$2.28 Billion is the total value of WHITEBOX ADVISORS LLC's 379 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| USATZ | Exit | USA TECHNOLOGIES INC*w exp 12/31/201 | $0 | – | -19,700 | -100.0% | -0.00% | – |
| EDG | Exit | EDGEN GROUP INCcl a | $0 | – | -10,710 | -100.0% | -0.00% | – |
| ISSI | Exit | INTEGRATED SILICON SOLUTION | $0 | – | -14,299 | -100.0% | -0.01% | – |
| IPHI | Exit | INPHI CORP | $0 | – | -11,439 | -100.0% | -0.01% | – |
| AVHI | Exit | AV HOMES INC | $0 | – | -10,502 | -100.0% | -0.01% | – |
| TWGP | Exit | TOWER GROUP INTL LTD | $0 | – | -27,669 | -100.0% | -0.01% | – |
| BBCN | Exit | BBCN BANCORP INC | $0 | – | -14,000 | -100.0% | -0.01% | – |
| MINI | Exit | MOBILE MINI INC | $0 | – | -6,379 | -100.0% | -0.01% | – |
| PRISY | Exit | PROMOTORA DE INFORMACIONES S | $0 | – | -129,930 | -100.0% | -0.01% | – |
| SJM | Exit | SMUCKER J M CO | $0 | – | -2,200 | -100.0% | -0.01% | – |
| STI | Exit | SUNTRUST BKS INC | $0 | – | -7,200 | -100.0% | -0.01% | – |
| AEP | Exit | AMERICAN ELEC PWR INC | $0 | – | -5,400 | -100.0% | -0.01% | – |
| KMT | Exit | KENNAMETAL INC | $0 | – | -5,200 | -100.0% | -0.01% | – |
| NKE | Exit | NIKE INCcl b | $0 | – | -3,200 | -100.0% | -0.01% | – |
| HUN | Exit | HUNTSMAN CORP | $0 | – | -12,000 | -100.0% | -0.01% | – |
| SNA | Exit | SNAP ON INC | $0 | – | -2,400 | -100.0% | -0.01% | – |
| MLHR | Exit | MILLER HERMAN INC | $0 | – | -8,300 | -100.0% | -0.01% | – |
| NU | Exit | NORTHEAST UTILS | $0 | – | -5,800 | -100.0% | -0.01% | – |
| IGTE | Exit | IGATE CORP | $0 | – | -9,200 | -100.0% | -0.01% | – |
| TRS | Exit | TRIMAS CORP | $0 | – | -6,700 | -100.0% | -0.01% | – |
| SBRA | Exit | SABRA HEALTH CARE REIT INC | $0 | – | -10,400 | -100.0% | -0.01% | – |
| ROVI | Exit | ROVI CORP | $0 | – | -13,000 | -100.0% | -0.01% | – |
| ULTI | Exit | ULTIMATE SOFTWARE GROUP INC | $0 | – | -1,700 | -100.0% | -0.01% | – |
| FRT | Exit | FEDERAL REALTY INVT TRsh ben int new | $0 | – | -2,400 | -100.0% | -0.01% | – |
| ALL | Exit | ALLSTATE CORP | $0 | – | -4,700 | -100.0% | -0.01% | – |
| TSU | Exit | TIM PARTICIPACOES S Asponsored adr | $0 | – | -10,800 | -100.0% | -0.01% | – |
| DRH | Exit | DIAMONDROCK HOSPITALITY CO | $0 | – | -23,300 | -100.0% | -0.01% | – |
| CIT | Exit | CIT GROUP INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| IWM | Exit | ISHARESrussell 2000 etf | $0 | – | -2,600 | -100.0% | -0.02% | – |
| AAMC | Exit | ALTISOURCE ASSET MGMT CORP | $0 | – | -669 | -100.0% | -0.02% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -3,853 | -100.0% | -0.02% | – |
| ABM | Exit | ABM INDS INC | $0 | – | -15,728 | -100.0% | -0.02% | – |
| MTSN | Exit | MATTSON TECHNOLOGY INC | $0 | – | -180,500 | -100.0% | -0.02% | – |
| MITL | Exit | MITEL NETWORKS CORP | $0 | – | -73,497 | -100.0% | -0.02% | – |
| GTATQ | Exit | GT ADVANCED TECHNOLOGIES INC | $0 | – | -51,598 | -100.0% | -0.02% | – |
| ETM | Exit | ENTERCOM COMMUNICATIONS CORPcl a | $0 | – | -53,348 | -100.0% | -0.02% | – |
| PMC | Exit | PHARMERICA CORP | $0 | – | -42,550 | -100.0% | -0.03% | – |
| ACETQ | Exit | ACETO CORP | $0 | – | -39,041 | -100.0% | -0.03% | – |
| COCOQ | Exit | CORINTHIAN COLLEGES INC | $0 | – | -287,624 | -100.0% | -0.03% | – |
| ZIXI | Exit | ZIX CORP | $0 | – | -149,500 | -100.0% | -0.04% | – |
| C | Exit | CITIGROUP INC | $0 | – | -15,500 | -100.0% | -0.04% | – |
| UHAL | Exit | AMERCO | $0 | – | -4,348 | -100.0% | -0.04% | – |
| SLXP | Exit | SALIX PHARMACEUTICALS INC | $0 | – | -12,562 | -100.0% | -0.04% | – |
| TXRH | Exit | TEXAS ROADHOUSE INC | $0 | – | -32,585 | -100.0% | -0.04% | – |
| PKOH | Exit | PARK OHIO HLDGS CORP | $0 | – | -23,205 | -100.0% | -0.05% | – |
| DENN | Exit | DENNYS CORP | $0 | – | -156,445 | -100.0% | -0.05% | – |
| AET | Exit | AETNA INC NEW | $0 | – | -15,481 | -100.0% | -0.05% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -29,583 | -100.0% | -0.05% | – |
| RMD | Exit | RESMED INC | $0 | – | -19,408 | -100.0% | -0.05% | – |
| AZO | Exit | AUTOZONE INC | $0 | – | -2,551 | -100.0% | -0.06% | – |
| ALK | Exit | ALASKA AIR GROUP INC | $0 | – | -17,575 | -100.0% | -0.06% | – |
| IPGP | Exit | IPG PHOTONICS CORP | $0 | – | -19,775 | -100.0% | -0.06% | – |
| SWM | Exit | SCHWEITZER-MAUDUIT INTL INC | $0 | – | -19,025 | -100.0% | -0.06% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -26,075 | -100.0% | -0.06% | – |
| GPS | Exit | GAP INC DEL | $0 | – | -29,000 | -100.0% | -0.06% | – |
| NUVA | Exit | NUVASIVE INC | $0 | – | -48,473 | -100.0% | -0.06% | – |
| PLXT | Exit | PLX TECHNOLOGY INC | $0 | – | -203,800 | -100.0% | -0.06% | – |
| LCC | Exit | U S AIRWAYS GROUP INC | $0 | – | -66,000 | -100.0% | -0.07% | – |
| SYNA | Exit | SYNAPTICS INC | $0 | – | -29,000 | -100.0% | -0.07% | – |
| BCR | Exit | BARD C R INC | $0 | – | -11,534 | -100.0% | -0.07% | – |
| 4305PS | Exit | ALCATEL-LUCENTsponsored adr | $0 | – | -382,550 | -100.0% | -0.07% | – |
| Exit | TELEFLEX INCnote 3.875% 8/0 | $0 | – | -1,000,000 | -100.0% | -0.08% | – | |
| HNT | Exit | HEALTH NET INC | $0 | – | -44,971 | -100.0% | -0.08% | – |
| AGCO | Exit | AGCO CORP | $0 | – | -23,887 | -100.0% | -0.08% | – |
| VMI | Exit | VALMONT INDS INC | $0 | – | -10,681 | -100.0% | -0.08% | – |
| WTS | Exit | WATTS WATER TECHNOLOGIES INCcl a | $0 | – | -26,070 | -100.0% | -0.08% | – |
| EPL | Exit | EPL OIL & GAS INC | $0 | – | -40,073 | -100.0% | -0.08% | – |
| BAC | Exit | BANK OF AMERICA CORPORATION | $0 | – | -110,173 | -100.0% | -0.08% | – |
| MOS | Exit | MOSAIC CO NEW | $0 | – | -35,527 | -100.0% | -0.08% | – |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -17,300 | -100.0% | -0.08% | – |
| THRM | Exit | GENTHERM INC | $0 | – | -83,955 | -100.0% | -0.08% | – |
| MAS | Exit | MASCO CORP | $0 | – | -75,534 | -100.0% | -0.08% | – |
| HDS | Exit | HD SUPPLY HLDGS INC | $0 | – | -73,150 | -100.0% | -0.08% | – |
| Exit | REDWOOD TR INCnote 4.625% 4/1 | $0 | – | -1,500,000 | -100.0% | -0.08% | – | |
| RNDY | Exit | ROUNDYS INC | $0 | – | -187,599 | -100.0% | -0.08% | – |
| GBX | Exit | GREENBRIER COS INC | $0 | – | -66,802 | -100.0% | -0.09% | – |
| DELL | Exit | DELL INC | $0 | – | -124,729 | -100.0% | -0.09% | – |
| ACCO | Exit | ACCO BRANDS CORP | $0 | – | -259,639 | -100.0% | -0.09% | – |
| CMLS | Exit | CUMULUS MEDIA INCcl a | $0 | – | -331,729 | -100.0% | -0.09% | – |
| SODA | Exit | SODASTREAM INTERNATIONAL LTD | $0 | – | -28,400 | -100.0% | -0.09% | – |
| NNA | Exit | NAVIOS MARITIME ACQUIS CORP | $0 | – | -478,188 | -100.0% | -0.09% | – |
| UAL | Exit | UNITED CONTL HLDGS INC | $0 | – | -59,500 | -100.0% | -0.10% | – |
| BBY | Exit | BEST BUY INC | $0 | – | -51,275 | -100.0% | -0.10% | – |
| Exit | RITE AID CORPnote 8.500% 5/1 | $0 | – | -1,000,000 | -100.0% | -0.10% | – | |
| KKR | Exit | KKR & CO L P DEL | $0 | – | -108,358 | -100.0% | -0.12% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS INC | $0 | – | -113,750 | -100.0% | -0.15% | – |
| FBC | Exit | FLAGSTAR BANCORP INC | $0 | – | -198,551 | -100.0% | -0.16% | – |
| CLDT | Exit | CHATHAM LODGING TR | $0 | – | -165,424 | -100.0% | -0.16% | – |
| Exit | HAWAIIAN HOLDINGS INCnote 5.000% 3/1 | $0 | – | -2,748,000 | -100.0% | -0.17% | – | |
| SWY | Exit | SAFEWAY INC | $0 | – | -106,163 | -100.0% | -0.18% | – |
| NWS | Exit | NEWS CORP NEWcl b | $0 | – | -239,572 | -100.0% | -0.21% | – |
| XLV | Exit | SELECT SECTOR SPDR TRsbi healthcare | $0 | – | -80,000 | -100.0% | -0.21% | – |
| Exit | DENDREON CORPnote 2.875% 1/1 | $0 | – | -7,500,000 | -100.0% | -0.25% | – | |
| Exit | GOODRICH PETE CORPnote 5.000%10/0 | $0 | – | -5,000,000 | -100.0% | -0.29% | – | |
| Exit | VITESSE SEMICONDUCTOR CORPdbcv 8.000% 6/1 | $0 | – | -13,650,324 | -100.0% | -0.78% | – | |
| Exit | MCMORAN EXPLORATION COnote 5.250%10/0 | $0 | – | -22,174,000 | -100.0% | -1.24% | – | |
| Exit | JETBLUE AIRWAYS CORPdbcv 5.500%10/1 | $0 | – | -17,392,000 | -100.0% | -1.37% | – | |
| Exit | ONYX PHARMACEUTICALS INCnote 4.000% 8/1 | $0 | – | -23,848,000 | -100.0% | -4.04% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- Whitebox Multi-Strategy Advisors, LLC #1
- Whitebox Concentrated Convertible Arbitrage Advisors, LLC #2
- Whitebox Credit Arbitrage Advisors, LLC #3
- Whitebox Special Opportunities Advisors, LLC #4
- Whitebox Asymmetric Advisors, LLC #5
- Pandora Select Advisors, LLC #6
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 32 | Q3 2023 | 0.9% |
| SPDR S&P 500 ETF TR | 28 | Q4 2020 | 52.4% |
| TENET HEALTHCARE CORP | 28 | Q3 2023 | 0.4% |
| SANOFI | 27 | Q4 2019 | 1.8% |
| AMERICAN AXLE & MFG HLDGS IN | 26 | Q3 2023 | 0.4% |
| MBIA INC | 25 | Q3 2023 | 0.9% |
| NOVAVAX INC | 24 | Q4 2022 | 3.2% |
| RYDER SYS INC | 24 | Q3 2023 | 0.1% |
| PAR PETE CORP | 23 | Q1 2020 | 7.9% |
| GRIFOLS S A | 22 | Q3 2023 | 2.7% |
View WHITEBOX ADVISORS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Quotient LtdSold out | February 21, 2023 | 0 | 0.0% |
| REED'S, INC. | February 14, 2023 | 12,885,916 | 9.9% |
| Rockley Photonics Holdings Ltd | February 14, 2023 | 6,839,781 | 4.9% |
| Protalix BioTherapeutics, Inc. | June 09, 2022 | 2,816,108 | 5.6% |
| HYCROFT MINING HOLDING CORP | March 10, 2022 | 735,117 | 1.2% |
| Dune Acquisition Corp | February 14, 2022 | 459,595 | 2.7% |
| Garrett Motion Inc.Sold out | May 06, 2021 | 0 | 0.0% |
| Alpha Metallurgical Resources, Inc. | February 16, 2021 | 605,833 | 3.3% |
| Clovis Oncology, Inc. | February 16, 2021 | 1,276,152 | 1.2% |
| SAExploration Holdings, Inc. | July 31, 2020 | 2,336,520 | 35.3% |
View WHITEBOX ADVISORS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2023-11-27 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13D/A | 2023-02-21 |
View WHITEBOX ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.