,202 | +100.0% | 2.43% | – |
| Buy | JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $54,871,000 | +93.2% | 24,259,000 | +97.9% | 2.13% | +90.2% | |
| Buy | PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $53,331,000 | +52.1% | 13,657,000 | +45.3% | 2.07% | +49.6% | |
| F113PS | Buy | COVIDIEN PLC | $52,438,000 | +428.6% | 606,146 | +451.0% | 2.03% | +420.2% |
| M504SC | New | NEWCASTLE INVT CORP NEW | $50,818,000 | – | 4,007,734 | +100.0% | 1.97% | – |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $46,930,000 | -3.2% | 1,129,219 | +0.7% | 1.82% | -4.7% |
| Sell | OMNICARE INCnote 3.750% 4/0 | $45,026,000 | -7.4% | 28,828,000 | -1.9% | 1.75% | -8.9% | |
| Sell | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $44,066,000 | +1.5% | 18,228,000 | -7.6% | 1.71% | -0.2% | |
| Buy | ENCORE CAP GROUP INCnote 3.000%11/2 | $40,310,000 | +1.1% | 27,031,000 | +3.8% | 1.56% | -0.5% | |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $39,591,000 | -39.9% | 200,951 | -40.3% | 1.54% | -40.9% |
| ALLY | Buy | ALLY FINL INC | $39,213,000 | +13.7% | 1,694,615 | +17.5% | 1.52% | +11.9% |
| PDL BIOPHARMA INCnote 3.750% 5/0 | $34,697,000 | -20.6% | 27,374,000 | 0.0% | 1.35% | -21.8% | ||
| AMBC | Buy | AMBAC FINL GROUP INC | $33,594,000 | +58.3% | 1,520,079 | +95.6% | 1.30% | +55.7% |
| Buy | ENERSYSnote 3.375% 6/0 | $32,362,000 | +64.7% | 21,903,000 | +92.1% | 1.26% | +62.1% | |
| New | ENCORE CAP GROUP INCnote 3.000% 7/0 | $32,055,000 | – | 28,180,000 | +100.0% | 1.24% | – | |
| CUBIST PHARMACEUTICALS INCnote 2.500%11/0 | $31,912,000 | -5.0% | 13,700,000 | 0.0% | 1.24% | -6.5% | ||
| Sell | UNITED THERAPEUTICS CORP DELnote 1.000% 9/1 | $27,791,000 | -32.5% | 10,329,000 | -52.7% | 1.08% | -33.5% | |
| GDX | Buy | MARKET VECTORS ETF TRgold miner etf | $26,752,000 | +24.0% | 1,252,613 | +53.6% | 1.04% | +22.0% |
| Buy | HAWAIIAN HOLDINGS INCnote 5.000% 3/1 | $25,201,000 | +248.6% | 14,228,000 | +255.7% | 0.98% | +242.8% | |
| LO | New | LORILLARD INC | $23,784,000 | – | 397,002 | +100.0% | 0.92% | – |
| GOL | Buy | GOL LINHAS AEREAS INTLG S Asp adr rep pfd | $20,122,000 | +18.0% | 4,183,447 | +34.5% | 0.78% | +16.1% |
| SHPG | New | SHIRE PLCsponsored adr | $19,132,000 | – | 73,855 | +100.0% | 0.74% | – |
| Sell | CEMEX SAB DE CVnote 3.250% 3/1 | $19,027,000 | -18.1% | 13,500,000 | -15.6% | 0.74% | -19.4% | |
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $18,871,000 | -0.8% | 29,201,000 | 0.0% | 0.73% | -2.4% | ||
| Buy | JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $18,554,000 | +18.0% | 8,550,000 | +21.3% | 0.72% | +16.1% | |
| GILD | Sell | GILEAD SCIENCES INC | $17,287,000 | -11.2% | 162,392 | -30.8% | 0.67% | -12.6% |
| CELG | Sell | CELGENE CORP | $16,909,000 | +4.2% | 178,405 | -5.6% | 0.66% | +2.5% |
| BIIB | Sell | BIOGEN IDEC INC | $16,212,000 | +1.9% | 49,008 | -2.9% | 0.63% | +0.3% |
| AMGN | Sell | AMGEN INC | $16,125,000 | +0.9% | 114,802 | -14.9% | 0.62% | -0.8% |
| AV HOMES INCnote 7.500% 2/1 | $15,541,000 | -2.6% | 14,979,000 | 0.0% | 0.60% | -4.1% | ||
| GM | Buy | GENERAL MTRS CO | $15,326,000 | +7.1% | 479,828 | +21.8% | 0.59% | +5.3% |
| AKORN INCnote 3.500% 6/0 | $14,574,000 | +8.7% | 3,524,000 | 0.0% | 0.56% | +7.0% | ||
| TWO | New | TWO HBRS INVT CORP | $14,474,000 | – | 1,496,780 | +100.0% | 0.56% | – |
| Sell | CALLAWAY GOLF COnote 3.750% 8/1 | $14,283,000 | -28.1% | 12,753,000 | -21.2% | 0.55% | -29.2% | |
| MBI | Sell | MBIA INC | $14,206,000 | -23.7% | 1,547,475 | -8.3% | 0.55% | -24.9% |
| ALXN | Sell | ALEXION PHARMACEUTICALS INC | $14,066,000 | -4.4% | 84,825 | -10.0% | 0.54% | -6.0% |
| IWM | New | ISHARES TRrussell 2000 etf | $14,038,000 | – | 128,374 | +100.0% | 0.54% | – |
| New | TEREX CORP NEWnote 4.000% 6/0 | $13,834,000 | – | 7,000,000 | +100.0% | 0.54% | – | |
| EBAY | Buy | EBAY INC | $13,732,000 | +30.1% | 242,478 | +15.0% | 0.53% | +28.1% |
| GCVRZ | Buy | SANOFIright 12/31/2020 | $13,469,000 | +13.5% | 28,958,852 | +22.0% | 0.52% | +11.5% |
| CASTLE A M & COnote 7.000%12/1 | $13,308,000 | -16.1% | 12,308,000 | 0.0% | 0.52% | -17.4% | ||
| TRIB | Buy | TRINITY BIOTECH PLCspon adr new | $12,915,000 | -15.7% | 706,909 | +6.2% | 0.50% | -17.1% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $12,819,000 | +7.9% | 148,631 | +2.3% | 0.50% | +6.2% |
| JGWEQ | New | J G WENTWORTH COcl a | $12,775,000 | – | 1,031,085 | +100.0% | 0.50% | – |
| ORCL | Buy | ORACLE CORP | $12,711,000 | +16.6% | 332,066 | +23.5% | 0.49% | +14.7% |
| Buy | HUTCHINSON TECHNOLOGY INCnote 8.500% 1/1 | $12,225,000 | +8.8% | 12,701,000 | +8.5% | 0.47% | +7.0% | |
| NNI | Sell | NELNET INCcl a | $11,471,000 | -18.4% | 266,200 | -21.5% | 0.44% | -19.7% |
| WHR | Buy | WHIRLPOOL CORP | $11,242,000 | +13.0% | 77,186 | +8.0% | 0.44% | +11.2% |
| SGM | Buy | STONEGATE MTG CORP | $11,103,000 | +0.9% | 854,758 | +8.3% | 0.43% | -0.7% |
| VLO | Buy | VALERO ENERGY CORP NEW | $11,119,000 | +32.7% | 240,311 | +43.6% | 0.43% | +30.6% |
| OCN | Buy | OCWEN FINL CORP | $10,604,000 | +35.2% | 405,061 | +91.6% | 0.41% | +33.0% |
| BJRI | Sell | BJS RESTAURANTS INC | $10,558,000 | -32.2% | 293,359 | -34.2% | 0.41% | -33.4% |
| NEM | Sell | NEWMONT MINING CORP | $10,391,000 | -26.3% | 450,797 | -18.6% | 0.40% | -27.4% |
| RAD | New | RITE AID CORP | $10,201,000 | – | 2,107,600 | +100.0% | 0.40% | – |
| VG | Buy | VONAGE HLDGS CORP | $10,007,000 | +94.2% | 3,050,800 | +122.1% | 0.39% | +91.1% |
| GT ADVANCED TECHNOLOGIES INCnote 3.000%10/0 | $9,986,000 | -38.2% | 6,500,000 | 0.0% | 0.39% | -39.2% | ||
| XOM | Buy | EXXON MOBIL CORP | $9,960,000 | +16.9% | 105,901 | +25.1% | 0.39% | +14.9% |
| GTE | Buy | GRAN TIERRA ENERGY INC | $9,481,000 | +11.9% | 1,711,411 | +64.0% | 0.37% | +10.2% |
| Buy | SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $9,364,000 | +9.8% | 7,640,000 | +15.1% | 0.36% | +8.0% | |
| NSM | Buy | NATIONSTAR MTG HLDGS INC | $9,189,000 | +1090.3% | 268,380 | +1161.2% | 0.36% | +1086.7% |
| RJETQ | Buy | REPUBLIC AWYS HLDGS INC | $9,156,000 | +18.3% | 824,152 | +15.5% | 0.36% | +16.4% |
| XLE | SELECT SECTOR SPDR TRsbi int-energy | $9,080,000 | -9.5% | 100,200 | 0.0% | 0.35% | -10.9% | |
| HXL | New | HEXCEL CORP NEW | $8,884,000 | – | 223,782 | +100.0% | 0.34% | – |
| BID | Buy | SOTHEBYS | $8,889,000 | +125.3% | 248,843 | +164.9% | 0.34% | +122.6% |
| PBF | Buy | PBF ENERGY INCcl a | $8,866,000 | +9.1% | 369,418 | +21.2% | 0.34% | +7.5% |
| NTAP | New | NETAPP INC | $8,815,000 | – | 205,200 | +100.0% | 0.34% | – |
| SCSS | Buy | SELECT COMFORT CORP | $8,715,000 | +14.2% | 416,601 | +12.8% | 0.34% | +12.3% |
| PIR | Sell | PIER 1 IMPORTS INC | $8,346,000 | -30.5% | 701,895 | -9.9% | 0.32% | -31.5% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $8,149,000 | +1.4% | 204,247 | -2.6% | 0.32% | -0.3% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $8,117,000 | +1.2% | 162,381 | -0.9% | 0.32% | -0.3% |
| RIG | Buy | TRANSOCEAN LTD | $8,012,000 | -11.5% | 250,620 | +24.6% | 0.31% | -12.9% |
| SPLS | Buy | STAPLES INC | $7,884,000 | +111.3% | 651,563 | +89.3% | 0.31% | +108.2% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $7,873,000 | -79.2% | 148,124 | -78.9% | 0.30% | -79.6% |
| DOFSQ | Buy | DIAMOND OFFSHORE DRILLING IN | $7,741,000 | -13.3% | 225,872 | +25.6% | 0.30% | -14.8% |
| CVX | Buy | CHEVRON CORP NEW | $7,539,000 | +35.5% | 63,185 | +48.3% | 0.29% | +33.3% |
| Sell | SEACOR HOLDINGS INCnote 2.500%12/1 | $7,270,000 | -20.4% | 6,700,000 | -16.2% | 0.28% | -21.7% | |
| New | CORSICANTO LTDnote 3.500% 1/1 | $7,202,000 | – | 10,830,000 | +100.0% | 0.28% | – | |
| SODA | Buy | SODASTREAM INTERNATIONAL LTD | $7,116,000 | +85.5% | 241,295 | +111.3% | 0.28% | +82.8% |
| LUK | LEUCADIA NATL CORP | $6,952,000 | -9.1% | 291,626 | 0.0% | 0.27% | -10.3% | |
| FOX | New | TWENTY FIRST CENTY FOX INCcl b | $6,966,000 | – | 209,117 | +100.0% | 0.27% | – |
| ECPG | Sell | ENCORE CAP GROUP INC | $6,861,000 | -15.1% | 154,838 | -13.0% | 0.27% | -16.6% |
| ABC | Sell | AMERISOURCEBERGEN CORP | $6,532,000 | +5.9% | 84,500 | -0.5% | 0.25% | +4.1% |
| TRW | Buy | TRW AUTOMOTIVE HLDGS CORP | $6,426,000 | +235.9% | 63,464 | +197.1% | 0.25% | +232.0% |
| Sell | ARES COML REAL ESTATE CORPnote 7.000%12/1 | $6,143,000 | -14.2% | 6,000,000 | -14.3% | 0.24% | -15.6% | |
| SUNPOWER CORPdbcv 4.500% 3/1 | $6,070,000 | -17.4% | 4,000,000 | 0.0% | 0.24% | -18.7% | ||
| ANGI | Sell | ANGIES LIST INC | $6,053,000 | -53.7% | 950,157 | -13.2% | 0.24% | -54.4% |
| LRCX | Sell | LAM RESEARCH CORP | $6,069,000 | -5.8% | 81,244 | -14.8% | 0.24% | -7.5% |
| KRC | New | KILROY RLTY CORP | $5,944,000 | – | 100,000 | +100.0% | 0.23% | – |
| CSCO | CISCO SYS INC | $5,963,000 | +1.3% | 236,924 | 0.0% | 0.23% | -0.4% | |
| F | Sell | FORD MTR CO DEL | $5,895,000 | -14.7% | 398,612 | -0.5% | 0.23% | -15.8% |
| EMC | Sell | E M C CORP MASS | $5,852,000 | -66.2% | 200,000 | -69.6% | 0.23% | -66.8% |
| UEPS | Buy | NET 1 UEPS TECHNOLOGIES INC | $5,819,000 | +88.4% | 482,872 | +77.9% | 0.23% | +85.2% |
| MDCA | Buy | MDC PARTNERS INCcl a sub vtg | $5,721,000 | +186.8% | 298,125 | +221.2% | 0.22% | +181.0% |
| MPAA | Sell | MOTORCAR PTS AMER INC | $5,639,000 | -28.5% | 207,233 | -36.0% | 0.22% | -29.6% |
| JNJ | Buy | JOHNSON & JOHNSON | $5,613,000 | +8.0% | 52,658 | +6.0% | 0.22% | +6.3% |
| RASF | Buy | RAIT FINANCIAL TRUST | $5,611,000 | +1.0% | 755,184 | +12.4% | 0.22% | -0.5% |
| ANWWQ | Buy | AEGEAN MARINE PETROLEUM NETW | $5,305,000 | +3.5% | 578,539 | +13.8% | 0.21% | +2.0% |
| AGO | Buy | ASSURED GUARANTY LTD | $5,298,000 | -5.1% | 239,090 | +4.9% | 0.20% | -6.8% |
| SYMC | Sell | SYMANTEC CORP | $5,266,000 | -2.1% | 224,000 | -4.6% | 0.20% | -3.8% |
| BXMT | Sell | BLACKSTONE MTG TR INC | $5,191,000 | -7.4% | 191,540 | -0.9% | 0.20% | -9.0% |
| KAR | Buy | KAR AUCTION SVCS INC | $5,184,000 | +4.8% | 181,068 | +16.7% | 0.20% | +3.1% |
| CR | Buy | CRANE CO | $5,193,000 | -10.5% | 82,147 | +5.3% | 0.20% | -12.2% |
| KKR | Sell | KKR & CO L P DEL | $5,168,000 | -9.1% | 231,733 | -0.8% | 0.20% | -10.7% |
| ACG | ALLIANCEBERNSTEIN INCOME FUN | $5,115,000 | -0.3% | 682,000 | 0.0% | 0.20% | -2.0% | |
| LEU | New | CENTRUS ENERGY CORPcl a | $4,928,000 | – | 482,701 | +100.0% | 0.19% | – |
| CTAS | Buy | CINTAS CORP | $4,678,000 | +50.3% | 66,275 | +35.3% | 0.18% | +47.2% |
| EZPW | Buy | EZCORP INCcl a non vtg | $4,665,000 | -7.9% | 470,709 | +7.4% | 0.18% | -9.5% |
| RM | New | REGIONAL MGMT CORP | $4,661,000 | – | 259,670 | +100.0% | 0.18% | – |
| PLUS | Buy | EPLUS INC | $4,653,000 | +5.4% | 83,007 | +9.4% | 0.18% | +3.4% |
| ICAD | Buy | ICAD INC | $4,547,000 | +69.0% | 461,576 | +10.0% | 0.18% | +66.0% |
| HOSSQ | Buy | HORNBECK OFFSHORE SVCS INC N | $4,524,000 | -7.8% | 138,225 | +32.1% | 0.18% | -9.3% |
| 9207PS | Buy | ROCK-TENN COcl a | $4,483,000 | -6.2% | 94,211 | +108.2% | 0.17% | -7.4% |
| QCOM | QUALCOMM INC | $4,483,000 | -5.6% | 59,963 | 0.0% | 0.17% | -7.0% | |
| HUBB | Buy | HUBBELL INCcl b | $4,343,000 | +1.1% | 36,036 | +3.3% | 0.17% | -0.6% |
| EMR | Buy | EMERSON ELEC CO | $4,316,000 | +0.4% | 68,960 | +6.5% | 0.17% | -1.2% |
| MDT | Sell | MEDTRONIC INC | $4,318,000 | -38.5% | 69,708 | -36.7% | 0.17% | -39.7% |
| DESTQ | DESTINATION MATERNITY CORP | $4,292,000 | -32.2% | 277,992 | 0.0% | 0.17% | -33.3% | |
| PRSC | Buy | PROVIDENCE SVC CORP | $4,210,000 | +278.3% | 87,026 | +186.1% | 0.16% | +270.5% |
| PEP | Sell | PEPSICO INC | $4,060,000 | -20.9% | 43,616 | -24.0% | 0.16% | -22.3% |
| VTGDF | Sell | VANTAGE DRILLING COMPANY | $3,839,000 | -46.7% | 3,023,054 | -19.4% | 0.15% | -47.5% |
| FLR | Sell | FLUOR CORP NEW | $3,791,000 | -31.8% | 56,762 | -21.5% | 0.15% | -32.9% |
| LTM | New | LIFE TIME FITNESS INC | $3,778,000 | – | 74,910 | +100.0% | 0.15% | – |
| MTGE | New | AMERICAN CAP MTG INVT CORP | $3,763,000 | – | 199,938 | +100.0% | 0.15% | – |
| 3106PS | Buy | DELPHI AUTOMOTIVE PLC | $3,739,000 | -6.0% | 60,951 | +5.4% | 0.14% | -7.6% |
| BERY | BERRY PLASTICS GROUP INC | $3,701,000 | -2.2% | 146,617 | 0.0% | 0.14% | -3.4% | |
| CSL | New | CARLISLE COS INC | $3,717,000 | – | 46,240 | +100.0% | 0.14% | – |
| AUXL | New | AUXILIUM PHARMACEUTICALS INC | $3,704,000 | – | 124,099 | +100.0% | 0.14% | – |
| New | SUNPOWER CORPdbcv 0.750% 6/0 | $3,695,000 | – | 2,500,000 | +100.0% | 0.14% | – | |
| SUPN | Buy | SUPERNUS PHARMACEUTICALS INC | $3,687,000 | +32.4% | 424,291 | +66.9% | 0.14% | +30.0% |
| TA | Buy | TRAVELCENTERS OF AMERICA LLC | $3,689,000 | +44.4% | 373,357 | +29.8% | 0.14% | +41.6% |
| CIVI | New | CIVITAS SOLUTIONS INC | $3,631,000 | – | 232,449 | +100.0% | 0.14% | – |
| TEN | Buy | TENNECO INC | $3,615,000 | +92.5% | 69,103 | +141.8% | 0.14% | +89.2% |
| QTM | Buy | QUANTUM CORP | $3,579,000 | +28.9% | 3,085,090 | +35.6% | 0.14% | +27.5% |
| DOV | New | DOVER CORP | $3,543,000 | – | 44,103 | +100.0% | 0.14% | – |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $3,531,000 | +28.1% | 33,439 | +40.0% | 0.14% | +25.7% |
| GOOGL | Buy | GOOGLE INCcl a | $3,532,000 | +89.1% | 6,002 | +87.9% | 0.14% | +85.1% |
| Sell | SPDR S&P 500 ETF TRput | $3,500,000 | +24.1% | 18,904 | -11.5% | 0.14% | +22.5% | |
| MLHR | New | MILLER HERMAN INC | $3,485,000 | – | 116,754 | +100.0% | 0.14% | – |
| OIBR | Buy | OI S.A.spn adr rep pfd | $3,455,000 | +7.8% | 4,935,237 | +32.1% | 0.13% | +6.3% |
| PETM | New | PETSMART INC | $3,450,000 | – | 49,222 | +100.0% | 0.13% | – |
| PTRY | Sell | PANTRY INC | $3,412,000 | -15.1% | 168,659 | -32.0% | 0.13% | -16.5% |
| CHMI | Buy | CHERRY HILL MTG INVT CORP | $3,371,000 | +6.7% | 180,276 | +14.4% | 0.13% | +4.8% |
| ABCB | Buy | AMERIS BANCORP | $3,378,000 | +56.5% | 153,883 | +53.7% | 0.13% | +54.1% |
| VAR | Buy | VARIAN MED SYS INC | $3,338,000 | +2.3% | 41,666 | +6.1% | 0.13% | 0.0% |
| EFC | New | ELLINGTON FINANCIAL LLC | $3,333,000 | – | 150,000 | +100.0% | 0.13% | – |
| DDS | Buy | DILLARDS INCcl a | $3,325,000 | +88.2% | 30,507 | +101.3% | 0.13% | +84.3% |
| HASI | Buy | HANNON ARMSTRONG SUST INFR C | $3,217,000 | +1.3% | 232,814 | +5.1% | 0.12% | 0.0% |
| GDXJ | MARKET VECTORS ETF TRjr gold miners e | $3,197,000 | -20.4% | 95,081 | 0.0% | 0.12% | -21.5% | |
| FLEX | Buy | FLEXTRONICS INTL LTDord | $3,173,000 | +34.0% | 307,490 | +43.8% | 0.12% | +32.3% |
| CVD | Buy | COVANCE INC | $3,145,000 | +62.7% | 39,961 | +76.9% | 0.12% | +60.5% |
| GVA | Buy | GRANITE CONSTR INC | $3,146,000 | +26.4% | 98,899 | +43.0% | 0.12% | +24.5% |
| ICONIX BRAND GROUP INCnote 2.500% 6/0 | $3,153,000 | -12.8% | 2,500,000 | 0.0% | 0.12% | -14.7% | ||
| IVR | New | INVESCO MORTGAGE CAPITAL INC | $3,138,000 | – | 199,635 | +100.0% | 0.12% | – |
| UPLMQ | New | ULTRA PETROLEUM CORP | $3,108,000 | – | 133,622 | +100.0% | 0.12% | – |
| MHLD | Buy | MAIDEN HOLDINGS LTD | $3,044,000 | +3.1% | 274,708 | +12.5% | 0.12% | +1.7% |
| RDN | Sell | RADIAN GROUP INC | $2,996,000 | -6.4% | 210,089 | -2.8% | 0.12% | -7.9% |
| MET | Sell | METLIFE INC | $2,930,000 | -10.9% | 54,535 | -7.9% | 0.11% | -12.3% |
| MWA | Buy | MUELLER WTR PRODS INC | $2,940,000 | +41.6% | 355,055 | +47.8% | 0.11% | +39.0% |
| EXPE | Buy | EXPEDIA INC DEL | $2,949,000 | +18.6% | 33,654 | +6.6% | 0.11% | +16.3% |
| VTNR | Buy | VERTEX ENERGY INC | $2,929,000 | -5.9% | 420,840 | +31.4% | 0.11% | -7.3% |
| ALPHA NATURAL RESOURCES INCnote 4.875%12/1 | $2,904,000 | -23.6% | 4,906,000 | 0.0% | 0.11% | -24.7% | ||
| NCFT | Buy | NORCRAFT COS INC | $2,859,000 | +19.3% | 179,263 | +7.0% | 0.11% | +18.1% |
| ADUS | Buy | ADDUS HOMECARE CORP | $2,856,000 | +6.0% | 145,714 | +21.6% | 0.11% | +4.7% |
| XCRA | Buy | XCERRA CORP | $2,823,000 | +54.6% | 288,315 | +43.7% | 0.11% | +51.4% |
| CBST | CUBIST PHARMACEUTICALS INC | $2,819,000 | -5.0% | 42,500 | 0.0% | 0.11% | -6.8% | |
| AGM | Buy | FEDERAL AGRIC MTG CORPcl c | $2,766,000 | +14.2% | 86,064 | +10.4% | 0.11% | +12.6% |
| LGND | Buy | LIGAND PHARMACEUTICALS INC | $2,697,000 | +229.7% | 57,404 | +337.1% | 0.10% | +228.1% |
| HTLD | Sell | HEARTLAND EXPRESS INC | $2,710,000 | -33.2% | 113,089 | -40.5% | 0.10% | -34.4% |
| PDCO | Buy | PATTERSON COMPANIES INC | $2,678,000 | +11.2% | 64,644 | +6.0% | 0.10% | +9.5% |
| HLX | Sell | HELIX ENERGY SOLUTIONS GRP I | $2,645,000 | -22.6% | 119,900 | -7.7% | 0.10% | -23.7% |
| BX | Sell | BLACKSTONE GROUP L P | $2,658,000 | -7.1% | 84,426 | -1.3% | 0.10% | -8.8% |
| GPK | Sell | GRAPHIC PACKAGING HLDG CO | $2,625,000 | -38.9% | 211,219 | -42.4% | 0.10% | -39.6% |
| LNC | Sell | LINCOLN NATL CORP IND | $2,599,000 | -23.4% | 48,514 | -26.4% | 0.10% | -24.6% |
| New | FOREST CITY ENTERPRISES INCnote 3.625% 8/1 | $2,573,000 | – | 2,500,000 | +100.0% | 0.10% | – | |
| BOBE | BOB EVANS FARMS INC | $2,532,000 | -5.4% | 53,486 | 0.0% | 0.10% | -7.5% | |
| NWLI | Buy | NATIONAL WESTN LIFE INS COcl a | $2,534,000 | +10.8% | 10,260 | +11.9% | 0.10% | +8.9% |
| REGI | Sell | RENEWABLE ENERGY GROUP INC | $2,467,000 | -14.4% | 243,050 | -3.2% | 0.10% | -15.8% |
| ALGT | Buy | ALLEGIANT TRAVEL CO | $2,466,000 | +48.8% | 19,944 | +41.7% | 0.10% | +47.7% |
| AAWW | New | ATLAS AIR WORLDWIDE HLDGS IN | $2,439,000 | – | 73,854 | +100.0% | 0.10% | – |
| CONN | Sell | CONNS INC | $2,460,000 | -72.8% | 81,281 | -55.5% | 0.10% | -73.3% |
| EPAM | New | EPAM SYS INC | $2,444,000 | – | 55,805 | +100.0% | 0.10% | – |
| JBSS | Buy | SANFILIPPO JOHN B & SON INC | $2,450,000 | +40.2% | 75,702 | +14.7% | 0.10% | +37.7% |
| DLTR | Sell | DOLLAR TREE INC | $2,398,000 | -29.8% | 42,776 | -31.8% | 0.09% | -31.1% |
| EXTR | Buy | EXTREME NETWORKS INC | $2,350,000 | +24.4% | 490,563 | +15.3% | 0.09% | +23.0% |
| SYK | Buy | STRYKER CORP | $2,324,000 | +1.0% | 28,778 | +5.4% | 0.09% | -1.1% |
| GSTCQ | New | GASTAR EXPL INC NEW | $2,316,000 | – | 394,501 | +100.0% | 0.09% | – |
| XRM | Buy | XERIUM TECHNOLOGIES INC | $2,326,000 | +13.1% | 159,222 | +8.1% | 0.09% | +11.1% |
| BBOX | Buy | BLACK BOX CORP DEL | $2,321,000 | +8.1% | 99,525 | +8.6% | 0.09% | +5.9% |
| SPTN | New | SPARTANNASH CO | $2,295,000 | – | 117,979 | +100.0% | 0.09% | – |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $2,298,000 | +11.9% | 394,148 | +20.9% | 0.09% | +9.9% |
| SLW | SILVER WHEATON CORP | $2,261,000 | -24.1% | 113,429 | 0.0% | 0.09% | -24.8% | |
| SKH | Sell | SKILLED HEALTHCARE GROUP INCcl a | $2,243,000 | -9.1% | 339,850 | -13.4% | 0.09% | -10.3% |
| POWR | Buy | POWERSECURE INTL INC | $2,250,000 | +5.8% | 234,869 | +7.5% | 0.09% | +3.6% |
| DG | New | DOLLAR GEN CORP NEW | $2,215,000 | – | 36,253 | +100.0% | 0.09% | – |
| TXRH | New | TEXAS ROADHOUSE INC | $2,215,000 | – | 79,551 | +100.0% | 0.09% | – |
| GNTX | New | GENTEX CORP | $2,180,000 | – | 81,437 | +100.0% | 0.08% | – |
| AZPN | Buy | ASPEN TECHNOLOGY INC | $2,186,000 | +25.5% | 57,963 | +54.4% | 0.08% | +23.2% |
| PERI | Buy | PERION NETWORK LTD | $2,158,000 | -38.4% | 388,059 | +11.8% | 0.08% | -39.1% |
| NMA | Buy | NUVEEN MUN ADVANTAGE FD INC | $2,107,000 | +56.8% | 156,210 | +56.2% | 0.08% | +54.7% |
| EBF | Buy | ENNIS INC | $2,091,000 | -5.5% | 158,791 | +9.5% | 0.08% | -6.9% |
| ADPTQ | New | ADEPTUS HEALTH INCcl a | $2,062,000 | – | 82,814 | +100.0% | 0.08% | – |
| OFG | Buy | OFG BANCORP | $2,044,000 | -13.4% | 136,452 | +6.4% | 0.08% | -15.1% |
| KBH | Sell | KB HOME | $2,046,000 | -35.9% | 136,935 | -19.9% | 0.08% | -37.3% |
| HOG | New | HARLEY DAVIDSON INC | $2,048,000 | – | 35,186 | +100.0% | 0.08% | – |
| CAB | Sell | CABELAS INC | $2,008,000 | -7.6% | 34,098 | -2.1% | 0.08% | -9.3% |
| SYKE | Sell | SYKES ENTERPRISES INC | $2,000,000 | -39.6% | 100,120 | -34.3% | 0.08% | -40.5% |
| EOT | EATON VANCE NATL MUN OPPORT | $1,993,000 | -0.4% | 100,000 | 0.0% | 0.08% | -2.5% | |
| DAL | Buy | DELTA AIR LINES INC DEL | $1,982,000 | +10.9% | 54,830 | +18.8% | 0.08% | +10.0% |
| RICK | New | RCI HOSPITALITY HLDGS INC | $1,948,000 | – | 176,749 | +100.0% | 0.08% | – |
| LKQ | Sell | LKQ CORP | $1,957,000 | -13.7% | 73,588 | -13.4% | 0.08% | -14.6% |
| JCI | Buy | JOHNSON CTLS INC | $1,957,000 | +30.6% | 44,481 | +48.3% | 0.08% | +28.8% |
| ZHNE | Sell | ZHONE TECHNOLOGIES INC NEW | $1,938,000 | -21.2% | 717,780 | -9.6% | 0.08% | -22.7% |
| MYGN | New | MYRIAD GENETICS INC | $1,926,000 | – | 49,938 | +100.0% | 0.08% | – |
| MPO | MIDSTATES PETE CO INC | $1,927,000 | -30.2% | 381,561 | 0.0% | 0.08% | -31.2% | |
| WBC | Buy | WABCO HLDGS INC | $1,905,000 | -13.4% | 20,945 | +1.7% | 0.07% | -14.9% |
| Buy | SPDR S&P 500 ETF TRcall | $1,899,000 | -61.2% | 19,500 | +105.3% | 0.07% | -61.7% | |
| BRSWQ | New | BRISTOW GROUP INC | $1,875,000 | – | 27,904 | +100.0% | 0.07% | – |
| OZM | Buy | OCH ZIFF CAP MGMT GROUPcl a | $1,871,000 | +22.5% | 174,724 | +58.2% | 0.07% | +21.7% |
| FLY | Buy | FLY LEASING LTDsponsored adr | $1,875,000 | -5.8% | 146,348 | +6.6% | 0.07% | -6.4% |
| TBI | Buy | TRUEBLUE INC | $1,895,000 | +10.3% | 75,014 | +20.4% | 0.07% | +7.4% |
| IPGP | Buy | IPG PHOTONICS CORP | $1,876,000 | +12.2% | 27,273 | +12.2% | 0.07% | +10.6% |
| ASGN | New | ON ASSIGNMENT INC | $1,878,000 | – | 69,926 | +100.0% | 0.07% | – |
| RRTS | Buy | ROADRUNNER TRNSN SVCS HLDG I | $1,868,000 | +6.1% | 81,971 | +30.9% | 0.07% | +4.3% |
| DRYS | Buy | DRYSHIPS INC | $1,863,000 | +17.2% | 754,279 | +52.7% | 0.07% | +14.3% |
| MEI | Buy | METHODE ELECTRS INC | $1,844,000 | +0.1% | 50,014 | +3.8% | 0.07% | -1.4% |
| TGT | New | TARGET CORP | $1,825,000 | – | 29,120 | +100.0% | 0.07% | – |
| AAL | Buy | AMERICAN AIRLS GROUP INC | $1,813,000 | +78.8% | 51,109 | +116.5% | 0.07% | +75.0% |
| CPSS | Buy | CONSUMER PORTFOLIO SVCS INC | $1,774,000 | -12.4% | 276,717 | +4.1% | 0.07% | -13.8% |
| PCLN | Sell | PRICELINE GRP INC | $1,727,000 | -72.9% | 1,491 | -71.9% | 0.07% | -73.4% |
| AVY | New | AVERY DENNISON CORP | $1,727,000 | – | 38,668 | +100.0% | 0.07% | – |
| FIVE | Sell | FIVE BELOW INC | $1,685,000 | -6.1% | 42,538 | -5.4% | 0.06% | -8.5% |
| GEO | New | GEO GROUP INC NEW | $1,673,000 | – | 43,766 | +100.0% | 0.06% | – |
| PVAHQ | PENN VA CORP | $1,659,000 | -25.0% | 130,550 | 0.0% | 0.06% | -26.4% | |
| CIE | Buy | COBALT INTL ENERGY INC | $1,616,000 | +302.0% | 118,828 | +443.0% | 0.06% | +293.8% |
| POZN | New | POZEN INC | $1,613,000 | – | 219,694 | +100.0% | 0.06% | – |
| FISI | New | FINANCIAL INSTNS INC | $1,632,000 | – | 72,595 | +100.0% | 0.06% | – |
| TRMB | New | TRIMBLE NAVIGATION LTD | $1,613,000 | – | 52,889 | +100.0% | 0.06% | – |
| SFE | Buy | SAFEGUARD SCIENTIFICS INC | $1,619,000 | -7.7% | 87,987 | +4.2% | 0.06% | -8.7% |
| ODP | New | OFFICE DEPOT INC | $1,623,000 | – | 315,704 | +100.0% | 0.06% | – |
| MDXG | Buy | MIMEDX GROUP INC | $1,602,000 | +3.4% | 224,616 | +2.8% | 0.06% | +1.6% |
| PPBI | Buy | PACIFIC PREMIER BANCORP | $1,595,000 | +15.2% | 113,503 | +15.6% | 0.06% | +12.7% |
| RFMD | New | RF MICRODEVICES INC | $1,582,000 | – | 137,097 | +100.0% | 0.06% | – |
| HIG | Buy | HARTFORD FINL SVCS GROUP INC | $1,567,000 | +28.4% | 42,076 | +23.5% | 0.06% | +27.1% |
| CLACU | CAPITOL ACQUISITION CORP IIunit 99/99/9999 | $1,569,000 | -2.4% | 153,791 | 0.0% | 0.06% | -3.2% | |
| APTS | New | PREFERRED APT CMNTYS INC | $1,553,000 | – | 186,691 | +100.0% | 0.06% | – |
| THC | New | TENET HEALTHCARE CORP | $1,557,000 | – | 26,218 | +100.0% | 0.06% | – |
| GLW | CORNING INC | $1,523,000 | -11.9% | 78,771 | 0.0% | 0.06% | -13.2% | |
| 4305PS | New | ALCATEL-LUCENTsponsored adr | $1,512,000 | – | 498,942 | +100.0% | 0.06% | – |
| ARCB | New | ARCBEST CORP | $1,501,000 | – | 40,248 | +100.0% | 0.06% | – |
| CALX | New | CALIX INC | $1,500,000 | – | 156,749 | +100.0% | 0.06% | – |
| HCI | Sell | HCI GROUP INC | $1,457,000 | -40.1% | 40,471 | -32.5% | 0.06% | -40.6% |
| SEE | New | SEALED AIR CORP NEW | $1,463,000 | – | 41,956 | +100.0% | 0.06% | – |
| AHT | Sell | ASHFORD HOSPITALITY TR INC | $1,482,000 | -45.1% | 145,040 | -38.0% | 0.06% | -46.2% |
| TRK | Buy | SPEEDWAY MOTORSPORTS INC | $1,474,000 | +4.2% | 86,407 | +11.4% | 0.06% | +1.8% |
| CYH | Sell | COMMUNITY HEALTH SYS INC NEW | $1,478,000 | -40.5% | 26,982 | -50.7% | 0.06% | -41.8% |
| AES | AES CORP | $1,435,000 | 0.0% | 51,267 | 0.0% | 0.06% | -1.8% | |
| TPC | Sell | TUTOR PERINI CORP | $1,456,000 | -52.9% | 55,142 | -43.4% | 0.06% | -54.1% |
| DLNG | Buy | DYNAGAS LNG PARTNERS LP | $1,453,000 | +4.0% | 61,536 | +6.8% | 0.06% | +1.8% |
| BLDR | Buy | BUILDERS FIRSTSOURCE INC | $1,435,000 | -21.8% | 263,363 | +7.4% | 0.06% | -22.2% |
| MOD | New | MODINE MFG CO | $1,433,000 | – | 120,763 | +100.0% | 0.06% | – |
| AER | Sell | AERCAP HOLDINGS NV | $1,408,000 | -38.6% | 34,420 | -31.3% | 0.06% | -38.9% |
| FTNT | Sell | FORTINET INC | $1,421,000 | -17.1% | 56,239 | -17.5% | 0.06% | -19.1% |
| NXZ | NUVEEN DIV ADVANTAGE MUN FD | $1,393,000 | +0.2% | 100,000 | 0.0% | 0.05% | -1.8% | |
| ZAGG | Buy | ZAGG INC | $1,399,000 | +4.2% | 250,690 | +1.4% | 0.05% | +1.9% |
| EQT | EQT CORP | $1,389,000 | -14.4% | 15,169 | 0.0% | 0.05% | -15.6% | |
| NLST | Buy | NETLIST INC | $1,402,000 | +42.6% | 1,177,793 | +54.5% | 0.05% | +38.5% |
| ENT | Sell | GLOBAL EAGLE ENTMT INC | $1,399,000 | -67.6% | 124,687 | -64.2% | 0.05% | -68.2% |
| BGC | Buy | GENERAL CABLE CORP DEL NEW | $1,395,000 | -18.9% | 92,480 | +37.9% | 0.05% | -20.6% |
| NKX | NUVEEN CAL AMT-FREE MUN INC | $1,393,000 | +2.1% | 100,000 | 0.0% | 0.05% | 0.0% | |
| TGB | New | TASEKO MINES LTD | $1,376,000 | – | 809,548 | +100.0% | 0.05% | – |
| RRC | RANGE RES CORP | $1,370,000 | -22.0% | 20,197 | 0.0% | 0.05% | -23.2% | |
| VOYA | VOYA FINL INC | $1,339,000 | +7.6% | 34,238 | 0.0% | 0.05% | +6.1% | |
| New | CAL DIVE INTL INC DELnote 5.000% 7/1 | $1,303,000 | – | 2,000,000 | +100.0% | 0.05% | – | |
| GTLS | New | CHART INDS INC | $1,277,000 | – | 20,891 | +100.0% | 0.05% | – |
| TRS | New | TRIMAS CORP | $1,301,000 | – | 53,478 | +100.0% | 0.05% | – |
| VRNG | Sell | VRINGO INC | $1,282,000 | -79.2% | 1,356,816 | -24.8% | 0.05% | -79.4% |
| BIG | New | BIG LOTS INC | $1,277,000 | – | 29,658 | +100.0% | 0.05% | – |
| BBG | BARRETT BILL CORP | $1,201,000 | -17.7% | 54,474 | 0.0% | 0.05% | -19.0% | |
| RRD | DONNELLEY R R & SONS CO | $1,177,000 | -2.9% | 71,477 | 0.0% | 0.05% | -4.2% | |
| TSYS | Sell | TELECOMMUNICATION SYS INCcl a | $1,182,000 | -31.1% | 423,537 | -18.8% | 0.05% | -32.4% |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $1,193,000 | +28.1% | 20,551 | +3.7% | 0.05% | +24.3% |
| IDTI | Sell | INTEGRATED DEVICE TECHNOLOGY | $1,105,000 | -57.8% | 69,263 | -59.1% | 0.04% | -58.3% |
| HIMX | Buy | HIMAX TECHNOLOGIES INCsponsored adr | $1,107,000 | +48.6% | 109,031 | +0.3% | 0.04% | +48.3% |
| SURG | Buy | SYNERGETICS USA INC | $1,089,000 | +43.3% | 319,263 | +30.3% | 0.04% | +40.0% |
| CMLS | Buy | CUMULUS MEDIA INCcl a | $1,080,000 | -37.2% | 268,041 | +2.7% | 0.04% | -38.2% |
| NM | NAVIOS MARITIME HOLDINGS INC | $1,076,000 | -40.7% | 179,308 | 0.0% | 0.04% | -41.7% | |
| APO | APOLLO GLOBAL MGMT LLC | $1,051,000 | -14.0% | 44,092 | 0.0% | 0.04% | -14.6% | |
| AYR | New | AIRCASTLE LTD | $1,049,000 | – | 64,090 | +100.0% | 0.04% | – |
| SPDR GOLD TRUSTput | $1,060,000 | +128.0% | 1,000 | 0.0% | 0.04% | +127.8% | ||
| USATP | Buy | USA TECHNOLOGIES INCconv pfd ser a | $1,012,000 | +51.5% | 49,487 | +27.4% | 0.04% | +50.0% |
| HOFT | Buy | HOOKER FURNITURE CORP | $1,014,000 | +30.8% | 66,682 | +38.9% | 0.04% | +25.8% |
| UCTT | Buy | ULTRA CLEAN HLDGS INC | $984,000 | +9.3% | 109,933 | +10.5% | 0.04% | +8.6% |
| WLBAQ | Sell | WESTMORELAND COAL CO | $962,000 | -29.7% | 25,715 | -31.9% | 0.04% | -31.5% |
| CFFI | Buy | C & F FINL CORP | $965,000 | +0.4% | 29,018 | +8.7% | 0.04% | -2.6% |
| MRLN | New | MARLIN BUSINESS SVCS CORP | $936,000 | – | 51,111 | +100.0% | 0.04% | – |
| CNTY | Buy | CENTURY CASINOS INC | $923,000 | -8.0% | 179,913 | +3.9% | 0.04% | -10.0% |
| UFS | DOMTAR CORP | $928,000 | -17.9% | 26,406 | 0.0% | 0.04% | -20.0% | |
| SPR | New | SPIRIT AEROSYSTEMS HLDGS INC | $918,000 | – | 24,122 | +100.0% | 0.04% | – |
| STNR | STEINER LEISURE LTDord | $925,000 | -13.1% | 24,600 | 0.0% | 0.04% | -14.3% | |
| ATML | Sell | ATMEL CORP | $937,000 | -50.0% | 116,004 | -42.0% | 0.04% | -51.4% |
| SMCI | New | SUPER MICRO COMPUTER INC | $938,000 | – | 31,880 | +100.0% | 0.04% | – |
| QLTY | New | QUALITY DISTR INC FLA | $890,000 | – | 69,622 | +100.0% | 0.04% | – |
| PLPM | Sell | PLANET PAYMENT INC | $896,000 | -36.7% | 457,180 | -8.2% | 0.04% | -37.5% |
| AFAM | New | ALMOST FAMILY INC | $878,000 | – | 32,306 | +100.0% | 0.03% | – |
| TELEFLEX INCnote 3.875% 8/0 | $873,000 | +0.5% | 500,000 | 0.0% | 0.03% | 0.0% | ||
| SILC | Buy | SILICOM LTDord | $877,000 | -29.2% | 30,079 | +1.9% | 0.03% | -30.6% |
| CKP | Sell | CHECKPOINT SYS INC | $845,000 | -20.4% | 69,087 | -9.0% | 0.03% | -21.4% |
| BXE | Sell | BELLATRIX EXPLORATION LTD | $822,000 | -73.4% | 133,624 | -62.4% | 0.03% | -73.8% |
| GLD | New | SPDR GOLD TRUST | $837,000 | – | 7,200 | +100.0% | 0.03% | – |
| MRC | Sell | MRC GLOBAL INC | $816,000 | -53.4% | 35,011 | -43.4% | 0.03% | -53.6% |
| AIQ | Buy | ALLIANCE HEALTHCARE SRVCS IN | $832,000 | +162.5% | 36,797 | +213.8% | 0.03% | +166.7% |
| ACXM | Buy | ACXIOM CORP | $793,000 | -22.6% | 47,921 | +1.5% | 0.03% | -22.5% |
| FONR | New | FONAR CORP | $796,000 | – | 72,256 | +100.0% | 0.03% | – |
| New | ISHARESput | $801,000 | – | 3,023 | +100.0% | 0.03% | – | |
| WYY | Buy | WIDEPOINT CORP | $782,000 | +149.0% | 456,151 | +155.3% | 0.03% | +150.0% |
| DCO | New | DUCOMMUN INC DEL | $767,000 | – | 27,965 | +100.0% | 0.03% | – |
| OMN | Sell | OMNOVA SOLUTIONS INC | $783,000 | -42.9% | 145,813 | -3.3% | 0.03% | -44.4% |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $748,000 | – | 3,000 | +100.0% | 0.03% | – |
| OPY | New | OPPENHEIMER HLDGS INCcl a non vtg | $745,000 | – | 36,795 | +100.0% | 0.03% | – |
| NEWT | Buy | NEWTEK BUSINESS SVCS INC | $747,000 | +37.6% | 271,796 | +37.2% | 0.03% | +38.1% |
| SB | Sell | SAFE BULKERS INC | $732,000 | -58.1% | 109,924 | -38.6% | 0.03% | -59.4% |
| CZZ | Buy | COSAN LTD | $719,000 | -19.0% | 66,793 | +2.0% | 0.03% | -20.0% |
| CRDA | Buy | CRAWFORD & COcl a | $685,000 | +15.9% | 88,533 | +21.4% | 0.03% | +17.4% |
| APPY | Buy | VENAXIS INC | $706,000 | -12.0% | 425,306 | +18.3% | 0.03% | -15.6% |
| CLRO | Buy | CLEARONE INC | $662,000 | +19.7% | 78,465 | +39.6% | 0.03% | +18.2% |
| TNAV | New | TELENAV INC | $670,000 | – | 100,000 | +100.0% | 0.03% | – |
| MANH | New | MANHATTAN ASSOCS INC | $668,000 | – | 20,000 | +100.0% | 0.03% | – |
| New | ISHAREScall | $602,000 | – | 3,023 | +100.0% | 0.02% | – | |
| TOWR | Sell | TOWER INTL INC | $557,000 | -88.6% | 22,117 | -83.3% | 0.02% | -88.5% |
| NSU | New | NEVSUN RES LTD | $536,000 | – | 148,482 | +100.0% | 0.02% | – |
| MFRI | Sell | MFRI INC | $522,000 | -20.5% | 54,949 | -4.5% | 0.02% | -23.1% |
| New | SEARS HLDGS CORPput | $500,000 | – | 1,000 | +100.0% | 0.02% | – | |
| HEAR | Sell | TURTLE BEACH CORP | $443,000 | -59.4% | 57,946 | -50.9% | 0.02% | -60.5% |
| SHLDQ | Buy | SEARS HLDGS CORP | $401,000 | -16.5% | 15,900 | +32.5% | 0.02% | -15.8% |
| EQIX | New | EQUINIX INC | $425,000 | – | 2,000 | +100.0% | 0.02% | – |
| DLX | Sell | DELUXE CORP | $409,000 | -94.0% | 7,408 | -93.6% | 0.02% | -94.0% |
| HLF | New | HERBALIFE LTD | $388,000 | – | 8,859 | +100.0% | 0.02% | – |
| Sell | MARKET VECTORS ETF TRcall | $366,000 | -77.4% | 3,994 | -6.4% | 0.01% | -78.1% | |
| New | ISHARES TRput | $366,000 | – | 6,000 | +100.0% | 0.01% | – | |
| PZN | New | PZENA INVESTMENT MGMT INCclass a | $360,000 | – | 37,651 | +100.0% | 0.01% | – |
| NTK | Sell | NORTEK INC | $323,000 | -81.9% | 4,330 | -78.2% | 0.01% | -81.4% |
| FREEPORT-MCMORAN INCcall | $322,000 | -74.6% | 3,620 | 0.0% | 0.01% | -76.0% | ||
| DUK | New | DUKE ENERGY CORP NEW | $299,000 | – | 4,000 | +100.0% | 0.01% | – |
| WM | New | WASTE MGMT INC DEL | $299,000 | – | 6,300 | +100.0% | 0.01% | – |
| NOC | New | NORTHROP GRUMMAN CORP | $303,000 | – | 2,300 | +100.0% | 0.01% | – |
| WPG | New | WASHINGTON PRIME GROUP INC | $299,000 | – | 17,100 | +100.0% | 0.01% | – |
| THS | New | TREEHOUSE FOODS INC | $298,000 | – | 3,700 | +100.0% | 0.01% | – |
| NKE | New | NIKE INCcl b | $321,000 | – | 3,600 | +100.0% | 0.01% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $297,000 | – | 3,900 | +100.0% | 0.01% | – |
| BAH | New | BOOZ ALLEN HAMILTON HLDG CORcl a | $297,000 | – | 12,700 | +100.0% | 0.01% | – |
| PNW | New | PINNACLE WEST CAP CORP | $284,000 | – | 5,200 | +100.0% | 0.01% | – |
| BAM | New | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $279,000 | – | 6,200 | +100.0% | 0.01% | – |
| CVS | New | CVS HEALTH CORP | $287,000 | – | 3,600 | +100.0% | 0.01% | – |
| NOK | New | NOKIA CORPsponsored adr | $295,000 | – | 34,900 | +100.0% | 0.01% | – |
| CMP | New | COMPASS MINERALS INTL INC | $287,000 | – | 3,400 | +100.0% | 0.01% | – |
| LVLT | New | LEVEL 3 COMMUNICATIONS INC | $288,000 | – | 6,300 | +100.0% | 0.01% | – |
| ABCO | New | ADVISORY BRD CO | $275,000 | – | 5,900 | +100.0% | 0.01% | – |
| EXR | New | EXTRA SPACE STORAGE INC | $294,000 | – | 5,700 | +100.0% | 0.01% | – |
| FCN | New | FTI CONSULTING INC | $287,000 | – | 8,200 | +100.0% | 0.01% | – |
| GURE | Buy | GULF RESOURCES INC | $273,000 | -7.5% | 191,237 | +38.9% | 0.01% | -8.3% |
| ABAX | New | ABAXIS INC | $289,000 | – | 5,700 | +100.0% | 0.01% | – |
| FDX | New | FEDEX CORP | $291,000 | – | 1,800 | +100.0% | 0.01% | – |
| SIRO | New | SIRONA DENTAL SYSTEMS INC | $291,000 | – | 3,800 | +100.0% | 0.01% | – |
| SUMR | New | SUMMER INFANT INC | $248,000 | – | 70,801 | +100.0% | 0.01% | – |
| FET | New | FORUM ENERGY TECHNOLOGIES IN | $269,000 | – | 8,800 | +100.0% | 0.01% | – |
| IG | Sell | IGI LABS INC | $245,000 | -62.4% | 26,309 | -78.6% | 0.01% | -61.5% |
| HTS | New | HATTERAS FINL CORP | $268,000 | – | 14,900 | +100.0% | 0.01% | – |
| ARR | New | ARMOUR RESIDENTIAL REIT INC | $270,000 | – | 70,000 | +100.0% | 0.01% | – |
| Sell | AMBAC FINL GROUP INCcall | $263,000 | -78.5% | 2,500 | -50.0% | 0.01% | -79.2% | |
| New | HERBALIFE LTDput | $225,000 | – | 1,000 | +100.0% | 0.01% | – | |
| TCAP | New | TRIANGLE CAP CORP | $230,000 | – | 9,100 | +100.0% | 0.01% | – |
| MBFI | New | MB FINANCIAL INC NEW | $210,000 | – | 7,600 | +100.0% | 0.01% | – |
| New | GENERAL ELECTRIC COcall | $204,000 | – | 3,000 | +100.0% | 0.01% | – | |
| New | HHGREGG INCput | $215,000 | – | 1,100 | +100.0% | 0.01% | – | |
| AVP | New | AVON PRODS INC | $213,000 | – | 16,875 | +100.0% | 0.01% | – |
| Q104PS | New | PARKWAY PPTYS INC | $192,000 | – | 10,200 | +100.0% | 0.01% | – |
| SPDR GOLD TRUSTcall | $191,000 | -74.4% | 1,000 | 0.0% | 0.01% | -75.9% | ||
| CBZ | New | CBIZ INC | $135,000 | – | 17,138 | +100.0% | 0.01% | – |
| NWBO | New | NORTHWEST BIOTHERAPEUTICS IN | $101,000 | – | 20,000 | +100.0% | 0.00% | – |
| SHOR | New | SHORETEL INC | $73,000 | – | 11,000 | +100.0% | 0.00% | – |
| ENDRQ | Sell | ENDEAVOUR INTL CORP | $5,000 | -99.9% | 17,414 | -99.4% | 0.00% | -100.0% |
| CRMBW | Exit | CRUMBS BAKE SHOP INC*w exp 05/05/201 | $0 | – | -52,340 | -100.0% | 0.00% | – |
| NEON | Exit | NEONODE INC | $0 | – | -16,649 | -100.0% | -0.00% | – |
| GRVY | Exit | GRAVITY CO LTDsponsored adr | $0 | – | -86,725 | -100.0% | -0.00% | – |
| INWK | Exit | INNERWORKINGS INC | $0 | – | -16,239 | -100.0% | -0.01% | – |
| WHZT | Exit | WHITING USA TR IItr unit | $0 | – | -10,200 | -100.0% | -0.01% | – |
| BLT | Exit | BLOUNT INTL INC NEW | $0 | – | -14,300 | -100.0% | -0.01% | – |
| FNBCQ | Exit | FIRST NBC BK HLDG CO | $0 | – | -6,600 | -100.0% | -0.01% | – |
| HIIQ | Exit | HEALTH INS INNOVATIONS INC | $0 | – | -20,419 | -100.0% | -0.01% | – |
| NDSN | Exit | NORDSON CORP | $0 | – | -3,600 | -100.0% | -0.01% | – |
| SRCL | Exit | STERICYCLE INC | $0 | – | -2,500 | -100.0% | -0.01% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N V | $0 | – | -4,300 | -100.0% | -0.01% | – |
| WEC | Exit | WISCONSIN ENERGY CORP | $0 | – | -6,500 | -100.0% | -0.01% | – |
| LB | Exit | L BRANDS INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| HTGC | Exit | HERCULES TECH GROWTH CAP INC | $0 | – | -18,900 | -100.0% | -0.01% | – |
| MOV | Exit | MOVADO GROUP INC | $0 | – | -7,437 | -100.0% | -0.01% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -6,200 | -100.0% | -0.01% | – |
| BRKR | Exit | BRUKER CORP | $0 | – | -12,600 | -100.0% | -0.01% | – |
| PB | Exit | PROSPERITY BANCSHARES INC | $0 | – | -4,900 | -100.0% | -0.01% | – |
| LECO | Exit | LINCOLN ELEC HLDGS INC | $0 | – | -4,200 | -100.0% | -0.01% | – |
| PEG | Exit | PUBLIC SVC ENTERPRISE GROUP | $0 | – | -7,700 | -100.0% | -0.01% | – |
| SO | Exit | SOUTHERN CO | $0 | – | -6,700 | -100.0% | -0.01% | – |
| DLR | Exit | DIGITAL RLTY TR INC | $0 | – | -5,100 | -100.0% | -0.01% | – |
| BB | Exit | BLACKBERRY LTD | $0 | – | -31,700 | -100.0% | -0.01% | – |
| NMBL | Exit | NIMBLE STORAGE INC | $0 | – | -11,200 | -100.0% | -0.01% | – |
| Exit | ASSURED GUARANTY LTDcall | $0 | – | -5,400 | -100.0% | -0.01% | – | |
| WMGIZ | Exit | WRIGHT MED GROUP INCright 03/01/2019 | $0 | – | -255,650 | -100.0% | -0.02% | – |
| Exit | AMERICAN CAP LTDcall | $0 | – | -9,000 | -100.0% | -0.02% | – | |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -16,400 | -100.0% | -0.02% | – |
| CHTP | Exit | CHELSEA THERAPEUTICS INTL LT | $0 | – | -2,777,092 | -100.0% | -0.02% | – |
| Exit | NEWMONT MINING CORPcall | $0 | – | -11,197 | -100.0% | -0.02% | – | |
| SMA | Exit | SYMMETRY MED INC | $0 | – | -70,810 | -100.0% | -0.02% | – |
| GOOG | Exit | GOOGLE INCcl c | $0 | – | -1,211 | -100.0% | -0.03% | – |
| AVB | Exit | AVALONBAY CMNTYS INC | $0 | – | -4,934 | -100.0% | -0.03% | – |
| TISUQ | Exit | ORCHIDS PAPER PRODS CO DEL | $0 | – | -23,211 | -100.0% | -0.03% | – |
| MTSN | Exit | MATTSON TECHNOLOGY INC | $0 | – | -337,100 | -100.0% | -0.03% | – |
| Exit | VECTOR GROUP LTDfrnt 11/1 | $0 | – | -500,000 | -100.0% | -0.03% | – | |
| GPI | Exit | GROUP 1 AUTOMOTIVE INC | $0 | – | -9,658 | -100.0% | -0.03% | – |
| TITN | Exit | TITAN MACHY INC | $0 | – | -48,780 | -100.0% | -0.03% | – |
| SAVE | Exit | SPIRIT AIRLS INC | $0 | – | -13,232 | -100.0% | -0.03% | – |
| HEIA | Exit | HEICO CORP NEWcl a | $0 | – | -21,091 | -100.0% | -0.03% | – |
| SKX | Exit | SKECHERS U S A INCcl a | $0 | – | -20,562 | -100.0% | -0.04% | – |
| FBP | Exit | FIRST BANCORP P R | $0 | – | -176,990 | -100.0% | -0.04% | – |
| ETH | Exit | ETHAN ALLEN INTERIORS INC | $0 | – | -40,314 | -100.0% | -0.04% | – |
| FFKT | Exit | FARMERS CAP BK CORP | $0 | – | -43,492 | -100.0% | -0.04% | – |
| 3101SC | Exit | COMMONWEALTH REIT | $0 | – | -38,866 | -100.0% | -0.04% | – |
| USPH | Exit | U S PHYSICAL THERAPY INC | $0 | – | -31,148 | -100.0% | -0.04% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -10,191 | -100.0% | -0.04% | – |
| TEAR | Exit | TEARLAB CORP | $0 | – | -224,057 | -100.0% | -0.04% | – |
| TFM | Exit | FRESH MKT INC | $0 | – | -43,321 | -100.0% | -0.06% | – |
| SRI | Exit | STONERIDGE INC | $0 | – | -143,225 | -100.0% | -0.06% | – |
| MDAS | Exit | MEDASSETS INC | $0 | – | -67,816 | -100.0% | -0.06% | – |
| SCS | Exit | STEELCASE INCcl a | $0 | – | -102,628 | -100.0% | -0.06% | – |
| CTB | Exit | COOPER TIRE & RUBR CO | $0 | – | -53,119 | -100.0% | -0.06% | – |
| INT | Exit | WORLD FUEL SVCS CORP | $0 | – | -33,181 | -100.0% | -0.06% | – |
| SVU | Exit | SUPERVALU INC | $0 | – | -199,827 | -100.0% | -0.06% | – |
| GT | Exit | GOODYEAR TIRE & RUBR CO | $0 | – | -61,202 | -100.0% | -0.07% | – |
| SNCR | Exit | SYNCHRONOSS TECHNOLOGIES INC | $0 | – | -49,852 | -100.0% | -0.07% | – |
| AKS | Exit | AK STL HLDG CORP | $0 | – | -221,145 | -100.0% | -0.07% | – |
| QLIK | Exit | QLIK TECHNOLOGIES INC | $0 | – | -79,051 | -100.0% | -0.07% | – |
| LEA | Exit | LEAR CORP | $0 | – | -19,754 | -100.0% | -0.07% | – |
| ANF | Exit | ABERCROMBIE & FITCH COcl a | $0 | – | -41,456 | -100.0% | -0.07% | – |
| TTEC | Exit | TELETECH HOLDINGS INC | $0 | – | -64,499 | -100.0% | -0.07% | – |
| MGA | Exit | MAGNA INTL INC | $0 | – | -18,518 | -100.0% | -0.08% | – |
| Exit | SELECT SECTOR SPDR TRput | $0 | – | -12,000 | -100.0% | -0.08% | – | |
| GNRC | Exit | GENERAC HLDGS INC | $0 | – | -43,773 | -100.0% | -0.08% | – |
| PRISY | Exit | PROMOTORA DE INFORMACIONES S | $0 | – | -1,153,064 | -100.0% | -0.08% | – |
| OI | Exit | OWENS ILL INC | $0 | – | -62,063 | -100.0% | -0.08% | – |
| SIR | Exit | SELECT INCOME REIT | $0 | – | -73,243 | -100.0% | -0.09% | – |
| BLL | Exit | BALL CORP | $0 | – | -36,018 | -100.0% | -0.09% | – |
| JAZZ | Exit | JAZZ PHARMACEUTICALS PLC | $0 | – | -15,462 | -100.0% | -0.09% | – |
| CTRX | Exit | CATAMARAN CORP | $0 | – | -52,461 | -100.0% | -0.09% | – |
| FL | Exit | FOOT LOCKER INC | $0 | – | -45,829 | -100.0% | -0.09% | – |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTIOcl a | $0 | – | -50,448 | -100.0% | -0.10% | – |
| ATI | Exit | ALLEGHENY TECHNOLOGIES INC | $0 | – | -54,958 | -100.0% | -0.10% | – |
| NLY | Exit | ANNALY CAP MGMT INC | $0 | – | -222,301 | -100.0% | -0.10% | – |
| CONE | Exit | CYRUSONE INC | $0 | – | -102,039 | -100.0% | -0.10% | – |
| WMT | Exit | WAL-MART STORES INC | $0 | – | -34,833 | -100.0% | -0.10% | – |
| RSX | Exit | MARKET VECTORS ETF TRrussia etf | $0 | – | -100,000 | -100.0% | -0.10% | – |
| THOR | Exit | THORATEC CORP | $0 | – | -78,861 | -100.0% | -0.11% | – |
| STCK | Exit | STOCK BLDG SUPPLY HLDGS INC | $0 | – | -146,657 | -100.0% | -0.11% | – |
| CL | Exit | COLGATE PALMOLIVE CO | $0 | – | -42,936 | -100.0% | -0.12% | – |
| FCX | Exit | FREEPORT-MCMORAN COPPER & GO | $0 | – | -82,481 | -100.0% | -0.12% | – |
| BEAV | Exit | B/E AEROSPACE INC | $0 | – | -33,382 | -100.0% | -0.12% | – |
| GEO | Exit | GEO GROUP INC | $0 | – | -90,865 | -100.0% | -0.13% | – |
| MMM | Exit | 3M CO | $0 | – | -24,034 | -100.0% | -0.14% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -45,075 | -100.0% | -0.14% | – |
| BWLD | Exit | BUFFALO WILD WINGS INC | $0 | – | -21,150 | -100.0% | -0.14% | – |
| HSY | Exit | HERSHEY CO | $0 | – | -38,212 | -100.0% | -0.15% | – |
| DHR | Exit | DANAHER CORP DEL | $0 | – | -51,385 | -100.0% | -0.16% | – |
| YUM | Exit | YUM BRANDS INC | $0 | – | -53,635 | -100.0% | -0.17% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -26,900 | -100.0% | -0.18% | – |
| WW | Exit | WEIGHT WATCHERS INTL INC NEW | $0 | – | -235,767 | -100.0% | -0.19% | – |
| BBY | Exit | BEST BUY INC | $0 | – | -170,400 | -100.0% | -0.21% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -150,016 | -100.0% | -0.25% | – |
| JGW | Exit | JGWPT HLDGS INCcl a | $0 | – | -582,269 | -100.0% | -0.26% | – |
| V107SC | Exit | WELLPOINT INC | $0 | – | -65,798 | -100.0% | -0.28% | – |
| Exit | CONTINENTAL AIRLS INCnote 4.500% 1/1 | $0 | – | -3,520,000 | -100.0% | -0.30% | – | |
| FURX | Exit | FURIEX PHARMACEUTICALS INC | $0 | – | -95,200 | -100.0% | -0.40% | – |
| INTC | Exit | INTEL CORP | $0 | – | -403,479 | -100.0% | -0.49% | – |
| PRISB | Exit | PROMOTORA DE INFORMACIONES Sadr cl b conv | $0 | – | -5,050,417 | -100.0% | -0.51% | – |
| A309PS | Exit | DIRECTV | $0 | – | -178,650 | -100.0% | -0.60% | – |
| Exit | XPO LOGISTICS INCnote 4.500%10/0 | $0 | – | -8,463,000 | -100.0% | -0.62% | – | |
| AAPL | Exit | APPLE INC | $0 | – | -178,500 | -100.0% | -0.65% | – |
| GMWSA | Exit | GENERAL MTRS CO*w exp 07/10/201 | $0 | – | -779,013 | -100.0% | -0.81% | – |
| NCT | Exit | NEWCASTLE INVT CORP | $0 | – | -4,429,967 | -100.0% | -0.84% | – |
| YRCW | Exit | YRC WORLDWIDE INC | $0 | – | -836,874 | -100.0% | -0.93% | – |
| Exit | HERCULES TECH GROWTH CAP INCnote 6.000% 4/1 | $0 | – | -25,885,000 | -100.0% | -1.40% | – | |
| Exit | GLOBALSTAR INCnote 8.000% 4/0 | $0 | – | -6,138,035 | -100.0% | -1.73% | – | |
| Exit | MICRON TECHNOLOGY INCnote 1.875% 8/0 | $0 | – | -14,700,000 | -100.0% | -2.02% | – | |
| Exit | CTRIP COM INTL LTDnote 0.500% 9/1 | $0 | – | -18,054,000 | -100.0% | -2.36% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Whitebox Multi-Strategy Advisors, LLC #1
- Whitebox Concentrated Convertible Arbitrage Advisors, LLC #2
- Whitebox Credit Arbitrage Advisors, LLC #3
- Whitebox Special Opportunities Advisors, LLC #4
- Whitebox Asymmetric Advisors, LLC #5
- Pandora Select Advisors, LLC #6
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
| SC 13G/A | 2023-02-14 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
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