$2.58 Billion is the total value of WHITEBOX ADVISORS LLC's 386 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 84.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PARR | New | PAR PETE CORP | $116,151,000 | – | 8,616,576 | +100.0% | 4.50% | – |
| Buy | TESLA MTRS INCnote 1.500% 6/0 | $73,527,000 | +23.1% | 36,456,000 | +23.6% | 2.85% | +21.1% | |
| ACAS | Buy | AMERICAN CAP LTD | $68,498,000 | -1.3% | 4,837,396 | +6.6% | 2.66% | -2.9% |
| AGNC | New | AMERICAN CAPITAL AGENCY CORP | $62,607,000 | – | 2,946,202 | +100.0% | 2.43% | – |
| Buy | JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $54,871,000 | +93.2% | 24,259,000 | +97.9% | 2.13% | +90.2% | |
| Buy | PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $53,331,000 | +52.1% | 13,657,000 | +45.3% | 2.07% | +49.6% | |
| F113PS | Buy | COVIDIEN PLC | $52,438,000 | +428.6% | 606,146 | +451.0% | 2.03% | +420.2% |
| M504SC | New | NEWCASTLE INVT CORP NEW | $50,818,000 | – | 4,007,734 | +100.0% | 1.97% | – |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $46,930,000 | -3.2% | 1,129,219 | +0.7% | 1.82% | -4.7% |
| Buy | ENCORE CAP GROUP INCnote 3.000%11/2 | $40,310,000 | +1.1% | 27,031,000 | +3.8% | 1.56% | -0.5% | |
| ALLY | Buy | ALLY FINL INC | $39,213,000 | +13.7% | 1,694,615 | +17.5% | 1.52% | +11.9% |
| AMBC | Buy | AMBAC FINL GROUP INC | $33,594,000 | +58.3% | 1,520,079 | +95.6% | 1.30% | +55.7% |
| Buy | ENERSYSnote 3.375% 6/0 | $32,362,000 | +64.7% | 21,903,000 | +92.1% | 1.26% | +62.1% | |
| New | ENCORE CAP GROUP INCnote 3.000% 7/0 | $32,055,000 | – | 28,180,000 | +100.0% | 1.24% | – | |
| GDX | Buy | MARKET VECTORS ETF TRgold miner etf | $26,752,000 | +24.0% | 1,252,613 | +53.6% | 1.04% | +22.0% |
| Buy | HAWAIIAN HOLDINGS INCnote 5.000% 3/1 | $25,201,000 | +248.6% | 14,228,000 | +255.7% | 0.98% | +242.8% | |
| LO | New | LORILLARD INC | $23,784,000 | – | 397,002 | +100.0% | 0.92% | – |
| GOL | Buy | GOL LINHAS AEREAS INTLG S Asp adr rep pfd | $20,122,000 | +18.0% | 4,183,447 | +34.5% | 0.78% | +16.1% |
| SHPG | New | SHIRE PLCsponsored adr | $19,132,000 | – | 73,855 | +100.0% | 0.74% | – |
| Buy | JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $18,554,000 | +18.0% | 8,550,000 | +21.3% | 0.72% | +16.1% | |
| GM | Buy | GENERAL MTRS CO | $15,326,000 | +7.1% | 479,828 | +21.8% | 0.59% | +5.3% |
| TWO | New | TWO HBRS INVT CORP | $14,474,000 | – | 1,496,780 | +100.0% | 0.56% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $14,038,000 | – | 128,374 | +100.0% | 0.54% | – |
| New | TEREX CORP NEWnote 4.000% 6/0 | $13,834,000 | – | 7,000,000 | +100.0% | 0.54% | – | |
| EBAY | Buy | EBAY INC | $13,732,000 | +30.1% | 242,478 | +15.0% | 0.53% | +28.1% |
| GCVRZ | Buy | SANOFIright 12/31/2020 | $13,469,000 | +13.5% | 28,958,852 | +22.0% | 0.52% | +11.5% |
| TRIB | Buy | TRINITY BIOTECH PLCspon adr new | $12,915,000 | -15.7% | 706,909 | +6.2% | 0.50% | -17.1% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $12,819,000 | +7.9% | 148,631 | +2.3% | 0.50% | +6.2% |
| JGWEQ | New | J G WENTWORTH COcl a | $12,775,000 | – | 1,031,085 | +100.0% | 0.50% | – |
| ORCL | Buy | ORACLE CORP | $12,711,000 | +16.6% | 332,066 | +23.5% | 0.49% | +14.7% |
| Buy | HUTCHINSON TECHNOLOGY INCnote 8.500% 1/1 | $12,225,000 | +8.8% | 12,701,000 | +8.5% | 0.47% | +7.0% | |
| WHR | Buy | WHIRLPOOL CORP | $11,242,000 | +13.0% | 77,186 | +8.0% | 0.44% | +11.2% |
| SGM | Buy | STONEGATE MTG CORP | $11,103,000 | +0.9% | 854,758 | +8.3% | 0.43% | -0.7% |
| VLO | Buy | VALERO ENERGY CORP NEW | $11,119,000 | +32.7% | 240,311 | +43.6% | 0.43% | +30.6% |
| OCN | Buy | OCWEN FINL CORP | $10,604,000 | +35.2% | 405,061 | +91.6% | 0.41% | +33.0% |
| RAD | New | RITE AID CORP | $10,201,000 | – | 2,107,600 | +100.0% | 0.40% | – |
| VG | Buy | VONAGE HLDGS CORP | $10,007,000 | +94.2% | 3,050,800 | +122.1% | 0.39% | +91.1% |
| XOM | Buy | EXXON MOBIL CORP | $9,960,000 | +16.9% | 105,901 | +25.1% | 0.39% | +14.9% |
| GTE | Buy | GRAN TIERRA ENERGY INC | $9,481,000 | +11.9% | 1,711,411 | +64.0% | 0.37% | +10.2% |
| Buy | SAFEGUARD SCIENTIFICS INCdbcv 5.250% 5/1 | $9,364,000 | +9.8% | 7,640,000 | +15.1% | 0.36% | +8.0% | |
| NSM | Buy | NATIONSTAR MTG HLDGS INC | $9,189,000 | +1090.3% | 268,380 | +1161.2% | 0.36% | +1086.7% |
| RJETQ | Buy | REPUBLIC AWYS HLDGS INC | $9,156,000 | +18.3% | 824,152 | +15.5% | 0.36% | +16.4% |
| HXL | New | HEXCEL CORP NEW | $8,884,000 | – | 223,782 | +100.0% | 0.34% | – |
| BID | Buy | SOTHEBYS | $8,889,000 | +125.3% | 248,843 | +164.9% | 0.34% | +122.6% |
| PBF | Buy | PBF ENERGY INCcl a | $8,866,000 | +9.1% | 369,418 | +21.2% | 0.34% | +7.5% |
| NTAP | New | NETAPP INC | $8,815,000 | – | 205,200 | +100.0% | 0.34% | – |
| SCSS | Buy | SELECT COMFORT CORP | $8,715,000 | +14.2% | 416,601 | +12.8% | 0.34% | +12.3% |
| RIG | Buy | TRANSOCEAN LTD | $8,012,000 | -11.5% | 250,620 | +24.6% | 0.31% | -12.9% |
| SPLS | Buy | STAPLES INC | $7,884,000 | +111.3% | 651,563 | +89.3% | 0.31% | +108.2% |
| DOFSQ | Buy | DIAMOND OFFSHORE DRILLING IN | $7,741,000 | -13.3% | 225,872 | +25.6% | 0.30% | -14.8% |
| CVX | Buy | CHEVRON CORP NEW | $7,539,000 | +35.5% | 63,185 | +48.3% | 0.29% | +33.3% |
| New | CORSICANTO LTDnote 3.500% 1/1 | $7,202,000 | – | 10,830,000 | +100.0% | 0.28% | – | |
| SODA | Buy | SODASTREAM INTERNATIONAL LTD | $7,116,000 | +85.5% | 241,295 | +111.3% | 0.28% | +82.8% |
| FOX | New | TWENTY FIRST CENTY FOX INCcl b | $6,966,000 | – | 209,117 | +100.0% | 0.27% | – |
| TRW | Buy | TRW AUTOMOTIVE HLDGS CORP | $6,426,000 | +235.9% | 63,464 | +197.1% | 0.25% | +232.0% |
| KRC | New | KILROY RLTY CORP | $5,944,000 | – | 100,000 | +100.0% | 0.23% | – |
| UEPS | Buy | NET 1 UEPS TECHNOLOGIES INC | $5,819,000 | +88.4% | 482,872 | +77.9% | 0.23% | +85.2% |
| MDCA | Buy | MDC PARTNERS INCcl a sub vtg | $5,721,000 | +186.8% | 298,125 | +221.2% | 0.22% | +181.0% |
| JNJ | Buy | JOHNSON & JOHNSON | $5,613,000 | +8.0% | 52,658 | +6.0% | 0.22% | +6.3% |
| RASF | Buy | RAIT FINANCIAL TRUST | $5,611,000 | +1.0% | 755,184 | +12.4% | 0.22% | -0.5% |
| ANWWQ | Buy | AEGEAN MARINE PETROLEUM NETW | $5,305,000 | +3.5% | 578,539 | +13.8% | 0.21% | +2.0% |
| AGO | Buy | ASSURED GUARANTY LTD | $5,298,000 | -5.1% | 239,090 | +4.9% | 0.20% | -6.8% |
| KAR | Buy | KAR AUCTION SVCS INC | $5,184,000 | +4.8% | 181,068 | +16.7% | 0.20% | +3.1% |
| CR | Buy | CRANE CO | $5,193,000 | -10.5% | 82,147 | +5.3% | 0.20% | -12.2% |
| LEU | New | CENTRUS ENERGY CORPcl a | $4,928,000 | – | 482,701 | +100.0% | 0.19% | – |
| CTAS | Buy | CINTAS CORP | $4,678,000 | +50.3% | 66,275 | +35.3% | 0.18% | +47.2% |
| EZPW | Buy | EZCORP INCcl a non vtg | $4,665,000 | -7.9% | 470,709 | +7.4% | 0.18% | -9.5% |
| RM | New | REGIONAL MGMT CORP | $4,661,000 | – | 259,670 | +100.0% | 0.18% | – |
| PLUS | Buy | EPLUS INC | $4,653,000 | +5.4% | 83,007 | +9.4% | 0.18% | +3.4% |
| ICAD | Buy | ICAD INC | $4,547,000 | +69.0% | 461,576 | +10.0% | 0.18% | +66.0% |
| HOSSQ | Buy | HORNBECK OFFSHORE SVCS INC N | $4,524,000 | -7.8% | 138,225 | +32.1% | 0.18% | -9.3% |
| 9207PS | Buy | ROCK-TENN COcl a | $4,483,000 | -6.2% | 94,211 | +108.2% | 0.17% | -7.4% |
| HUBB | Buy | HUBBELL INCcl b | $4,343,000 | +1.1% | 36,036 | +3.3% | 0.17% | -0.6% |
| EMR | Buy | EMERSON ELEC CO | $4,316,000 | +0.4% | 68,960 | +6.5% | 0.17% | -1.2% |
| PRSC | Buy | PROVIDENCE SVC CORP | $4,210,000 | +278.3% | 87,026 | +186.1% | 0.16% | +270.5% |
| LTM | New | LIFE TIME FITNESS INC | $3,778,000 | – | 74,910 | +100.0% | 0.15% | – |
| MTGE | New | AMERICAN CAP MTG INVT CORP | $3,763,000 | – | 199,938 | +100.0% | 0.15% | – |
| 3106PS | Buy | DELPHI AUTOMOTIVE PLC | $3,739,000 | -6.0% | 60,951 | +5.4% | 0.14% | -7.6% |
| CSL | New | CARLISLE COS INC | $3,717,000 | – | 46,240 | +100.0% | 0.14% | – |
| AUXL | New | AUXILIUM PHARMACEUTICALS INC | $3,704,000 | – | 124,099 | +100.0% | 0.14% | – |
| New | SUNPOWER CORPdbcv 0.750% 6/0 | $3,695,000 | – | 2,500,000 | +100.0% | 0.14% | – | |
| SUPN | Buy | SUPERNUS PHARMACEUTICALS INC | $3,687,000 | +32.4% | 424,291 | +66.9% | 0.14% | +30.0% |
| TA | Buy | TRAVELCENTERS OF AMERICA LLC | $3,689,000 | +44.4% | 373,357 | +29.8% | 0.14% | +41.6% |
| CIVI | New | CIVITAS SOLUTIONS INC | $3,631,000 | – | 232,449 | +100.0% | 0.14% | – |
| TEN | Buy | TENNECO INC | $3,615,000 | +92.5% | 69,103 | +141.8% | 0.14% | +89.2% |
| QTM | Buy | QUANTUM CORP | $3,579,000 | +28.9% | 3,085,090 | +35.6% | 0.14% | +27.5% |
| DOV | New | DOVER CORP | $3,543,000 | – | 44,103 | +100.0% | 0.14% | – |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $3,531,000 | +28.1% | 33,439 | +40.0% | 0.14% | +25.7% |
| GOOGL | Buy | GOOGLE INCcl a | $3,532,000 | +89.1% | 6,002 | +87.9% | 0.14% | +85.1% |
| MLHR | New | MILLER HERMAN INC | $3,485,000 | – | 116,754 | +100.0% | 0.14% | – |
| OIBR | Buy | OI S.A.spn adr rep pfd | $3,455,000 | +7.8% | 4,935,237 | +32.1% | 0.13% | +6.3% |
| PETM | New | PETSMART INC | $3,450,000 | – | 49,222 | +100.0% | 0.13% | – |
| CHMI | Buy | CHERRY HILL MTG INVT CORP | $3,371,000 | +6.7% | 180,276 | +14.4% | 0.13% | +4.8% |
| ABCB | Buy | AMERIS BANCORP | $3,378,000 | +56.5% | 153,883 | +53.7% | 0.13% | +54.1% |
| VAR | Buy | VARIAN MED SYS INC | $3,338,000 | +2.3% | 41,666 | +6.1% | 0.13% | 0.0% |
| EFC | New | ELLINGTON FINANCIAL LLC | $3,333,000 | – | 150,000 | +100.0% | 0.13% | – |
| DDS | Buy | DILLARDS INCcl a | $3,325,000 | +88.2% | 30,507 | +101.3% | 0.13% | +84.3% |
| HASI | Buy | HANNON ARMSTRONG SUST INFR C | $3,217,000 | +1.3% | 232,814 | +5.1% | 0.12% | 0.0% |
| FLEX | Buy | FLEXTRONICS INTL LTDord | $3,173,000 | +34.0% | 307,490 | +43.8% | 0.12% | +32.3% |
| CVD | Buy | COVANCE INC | $3,145,000 | +62.7% | 39,961 | +76.9% | 0.12% | +60.5% |
| GVA | Buy | GRANITE CONSTR INC | $3,146,000 | +26.4% | 98,899 | +43.0% | 0.12% | +24.5% |
| IVR | New | INVESCO MORTGAGE CAPITAL INC | $3,138,000 | – | 199,635 | +100.0% | 0.12% | – |
| UPLMQ | New | ULTRA PETROLEUM CORP | $3,108,000 | – | 133,622 | +100.0% | 0.12% | – |
| MHLD | Buy | MAIDEN HOLDINGS LTD | $3,044,000 | +3.1% | 274,708 | +12.5% | 0.12% | +1.7% |
| MWA | Buy | MUELLER WTR PRODS INC | $2,940,000 | +41.6% | 355,055 | +47.8% | 0.11% | +39.0% |
| EXPE | Buy | EXPEDIA INC DEL | $2,949,000 | +18.6% | 33,654 | +6.6% | 0.11% | +16.3% |
| VTNR | Buy | VERTEX ENERGY INC | $2,929,000 | -5.9% | 420,840 | +31.4% | 0.11% | -7.3% |
| NCFT | Buy | NORCRAFT COS INC | $2,859,000 | +19.3% | 179,263 | +7.0% | 0.11% | +18.1% |
| ADUS | Buy | ADDUS HOMECARE CORP | $2,856,000 | +6.0% | 145,714 | +21.6% | 0.11% | +4.7% |
| XCRA | Buy | XCERRA CORP | $2,823,000 | +54.6% | 288,315 | +43.7% | 0.11% | +51.4% |
| AGM | Buy | FEDERAL AGRIC MTG CORPcl c | $2,766,000 | +14.2% | 86,064 | +10.4% | 0.11% | +12.6% |
| LGND | Buy | LIGAND PHARMACEUTICALS INC | $2,697,000 | +229.7% | 57,404 | +337.1% | 0.10% | +228.1% |
| PDCO | Buy | PATTERSON COMPANIES INC | $2,678,000 | +11.2% | 64,644 | +6.0% | 0.10% | +9.5% |
| New | FOREST CITY ENTERPRISES INCnote 3.625% 8/1 | $2,573,000 | – | 2,500,000 | +100.0% | 0.10% | – | |
| NWLI | Buy | NATIONAL WESTN LIFE INS COcl a | $2,534,000 | +10.8% | 10,260 | +11.9% | 0.10% | +8.9% |
| ALGT | Buy | ALLEGIANT TRAVEL CO | $2,466,000 | +48.8% | 19,944 | +41.7% | 0.10% | +47.7% |
| AAWW | New | ATLAS AIR WORLDWIDE HLDGS IN | $2,439,000 | – | 73,854 | +100.0% | 0.10% | – |
| EPAM | New | EPAM SYS INC | $2,444,000 | – | 55,805 | +100.0% | 0.10% | – |
| JBSS | Buy | SANFILIPPO JOHN B & SON INC | $2,450,000 | +40.2% | 75,702 | +14.7% | 0.10% | +37.7% |
| EXTR | Buy | EXTREME NETWORKS INC | $2,350,000 | +24.4% | 490,563 | +15.3% | 0.09% | +23.0% |
| SYK | Buy | STRYKER CORP | $2,324,000 | +1.0% | 28,778 | +5.4% | 0.09% | -1.1% |
| GSTCQ | New | GASTAR EXPL INC NEW | $2,316,000 | – | 394,501 | +100.0% | 0.09% | – |
| XRM | Buy | XERIUM TECHNOLOGIES INC | $2,326,000 | +13.1% | 159,222 | +8.1% | 0.09% | +11.1% |
| BBOX | Buy | BLACK BOX CORP DEL | $2,321,000 | +8.1% | 99,525 | +8.6% | 0.09% | +5.9% |
| SPTN | New | SPARTANNASH CO | $2,295,000 | – | 117,979 | +100.0% | 0.09% | – |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $2,298,000 | +11.9% | 394,148 | +20.9% | 0.09% | +9.9% |
| POWR | Buy | POWERSECURE INTL INC | $2,250,000 | +5.8% | 234,869 | +7.5% | 0.09% | +3.6% |
| DG | New | DOLLAR GEN CORP NEW | $2,215,000 | – | 36,253 | +100.0% | 0.09% | – |
| TXRH | New | TEXAS ROADHOUSE INC | $2,215,000 | – | 79,551 | +100.0% | 0.09% | – |
| GNTX | New | GENTEX CORP | $2,180,000 | – | 81,437 | +100.0% | 0.08% | – |
| AZPN | Buy | ASPEN TECHNOLOGY INC | $2,186,000 | +25.5% | 57,963 | +54.4% | 0.08% | +23.2% |
| PERI | Buy | PERION NETWORK LTD | $2,158,000 | -38.4% | 388,059 | +11.8% | 0.08% | -39.1% |
| NMA | Buy | NUVEEN MUN ADVANTAGE FD INC | $2,107,000 | +56.8% | 156,210 | +56.2% | 0.08% | +54.7% |
| EBF | Buy | ENNIS INC | $2,091,000 | -5.5% | 158,791 | +9.5% | 0.08% | -6.9% |
| ADPTQ | New | ADEPTUS HEALTH INCcl a | $2,062,000 | – | 82,814 | +100.0% | 0.08% | – |
| OFG | Buy | OFG BANCORP | $2,044,000 | -13.4% | 136,452 | +6.4% | 0.08% | -15.1% |
| HOG | New | HARLEY DAVIDSON INC | $2,048,000 | – | 35,186 | +100.0% | 0.08% | – |
| DAL | Buy | DELTA AIR LINES INC DEL | $1,982,000 | +10.9% | 54,830 | +18.8% | 0.08% | +10.0% |
| RICK | New | RCI HOSPITALITY HLDGS INC | $1,948,000 | – | 176,749 | +100.0% | 0.08% | – |
| JCI | Buy | JOHNSON CTLS INC | $1,957,000 | +30.6% | 44,481 | +48.3% | 0.08% | +28.8% |
| MYGN | New | MYRIAD GENETICS INC | $1,926,000 | – | 49,938 | +100.0% | 0.08% | – |
| WBC | Buy | WABCO HLDGS INC | $1,905,000 | -13.4% | 20,945 | +1.7% | 0.07% | -14.9% |
| Buy | SPDR S&P 500 ETF TRcall | $1,899,000 | -61.2% | 19,500 | +105.3% | 0.07% | -61.7% | |
| BRSWQ | New | BRISTOW GROUP INC | $1,875,000 | – | 27,904 | +100.0% | 0.07% | – |
| OZM | Buy | OCH ZIFF CAP MGMT GROUPcl a | $1,871,000 | +22.5% | 174,724 | +58.2% | 0.07% | +21.7% |
| FLY | Buy | FLY LEASING LTDsponsored adr | $1,875,000 | -5.8% | 146,348 | +6.6% | 0.07% | -6.4% |
| TBI | Buy | TRUEBLUE INC | $1,895,000 | +10.3% | 75,014 | +20.4% | 0.07% | +7.4% |
| IPGP | Buy | IPG PHOTONICS CORP | $1,876,000 | +12.2% | 27,273 | +12.2% | 0.07% | +10.6% |
| ASGN | New | ON ASSIGNMENT INC | $1,878,000 | – | 69,926 | +100.0% | 0.07% | – |
| RRTS | Buy | ROADRUNNER TRNSN SVCS HLDG I | $1,868,000 | +6.1% | 81,971 | +30.9% | 0.07% | +4.3% |
| DRYS | Buy | DRYSHIPS INC | $1,863,000 | +17.2% | 754,279 | +52.7% | 0.07% | +14.3% |
| MEI | Buy | METHODE ELECTRS INC | $1,844,000 | +0.1% | 50,014 | +3.8% | 0.07% | -1.4% |
| TGT | New | TARGET CORP | $1,825,000 | – | 29,120 | +100.0% | 0.07% | – |
| AAL | Buy | AMERICAN AIRLS GROUP INC | $1,813,000 | +78.8% | 51,109 | +116.5% | 0.07% | +75.0% |
| CPSS | Buy | CONSUMER PORTFOLIO SVCS INC | $1,774,000 | -12.4% | 276,717 | +4.1% | 0.07% | -13.8% |
| AVY | New | AVERY DENNISON CORP | $1,727,000 | – | 38,668 | +100.0% | 0.07% | – |
| GEO | New | GEO GROUP INC NEW | $1,673,000 | – | 43,766 | +100.0% | 0.06% | – |
| CIE | Buy | COBALT INTL ENERGY INC | $1,616,000 | +302.0% | 118,828 | +443.0% | 0.06% | +293.8% |
| POZN | New | POZEN INC | $1,613,000 | – | 219,694 | +100.0% | 0.06% | – |
| FISI | New | FINANCIAL INSTNS INC | $1,632,000 | – | 72,595 | +100.0% | 0.06% | – |
| TRMB | New | TRIMBLE NAVIGATION LTD | $1,613,000 | – | 52,889 | +100.0% | 0.06% | – |
| SFE | Buy | SAFEGUARD SCIENTIFICS INC | $1,619,000 | -7.7% | 87,987 | +4.2% | 0.06% | -8.7% |
| ODP | New | OFFICE DEPOT INC | $1,623,000 | – | 315,704 | +100.0% | 0.06% | – |
| MDXG | Buy | MIMEDX GROUP INC | $1,602,000 | +3.4% | 224,616 | +2.8% | 0.06% | +1.6% |
| PPBI | Buy | PACIFIC PREMIER BANCORP | $1,595,000 | +15.2% | 113,503 | +15.6% | 0.06% | +12.7% |
| RFMD | New | RF MICRODEVICES INC | $1,582,000 | – | 137,097 | +100.0% | 0.06% | – |
| HIG | Buy | HARTFORD FINL SVCS GROUP INC | $1,567,000 | +28.4% | 42,076 | +23.5% | 0.06% | +27.1% |
| APTS | New | PREFERRED APT CMNTYS INC | $1,553,000 | – | 186,691 | +100.0% | 0.06% | – |
| THC | New | TENET HEALTHCARE CORP | $1,557,000 | – | 26,218 | +100.0% | 0.06% | – |
| 4305PS | New | ALCATEL-LUCENTsponsored adr | $1,512,000 | – | 498,942 | +100.0% | 0.06% | – |
| ARCB | New | ARCBEST CORP | $1,501,000 | – | 40,248 | +100.0% | 0.06% | – |
| CALX | New | CALIX INC | $1,500,000 | – | 156,749 | +100.0% | 0.06% | – |
| SEE | New | SEALED AIR CORP NEW | $1,463,000 | – | 41,956 | +100.0% | 0.06% | – |
| TRK | Buy | SPEEDWAY MOTORSPORTS INC | $1,474,000 | +4.2% | 86,407 | +11.4% | 0.06% | +1.8% |
| DLNG | Buy | DYNAGAS LNG PARTNERS LP | $1,453,000 | +4.0% | 61,536 | +6.8% | 0.06% | +1.8% |
| BLDR | Buy | BUILDERS FIRSTSOURCE INC | $1,435,000 | -21.8% | 263,363 | +7.4% | 0.06% | -22.2% |
| MOD | New | MODINE MFG CO | $1,433,000 | – | 120,763 | +100.0% | 0.06% | – |
| ZAGG | Buy | ZAGG INC | $1,399,000 | +4.2% | 250,690 | +1.4% | 0.05% | +1.9% |
| NLST | Buy | NETLIST INC | $1,402,000 | +42.6% | 1,177,793 | +54.5% | 0.05% | +38.5% |
| BGC | Buy | GENERAL CABLE CORP DEL NEW | $1,395,000 | -18.9% | 92,480 | +37.9% | 0.05% | -20.6% |
| TGB | New | TASEKO MINES LTD | $1,376,000 | – | 809,548 | +100.0% | 0.05% | – |
| New | CAL DIVE INTL INC DELnote 5.000% 7/1 | $1,303,000 | – | 2,000,000 | +100.0% | 0.05% | – | |
| GTLS | New | CHART INDS INC | $1,277,000 | – | 20,891 | +100.0% | 0.05% | – |
| TRS | New | TRIMAS CORP | $1,301,000 | – | 53,478 | +100.0% | 0.05% | – |
| BIG | New | BIG LOTS INC | $1,277,000 | – | 29,658 | +100.0% | 0.05% | – |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $1,193,000 | +28.1% | 20,551 | +3.7% | 0.05% | +24.3% |
| HIMX | Buy | HIMAX TECHNOLOGIES INCsponsored adr | $1,107,000 | +48.6% | 109,031 | +0.3% | 0.04% | +48.3% |
| SURG | Buy | SYNERGETICS USA INC | $1,089,000 | +43.3% | 319,263 | +30.3% | 0.04% | +40.0% |
| CMLS | Buy | CUMULUS MEDIA INCcl a | $1,080,000 | -37.2% | 268,041 | +2.7% | 0.04% | -38.2% |
| AYR | New | AIRCASTLE LTD | $1,049,000 | – | 64,090 | +100.0% | 0.04% | – |
| USATP | Buy | USA TECHNOLOGIES INCconv pfd ser a | $1,012,000 | +51.5% | 49,487 | +27.4% | 0.04% | +50.0% |
| HOFT | Buy | HOOKER FURNITURE CORP | $1,014,000 | +30.8% | 66,682 | +38.9% | 0.04% | +25.8% |
| UCTT | Buy | ULTRA CLEAN HLDGS INC | $984,000 | +9.3% | 109,933 | +10.5% | 0.04% | +8.6% |
| CFFI | Buy | C & F FINL CORP | $965,000 | +0.4% | 29,018 | +8.7% | 0.04% | -2.6% |
| MRLN | New | MARLIN BUSINESS SVCS CORP | $936,000 | – | 51,111 | +100.0% | 0.04% | – |
| CNTY | Buy | CENTURY CASINOS INC | $923,000 | -8.0% | 179,913 | +3.9% | 0.04% | -10.0% |
| SPR | New | SPIRIT AEROSYSTEMS HLDGS INC | $918,000 | – | 24,122 | +100.0% | 0.04% | – |
| SMCI | New | SUPER MICRO COMPUTER INC | $938,000 | – | 31,880 | +100.0% | 0.04% | – |
| QLTY | New | QUALITY DISTR INC FLA | $890,000 | – | 69,622 | +100.0% | 0.04% | – |
| AFAM | New | ALMOST FAMILY INC | $878,000 | – | 32,306 | +100.0% | 0.03% | – |
| SILC | Buy | SILICOM LTDord | $877,000 | -29.2% | 30,079 | +1.9% | 0.03% | -30.6% |
| GLD | New | SPDR GOLD TRUST | $837,000 | – | 7,200 | +100.0% | 0.03% | – |
| AIQ | Buy | ALLIANCE HEALTHCARE SRVCS IN | $832,000 | +162.5% | 36,797 | +213.8% | 0.03% | +166.7% |
| ACXM | Buy | ACXIOM CORP | $793,000 | -22.6% | 47,921 | +1.5% | 0.03% | -22.5% |
| FONR | New | FONAR CORP | $796,000 | – | 72,256 | +100.0% | 0.03% | – |
| New | ISHARESput | $801,000 | – | 3,023 | +100.0% | 0.03% | – | |
| WYY | Buy | WIDEPOINT CORP | $782,000 | +149.0% | 456,151 | +155.3% | 0.03% | +150.0% |
| DCO | New | DUCOMMUN INC DEL | $767,000 | – | 27,965 | +100.0% | 0.03% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $748,000 | – | 3,000 | +100.0% | 0.03% | – |
| OPY | New | OPPENHEIMER HLDGS INCcl a non vtg | $745,000 | – | 36,795 | +100.0% | 0.03% | – |
| NEWT | Buy | NEWTEK BUSINESS SVCS INC | $747,000 | +37.6% | 271,796 | +37.2% | 0.03% | +38.1% |
| CZZ | Buy | COSAN LTD | $719,000 | -19.0% | 66,793 | +2.0% | 0.03% | -20.0% |
| CRDA | Buy | CRAWFORD & COcl a | $685,000 | +15.9% | 88,533 | +21.4% | 0.03% | +17.4% |
| APPY | Buy | VENAXIS INC | $706,000 | -12.0% | 425,306 | +18.3% | 0.03% | -15.6% |
| CLRO | Buy | CLEARONE INC | $662,000 | +19.7% | 78,465 | +39.6% | 0.03% | +18.2% |
| TNAV | New | TELENAV INC | $670,000 | – | 100,000 | +100.0% | 0.03% | – |
| MANH | New | MANHATTAN ASSOCS INC | $668,000 | – | 20,000 | +100.0% | 0.03% | – |
| New | ISHAREScall | $602,000 | – | 3,023 | +100.0% | 0.02% | – | |
| NSU | New | NEVSUN RES LTD | $536,000 | – | 148,482 | +100.0% | 0.02% | – |
| New | SEARS HLDGS CORPput | $500,000 | – | 1,000 | +100.0% | 0.02% | – | |
| SHLDQ | Buy | SEARS HLDGS CORP | $401,000 | -16.5% | 15,900 | +32.5% | 0.02% | -15.8% |
| EQIX | New | EQUINIX INC | $425,000 | – | 2,000 | +100.0% | 0.02% | – |
| HLF | New | HERBALIFE LTD | $388,000 | – | 8,859 | +100.0% | 0.02% | – |
| New | ISHARES TRput | $366,000 | – | 6,000 | +100.0% | 0.01% | – | |
| PZN | New | PZENA INVESTMENT MGMT INCclass a | $360,000 | – | 37,651 | +100.0% | 0.01% | – |
| DUK | New | DUKE ENERGY CORP NEW | $299,000 | – | 4,000 | +100.0% | 0.01% | – |
| WM | New | WASTE MGMT INC DEL | $299,000 | – | 6,300 | +100.0% | 0.01% | – |
| NOC | New | NORTHROP GRUMMAN CORP | $303,000 | – | 2,300 | +100.0% | 0.01% | – |
| WPG | New | WASHINGTON PRIME GROUP INC | $299,000 | – | 17,100 | +100.0% | 0.01% | – |
| THS | New | TREEHOUSE FOODS INC | $298,000 | – | 3,700 | +100.0% | 0.01% | – |
| NKE | New | NIKE INCcl b | $321,000 | – | 3,600 | +100.0% | 0.01% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $297,000 | – | 3,900 | +100.0% | 0.01% | – |
| BAH | New | BOOZ ALLEN HAMILTON HLDG CORcl a | $297,000 | – | 12,700 | +100.0% | 0.01% | – |
| PNW | New | PINNACLE WEST CAP CORP | $284,000 | – | 5,200 | +100.0% | 0.01% | – |
| BAM | New | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $279,000 | – | 6,200 | +100.0% | 0.01% | – |
| CVS | New | CVS HEALTH CORP | $287,000 | – | 3,600 | +100.0% | 0.01% | – |
| NOK | New | NOKIA CORPsponsored adr | $295,000 | – | 34,900 | +100.0% | 0.01% | – |
| CMP | New | COMPASS MINERALS INTL INC | $287,000 | – | 3,400 | +100.0% | 0.01% | – |
| LVLT | New | LEVEL 3 COMMUNICATIONS INC | $288,000 | – | 6,300 | +100.0% | 0.01% | – |
| ABCO | New | ADVISORY BRD CO | $275,000 | – | 5,900 | +100.0% | 0.01% | – |
| EXR | New | EXTRA SPACE STORAGE INC | $294,000 | – | 5,700 | +100.0% | 0.01% | – |
| FCN | New | FTI CONSULTING INC | $287,000 | – | 8,200 | +100.0% | 0.01% | – |
| GURE | Buy | GULF RESOURCES INC | $273,000 | -7.5% | 191,237 | +38.9% | 0.01% | -8.3% |
| ABAX | New | ABAXIS INC | $289,000 | – | 5,700 | +100.0% | 0.01% | – |
| FDX | New | FEDEX CORP | $291,000 | – | 1,800 | +100.0% | 0.01% | – |
| SIRO | New | SIRONA DENTAL SYSTEMS INC | $291,000 | – | 3,800 | +100.0% | 0.01% | – |
| SUMR | New | SUMMER INFANT INC | $248,000 | – | 70,801 | +100.0% | 0.01% | – |
| FET | New | FORUM ENERGY TECHNOLOGIES IN | $269,000 | – | 8,800 | +100.0% | 0.01% | – |
| HTS | New | HATTERAS FINL CORP | $268,000 | – | 14,900 | +100.0% | 0.01% | – |
| ARR | New | ARMOUR RESIDENTIAL REIT INC | $270,000 | – | 70,000 | +100.0% | 0.01% | – |
| New | HERBALIFE LTDput | $225,000 | – | 1,000 | +100.0% | 0.01% | – | |
| TCAP | New | TRIANGLE CAP CORP | $230,000 | – | 9,100 | +100.0% | 0.01% | – |
| MBFI | New | MB FINANCIAL INC NEW | $210,000 | – | 7,600 | +100.0% | 0.01% | – |
| New | GENERAL ELECTRIC COcall | $204,000 | – | 3,000 | +100.0% | 0.01% | – | |
| New | HHGREGG INCput | $215,000 | – | 1,100 | +100.0% | 0.01% | – | |
| AVP | New | AVON PRODS INC | $213,000 | – | 16,875 | +100.0% | 0.01% | – |
| Q104PS | New | PARKWAY PPTYS INC | $192,000 | – | 10,200 | +100.0% | 0.01% | – |
| CBZ | New | CBIZ INC | $135,000 | – | 17,138 | +100.0% | 0.01% | – |
| NWBO | New | NORTHWEST BIOTHERAPEUTICS IN | $101,000 | – | 20,000 | +100.0% | 0.00% | – |
| SHOR | New | SHORETEL INC | $73,000 | – | 11,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Whitebox Multi-Strategy Advisors, LLC #1
- Whitebox Concentrated Convertible Arbitrage Advisors, LLC #2
- Whitebox Credit Arbitrage Advisors, LLC #3
- Whitebox Special Opportunities Advisors, LLC #4
- Whitebox Asymmetric Advisors, LLC #5
- Pandora Select Advisors, LLC #6
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.