This page lists the SEC filings reported by Invesco Capital Management LLC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2016-09-09 | AXA FINANCIAL INC | Invesco PowerShares Capital Management LLC | 0 | 0.0% | EDGAR |
| SC 13G | 2016-01-11 | AXA FINANCIAL INC | Invesco PowerShares Capital Management LLC | 68,220 | 11.4% | EDGAR |
| SC 13G/A | 2012-12-10 | Windhaven Investment Management, Inc. | Invesco PowerShares Capital Management LLC | 18,833,570 | 17.2% | EDGAR |
| SC 13G/A | 2012-07-10 | Windhaven Investment Management, Inc. | Invesco PowerShares Capital Management LLC | 16,758,571 | 22.9% | EDGAR |
| SC 13G | 2012-03-12 | Windhaven Investment Management, Inc. | Invesco PowerShares Capital Management LLC | 6,789,773 | 14.6% | EDGAR |
| SC 13G | 2012-03-12 | Windhaven Investment Management, Inc. | Invesco PowerShares Capital Management LLC | 14,828,446 | 29.4% | EDGAR |
| SC 13G | 2011-11-07 | Marquette Asset Management Inc. | Invesco PowerShares Capital Management LLC | 429,400 | 6.1% | EDGAR |
| SC 13G | 2011-07-28 | Marquette Asset Management Inc. | Invesco PowerShares Capital Management LLC | 429,400 | 5.3% | EDGAR |
| SC 13G | 2011-07-27 | Marquette Asset Management Inc. | Invesco PowerShares Capital Management LLC | 429,400 | 5.3% | EDGAR |
| SC 13G | 2011-03-22 | Marquette Asset Management Inc. | Invesco PowerShares Capital Management LLC | 334,260 | 6.1% | EDGAR |
| SC 13G/A | 2011-01-10 | Bank of New York Mellon CORP | Invesco PowerShares Capital Management LLC | 131,182 | 1.9% | EDGAR |
| SC 13G | 2010-10-08 | Bank of New York Mellon CORP | Invesco PowerShares Capital Management LLC | 801,321 | 10.8% | EDGAR |
| SC 13G | 2009-01-12 | WELLS FARGO & CO/MN | Invesco PowerShares Capital Management LLC | 724,064 | 16.5% | EDGAR |
| SC 13G | 2008-09-09 | Invesco Ltd. | Invesco PowerShares Capital Management LLC | 5,592,967 | 17.4% | EDGAR |
| SC 13G | 2008-07-10 | WACHOVIA CORP NEW | Invesco PowerShares Capital Management LLC | 42,041 | 10.5% | EDGAR |
| SC 13G | 2008-06-10 | WACHOVIA CORP NEW | Invesco PowerShares Capital Management LLC | 42,041 | 21.0% | EDGAR |
| SC 13G | 2008-01-18 | GNI CAPITAL INC | POWERSHARES CAPITAL MANAGEMENT LLC | 35,000 | 11.7% | EDGAR |
| SC 13G/A | 2007-08-10 | KEYBANK NATIONAL ASSOCIATION/OH | POWERSHARES CAPITAL MANAGEMENT LLC | 0 | 0.0% | EDGAR |
| SC 13G/A | 2007-07-10 | KEYBANK NATIONAL ASSOCIATION/OH | POWERSHARES CAPITAL MANAGEMENT LLC | 169,000 | 16.9% | EDGAR |
| SC 13G | 2007-06-11 | KEYBANK NATIONAL ASSOCIATION/OH | POWERSHARES CAPITAL MANAGEMENT LLC | 403,000 | 44.8% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.